Capital, state, empire
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Title
Capital, state, empire
Creator
Timcke, Scott
Date
2017
Publisher
University of Westminster Press
Description
"The United States presents the greatest source of global geo-political violence and instability. Guided by the radical political economy tradition, this book offers an analysis of the USA’s historical impulse to weaponize communication technologies. Scott Timcke explores the foundations of this impulse and how the militarization of digital society creates structural injustices and social inequalities. He analyses how new digital communication technologies support American paramountcy and conditions for worldwide capital accumulation. Identifying selected features of contemporary American society, Capital, State, Empire undertakes a materialist critique of this digital society and of the New American Way of War. At the same time it demonstrates how the American security state represses activists—such as Black Lives Matter—who resist this emerging security leviathan. The book also critiques the digital positivism behind the algorithmic regulation used to control labour and further diminish prospects for human flourishing for the ‘99%’. Capital, State, Empire contributes to a broader understanding of the dynamics of global capitalism and political power in the early 21st century."
Subject
Economics
Political Science
Social Sciences
Language
English
isbn
978-1-911534-36-5 (print)
978-1-911534-37-2 (online)
doi
content
CDSMS
SCOTT TIMCKE
CAPITAL, STATE,
EMPIRE
The New American Way
of Digital Warfare
Capital, State, Empire:
The New American Way
of Digital Warfare
Scott Timcke
University of Westminster Press
www.uwestminsterpress.co.uk
Competing interests
The author declares that he has no competing interests in publishing this book
Published by
University of Westminster Press
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Text © Scott Timcke 2017
First published 2017
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ISBN (Paperback): 978-1-911534-36-5
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DOI: https://doi.org/10.16997/book6
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Suggested citation:
Timcke, Scott 2017 Capital, State, Empire: The New American Way of
Digital Warfare London: University of Westminster Press. DOI: https://doi.
org/10.16997/book6. License: CC-BY-NC-ND 4.0
To read the free, open access version of this book
online, visit http: https://doi.org/10.16997/book6
or scan this QR code with your mobile device:
Dedicated to Rick Gruneau
Contents
Acknowledgementsix
Introductionxi
Chapter 1. A Material Critique of Digital Society
1.1 Radical Political Economy as an Organizing
Intellectual Framework
1.2 The Need to Jettison Idealism
1.3 The Labour Regimes of Digital Capitalism
1.4 The State of Data
Chapter 2. Extraction, Expansion and Economies of Bondage
2.1 European State Formation
2.2 American State Formation
2.3 Intra-Ruling Class Struggle and Bargained Settlement
2.4 Consolidation and Collapse, Contention and Cooperation
2.5 Neoliberalism and the Great Recession
Chapter 3. Calculation, Computation, and Conflict
3.1 Cold War Social Science
3.2 The Strategic Return to Centres of Calculation
3.3 Automated Lethal Robotics
3.4 Extrajudicial Drone Strikes
3.5 The Order of the Internet of Things
Chapter 4. Internal Rule and the Other America
4.1 The Atrophy of Opposition and the Truly Disadvantaged
4.2 The War on Blacks
4.3 The Daily Ugliness of Police Militarization
4.4 The Universality of Black Lives Matter
1
7
10
12
19
25
26
32
37
44
48
55
57
59
60
65
67
77
78
82
86
91
viii Capital, State, Empire
Chapter 5. External Rule and ‘Free Trade’
99
5.1 Induced Under- and Combined-Development100
5.2 Contradictions of Global Rule
105
5.3 Bases for Commodities and Containment
111
5.4 Securing International Circuits of Production
116
5.5 The Military Response to a ‘Global Power Shift’
121
Chapter 6. Minds, Brains, and Disciplinary Programs
125
6.1 The First AI Revolution and the Legacies of
Political Behaviourism
6.2 The Second AI Revolution and Embodied Computation
6.3 The Role of Economics and Psychology
6.4 Computing Means and Social Ends
6.5 Lazy Definitions and Weak Epistemology
6.6 The Psychologism of Abstracted Empiricism
127
129
131
134
136
141
Conclusion. Digital Coercion and the Tendency Towards
Unfree Labour145
Notes149
References155
Index179
Acknowledgements
I am deeply indebted to Rick Gruneau and Gary McCarron. Their friendship
and guidance has forever improved my life and work.
Conversations and correspondence with all my colleagues and companions at
Simon Fraser University helped form the core of the argument. Though I single
out Matthew Greaves, Graham Mackenzie and Nawal Musleh-Motut, everyone at
SFU deserves gratitude. Dal Yong Jin and Jay McKinnon provided vital comments
in the conceptual stages of this project. Nearer to the end, Michelle Roopnarine
was a cheerful student assistant. Throughout, both Derek Kootte’s and Graeme
Webb’s comments greatly helped tie many chapters together. The Press’s anonymous reviewers were generous and exacting. All made this a better product.
Levi Gahman, Priya Kissoon, David Mastery, and Annita Montoute have
become excellent new colleagues at The University of the West Indies. Thanks
go to my Head of Department, Maarit Forde who has supported me in ways too
numerous to elaborate.
I am grateful to Christian Fuchs, the editor of this series, and to Andrew Lockett, Press Manager at the University of Westminster Press for supporting this
project, but especially for their ongoing commitment to open access publishing.
Most of this manuscript was written while working in the Global South where
global inequalities and paywalls limit access to scholarship. For these and other
reasons, efforts like theirs will change international research for the better.
My deepest appreciation is for my partner, Mariana Jarkova and my parents,
Dennis and Diana Timcke. All three have provided care and understanding as
part of my daily life during the completion of this book.
Introduction
The United States presents the greatest source of global geopolitical violence
and instability. Much of this comes from the state’s security apparatuses. For
example, just in the early part of the twenty-first century, 150,000 troops and
thousands of contractors did little to build regional stability in Iraq. Instead,
around 10 million Iraqis require humanitarian assistance, another 3.4 million
are internally displaced, and according to the Lancet Study, between 2003 and
2006 around 650,000 violent deaths can be attributed to the US invasion (Burnham et al. 2006). In fiscal terms, the Congressional Budget Office estimates that
by 2017 the Iraq War will have cost the US over $2.4 trillion, while the Watson
Institute at Brown University arrives at a figure of $4.79 trillion and counting,
when one includes US wars in Syria, Afghanistan, Pakistan, as well as Homeland Security (Crawford 2016). This outcome was worse than most anti-war
protestors predicted. The scale of this disaster is even greater when one considers that this destabilization is a contributing factor in the Syrian Civil War.
Domestically, in direct violation of legal limitations, the National Security
Agency (NSA) has conducted mass surveillance to assemble electronic dossiers
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. xi–xvii. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.a. License: CC-BY-NC-ND 4.0
xii Capital, State, Empire
on nearly every US citizen. It is almost impossible not to do so, given that the
agency scrapes 1.6 per cent of all internet traffic (The Economist 2016). When
confronted with evidence, the agency denies these programs in front of elected
representatives. Assisted by extraordinary rendition, the Central Intelligence
Agency (CIA) undertook torture programs at black sites, lied about it, then
wiretapped and attempted to erase Senate investigators’ records (US Senate
Select Committee on Intelligence 2014). The Justice Department has refused to
charge the officials involved therein. Similarly, Homeland Security and the State
Department’s various security projects have blurred the lines between foreign
and domestic populations, thereby eroding civil liberties. In contradistinction
to their treatment of whistleblowers who have revealed the extensive civic harm
caused by these activities, these departments are hostile to public accountability
and open court proceedings.
On the theme of prosecutorial inaction, the Justice Department has refused
to prosecute the bankers involved in the widespread financial fraud that triggered the 2008 recession: ‘Too Big to Fail’ became ‘Too Big to Jail’. Yet, between
the Troubled Asset Relief Program, the Emergency Economic Stabilization Act
2008, the Presidential Task Force on the Auto Industry, the American Recovery
and Reinvestment Act 2009 and quantitative easing, the US has spent around
$6 trillion to limit the harms caused by the financial sector. However, most of
this public spending went to the already rich. Between 2010 and 2012, the US
experienced the greatest ever increase in social inequality, drastically increasing the wealth gap between the 0.1 per cent and everyone else.
This jump is worrying, but it is also a continuation of a longer trend leading
simultaneously to capital concentration and pauperization. Aided by productivity gains born from information technology, the US economy has doubled
since 1980. So relative to 1960, a typical US worker is twice as productive, but
real median wages are almost flat, if not declining in some sectors. About a
quarter of US jobs pay an hourly wage that could not support a family of four
above the poverty level. Millions of Americans can hardly afford either suitable
healthcare or adequate food. Effectively, labour’s situation has worsened since
the 40-hour work week was established in the 1940s because for many occupations a 40-hour work week does not provide a living wage.
Not only are workers paid less, capitalists have structured and manipulated
their relationship with the state to ensure they pay minimal taxes. One major
consequence of this arrangement is that the state cannot undertake sufficient
welfare redistribution, nor provide sufficient public goods, and this has facilitated a massive transfer, an appropriation even, of wealth to the ruling class.
The degree to which the US is committed to private property cannot be disentangled from the comparatively weak institutional social welfare system.
Instead, families, civil society, and charity carry the welfare burden. As the
adage goes, ‘God and guns fill in for the welfare state.’ But Homeland Security is
not social security. So while workers are producing more value, the benefits of
Introduction xiii
their labour cannot be seen by them, and it has not been evenly translated into
broad socio-economic upliftment.
This is unsurprising given that American party politics is in the pockets of
Wall Street and districts are gerrymandered into stalemate. Campaign finance
regulations mean that the ruling class controls the barriers of entry to political office, and so running a campaign is so costly that even well intentioned
advocates bend to the wishes of funders and donors. The electorate know this
and so consistently regard politicians with distain. Nevertheless, they are so
ill-informed about first causes, that they cannot even comprehend how these
various parts fit together to form a whole oppressive social structure, meaning
they are hard pressed to resist class warfare ‘from above’.
With such conditions, policy discussions have degraded to the exchange of
talking points, misrepresentation, and disinformation. American party politics is
nothing but a parade of wilful ignorance, avoidance, and hawkishness. Take environmental issues for instance. While nearly 70 per cent of Americans acknowledge that Earth’s average temperature is increasing, less than half attribute this to
human activity. Conversely, as of April 2013, only a third of Americans believe
that global warming is a very serious problem (PEW 2013). This finding came in
the same month as CO2 passed 400 parts per million (NOAA 2013,) and the most
comprehensive study of near 12,000 papers found that of the articles that took a
position on Anthropogenic Global Warming, 97 per cent endorsed the theory
(Cook et al. 2013). Similar dynamics are in play in almost any social issue. Capital
speaks while the working class is silenced.
The Supreme Court of the United States is of little help. The 2009 Citizen’s
United decision, while holding that political speech is ‘the means to hold officials accountable to the people’ and ‘indispensable to decision-making in a
democracy’, perverts it by adding that ‘this is no less true because the speech
comes from a corporation’. Couched in the rhetoric of rights, but aware of the
consequences, the Court justified its decision in the utility of corporate speech
to the public exchange of reasons. But this is nothing but an alibi for increasing
corporate influence in political affairs. For instance, 50 senators who stalled
gun control measures in 2015 received a combined total of over $27 million for
political expenditures from firearms lobbyists.1
Elsewhere, Silicon Valley is producing tools for mystification and oppression.
By stock market value Amazon, Apple, Facebook, Microsoft and Alphabet are
some of the most valuable firms in the United States.2 But this wealth comes from
massive unpaid labour as users unwittingly turn themselves into commodities.3
As Farhad Manjoo (2017) notes, it also comes, ‘from their control of the inescapable digital infrastructure on which much of the rest of the economy depends—
mobile phones, social networks, the web, the cloud, retail and logistics, and
the data and computing power required for future breakthroughs.’ Knowing
this, in 2015 the Department of Defense (DoD) established a venture capital
fund, the Defense Innovation Unit, to help accelerate the production and testing
xiv Capital, State, Empire
of specific kinds of artificial intelligence research. It is these kinds of software
that are intended for robotic humanoids like the Atlas, a robot produced by
Alphabet-owned Boston Dynamics (Markoff 2016).4 Publicly, it stated that
these autonomous robots are intended for disaster response scenarios or space
travel. However, given that Boston Dynamics is a weapons manufacturer that
tests technology with DARPA (Defense Advanced Research Projects Agency), the
door is open for military uses. So not only do these digital technologies companies
shape everyday perception, collude to suppress wages and destroy public good,
they cooperate with state security forces and are becoming arms manufacturers.
This aspiration is of utmost concern because it leaves the US ripe for tyranny.
Making sense of the devastation in American social life requires seeing how
a coercive security apparatus marching to the metronome of capital rules over
those US citizens battling the civil powers that oppose it. And because of the
central place of the US in the international political economy, this dynamic is
at the heart of a global ‘democratic recession’ occurring in the early twentyfirst century (cf. Diamond, 2015). Granted, there are virtues in American social
life, much as in many societies, but they stand adjacent to these social developments. In part, this is indicative of the great American tragedy; a society
founded on freedom but built on slavery. The reproduction of this contradiction haunts American history and it appears in the fever of property rights but
constant dispossession, or extraordinary wealth with immiserating poverty.5
* * *
Presently, US security apparatuses are dramatically reconfiguring. This is for
several reasons, many of which I will discuss in the coming chapters, but the
most important is what I call the deployment of digital coercion. When I use
this term I am referring to the various processes facilitated by digital technologies that greatly enable American rule. This is because these kinds of technologies acutely illustrate how the machinery of governance is developed for—or
co-opted by—the state to manage subjects and processes at near unprecedented
scale and scope. Working from a position that the constellation of digital coercive practices is central to the social life in capitalism, paying attention to these
active relationships, as they are shaped by class struggle, both ‘from below’ and
‘from above’ can tell us much about the tendencies of capital’s rule as it unfolds
in the early twenty-first century.
Although present in many places, digital coercion can certainly be seen in the
changing nature of warfare. Let me explain. In 1960 Russell Weigley described
the ‘American way of war’ a mode of modern industrial warfare employing
strategic attrition. First deployed in the American Civil War and constantly
refined until the Second World War, this mode of warfare drafted and mobilized citizen-soldiers to leverage and deploy mass-industrial output as unprecedented firepower. However, the development and strategic deployment of
Introduction xv
nuclear weapons made total industrial strategic attrition unfeasible between
nuclear-armed states. Subsequently, nuclear weapons initiated the shift from
the industrial mode of warfare to the political nature of limited asymmetrical
warfare.
Along with many others (Boot 2003, Echevarria, 2004), I call this reorganization of military strategy the ‘New American Way of War’. I suggest it has several
formal features. These are the quest for minimal democratic oversight, computationally aided global dragnet surveillance, automated attempts to avert
internal dissent, internal repression of vulnerable populations, and protracted
conflicts abroad. While I shall add to these observations in the coming chapters drawing attention to their military nature and political ramifications, my
central proposition is that the totality of imperial relations, both foreign and
domestic, are geared towards accumulating value, and amongst other process,
comes about through dispossession, extraction, and exploitation, themselves
amplified by digital coercion that allow for unprecedented reach. I contend
that these processes can explain many of the empirical observations about state
security apparatuses with which I began this book.
This central line investigating military and information technology is an
uncommon albeit one of the most urgent topics for Communication Studies.
Sadly, disciplinary stalwarts have made this argument for decades but to little avail. Consider how in the mid-1980s, Vincent Mosco lamented how this
area was ‘ignored’ (1986, 76). In early 2017 he has good grounds to come to
the same conclusion; that ‘scholars who study media and new communication
technology tend to ignore the military in favour of examining social media’
(2017, 1). This oversight is more perplexing considering that the US Department of Defense, with upwards of 1.3 million active service members and augmented with near 750,000 civilians, is one of the world’s largest employers, and
certainly the biggest single employer in the US (DoD 2017).6 Moreover, with a
budget of $600 billion in 2015, the DoD is the single biggest purchaser of information and communication goods, and so this is a labour process that warrants
focus and critical attention. It is a ‘bureaucratic colossus’. If anything, it is fair
to say that Herb and Dan Schiller along with a handful of other researchers are
the exceptions to this other disciplinary ‘blindspot.’ All in all, Mosco is quite
correct to chastise communication researchers for this general neglect. And so
what is required is an analysis of the military that understands battlefields as a
product of the relationship between war and society as those things themselves
are coloured by historical forces. To the extent that this book can do that, I aim
to contribute something to this research agenda.
Aside from the aforementioned themes, and to reiterate, the most important area of investigation in this book is the relationship of capital and constraint as it is digitally mediated. Selected aspects of constraint are addressed
throughout my coverage of the various topics in this book, and illustrated by
cases like state capture, calculated conflict, ghettoization and disposability,
xvi Capital, State, Empire
uneven-development, and techniques of ideological manipulation. A focus
on cases like this is not necessarily chronological for the simple fact that not
all regions are integrated at the same time, nor do all regions require the same
kind of control at any given point. Jettisoning periodization allows a methodological suppleness that has the advantage of seeing how various institutional
arrangements function within a synthetic whole (cf. Wood 1997, 549).
Accordingly, the aim of this book is simple. It is to plot selected features of
the American social structure, demonstrating how a capitalist state creates
structural injustices, stratifications, and inequalities. Examining these ‘laws of
motion’ further involves a treatment of how intense extraction and exploitation
creates surpluses that are then used to fund global indirect and informal rule to
ensure American paramountcy and ultimately conducive conditions for capital
accumulation. In short, the question of how American capitalism reproduces.
Accordingly, it is important to resist bifurcating domestic and international
affairs since these rarely act in isolation of one another; instead, this scope can
tell us much about the relationship between rulers and ruled irrespective of
whether these groups live in the US or elsewhere on the planet.
In the opening chapter, I outline my theoretical approach and defend a materialist critique of digital society, one sensitive to the various components of
digital rule like new and emerging labour regimes. In the second chapter, I use
a historical narrative of US state formation to discuss selected aspects of state
theory. This involves some preliminary discussion of European colonialism in
the Americas. Throughout this exercise, I try to balance my attention between
dispossession, inter- and intra-class struggle and changing labour regimes. Violence receives a central role because of how it supports the accumulation and
dispossession process. A subsidiary goal is to demonstrate the expanding accumulative drive that seeks to get ahead of inevitable capitalist crises, irrespective
of whether they occur in fifteenth-century Spain, nineteenth-century Britain,
or the twentieth-century United States.
Drawing upon an assessment of recent US military budgets and policy statements, the third chapter examines how the security state configures its security
forces for the twenty-first century. Digital technologies like automated lethal
robotics such as drones and dragnet surveillance enable the US to increase
force projection and the maintenance of an imperial system. Chapter Four
turns towards internal patterns of subjugation. While I touch upon recent
activism such as Black Lives Matter, prison abolitionists, and the Movement for
Black Lives, my main purpose is to look at the salient longstanding repressive
elements in the United States, the very structures which these activists contest,
all the while demonstrating how the American security state is responsible for,
and condones this harassment. In Chapter Five I discuss how imperial organization creates uneven development and then examine the warfare that arises
from these conditions. Here I pay attention to how territories contended and
defended for access to resources and markets, were then finally incorporated
Introduction xvii
into imperial domains. Topics in this chapter include the administration of
zones of violence and zones of pacification.
As code conditions the possibilities of so much of social life, it is important
for contemporary material analysis. Accordingly, the last chapter addresses
what Vincent Mosco termed ‘digital positivism’. Herein, I focus on paternalistic
‘nudges’ predicated upon behavioural economic calculations and bureaucratic
approval of big data analysis that informs algorithmic regulation. Injunctions
and interjections drawing upon social theory are therefore required to assess
how digital technologies of governance and control are used to further capitalist state rule. I conclude with some thoughts on the impact of digital coercion
on a labour regime, suggesting that there will be an increase in unfree labour.
I anticipate that American scholars will likely receive this work in similar
ways to which European scholars view American studies of their continent, or
the ways Africans view European studies of theirs: there is certainly a politics
of outsider observation. Still, while I may not have the knowledge of an insider,
or be privy to all the subterranean politics within the US social structure, it is
nevertheless worthwhile continuing to produce, and insist upon, a Southern
literature that makes the North the subject of study, but on Southern terms.
This is not because the North is the sole site of history. On the contrary, to my
mind, this is a complimentary component of understanding the imperial experience in the South. As many Southern theorists have shown, colonized spaces
were (and are) experimental sites for rule, military techniques and scientific
practice, or have made clear that underdevelopment is an intended by-product
of capital interests in the dominant metropoles (cf. Connell 2007). Insights like
this underscore that the South has a capacity to write directly and plainly about
the sites where global oppression and exploitation is initiated. So all this said,
my interest lies less in satisfying a US audience by pursuing a pure inquiry into
concepts, and more as an exercise of the South ‘writing back’ identifying some
of the very features that oppress almost all of us.
In a short book like this one, I cannot marshal all the evidence required to
prove conclusively the aforementioned propositions. What I do hope to do is
advance them enough that others might find the general conjecture sufficiently
compelling to subject it to more scrutiny, lending support where appropriate
and pruning where necessary. Discarding and reconfiguring select elements are
likely too. In this spirit, there are items I have left unattended lest this become
a spiralling multi-volume project. For instance, I hardly raise issues of gender
in the US social structure, nor do I discuss domestic gun violence, debates on
reparations, or arms manufacturing. The same is true of many more things.
This is not absolute neglect stemming from a belief that they do not warrant
attention, but rather because of a momentary focus elsewhere. Currently it is
the examination of how digital components of the US social structure exacerbate de-democratizing social inequality, jeopardizing basic values and diminishing prospects for human flourishing.
CH A PT ER 1
A Material Critique of Digital Society
In a Marxist vernacular, capital should not be mistaken for an asset class that
can generate income.7 Rather, historical in nature, capital is a relation found
sometimes in the exploitation of labour power, sometimes in the products they
make, sometimes in private property but certainly not limited thereunto. Its
sole drive is to ‘valorize itself ’ and so accordingly, identifying capital requires
indirect observations to find a ‘specific social character’ appearing in ‘a definite social production relation’ in discrete social roles. One common way to
study capital and the ramifications of its reproduction is to examine the transactions and circulation of commodities. A complimentary avenue, and the one
explored in this book, is to study the social structure that emanates from the
uneven pace of extraction and accumulation of value, and how this is underwritten using violence greatly enabled by digital technologies. This involves
analysing the legacies of how ‘civilized horrors of over-work are grafted onto
the barbaric horrors of slavery, serfdom’ (Marx 1977, 345). In both cases, there
is a concern for particular kinds of relations, ones driven by the self-expanding
drive of value.
Granted, some scholars analyse capitalism strictly as a mode of economic
organization, presuming it to be a natural manifestation emanating out of
humans’ trucking, trading, and bartering. Even setting aside this historical
inaccuracy (cf. Polanyi 1957, Wolf, 2010, Graeber 2011), the preoccupation
with the hard distinction between the political and the economic must necessarily wither in advance of a more insightful study of the growth of capitalism
and the uneven development it creates. In the case of the capitalist mode of
production, it is motivated by the dynamic interplay of capital accumulation
and labour power. Furthermore, recalling one of Karl Marx’s many insights,
it is not the things that can be exchanged that is ultimately important, but the
ability and authority to decide that they can be exchanged in the first place.
The ability to make a market and extract profits demonstrates the imbalance of
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 1–24. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.b. License: CC-BY-NC-ND 4.0
2 Capital, State, Empire
power between capitalists and labour. Again, capitalism is a particular kind of
relationship. This imbalance also reveals that economics is how modern politics is conducted.
In social analysis, one misses a considerable amount if there is a general
neglect of how capital sustains a particular structure of power, maintains contradictions, and aggressively conceals itself. Still, even then, the accumulation
drive is not a smooth or simple expansion. The 2008 Great Recession is a good
example of how setbacks and crises do occur, but this is a temporary barrier
until new things are commodified, exploitation is intensified, or resources are
seized and incorporated into the economy. Each of these processes allows for a
new phase of expansion, much like nearly a decade after the Great Recession,
the Dow Jones Industrial Average is at record highs.
At present, capitalism prevails globally despite a culturally heterogeneous
world and different local politics. This is to say that whatever variety of capitalism one confronts, whatever configuration it constructs, whatever veneer it creates is just particular local contouring. Again, to reiterate a point made above,
it is not the form that is ultimately important, but the relationships between
forms. Therefore, despite diverse manifestations and adaptions, capitalism still
nevertheless has a definable set of principles that produces a distinctive political form incumbent with its own rules and norms that applies to the organization of authority, obligation, and obedience that in turn colour public affairs,
international conflict, and most importantly social relations.
One useful way to detect the corroding influence of capital on social relations is to observe social inequality. To clarify lest there be some confusion:
Social inequality is not group disparity. Structural inequalities do more than
distribute wealth upward to the ruling class.8 And they do more than impose
massive hardships and high hurdles on the truly disadvantaged. They curtail abilities and deprive persons of basic needs. They also generate forms
of differential power, meaning that the ruling class can undertake collective
violence at will thereby inducing high levels of social uncertainty and anxiety, which is dealt, almost exclusively, with a punishment regime. There is a
hidden structure to violence: The technocratic language of industrial trade
policy can destroy a society as effectively as bombs. Both have precision in
mind when created. Both from regular use have legitimated and normalized
the consequences of radical uncertainty that are to be borne almost always by
persons themselves. As such: social inequality consolidates the ruling class,
and shatters everyone else.
Following a series of landmarks studies of post-war America, C. Wright Mills
concluded that decisive state power was in the hands of the military, economic
and political elites. These groups were interconnected in a social structure
where capital gave power. This power tended to concentrate; the more secretive,
the more effective. In contrast to liberal pluralist explanations, this rule was not
an anomaly, but business as usual (Mills 1948, 1951, 1956). Concurring, Ralph
A Material Critique of Digital Society 3
Miliband declared, ‘More than ever before men now live in the shadow of the
state’ (1969, 1). Therefore, this line of inquiry argued, the unbridled power of
the capitalist state was a real threat to its citizens. However, contrary to Mills
and Miliband, one prevailing belief during the late twentieth century was that
the state was soon to be a redundant unit of analysis in political governance
and international affairs. This was because multinational corporations had
transcended the regulatory capacity of any one particular state, while persons
sensing state decline were reinvesting in cities to open political space to achieve
their desired quality and way of life.
Nevertheless, even excluding the post-9/11 unveiling of the security state it
was an error to presume, like the hyper-globalists, that the state had ceased to be
a viable political actor, or like the hyper-localists that the retreat to cities was an
adequate political tactic. The state did not disappear in the 1990s; in fact, it was
present through acts of war, genocide, and economic reconstructing. More
over, despite the libertarian rhetoric of ‘rolling back the state’ there has been
instead an enormous centralization of power. Whereas modern democracies
sought parliamentary or congressional systems, late modern democracies are
executive democracies; faith is placed in the executive to provide service delivery and to guarantee civil society. But it also means that the state commands
the allocation of resources, and keeping in mind where the recession bailout
money went, this underscores the fact that Mills and Miliband were correct: the
state has been captured by capitalists. Centralization has also allowed executive
branches to justify the accrual of instruments of rule that can be used against
dissidents and rivals. Indeed, historically states have been relentless in using
force to accrue resources.
Consistent with a long traditional in political theory, I consider the state
to be an institution that collectivizes violence. As Theda Skocpol writes, ‘any
state first and fundamentally extracts resources from society and deploys these
to create and support coercive and administrative organizations’ (1979, 29).
Elsewhere Skocpol notes how a state’s system of rule has an extra-national
dimension while attempting to maintain a domestic order. She writes, ‘states
necessarily stand at the intersections between domestic sociopolitical orders
and transnational relations within which they must manoeuvre for survival and
advantage in relation to other states’ (1985, 8). Preserving rule requires that the
state undertake the ‘organization of armed forces, taxation, policing, the control of food supply, and the formation of technical personnel’ (Tilly, 1975, 6).
Obviously, these resources do not appear overnight. So it is important to note
that states develop over time, and maintain a path dependency until circumstances or social pressure create a new institutional order. This attention to continuity and change means that is best to study state institutions in light of their
long causal antecedents, paying particular attention to how the state processes
social demands into policy as well as the contention over and in institutions by
various interests, entrenched or otherwise.
4 Capital, State, Empire
Beyond these observations, the literature on the state tends to split. One
group comprises of post-colonial and Marxian historians who demonstrate
how subaltern groups and workers resist, appropriate or help construct the
state, highlighting how national identities were constituted in part through
imperial interests. Involved in this project is an extended analysis of how the
state acquires its reality in the daily experience, oppression, and division of
the working classes, and how they are put to work on imperial projects. Alternatively, orthodox comparative political sociologists are generally more concerned with how state rule is accomplished; as Skocpol summarises it, ‘how
states formulate and pursue their own goals’ (1985, 9). Tied together, this literature offers a complimentary analysis of state formation, identity, and capitalism. As my interest in this book rests with how the US state’s military apparatus
secures value and relates to rule, I tend to draw upon the second set of literature, but I try to keep an eye on who happens to be the subject of state violence.
Of late, social scientists tend towards a nebulous definition of the modern
state. Emblematic thereof is Schmitter, who defines the state as ‘an amorphous
complex of agencies with ill-defined boundaries performing a variety of not
very distinctive functions’ (Schmitter 1985, 33, as cited by Hay 1999, 153).
This is generally at odds with conventional Marxian takes that seek to establish
that the form and function of the capitalist state, serve the requirements of the
capitalist mode of production, and aids the reproduction of capitalist relations.
Nevertheless, beyond the general claim that the state is a nodal point in capital
relations, there is some disagreement about its precise mechanics. Colin Hay
groups these mechanics under the labels ‘the state as the repressive arm of the
bourgeoisie’, ‘the state as an instrument of the ruling class’ and ‘the state as
a factor of cohesion within the social formation’ (Hay, 1999). While any one
of these labels may describe any particular capital-state relationship, applying
more in some cases and less in others, each in their own ways gets bogged
down when dealing with questions of bureaucratic agency (see Jessop 1990 for
full details).
One way to avoid this gridlock is to follow Bob Jessop in understanding the
state as ‘a specific institutional ensemble with multiple boundaries, no institutional fixity and no pre-given formal or substantive unity’ (Jessop 1990, 267).
Jessop’s model views the state as strategically selective, with structures and
operations that while ‘more open to some types of political strategy than others,’ (Jessop 1990, 260) are not beholden to them. For Jessop, there is no guarantee that the state will act as the bourgeoisie’s repressive agents, further the interests of the ruling class, nor constitute a particular kind of society. Hay sums up
this contingent approach as ‘there can be no general or fully determinate theory
of the capitalist state, only theoretically informed accounts of capitalist states in
their institutional, historical and strategic specificity’ (1999, 171).
I am sympathetic to Jessop’s argument about state actions in a capitalist society being contingent, indeterminate, and without guarantee, at least with regard
A Material Critique of Digital Society 5
to the intentions of various capitalists themselves. The state’s intervention into
social life is uneven. Indeed, political aspirations, cadre deployments, and local
uses of the state apparatus to settle struggles make it appear as if state power and
action can be wholly idiosyncratic and without an overall inherent purpose. But
while conceding that the state is not a monolithic enterprise—different agencies
may advance different practices and visions of state functioning—it nevertheless remains important to attend to the nature of the state to understand what
produces differentials in state functioning and public authority.
In line with the call to be attentive to ‘historical specificity’ I place significant
emphasis on the state’s effort to preserve and reproduce the social structure by
being strategically selective and situationally responsive. I call this intention the
security state, the security kernel to which the ‘amorphous complex of agencies’
attaches to, these themselves having ‘no institutional fixity’ because they are
situationally responsive strategic selections. In this respect, I think the question
of bureaucratic agency and relative autonomy can be addressed by distinguishing between the securocrats of the security state, who have a narrow agenda
to maintain their power, and bureaucrats staffing the amorphous complex of
agencies, whose actions, even if they conflict, are roughly permissible provided
they do not thwart the securocrats’ goals. This distinction offers one possible
way of reconciling ‘complexity’ and ‘coherence’ positions staked out in the various ongoing debates between state-as-society and state-in-society proponents.
There is another point worth raising: discussion of the state as an ‘actor’ is so
taken for granted that it is worth remembering that states do not and cannot
act. Therefore, mentions of state actions or the security state are but shorthand
for the various people who staff and administer the organization. Granted there
is much politics and jockeying, inside and between political parties, the federal
government, the civil service, and the security forces. Brevity and focus exclude
an extended treatment of this politics, however suffice to say that the Byzantine complex that presently exists seeks to maintain rule and forestall revolt.
Another important point is that members of the security forces and securocrats
have a central role in shaping government policy, and in each of their respective
ways work toward the ‘national interest’. In this way, special attention must be
given to how rulers acquire their means of rule and the resources required for
coercion and constraint.
Informed by Marxian analysis, this statist modality seeks to retain the view
that modes of material production and political domination (overt or otherwise) are important items to study, it does not restrict itself solely to the internal
affairs of national entities, but necessarily addresses the international system to
account for disparate outcomes, like uneven development. Herein this mixture
of material pressures and the drive to accumulate value pattern the formation
and development of political and economic relations. One good way to see the
connection between these items is to examine the ‘economic taproot’ of international affairs (Hobson 1965, 71). This means the expansionist tendency of
6 Capital, State, Empire
capital via imperial action conducted by the state. ‘Imperialism’, John Gallagher
and Ronald Robinson remind us ‘is a sufficient political function of this process
of integrating new regions into the expanding economy’ (1953, 5), and can be
accomplished in many different ways, not necessarily via direct occupation or
annexation.
To reiterate a theme in my earlier remarks, empire is not just accumulation,
nor necessarily authoritarian and draconian rule. On the contrary, it is a kind
of polity. As Charles Maier remarks,
Empire is a form of political organization in which the social elements that rule in the dominate state…create a network of allied elites
in regions abroad who accept subordination in international affairs in
return for the security of their position in their own administrative unit.
(2006, 7)
Maier adds that empires tend to be differentiated in numerous ways, but that the
political organization seeks to stabilize these differences by ‘reconciling some
rituals and forms of equality with the preservation of vast inequality. The empire
is large enough that zones of violence and zones of pacification can usually be
kept apart’ (2006, 23). Further, empires are scalar:
They replicate their hierarchical structures and their divisions at all
spatial levels, macro and micro—at the level of the community and the
workplace as well as the continent. Hospitals, offices and factories, shopping malls and markets, stadiums, airports and bus terminals, housing
(from gated communities to urban projects), and so on all recapitulate
the social structure of the whole. (Maier 2006, 10)
I take this to mean specific accumulation processes are linked to the US social
structure, inequality and stratification, as well as public institutions. Imperialism also reveals itself in the systematic cooperation between capitalist states;
this reflects the prevailing balance of power in the international system. Here
agreements are but a means to maximize returns upon extraction at any given
time, and should new methods emerge, or should the balance of power shift,
so strategic selections would change. In effect, peace is less about armistice;
rather, it is the stability of world order along an American imperative. This
understanding of interstate cooperation as tentative, contingent, and without
guarantee neatly aligns Jessop’s understanding of the state.
There are few other points about imperialism worth mentioning. To begin
with, the apparent absence of colonial settlement or formal viceroys does not
indicate the suspension of imperial relations between the United States and the
other parts of the planet.9 Rather, the important thing is to examine the extent
to which other countries cater towards the US agenda, these being shorthand
for the general interests of the US ruling class.
A Material Critique of Digital Society 7
Furthermore, an exclusive examination of formal organizations like the
International Monetary Fund (IMF) or World Bank, or trade agreements like
the WTO can overlook the informal set of pressures and influences that seek
to extort force on other states to do the bidding, however begrudgingly, along
terms established by the US. In other words, there are pressures to compel participation in these organizations and treaties to act in accordance with ‘numberless indefeasible chartered freedoms’. So much like how ‘free labour’ refers
to detachment and destruction of feudal constraints such that human labour
power could be commodified and exchanged on a market,10 ‘free trade’ refers
to the process by which the autonomy of particular territories is compromised
because they are coerced to participate in market exchanges. The stronger party
sets the tone of these relations, and that strength may not necessarily be directly
evident in the organizations or treaties themselves. Effectively, a constellation
of security apparatuses supports the prerogatives of capital accumulation.11
1.1 Radical Political Economy as an Organizing
Intellectual Framework
In 1999, when Dan Schiller wrote that ‘the arrival of digital capitalism has
involved radical social, as well as technological, changes’ he was well aware of
the historical forces that animate our current condition. From his vantage, ‘this
change does not alleviate, and indeed may increase, the volatility of the market
system’ (2000, xiv, 206). In 2017, I think Schiller was correct, and that we are now
seeing state security forces being further integrated into everyday life to police the
by-products of this market volatility. And so to echo him, I seek to demonstrate
how inequality and domination are the leading features of digital capitalism.
To guide the analysis in the coming chapters, methodologically I am indebted
to radical political economy. Unapologetically historical in orientation, this
approach traces the plurality of trajectories open to state development, but is
characterized by identifying economics as a prime mover of human affairs. This
economic foundation of different institutions and their change over time is then
employed to look at the forces exercised over social life. This understanding of
economics neatly aligns with Jessop’s remarks about the state being tentative,
contingent, and without guarantee. In the interest of brevity, I shall not offer a
pre-emptive defence of this method. Rather, I hope to show the benefits of this
approach by being able to broadly account for outcomes of security and rule,
extraction and extortion, exploitation and dispossession. The configuration
and ratios between these items highlight how this occurs as rulers co-opt and
make alliances with different classes and subjects, whilst concurrently seeking
to create and shape certain kinds of subjects. This orientation is analytical, historical, and dialectic.
Guided by the radical political economy tradition, and moulded by
events like the Gulf War and the Great Recession, I seek to synthesize much
8 Capital, State, Empire
contemporary research on US security state rule whilst simultaneously contributing to a broader understanding of the dynamics of global capitalism and political power in the early twenty-first century, as well as their intersections with
cultural and social developments. Examining the US security state’s encroachment on civil liberties and the political scramble for positions within the digital
mode of production I demonstrate how this dynamic structurally contributes to
the widening social inequality currently being experienced in the US.
This exercise requires strong support, and so I turn to various branches of
Marxian communication research to account for the inevitable variation caused
by politics while not losing sight of the general direction of political development. This kind of project is a social history concerned with understanding the
development of structures of oppression and economies of bondage. It includes
and synthesizes more narrow sectarian concerns to plot them within a broader
understanding of the totality of history, rather than a fetish for its parts. In
that respect, there is an analytical utility to grand narratives rationally tested by
known historical evidence and functional first material causes to envisage how
structures and patterns unfold over time. The conceptual technique is intellectually productive for adequately understanding the origins, transformation,
and prospects for social development.
Sadly, grand narratives are epistemologically unfashionable. To explain why
it is important to know that in the early 1970s American social scientists, in
line with domestic upheaval in social, economic, and political beliefs and
institutions, found that the excessive abstraction of explications produced by
functionalist sociology were nearly entirely devoid of contextual historical processes. Functionalism’s implicit assumption that social systems have reached
stability in the composition of institutions made it inherently difficult to deal
with social change, and so was ill equipped to understand and explain the most
basic features of American life in the post-Vietnam War era such as mass protest, racial inequality, urban poverty, and maladaptive political structures.
Following the collapse of structural-functionalism, American social scientists sought to import social theory from Europe and India and as well cultivating revivals of pragmatism, feminism, and communitarianism to enlarge
conceptual, methodological, and political discussion. These new sources, new
entrants in general, led to calls for interdisciplinary hoping that cross collaboration would help comprehend the rapid changes to social organization and
civil life. Much ink was used addressing these kinds of problems within specific disciplines and produced many handbooks and sourcebooks, theoretical
manifestos and programs. Boundary policing and disciplinary politics about
inclusion and exclusion, canon wars, methods all played out at the level of individual appointments, search committees, and journal acceptance letters. With
so much going on, it seemed hubris to claim a conceptual grasp of the whole.
Presently there seems to be a relative conceptual entente characterized by
efforts to offer a diagnosis of contemporary social conditions. To be sure, much
A Material Critique of Digital Society 9
like the aforementioned American social scientists, there is some recognition
that the intellectual resources at our disposal are insufficient to deal with postrecession social inequalities, looming environmental catastrophe, and systematic oppression of the poor, women, and racialized others. This inadequacy
comes, in part, from the lack of intellectual synthesis and a prevailing organizing intellectual framework.
Throughout these developments, the radical political economy tradition has
continued, albeit as a minor literature within the broader social sciences. Notwithstanding this relatively smaller position, most importantly, within Communication Studies it has maintained due attention to states, conflict, and
imperial actions (cf. Schiller 1969 as the kernel for this research tradition). This
is either through research on propaganda (Herman and Chomsky 2002), efforts
to understand the general regulatory permissibility facilitating capital concentration on the American continent or abroad (Smythe, 1981, Mosco and Schiller 2001), the development of Arpanet (Feenberg 2009), the close connections
between Silicon Valley, entertainment and militarism (Dyer-Witheford and de
Peuter 2009, Jin 2013), or the encoded surveillance in emerging labour regimes
(Cohen 2011, Neff 2012, Huws 2014). Presently, the interest in value theory
and digital economies harkens back to early attempts to delineate the politics
and mechanics of industrialism to assess what kinds of structural modifications
might occur in the present moment as capitalism attempts to consolidate in the
wake of the Great Recession (Wasko 2014, Fuchs, 2016a).
Like Christian Fuchs, I think Marxian political economics offers the best
scaffolding for an intellectual agenda that seeks to understand how the various parts of society constitute a whole way of life (Fuchs and Winseck 2011,
267). Scholars within the radical political economy tradition have done much to
investigate the close connections between the state, its security forces, and capital. Of course, disagreements abound as intermural debates unfold, but these
debates underscore an intellectual agenda proudly ‘connected to the struggle
for a just society’ (Fuchs and Winseck 2011, 268, cf. Greaves 2015). Elsewhere,
Richard Maxwell writes that Herbert Schiller’s ‘ideas helped foster a distinct
and robust discourse within critical media studies’ which showed ‘the centrality
of communication in the imperial “American Century”’ (2003, 1). His focus is
on the North American element of international political economy where he
gave central attention to the historical development of states, markets, and conflict, social and military alike. Like Schiller in Mass Communication and American Empire, I think there is tremendous benefit to subject foreign policy and
state security actions to a methodology predicated upon ‘the structural analysis
of the largest governmental and corporate producers/users of information, as
well as historical analysis documenting a conscious annexation of this resource
by US commercial and imperial forces around the world’ (Maxwell, 2003, 30).
However, unlike Schiller, I spend comparably less time examining the global
resistance and challenges to these aforementioned forces. This is not because I
10 Capital, State, Empire
think this resistance is unimportant, or simply because circumstances are different, but rather because in my view the best challenge to American Empire
comes from the inside, from internal social movements like the Movement
for Black Lives. Non-exclusionary movements like this one demonstrate how
a reconstructed Marxism attentive to the legacies of bonded labour in the
western hemisphere does offer a way out of the intellectual cul-de-sac of fixed
difference versus false universalism. They also move past the obsessions with
narrow identities, seeking instead to attend to how the multiplicity of durable
forms of oppression and exploitation intersect and operate to reproduce social
inequalities. Moreover, these groups are not just offer an inward gaze, but are
deeply concerned with American imperial actions worldwide, and so seek to
build transnational alliances, to take but one example, support Palestinians by
seeking to reduce American martial support for Israel.
So while this book is not an intellectual history of the radical political economy tradition, it does use their concepts to produce an analysis of the US social
structure, the coercive elements of global capitalism, and the particular role
of digital technologies as coercive in themselves, as well as sites of coercion.
To this end, I endorse Fuchs and Nick Dyer-Witheford when they write that
‘Marxian analyses are crucial for understanding the contemporary role of the
Internet and the media in society’ (2012, 793). This kind of project is vital given
digital technologies have enabled the militarization in all aspects of social life,
even areas that were once previously beyond the reach of state violence. This
creates a certain pattern of rule, both abroad and domestic. It is this pattern that
I shall attempt to describe in the chapters ahead.
1.2 The Need to Jettison Idealism
Despite the aforementioned literature, one acute problem in Communication
Studies more broadly is the neglect of the radical tradition and commodification, let alone the coercive components of that process. Dan Schiller laments
that this tradition is the ‘sideshow’ in the discipline (2011, 265). This sentiment
is not meant to lionize the radical, but rather to suggest that there now exists
a general historiographic amnesia of the very intellectual tradition that nurtured and gave the discipline distinction. Researchers know historical facts, but
are not historically minded. This amnesia is a methodological limitation that
curtails empirical inquiry as well as ignores the politicized contexts in which
academic questions and concepts emerge.
However, more than neglect, the absence of genuine historical sensitivity
reflects a twenty-first-century idealism. I do not mean that this is a feature
of this or that current of this or that theory. Nor do I mean it emanates from
this particular geographic region, or that sociological stratum of researchers.
I mean that this is generally the disposition of the discipline as a whole and
A Material Critique of Digital Society 11
its overall trajectory, and I mean this in metaphysical, historical, and ethical senses: conceiving of reality as confined to perceptions, then discussing,
rationalising and evaluating an agent’s actions in these terms is limited and
partial. Granted, ideas are properties of finite embodied minds, but they are
also products of historically developing social relations like widespread commodity production. A disciplinary anthropology self-confined to conveying
an agent’s ontology or aesthetics preferences tells us less than what we ought
to know about the historical specificity of those beliefs, and the reason—often
elusive to the agents themselves—why those particular beliefs exist at all.
One can see idealism manifest in the revisionist prioritising of agency or the
fetish of partial sectarian standpoints and the subjective sentimental judgements which arise therefrom. It is also present in studies completely undertaken without reference to material change, or when researchers emphasize
‘nuance’ but miss the explicitly entrenched interests of capital. When scholars
guided by this idealistic tendency confront material analysis, they often dismiss
it as reductive and ethically lapsed for it is inconsistent with an agent’s textured
self-description. Nevertheless, a good grasp of historically grounded political
economy is imperative to understand the structures that shape and situate a
person’s lived experience, the very forces that give self-description texture in
the first place. If anything, historical materialism properly executed is anathema to reduction precisely because of the emphasis on the various particular
elements that constitute totality.
This would otherwise be an academic quarrel if not for the fact that the
neglecting material change invites politics to become exclusively linguistic in
character. Discourse is what is fought over, such as whether one presents the
appropriate sentiments or uses the permitted descriptions. This discourse is
meant to be corrective to structural injustice, but ironically, politics ultimately
comes to favour those skilled in the use of language by demanding an understanding of linguistic and social codes that the truly disadvantaged cannot
possibly have already learnt outside of elite higher education, itself subject to
numerous class barriers. Inadvertently, this politics polices the expression of
lived experiences. So if language exclusively sets the terms of engagement and
material evaluation is foreclosed, then there is a great distance between what
is thought to be true, and what is true. Idealists can thus posture as radicals
without ever expending any effort to first examine material causes that give rise
to exploitation, inequalities, and oppression. As with all forms of idealism, this
allows the beneficiaries of the social structure to escape criticism by being rhetorically nimble. In effect, idealism actually disrupts efforts to dismantle alienating socioeconomic conditions, and so it weakens scholarship as well as providing a poor substitute for political practice concerned with changing social
relationships to the means of production. This means Bryan Palmer’s adage—
‘Critical theory is no substitute for historical materialism; language is not life’
(1990, xiv)—applies as much now, as it did at the height of the ‘history wars’.
12 Capital, State, Empire
One must not infer from this brief critique of communicative idealism that I
dismiss agency to follow an agenda. It is quite the contrary. Persons and their
universal emancipation are ultimately the prime Marxian concern—it is the
desire for humans to reach their de-alienated species-being: as the adage goes,
‘from each according to their ability, to each according to their need’. Alternatively, in a contemporary register: living according to the utility-sufficiency
principle persons can fulfil their capacity and flourish. This is what matters. And
it is only through class struggle from below, that is coordinated actions of persons using what situated agency they have, that emancipation is possible allowing persons to ‘hunt in the morning, fish in the afternoon.’ Still, there is much
that persons do not know, only partially aware of, mistaken about, or guided by
ideological priors. This is because we live in a social structure where the imperative is to ‘accumulate, accumulate!’ Techniques are thus required to compensation accordingly, and this is the role of Marxian theory. ‘Theory’, Palmer argues,
is the only way to enhance a history of lived experience, extending understanding of the past in ways that can address human activity with an
appreciation of the confinements that were not necessarily perceived and
fully comprehended by men and women caught within them. (1990, 94)
To make the point another way: The lived experiences and various beliefs of
communication researchers influences their studies and approaches. Researchers are continually shaped by the interaction of identities and class. In my case,
this work is informed by growing up in the Global South when the Berlin Wall
fell. These events facilitated the end of South African Apartheid. Being from
South Africa, there was an ever-present awareness of how natural resources
extraction and international trade, client states and interventions, state security
forces and military raids, race and class shaped biographies and social issues.
Yet, until theory is used to pry open the relationships between apparently discrete areas, it is hard to understand a ‘whole way of life’ and the long-tail ramifications of structural injustices as various parts work together to reproduce a
stratified social order. Seeking some understanding of the totality of interconnected processes requires paying close attention to ‘definite social production
relations.’ Ultimately, it is this desire for enhancement that animates the grand
narrative of several features of a historically specific social structure. But doing
so first and foremost requires jettisoning reoccurring idealism.
1.3 The Labour Regimes of Digital Capitalism
One way for Communication Studies to do justice to its radical and material heritage would be to pay more attention to the coercive aspects of labour
regimes that are created by a capitalist ruling class located in the United
A Material Critique of Digital Society 13
States but which have global ramifications. Nowhere is this more visible than
in ‘digital capitalism’. Digital capitalism is predicated upon thin margins on
vast volumes of trades to produce revenue, but also huge inequality and poor
employment thereby pointing to impending conflicts over the struggle of social
reproduction. As I will explain, this is because digital communication, with its
low transaction costs, is both an enabler and site of global capital accumulation
efforts. This mode of accumulation gathered momentum when national capitalism declined towards the end of the twentieth century as the infrastructure
of money became decentralized and global, transforming not only economic
sectors but whole economies. This is the key to understanding twenty-firstcentury labour regime changes and I will revisit the topic towards the end of
Chapter 2, as well as in Chapter 5.
To deploy Mills’ terms it is clear that digital entrepreneurs are the ‘new men of
power’. Bezos, Gates, Huffington, Omidyar, Thiel, and Zuckerberg are the leading
edge of a billionaire class who have increased their wealth from less than $1 trillion
in 2000 to over $7 trillion in 2015. Granted, they have different market strategies
and products, but each pursues the same basic goal: they seek to induce disruptions and efficiencies with little regard for anything other than profit. Developing
online platform services that profit from uncompensated digital work, this ruling
class is an unaccountable centre of power notorious for absconding tax obligations, and who employ relatively few people in their companies. Structurally, the
result is a rapid transfer of wealth from the many to the few.
In the meantime, it is important to note that in the digital mode of production even seemingly minor technical changes can have significant social
ramifications. Consider that the pending impact of automated vehicles extends
beyond job losses for professional freight drivers or satellite support sectors like
independent mechanics, auto parts retail, car washes, and dealerships but also
includes administrative positions in government licensing departments and
insurance companies. Still, the same technology can be used for warehouses
and storage facilities, further reducing the requirement for labour. This example illustrates how the digital mode of production does not level the playing
field, but rather introduces and even amplifies existing social inequalities. The
resultant concentration of wealth is less because of any one particular development, and more because intellectual property governs and facilitates the qualified production, distribution and exchange of commodities. In this sense, this
property regime is a key site of social struggle. It has several distinct forms:
To begin, the digital market itself is a de facto rent economy; digital rights
management ensures that product tampering or modification voids use, and
that resale rights are limited.12 In this sense, the relationship between the producer and the consumer is inverted; instead of production serving the interests
of consumption, the interests of the consumer are subsidiary to the producer.
The power dynamic in this kind of economy is central to the social costs of
digital capitalism.
14 Capital, State, Empire
While on the topic of costs, digital capitalists try to carry as few as possible.
For example, in the early 1990s, tax havens accounts held ‘more than 20 percent
of US foreign direct investment and nearly a third of the foreign profits of U.S.
firms’ (Hines and Rice, 1994). Now the digital economy has put this into overdrive. As Katherine Rushton reports,
Amazon’s UK operation generated £4.2bn of sales last year [2012], but
it used a subsidiary in Luxembourg to help it reduce its corporation
tax bill in the country to just £2.4m in 2012. According to documents
filed at Companies House, the company received £2.5m in government
handouts over the same period. (Rushton 2013)
Amazon replied, saying that [it] ‘pays all applicable taxes in every jurisdiction
that it operates within.’ (see Rushton 2013). Globally, Google has a tax rate of
6.6 per cent (Mossman 2016), and their own fillings show how they ‘avoided
about $2 billion in worldwide income taxes in 2011 by shifting $9.8 billion in
revenues into a Bermuda shell company, almost double the total from three
years before’ (Drucker 2012). These tax havens are no more than the commercialisation of the sovereignty of fairly fragile or welcoming minnow states; in
short deliberate attempts to withhold money from redistributive exercises.
The Panama Papers describe the mechanisms and means the global ruling
class use to safeguard their wealth. Given the deliberately complex arrangements, Gabriel Zucman (2015) nevertheless proposes a conservative estimate
that 8 per cent of the world’s financial wealth, or about $7.6 trillion in 2014, is
hoarded in tax havens. This figure will likely increase as emerging economies in
the Global South are looted with impunity and as the 0.01 per cent aggressively
seek to conceal their wealth. As it pertains to the US Ruling Class, American
companies report most of their profits in international subsidiaries that are
located in low tax jurisdictions, irrespective of where the goods and services
are produced. The money is periodically repatriated under tax amnesties but
without significant penalty. In turn, governments overlook tax havens precisely
because they are protecting corporate profitability.
A third broad source of problems is a digital divide between labour and
capital. Marked by differences in marketable skills and technical competency,
this divide has profound implications for class (de)composition and the labour
regime. Supporting Christian Fuchs’s (2014) observations above, Enda Brophy (2011, 2015) notes how emerging market economies attempt to develop
technical service centres, but find themselves betrothed to the risks of capital
flight. Here foreign direct investments and capital mobility create and maintain
a labouring class that is just technically competent enough to do menial digital work, but hindered from developing technical expertise where they could
become producers, and then competitors themselves.
A Material Critique of Digital Society 15
The cumulative effect of ownership for accumulation requires ever-increased
efficiencies of production. Initially, this process attempts to make embodied
labour—that is the labour time required to make a commodity—the same as
counterfactual labour, which is the labour time required necessary to make a
commodity. In effect, persons are treated as if they are machines, able to be ever
more efficient. However, when increased demands for profits require efficiencies beyond what the person’s counterfactual labour might be able to offer there
is little other option but to automate the labour process. Two options are possible: either people are left unemployed and underpaid, or subject to a labour
market which has yet to account for the intervention of mechanization. This
has disastrous impacts for the relative wellbeing of a society. In short, the excess
desires for accumulation breaks social goods and introduces new social forms,
many of which have undesirable social consequences.
Turning attention away from inequalities and towards the organization of
workplaces themselves, the digital component of digital capitalism facilitates
the decentralization of the workplace. This means that work occurs at several
locations. While some workers may find decentralization conducive to their
immediate interests, over the long run it favours the employer by far. To be
clear, decentralization is not democratization. A central workplace is an amenable condition to foster labour organization thereby providing unions with
an opportunity to strike and disrupt production. By contrast, decentralization means that chances of successful contention begin to diminish. Instead,
encounters between organized labour and capital are replaced by individuated direct dealings, with utility and compensation determined on a case-bycase basis. Increasingly workers compete with each other because they are
well aware that they are interchangeable. Again, some workers might find due
reward for their ability and contribution appealing, but overall this favours the
few as opposed to the many.
Contrary to narratives suggesting otherwise, digital workplaces seek to
deskill their employees as a way to break the labour costs of highly-skilled
employees. Deskilling has other benefits too. For one, this process favours the
employer as it lessens the training cost for employees, limits the employee from
starting up their own firm, but also allows worker turnover, all the while using
the divided labour process to thwart workers from recognising a shared struggle. The ruling class and their agents have then spent considerable time promoting the narrative that automation, not politics, is the cause of job losses in
the manufacturing sector.
In an economy with rampant deskilling, high divisions of labour, and ready
supply of cheap labour, workers have few opportunities to differentiate themselves. Thus, the unique grounds for an individual worker’s wage and salary
bargaining are structurally undermined. In these circumstances, workers have
two broad options. First, they could acquire additional skills, but often at their
own expense or financed with debt. For workers undertaking affective labour,
16 Capital, State, Empire
these skills are often intangible and are normally distinctive to personalities.
Courses teaching affective skills have proliferated even as it is difficult to establish solid criteria because of the intangible nature of affect. Soon a dilemma
arises, for as primary skill sets become narrow and sufficiently common, these
intangibles become methods of distinction and inform hiring decisions.
Where labour docility and corporate sycophancy are desired attributes, hiring
can be made on the basis of affective servitude, and the willingness of workers to
embody the corporate ‘brand’, which is nothing less than the entire subordination
of a person to the goals and purpose of the company as a whole, as opposed to
simply being a place to work. Further, it is now an accepted norm that companies
will search for a person’s online profiles to assess whether they would be a suitable
employee – in some cases even demanding passwords to online accounts.
Skilled workers in research and development or executive management
are well paid, but they are only a fraction of Silicon Valley’s workforce. Most
employees are underpaid. Consider that Apple employs about 50,000 people in
the US, but two-thirds of them work in retail and earn approximately $25,000,
significantly less than the mean national income at near $40,000. Workers who
possess skills that are in demand have some geographic mobility, either through
international operations, or by deciding to work for other companies. Knowing
this, a skilled worker can be enticed to stay with the company, often through
stock options. However, as the case of Enron best illustrates, the downside is
that the stock options are tied to the company’s performance, and given the
fictitious nature of this value, it can evaporate due to corruption and mismanagement by majority shareholders and senior executives.
Capitalists favour decentralization and deskilling for an additional reason:
short-term contracting and a rotating labour force leave little local labour memory, and employees must heed demands to increase their productive capacities,
or they are not retained for the next project. The pretence is that workers are
entrepreneurial subcontractors who collaborate with firms. Nevertheless, this
more resembles sharecropping insofar that there is an illusion that workers
are freely choosing their life course (and sometimes they are insofar that the
system allows them to do so) but these persons are still beholden to a system
which has shifted the risk from capital to workers. There is also the asymmetrical information of the process that capital withholds from workers. Together,
this is a designed recalibration of the burden of risk: workers carry what used
to be done by capital. Simply put, decentralization has radically shifted the balance of power to employers to the extent that capitalists can push portions of
risk onto the labour force and population as a whole. One major problem is that
people now live in precarious circumstances characterized by highly individuated work in workplaces with little room to confront employers.
Unfortunately, most digital work itself lacks meaning, social purpose, genuine agency or discretionary judgement. The intensity to maintain productivity
gains means that contemporary workplaces are mentally taxing and emotionally
A Material Critique of Digital Society 17
draining. Productivity gains mean that there could be shorter workdays, but
capital seeks to maximize the exploitation of labour. Additionally, longer work
hours are a means of rule, dissipating a person’s energy, paired with an economic culture calculated and built upon consumptive practices meant to shore
up emotions, status, and boredom (Graeber 2013).
Even the unemployed are often busy undertaking unpaid work simply for
the honour thereof. Although it can be for the social good, like voluntary community service, some work is undertaken at corporations or public institutions.
These kinds of jobs range from internships to research associateships at medical units and are often undertaken to hide unemployment, maintain skills or
access to institutional resources, accrue professional networks, as well as maintain a personal identity and a belief of social contribution. While these may be
good reasons to do the work, their circumstances are precious and marginal.
Moreover, as these jobs are funded out of pocket by the unpaid worker, they are
in fact subsidizing the employer for what Erik Bahre (2014) describes as ‘the
honour of exploitation’. This means that unpaid workers draw upon state or
civic welfare, family or intergenerational wealth, or personal debt to subsidize
corporations or institution. This is the near ultimate reserve army of labour; at
capital’s disposal and off the books.
Within professions, unpaid internships are used as class filters. Effectively,
as Sarah Kendzior puts it, they transform ‘personal wealth into professional
credentials’ (2013) all the while undermining wages. This aids differential life
chances as these credentials beget other opportunities. In this framework, the
rich use divide and rule tactics to create a near global labour market wherein
wages are in a race to the bottom. At the bottom, forces within the state are making life harder for the unemployed by withdrawing social services or putting in
place humiliating means testing (cf. de Peuter, Cohen, and Brophy 2015).
Altogether, these developments point to a totalising predicament where many
people will lose their source of income then have to compete in a labour market
where their skills are redundant, and in which the number of jobs are shrinking.
With looming machine learning, there is little to indicate that this will change.
So it is morally callous to simply tell people to work harder or longer hours, or
to insist that they undertake low-wage easy-entry work, in part because this
kind of work is currently hard to come by as it is. Along similar lines, as not
everyone can perform difficult, high skill, high demand jobs it seems contrary
to human flourishing to enrol people in meaningless make-work projects as
it wastes valuable human potential and time that a person could use to enrich
their life. In short, persons are exploited for their surplus until they are surplus.
A fourth point worth considering is the entanglement of the international
division of labour. To better illustrate this divide, consider Apple, a company
that at the end of 2016 had nearly $240 billion in savings: it clearly represents
issues surrounding material and immaterial labour in digital capitalism.
Marisol Sandoval writes,
18 Capital, State, Empire
For many years Apple’s products have been known as the preferred
digital production technologies for the knowledge work of designers,
journalists, artists and new media workers. iPhone, iPod and Co are
symbols for technological progress that enables unprecedented levels
of co-creation and sharing of knowledge, images and affects as well as
interaction, communication, co-operation etc. At the same time during
the past years Apple has become an infamous example for the existence
of hard manual labour under miserable conditions along the supply
chain of consumer electronics. (Sandoval 2013, 319)
Elsewhere, when describing the materiality of digital labour, Trebor Scholz says,
It’s worth remembering that whether a worker toils in an Amazon warehouse or works for crowdSPRING, her body will get tired and hungry.
She’ll have to take care of car payments, medical bills for her children,
and student debts, not to mention saving for retirement. Digital work
makes the body of the worker invisible but no less real or expendable.
(Scholz cited by Carrigan 2017)
These bodies—as well as the international division of labour—are often an
afterthought. Unfortunately, this is why people tend to overlook that ‘the global
information economy is built in part on the backs of tens of millions Chinese
industrial workers’ (Zhao and Duffy 2008, 229). These bodies are important
components in global supply chains. Meanwhile, the management of these
goods ‘overlap with specific time conflicts with are inherent in worker exploitation and the associated strategies of class rule’ (Hope 2016). Thus, the coordination of space and time is crucial to understand the labour regimes of digital
capitalism. But the nature of digital work is the disaggregation of workflows
and permits the general neglect of how labours and infrastructures combine to
create these supply chains.
Nevertheless, there is a coming crisis as the Chinese working class aspires to a
fairer share of profits. ‘The labour force in China, the base of global electronics
supply chains’, Vincent Mosco writes,
has grown restive in recent years, prompting tighter workplace controls
and a redeployment of electronic manufacturing sites. It is unlikely
these measures will do anything more than delay the inevitable choice
between substantially raising the living standards, including the wages,
working conditions and political freedom of China’s workforce, or face
escalating mass civil unrest. (Mosco 2016, 526, cf Sealey 2010)
Accordingly, one contributing factor in China’s ‘historic claims’ over the South
China Sea is to use nationalist sentiments to help quell and offset brewing civil
unrest.
A Material Critique of Digital Society 19
1.4 The State of Data
Gina Neff and Dawn Nafus note that ‘when data mediates so many things,
control over the meanings of data is a type of power’ (2016, 186). With this
remark in mind, I turn to briefly give attention to the digital mode of production, which Vincent Mosco illustrates by using the case of cloud computing.
This mode ‘involves the storage, processing, and distribution of data, applications and services for individuals and people’ (Mosco, 2014, 17, also see Mosco
2016, 517). It also ‘deepens and extends opportunities to eliminate jobs and
restructure the workforce’ (Mosco, 2014, 166), by ‘increase[ing] the economic
efficiency of networks by allowing them to be shared more thoroughly and
effectively among many users’ (Schiller, 2000, xv).
Set side by side with the decentralized and on-demand workforce, cloud
computing enables aspects of ‘leaner production’. Co-currently, the miniaturization and relative cheap cost of sensors means that they can be installed
almost anywhere to detect almost anything, allowing distributed networks to
collect a range of data. And so social life is increasingly excessively mediated
through data or platforms that harness data. To be sure, as the average internet
user spends nearly three hours per day on social media networks; they create
consumer data for behavioural analysis. Mosco writes that ‘cloud computing
and big data are vital for building and managing the global supply chains necessary to sustain the complex networks of transnational capital’ (Mosco 2016,
526), and if the previous section is correct, then the entangled labour regimes
do not offer much hope to increase human flourishing: what freedom there will
be is workers free from the ownership of property.
Despite my assessment, scholars like Viktor Mayer-Schönberger and Kenneth Cukier make the promissory proclamation that ‘The world of big data, is
poised to shake up everything from businesses and the sciences to healthcare,
government, education, economics, the humanities, and every other aspect
of society’ (2013, 11) Similarly, Erik McAfee and Andrew Brynjolfsson laud
this this development as a near unparalleled ‘management revolution’ offering more opportunities for competitive advantage and improved forecasting (2012). This practice is only going to become more common as it is now
cheaper to store data than delete it.
These ‘celebrants’ suggest that the comprehensive scope of big data will overcome the problems of limited samples, incomplete data, and other kinds of
sampling errors showing that was once thought to be idiosyncratic behaviour is
a product of deeper, hidden variables. Implicit in this endeavour is the assumption that with enough sophisticated statistical tools and a large enough collection of data, signals of interest can be weeded it out from the noise in large and
poorly understood social systems thereby overcoming the limits of intuitive lay
accounts of causal relations thus correcting for perceptive bias.
Notwithstanding the possibilities, the big data hubris has several methodological oversights. As boyd and Crawford (2012) note, it changes not only the
20 Capital, State, Empire
scale and scope of research, but also the ‘objects of knowledge’. To use a mundane example, as most data analysis involves cleaning there is always a moment
for subjective decision making about categorization. Furthermore, irrespective
of size, big data is hardly random or representative. So big datasets are not necessarily good datasets. As Alice Marwick writes, ‘Big Data is made up of “little
data,” here, ‘Each piece of information, by itself, may be inconsequential. But
the aggregation of this information creates a larger picture that may be more
than the sum of its parts.’ (2013, 2, 5) Moreover, the proprietary nature of big
datasets means that there is no general epistemic community to check methodology and results.
This means one needs to understand the conditions of production of data,
and this includes the potential methodological compromises or compounded
sampling errors of datasets that are laced together. These limitations curtail
possible statistical interpretations. So as boyd and Crawford note ‘claims to
objectivity and accuracy are misleading’. Irrespective of size and scale, datasets
have limitations to the kinds of queries that can be run, and so have partial
conclusions.
Compounding these methodological errors, Zeynep Tufekci notes that webplatforms have sampling and selection issues. These arise ‘when big data sources
are too few,’ she writes, ‘and when structural biases of these too few sources
cannot be adequately explored’ (2014a, 1). The design characteristics of these
platforms matter, as those that design the system, design which questions to ask,
and so in turn get to dictate the shape of the findings. Jaron Lanier elaborates:
Facebook suggests not only a moral imperative to place certain information in its network, but the broad applicability of one template to
compare people. In this it is distinct from Google, which encourages
semistructured online activity that Google will be best at organizing
after the fact. Twitter suggests that meaning will emerge from fleeting
flashes of thought contextualized by who sent the thought rather than
the content of the thought. In this it is distinct from Wikipedia, which
suggests that flashes of thought be inserted meaningfully into a shared
semantic structure. Wikipedia proposes that knowledge can be divorced
from point of view. In this, it is distinct from the Huffington Post, were
opinions fluoresce. (Lanier 2013: 188–9).
Notwithstanding the different appearances of the design of these platforms,
common to all of them is a process of ‘datafication’. This process is the induction of previously quantified items, and storing them for later examination or
sale. Here, ‘Google’s augmented-reality glasses datafy the gaze. Twitter datafies
stray thoughts. LinkedIn datafies professional networks.’ The problem with a
datafication design is that it cannot capture historical elements, meaning that
researchers have a one-dimensional understanding of the present.
A Material Critique of Digital Society 21
The value of data lies in making connections and seeing patterns in mined
and aggregated data, about the relationships whatever they might be, whether
as boyd and Crawford write ‘about an individual, about individuals in relation
to others, about groups of people, or simply about the structure of information
itself.’ This is the attempt to quantify and score all aspects of human performance. But in trying to measure the things that can be measured, so presuming
all important job information is quantitative and not qualitative. As the adage
goes, just because something is easy to measure does not mean it is important
while counting the countable because they are countable is hardly an improvement. Therefore, there are epistemological category mistakes and this renders
conceptually flawed interpretations of actions.
Besides epistemic errors, it is important to note that big data has class effects.
To elaborate, the observational and predictive analysis of big data sets will give
some an advantage to certain kinds of opportunities. What will emerge is a
kind of information inequality. Thus, the principle of equality of opportunity
is eroded if it is not paired with equal access information. To this extent, the
enclosure and commodification of data will likely follow a similar tale to that
of land; the need to do so arises from the crisis and limitations of the prevailing
mode of production, and this instituted change supported by the state through
law and coercion.
There is a prima facie case that new digital technologies of governance and
control continue the objectives of Taylorism’s scientific management by seeking
to retain a monopoly of knowledge over the work process to raise productivity
and reduce overheads. This management revolution is rhetorically positioned
as for employee self-improvement. However, more nefariously, by employing
predictive statistical analysis of performance-outcome and user-generated data
the field of ‘worker analytics’ seeks to extend managerial control to statically
capture and assess. Dedicated analytics teams are attempting to use predictive analytics to assist companies ‘grow smarter’. These processes illustrate the
respective efforts to optimize the exploitation of labour. This fine micro-analysis of workplace behaviour means that workers are vulnerable to dehumanization as their ‘time-on-tasks’ are repeatedly logged (see Huws 2016).
The hubris of a relentlessly empirical data-driven approach to the labour
market, supposedly means the transformation of nearly every aspect of hiring, performance assessment, and management. Efficacy is meaningless if this
practice is ethically fraught and unduly intrusive. Even so, there is a legitimate
concern that this kind of approach will lead to systematic bias against whole
groups of people by increasing the divergent life courses between classes, making upward social mobility even more difficult and so solidifying social stratification. Without a person’s consent, their digital footprints are being sought
to quantify and measure that person’s employability, and hence their ability to
reproduce themselves in capitalism. The proposed benefits of cost savings and
increased efficiency are questionable returns for mass surveillance or when
22 Capital, State, Empire
automation mistreats human interactions as problems in need of technical
solutions. This is especially true given the relationships between corporate surveillance of consumers and workers, and the US government’s domestic surveillance of citizens, a topic which I will address at length in Chapter 3 and
Chapter 4. Altogether, these errors set up the ruling class for a gilded life.
While these developments are worrying in and of themselves, the larger
purpose of this analysis is for capitalist firms to identify areas where they can
automate their administrative and clerical labour, either replacing the labour
regime, or using the threats of these technological interventions to suppress
wages (Mosco 2016, 522). This is a continuation of the general tend to assess
the labour process to see what machinery can be substituted for employees.
Where once manufacturing jobs evaporated, so too is there the looming prospect of ‘knowledge workers’ jobs evaporating.
These cases point to some of the perennial problems of labour, which are
reduced labour demand, efforts to induce labour docility, and the creation of
a reserve army of labour, and an international division. Any potential labour
renaissance has to work around these realities. Nevertheless, labour movements are fragmented and union membership is in decline while it is rare that
emerging areas of the economy are unionized. Meanwhile, collective labour
is largely defensive, seeking to hold onto provisions largely at the expense of
future employees who will likely not be extended the same provisions.
Weak labour rights are unsurprising, for in a market society capital is given
the lion’s share of policy concern and consideration. It has also allowed capital
to reinterpret labour law to shift as much of the cost of labour training onto the
public purse and personal debt, all the while claiming that the profit margins
are too tight for regulatory tinkering. This rhetoric is doing little more than
ensuring that electorates do not push for suitable administrative oversight.
This way capital can maintain control over the production process. Beyond the
need of a reserve workforce, capital has always fantasised about all other labour
being self-supported and ready-to-hand.
Central to these labour regimes is the state. The capitalist state maintains
the rule of law and so enforces private property rights. A high functioning
state is necessarily symbiotic to markets, providing the basic public goods and
power supply that enable profit-seeking activity. As a contemporary example,
the products that digital entrepreneurs peddle are only possible because universities or the US military supported the initial research. The utility of cellular devices that connect to the internet or rely upon GPS comes directly from
US state investment, through either TCP/IP which was a DARPA project, or
TRANSIT, a satellite navigation system created for the US Navy. All of the fundamental research of private commercialized digital technologies—the ones
currently driving the US economy—has been paid for by the public sector. This
happened via grants to universities, but also through defence procurement. To
elaborate, often under the pretext of increasing security, one of the main roles
A Material Critique of Digital Society 23
of the Pentagon has been to use tax revenue to subsidize the ongoing development of advanced digital technologies until these become profitable. Using the
public sector to carry the enormous costs, the ruling class has been able to
sustain research into improved manufacturing of items like transistors, supercomputers, aircraft, satellites, fibre optics, all of which are then are transferred
to the private sector where profits can be extracted. This is but another way in
which the security state protects the interests of the ruling class.
Granted, Silicon Valley and the security state do not always neatly align, as
the iPhone encryption case after the 2015 San Bernardino attack demonstrates,
but such cases are anomalies. For the most part there is a tight convergence
between these two clusters of interests. The convergence is evident when agencies of the security state purchase data storage services from Amazon Web
Services (AWS), or when Eric Schmidt, the former chief executive officer of
Google, was invited to head a newly formed Pentagon advisory board aimed at
bringing Silicon Valley innovation and best practices to the US military. This
development creates ‘a dangerous direct connection between anti-democratic
forces in the United States’ (Mosco, 2016, 519).
Still, the basic facts of the organization of cloud computing specifically and
the digital mode of production more generally predispose persons to surveillance. As data moves from being under personal control to being vested with
remote parties it is susceptible to surveillance and analysis. This is because the
nature of capitalist firms is to maximize profit-seeking ventures, even if they
come at the expense of ethical norms like privacy; it is simply a part of their
everyday business practices (see Mosco 2014). When there are objections to
this general organization of digital production, it tends to concentrate upon
cybercrime where hackers have compromised the security of these facilities in
one form or another and customers have been compromised. But in an ironic
twist, digital firms deflect and use these events to increase state controls over
information, thus justifying the growth of the security state’s investigative powers in the area. All in all, people do not know the full extent of how their audience power is commodified and how vulnerable they are to subjugation
What political resistance there is to this social structure is itself vulnerable to
digital coercion because activists’ ‘digital repertoire of contention’ and organizing is predicated upon using tools owned by the ‘new men of power’ or surveilled by the security state. This is particularly acute for the ‘The New Civil
Rights Struggles’ currently underway in North America; struggles which are
inflected by matters of identity and class, as well as responses to the intrusion
and shaping of conceptions security and freedom through algorithmic regulation, whether by corporate entities or by the state.
Movements like #OccupyWallStreet, #BlackLivesMatter, and #StopSOPA, as
well as the national security whistleblowers like Chelsea Manning and Edward
Snowden, make the headlines, but they are a fraction of a great many organizations labouring against structural injustice. Despite their differences, a shared
24 Capital, State, Empire
feature of these organized struggles is how their demands for a radically reformative politics is fundamentally incompatible with actually existing capitalism.
A product of increasing social inequality broadly construed, these new civil
rights struggles are advancing the outlines of political agenda part reformative
and part revolutionary and attempts to contend stratifications solidifying in
the early part of the twenty-first century. The social and political theory behind
this is orientated towards the repressive dimensions of political and economic
power of the capitalist state and its security auxiliaries.
Contrary to prevailing ideology, the practices and processes I have described
above are persistent problems of capitalism: it makes people surplus to production without granting them the dividends of that production. As Jean and John
Comaroff write,
Capitalism flourishes as democracy is displaced by autocracy or technocracy; where industrial manufacture opens up ever more cost-efficient
sites for itself; where highly flexible, extraordinarily inventive informal
economies—of the kind now expanding everywhere—have long thrived;
and where those performing outsourced services for the north develop
cutting edge enterprises of their own, both legitimate and illicit; where
new idioms of work, time, and governance take root, thus to alter planetary practices. (2012)
One cannot be neutral about capital. Nor can one be neutral about the states
and security forces that maintain its imperial character. And so this is not the
time for idealism.
CH A PT ER 2
Extraction, Expansion and
Economies of Bondage
As Barry Posen remarks, the US has ‘command of the commons—command
of the sea, space, and air’ (2003, 7). Explaining how this came to be, this chapter provides an historical account of the relationships between the US state
and capital. This is done as a prelude for a discussion of late twentieth-, early
twenty-first-century military digital technological development that follows in
the next chapter. In presenting this review, I want to emphasize not only the
politics of labour and class formation, but also the international economy in
which these reside, particularly the economy of bondage in the western hemisphere. I consider these mechanisms that facilitate dispossession. To assist in
making this argument, I apply selected aspects of Marxian political economy
to the American colonies and the polities that proceed them, and tackle their
contradictions, both material and ideological.
An exercise of this type, spanning more than three centuries, involving multiple social and cultural influences, geographic regions, and drawing on ideas
and perspectives from several disciplines, will inevitably be highly selective
and thematic. So even while I do this, it is necessary to underscore that the
American colonial and federal experience is not regionally homogenous. In
The Agrarian Origins of American Capitalism, Allan Kulikoff makes this point
well, saying that, ‘this process was complex, multifaceted, differentiated, contested. It took centuries, not decades, to complete’ (1992, 1). So this chapter
hardly substitutes for a fuller and robust history of the US. Rather the intent is
to overview the historical forces that create a path for uneven development in
the US itself.
To be sure, sympathetic chroniclers of capitalism tend to emphasize industrialization and wage labour as a way to claim praise for the innovative yielding
of mass produced goods and modern infrastructure that dramatically changed
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 25–53. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.c. License: CC-BY-NC-ND 4.0
26 Capital, State, Empire
social life over the last 150 years or so. However, this selective retelling neglects
that capitalism’s wealth accumulation precedes the industrial revolution and
comes with bloody hands. Capitalism, Marx notes, is intimately entwined with
predatory violence. The famous passage here is,
The discovery of gold and silver in America, the extirpation, enslavement and entombment in mines of the aboriginal population, the beginning of the conquest and looting of the East Indies, the turning of Africa
into a warren for the commercial hunting of blackskins signalised the
rosy dawn of the era of capitalist production. (Marx 1977, 915)
Marx is well aware of how slavery and colonialism play decisive roles in the
creation of world trade and are necessary conditions for large-scale machine
industry. These concerns pepper almost all of his work and can especially be
seen in his attention to imperial scale administration of dispossession and
expropriation, extortion and exploitation that occurs in the Americas, East and
South East Asia, and Africa during the nineteenth century. Even government
intervention in rural Europe indicates the extent to which the pursuit of free
trade by the emerging bourgeoisie in powerful European states was predicated
upon unequal exchange and unfree labour. The brutal oppression and repression of peasants, serfs, and slaves demonstrates how coercion ties together the
countryside and the colonial hinterland as sites of extracting surplus value;
how ‘free trade’ is an exploitative reign underpinned by military capability and
force. And precisely because this component of capitalism is downplayed, it is
vital to ensure that constraint is given due attention. But, before doing so I want
to briefly review orthodox explanation for oppression and repression offered by
select non-Marxist traditions. I hope that this comparison will provide a base
with which to highlight the superiority of more radical approaches.
2.1 European State Formation
The theory of state formation roughly attends to the process by which a state
accumulates power and grows in economic productivity using a system of
rule that has coercive, administrative, and fiscal dimensions. This system of
rule builds political and institutional capacities through the consolidation and
expansion of bureaucracy to extend command and control capacities. Rulers
use these capacities to eliminate, neutralize or disarm rivals. Here less efficient polities capitulate and succumb to those which are more efficient. In this
framework, war-making leads to state consolidation, integration, and pruning
of political polities, eventually converging on a basic type of polity, but whose
variation hinges upon differential mixtures of coercion and capital.13 Randall
Collins provides an excellent summary of this process:
Extraction, Expansion and Economies of Bondage 27
The state originates as a military organization, and expands by military
conquests (e.g. Prussia) or alliances (e.g. Dutch); military costs are the
biggest item in the state budget; the ‘military revolution’ in size and
expense of troops, weapons and logistics leads to creation of administrative apparatus (bureaucracy) to extract revenues. From here on several historical pathways can be followed: resistance by aristocrats and
populace to revenue burdens and administrative encroachment can
lead to state breakdown and revolution, or alternatively to authoritarian restoration, or to state disintegration; what happens to states which
take the latter pathways is usually a fatal geopolitical weakness that ends
the independent history of that state. In the long run, the states which
survive are those which successfully expand their tax extraction and
administrative organization; and this penetrates into society, breaking
down patrimonial households, inscribing individuals as citizen-subjects
of the state, and thereby creating mobilizing conditions for modern
mass politics, and for state welfare administration. (Collins 2004, 5)
Herein, the distribution of income is shaped by the way rulers extract their
resources and the kinds of alliances they form with different strata of producers. However, as weapons and military planning become more complex and
expensive so the production of violence will lead to the professionalization
of war making. Specialization factors into the creation of a strong centralized
state, as the state only has to negotiate with those who are able to contribute
substantially to their coffers; the distribution of income becomes skewed as
rulers ally with the richest fraction of the population; perhaps imposing a
lower extraction rate for example. Thus, a highly extractive fiscal system and
social inequality will prevail. Distribution becomes more unequal the smaller
the number of rulers relative to a population. The ruling elite controls capitalextraction in its territory through monopolizing the means of coercion while
offering protection and security to its subject-populations. On occasion, there
have been organizational and technological changes that have broadened the
political base of government; democratizing them, reducing inequality and the
uneven distribution of income and power. In this respect, equality is the result
of a particular uniform distribution of resources in relation to a specific technology of production.
Complementing the aforementioned relationship, Charles Tilly notes
that around 1400 CE, European political elites used loans from merchants
to hire mercenaries and expand their territory. But by the 1800s mercenary
armies were no longer cost effective, their loyalty could not be guaranteed,
nor could they field the same number of troops as a state with a professional
army. Similarly, the strategic contribution of the cannon rearranged the state’s
internal distribution of power, removing it from feudal lords—leading to their
demise—and concentrating it in the sovereign. City-states could only resist
28 Capital, State, Empire
the power of cannon once they built wide earth-based walls that could deflect
and absorb the impact of cannon shot. This particular distribution of power
devastatingly combined authoritarianism, economic stagnation, and inequality into a social form.
What apparently broke this distribution of power was the industrial production of relatively cheap guns and the creation of conscripted armies. Absolutist
regimes, well aware of what would happen to their power, tried to stave off
nationally conscripted armies, but the military advantages offered by universal conscription allowed new technological developments to be deployed to
match the changes in the scale of warfare. A concurrent development was that
the cost of warfare increased, and thus more financial resources were required.
To collect and administer this capital extraction, rulers had to develop administrative capacities to manage logistical support for the centralized means of
coercion and finance: taxes had to levied; debts collected; investments managed and security forces paid (see Finer 1997, 98, Tilly 1990, 189–90, Tilly
1975, 73–74, Giddens 1985, 111–116). The finance to support these administrations came from taxing the wealthy, and exploiting the labour power of
subject-populations. In return, some of these classes were granted limited
political rights of representation, and the state had to invest in some services
to keep its legitimacy; the state had to acquiesce to particular classes’ political
contention to retain their rule.
From approximately 1900, warfare became relatively more expensive. States
therefore required additional revenue, soldiers, and labour power to conduct
warfare. One option was to extract resources in the form of taxation and labour
from their subject-populations. This development provided an opportunity
for the working class to contend for political representation. In many cases,
these contentions were successful. Thus, the advent of modern industrial war is
linked with the extension of political rights (cf Levi 1997, Scheve and Stasavage
2010). But wider political representation meant that populations were more
reluctant to engage in protracted wars, and this constrained the state’s external
violence.
From the study of state formation, Tilly classifies states according to revenue/extraction and coercion/violence spectrum. He identifies three main
means of rule: coercion intensive, capital intensive and capitalized coercion
(Tilly 1990, 30). Coercion intensive sees rulers use coercion to extract rents
as resources are not under their direct control. Capital-intensive rule occurs
when rulers have direct control of resources and can exchange them to fund
war-preparation. Capitalized coercion arises when wealth is relatively evenly
distributed throughout the society. In response, rulers tax subject populations
or conscript their labour power. Tilly suggests that coercion-intensive and capital-intensive states tend not to need to rely upon the consent of the governed.
Rulers simply need to control agents who will do their bidding. By contrast,
because wealth is diffused through the population a capitalized coercion state
Extraction, Expansion and Economies of Bondage 29
must strike a bargain with its subjects. In return, a state enters a contract committing to obligations with subjects, and setting standards for compliance and,
thus acquiring legitimacy.
The expansion of administrative apparatuses has a consequence for state politics. It prompts civilians to make claims upon these administrations and rulers.
Tilly calls this ‘the central paradox of European state formation’ describing the
process as ‘the pursuit of war and military capacity…as a sort of by-product,
led to a civilianisation of government and domestic politics’ (Tilly 1990, 206). I
understand him to mean that as rulers come to rely upon using civilian life as
resources for war, so civilian populations become better positioned to bargain
with rulers. Simultaneously since the administrative class could also petition
rulers to provide more resources to them, they made claims themselves under
the bargain of withdrawal of services. This increased the extent to which civilians decreased the asymmetrical power ratio between the state, themselves,
and other functionary groups. This is known as the ‘civilianization of politics’
through the changing civilian constituency of politics.
The civilianization of politics represents an opportunity for civilians to constrain rulers. As civilians enter into arrangements wherein they bargain compliance, this, at once, gives them advantage in the political bargaining process.
This is because as rulers demand funding for their military, so civilians can
withhold these funds. As Tilly writes, ‘Under these circumstances, the most a
ruler can hope for is grudging consent.’ Grudging consent ‘depends critically on
how rulers acquire the means to rule.’ While resources vary over time ‘the principle remains the same: Effective rule depends on the continuous production
of crucial resources. If the resources dry up, rulers lose the means of enforcing
whatever decisions they make and state capacity collapses.’ Non-democratic
regimes differ from democratic ones insofar that they gather resources through
coercion as opposed to extraction. Subsequently, there is some space in democratic societies to set limits on extractive activates. Citizen-Subjects have ‘substantial power to accept or reject their demands’ by exercising their ‘voice’. Tilly
proposes that there is ‘political value [in] grudging consent’ because ‘it means
that citizens and their representatives remain properly wary about the harm
that rulers may do’ (all Tilly 2009, 1).
For Tilly, democracy is the ‘outcomes of continuous negotiations between
rulers and ruled over how resources for governance are acquired and subsequently how they are used’ (2009, 3). He argues that a sustainable democracy
is unlikely without a state extracting resources from a set population, for if the
state does not need to extract resources, then the voice of citizens has no bearing upon how governance is conducted. Tilly writes that, ‘In mature democracies, most negotiation between leaders and citizens centres on government’s
performance—how resources are used’ (2009, 3). He proposes that it is the
ruler’s desire to seek control that leads them to bargain with the population.
Resistance to unjustified extraction is the path towards democracy, resistance
30 Capital, State, Empire
to extraction requires that rulers bargain with populations, thus promoting
democratization. How rulers acquire rule provides the conditions under which
the civilianization of politics may be possible. Still, by taking advantage of tensions between rulers and the ruled, there is scope to balance compliance and
grudging consent such that citizens get service delivery, and the state maintains
nominal control. Democratization turns on how citizens can collect to resist
the excessive extraction of the state, and ‘develop the breadth, equality, binding
and protection of their voices’ in a manner to express when the state is out of
bounds (2009, 7).
While Tilly offers a rich account of the formation of modern states, he nonetheless has several shortcomings. The first set concerns a lack of sustained
examination of the changes in production and their effects. For example, the
rise of the factory system allowed for the mass production of armies through
quickly redeploying the industrial apparatuses. The second point that he overlooks is the introduction of legal regimes that dispossess peasants and workers
of their land and labour. This mode of legitimation even required citizens to be
drafted to mass produce armies, thus sanctioning the use of their lives for the
accumulation drives that underpin the initiation of warfare. Simplified, mass
labour and mass production allow mass armies.
To illustrate some of Tilly’s oversight, consider the role of Classical Political Economists in the formation of English capitalism. Adjacent to their formal economic theorems, they nevertheless advocated for policies that contradicted their stated laissez faire principles, insisting that non-market forces were
needed to accelerate capitalism in rural areas. Similarly, their preoccupation
with urbanization, converting peasants and other small rural producers into
workers reveals how the Classical Political Economists were unwilling to let
market forces shape the economy. Under the pretence of an efficient division of
labour, this conversion was coercive for it saw the preoccupation for internal
organization of firms and factories imposed on all aspects of life including the
relationship between individual firms and households. As a result, the separation of agriculture and industry meant that people were pressed to reproduce
themselves through the market.
Rigging the economy in favour of the landed gentry, then later the bourgeoisie, this state interventionalism took many forms, most notoriously in Games
Laws and enclosure. Both were brutal, albeit useful instruments to separate
people from long standing rights and depriving them of traditional means of
support and sustenance. Intervention also appears in efforts to restrict the viability of traditional occupations. All these imposed hardships were directed to
coerce people from the countryside to urban areas to undertake wage labour;
it was effectively a way to keep people from being able to reproduce themselves outside a wage labour system and was paired with laws to limit resistance thereof. Once in cities, the newly urbanized were subjected to many moral
and disciplinary campaigns to make them suitable for wage labour. In parallel,
Extraction, Expansion and Economies of Bondage 31
the legal system criminalized vagrancy, permitted debtor’s prisons, and legitimated dispossession. Eventually, lacking any real alternatives, there was little
choice but for people to work for subsistence wages. In describing these practices, Marx said ‘The expropriation of the direct producers was accomplished
by means of the most merciless barbarianism, and under the stimulus of the
most infamous, the most sordid, the most petty and the most odious of passions’ (1977, 928).
Even today, too often there is a general failure to appreciate the coercive bedrock of labour contracts. The presumption that through volition, economic
forces will achieve naturally optimal arrangement neglects the class struggle,
both ‘from above’ and ‘from below’ involved in shaping the very conception
of what a ‘naturally optimal arrangement’ looks like and to whose interests it
serves. This is because it cloaks dispossession.
In contrast to the Classical Political Economists, Karl Polanyi sought to bring
attention to the actual historical experience wherein people were separated
from their means of production. Famously, in The Great Transformation Karl
Polanyi writes, ‘laissez faire was planned’ (1957, 141). Part of this institutionalism that emerged in nineteenth-century Britain involved Classical Political Economists promoting the forced reconstruction of society along a ‘selfregulating market economy’, the result of which was colonialism, world wars
and severe economic depressions. The general orientation was that the market
had become the prime institution in society, subjugating other kinds of social
institutions and interactions, and ideologically justified through a ‘stark utopia’
(1957, 3). This transformation was a qualitative change from traditional society
to a market system, politically induced through the ‘fictitious commodification’
of ‘land, labor and money’, (1957, 252) using ‘written records and elaborate
administration’ to track exchanges (1957, 48).
When reproduction almost always hinges upon the market it ‘subordinate[s]
the substance of society itself to the laws of the market.’ This involves the
institutionalization of ‘scarcity’ which had to be taught (1957, 216). A market
society tends to ever expand the range of commodification, and is not exclusively economic, but rather a particular institutionalized kind of economy,
one that rests upon power differentials and the ability to use force, that has
specific social relations that spring from the commodification of property
and production. In summary, not every economy is a capitalist market; not
every exchange is a market exchange. Subsequently, this calls attention to
understanding the institutionalization of the market system.
When human life is overly exposed to market fluctuations, well-being and
survival are market-conditioned. In these conditions, suspending this kind
of exchange would threaten the society itself. Polanyi had a notable hostility
towards liberalism because he regarded its promotion of individualism as a
misguided philosophical anthropology that neglects that humans are social
creatures. He forcefully argues that the market society, rather than being the
32 Capital, State, Empire
epitome of human nature, corrodes it. Accordingly, petitioning and demanding
institutional security against the market system is thus rational self-preservation. Collective organizing to form a resistance movement to the market society is a matter of life or death.14 But it spawned a concurrent resistance movement that is best encapsulated by the conceptual phrase, the ‘double movement’.
While state formation literature could take a more sustained treatment of
military-capital relationships, the general findings are not surprising to those
familiar with Marx, who conceived of the state as a relationship between the
police and management orientated internally, and militarily and diplomatic
efforts orientated externally, and these processes themselves mediated by alliances and political manoeuvres with particular classes.
2.2 American State Formation
European Liberal democratization and the development of capitalism was a
prolonged process with many complex and deep variables. Still, without getting too caught up in the debates seeking to pinpoint how, why, and when
capitalism developed, it would nevertheless be a mistake to overlook how the
profits from the slave trade factored into early industrial capital accrual. Consider, for instance, that in The Price of Emancipation, Nicholas Draper shows
how emancipation in British colonies in August 1834 led to more than 40,000
property compensation awards totalling £20 million, currently worth around
£17 billion. Similarly, Walter Johnson writes, ‘the payments constituted about
40 percent of total government expenditures that year’ (2013, 1). Most of this
fiscal transfer went to the gentry and the ruling class, thereby demonstrating the value of slavery to the British Empire’s economy, and how it provided
part of the financial input for the growth of English Capitalism. This hardly an
exclusive feature of English Capitalism; as C. L. R. James said, ‘Negro slavery
seemed the very basis of American Capitalism’ (1938, 29). For this reason,
Matt Karp in This Vast Southern Empire (2016) highlights the role of British
emancipation in prompting segments of American Capitalists to advocate for
an expansionist foreign policy to maintain an economy of bondage based on
property rights. With these anchoring remarks in mind, in this section I cover
the role of coercion, labour power, and class in American economic and political development.
For present purposes, this begins with Spanish expeditions in the early
sixteenth century. With brevity in mind de Solis, de Mendoza, de Ayolas
and Cortes’ colonial practice in the Americas involved capturing indigenous
leaders and then expropriating their wealth whereupon they established
themselves as rulers taking control of existing methods of taxation, tribute
and forced labour. Bartolome de las Casas’ A Short Account of the Destruction of the Indies provides a substantial account of cruelty, dispossession and
exploitation:
Extraction, Expansion and Economies of Bondage 33
To realize their long-term purpose of seizing all the available gold, the
Spaniards employed their usual strategy of apportioning among themselves (or en-commending, as they have it) the towns and their inhabitants…and then, as ever, treating them as common slaves. (de las Casas
cited by Acemoglu and Robinson 2012, 14)
As an example of this practice de las Casas describes how a king agreed to fill
a house with gold in exchange for this freedom. The king sent his subjects to
acquire gold but it was insufficient for the Spaniards. For this, under a legal
pretence, they laid formal charges against the king for breaking the contract.
Finding him guilty, he was sentenced to torture for ‘not honoring the bargain’.
De las Casas said,
They tortured him with the strappado, put burning tallow on his belly,
pinned both his legs to poles with iron hoops and his neck with another
and then, with two men holding his hands, proceeded to burn the soles
of his feet. From time to time, the commander would look in and repeat
that they would torture him to death slowly unless he produced more
gold, and this is what they did, the King eventually succumbing to the
agonies they inflicted on him. (de las Casas cited by Acemoglu and
Robinson 2012, 14)
De las Casas’ testimony did little to alter colonial practice; instead these methods were refined. For instance, in 1569 Philip II sent Francisco De Toledo to
oversee colonial extraction. As Viceroy of Peru, De Toledo instituted the forced
removal of indigenous populations to towns, the co-option of Inca traditions
of forced labour for mining. Other ‘reforms’ included the introduction of head
taxes—a fixed sum payable in silver—and mandated the indigenous population
to carry goods for the Spanish elite. These techniques were, Daron Acemoglu
and James Robinson write,
designed to force indigenous people’s living standards down to a subsistence level and thus extract all income in excess of this for Spaniards. This
was achieved by expropriating their land, forcing them to work, offering
low wages for labor services, imposing high taxes, and charging high
prices for goods that were not even voluntarily bought. Though these
institutions generated a lot of wealth for the Spanish Crown and made
the conquistadors and their descendants very rich, they also turned
Latin America into the most unequal continent in the world and sapped
much of its economic potential. (Acemoglu and Robinson 2012, 19)
In combination with expansion through dynastic alliance making it the leading
European power in the period, this wealth funded Spain’s European ambitions.
This expansion compelled several conflicts, such as an eighty-year war with the
34 Capital, State, Empire
Netherlands, war with the French for Italian provinces, an undeclared war with
England with the famous Spanish Armada, and later the Thirty Years’ War, a
devastating major European conflict. Spanish debt rose from 1.2 million ducats
to 6 million between the 1530s and 1600, while dispossession in the Americas
yielded a growth from 200,000 ducats to 2.2 million in the same period (Fukuyama, 2012, 359). But as Hans Koning notes,
For all the gold and silver stolen and shipped to Spain did not make
the Spanish people richer. It gave their kings an edge in the balance of
power for a time, a chance to hire more mercenary solders for their
wars. They ended up losing those wars anyways, and all that was left
was a deadly inflation, a starving population, the rich richer, the poor
poorer, and a ruined peasant class. (Koning as cited by Zinn 2003, 18)
The relative decline of Spanish hegemony provided an opportunity for the
Dutch and the English to break the Iberian trade monopoly in the Atlantic
and Pacific. The primary institutional instruments of this exercise were chartered companies, the Dutch East India Company, Dutch West India Company
and the English East India Company respectfully. However, while some Dutch
territorial footholds were established along Atlantic Africa and the Americas,
often these were captured, like New Amsterdam by the English in 1644, or
locals rebelled, like Brazil in 1654 (Wolf 2010, 129–130).
England was initially in the shadow of the Dutch and Spanish. As a late
entrant into the colonialization of the New World, and thus missing out on the
gold and silver mines and labour in South America, the English had to direct
their efforts towards North America. Early English colonies at Roanoke and
Jamestown could not replicate the models of violence that the Spanish used.
This was because relative to South America, the population was significantly
less dense in North America, and therefore fewer people to compel into forced
labour. Nor was there much of a forced labour tradition in North American
indigenous populations that could be grafted onto colonial rule. In addition,
despite better weaponry, the colonists were outnumbered and emaciated. Still,
Howard Zinn is correct to note that Jamestown was established ‘inside the territory of an Indian confederacy’ (2003, 13) which meant that English aggression
and expansion caused skirmishes and raids that escalated into massacres on
both sides. As Daron Acemoglu and James Robinson summarise, ‘the underlying circumstances were just too different’ (2012, 22).
As the Virginia Company could not undertake forced exploitation, nor was
there gold and silver to acquire, the only remaining option was to import
labour to work the land—corn for subsistence, tobacco for export—and
impose ‘a work regime of draconian severity for English settlers’ (Acemoglu
and Robinson 2012, 23). There was a redirection from exploiting the indigenous people to exploiting the colonists, but given the open frontier and
Extraction, Expansion and Economies of Bondage 35
options of living with the indigenous population, this was difficult to enforce
at less than subsistence food rations. A new strategy was employed in 1618.
It involved allowing settlers to acquire 50 acres of land and in 1619 the establishment of a General Assembly. Acemoglu and Robinson conclude, ‘the only
option for an economically viable colony was to create institutions that gave
the colonists incentives to invest and to work hard’ (2012, 26).
While this kind of explanation is fashionable in contemporary development
economics, Acemoglu and Robinson’s analysis skirts actually existing historical material conditions. First, their explanation ignores how the land grants
occurred because English colonial governors declared that Indians had natural
but not civic rights to land and so could be dispossessed. Conveniently, this
meant Indians had no legal standing in colonial courts. Second, it ignores the
extent to which English weapons were superior to those of Indian origin. The
last error is overlooking the role of imported slave labour, which began in 1619.
(By then, at least a million slaves had been imported from Africa to Portuguese
and Spanish colonies in South America and the Caribbean). As Zinn remarks,
‘everything in the experience of the first white settlers acted as a pressure for the
enslavement of blacks’ (2003, 23).
These errors are apparent when one examines labour regime change.
For example, in Tobacco and Slaves, Alan Kulikoff ’s (1986) study of the
seventeenth-century Chesapeake region, he analyses the transition from
indentured servants of English origin to slave labour of African origin. The
change in this labour regime turns upon the decline in the price of tobacco
between 1620 and 1680. Mostly this decline was offset by improvements in
productivity, yields, and imported slave labour, meaning that the cultivation
of tobacco nevertheless remained profitable. Indeed, the indentured English
servants who completed their contracts—under harsh conditions it must
be said—were able to acquire land and servants themselves. These freedmen were able to become relatively rich, eventually forming their own hierarchy and family dynasties which they converted into political office and
influence. The political influence of these dynasties rose so that the English
consolidated their American colonies to ward off Dutch and increasingly
French competition in the region.
From about 1680 onwards, tobacco profits had declined to the point where
it was difficult to cover production costs. This meant fewer opportunities for
newly freedmen to become landholders; the by-product of which was regional
class stratification as classes simply reproduced themselves. Only when tobacco
prices rose in the 1740s did prosperity return, but this was hardly comparable to the tobacco boom in the seventeenth century. Similarly, around 1700
the development of a naturally increasing population allowed for generational
replacement for whites, and around 1720-1730 for blacks. A growing slave population was revolutionary and created a material basis for the development of
a ruling class as the rich could invest in slaves who in turn would produce vast
36 Capital, State, Empire
quantities of tobacco. As Zinn remarks, ‘Slavery grew as the plantation system
grew’ (2003, 31).
Importing African slaves brought with it an associated set of problems: they
were reluctant workers, and so owners sought coercive activities and mistreated
them. While an inefficient labouring class, slaves nonetheless reduced production costs. Owners spent a considerable amount of time trying to make slaves
effective and efficient, as well as creating a ruling class ideology. This was the
basis of their class formation; it revolved around controlling the means of production and reproducing their capital stock. But it also involved constant fear
of slave rebellions, resistance, and insurrection, particularly when aided and
abetted by sympathetic whites.
Slavery was a popular method of acquiring labour power, and by the mideighteenth century about half of the households in the Chesapeake region
owned slaves, and it was likely that the slaveowners’ children would inherit
slaves too. This inheritance meant that there was growing class differences
between rich gentry and poor yeomen planters. The rebounding of the tobacco
commodity price in the 1740s limited, but did not eliminate, social conflict
between the two classes. Slavery also reduced class tensions for it cultivated
a racist ideology that helped consolidate the planters as a united group even
though there were two distinct class relationships. As to profitability, shortly
after the American Revolution, James Madison reportedly boasted that on an
upkeep cost of about $13, he would make about $260 per slave per year.
Nevertheless, there remains the question of why the colonists did not enslave
the indigenous population. The absence of a forced labour tradition is not a sufficient explanation. In explaining this, some scholars suggest that African slaves
were apparently more suited to intensive labour (See Wolf 2010, 203 for details).
However, this explanation does not seem satisfactory, for even if one accepts the
racist premise, it does not account for the costs of importing slaves. Another
kind of explanation points to the proximity of the indigenous population, proposing that slavery would have increased native rebellions, but this skirts the
fact that rebellions and revolts already occurred. Eric Wolf points out a more
hideous calculation: that the English ‘subcontracted war’ and displacement to
various indigenous groups, using one group to displace another in preparation
for English settlement and expansion. The indigenous population were also
useful assets, allies and clients for the English, Dutch, and French as they fought
one another. Slavery would hinder that process. Lastly, native America groups
signed treaties to return runaway slaves in exchange for guns, which then later
could be used in the inter-colonial conflicts (See Wolf 2010, 203).
Throughout this political development, it is important to note how American
crops were a component of a global commodity chain that brought profits to
Europe. Indeed, C. L. R. James in The Black Jacobins cites the French socialist,
Jean Jaurés’s observation that ‘the fortunes created at Bordeaux, at Nantes, by the
slave trade gave the bourgeoisie the pride which needed liberty and contributed
Extraction, Expansion and Economies of Bondage 37
to human emancipation’ (1989, 47). It is this historical contradiction that James
set his sights on arguing about the economic importance of Caribbean colonies
to early French industrial growth. Developing this line of inquiry Eric Williams’
Capitalism and Slavery argues that the capital accumulation achieved via slavery
helped British agriculture, the growth and development of banking institutions,
insurance, and the initial industrial infrastructure. More recently, Sven Beckert shows how ‘the growth of cotton manufacturing soon made it the center of
the British economy,’ becoming ‘the driving commodity behind the Industrial
Revolution…there was of course inventiveness and innovation in other industries, but cotton was the only one with a global scope’ (2014). Accordingly, the
abolition of it in the British Empire might have taken the guise of a moral cause,
but it had more to do with economic rationalizations—and indeed one might
add once British naval power underwrote global trade, abolition was meant to
preserve British power through denying this cheap source of labour power to
other European states.
The Dutch’s presence having receded and the expulsion of the French following the French and Indian Wars gave Britain hegemonic control of North
America. But it also meant that the British tightened control over the colonies, partly to extract colonial wealth to fund the war effort, doing so by
implementing revenue generating administration like the Stamp Act of 1765.
This occurred against a backdrop where American colonial trade had become
vital to the British economy, growing from about £500,000 in 1700 to nearly
£3 million in 1770. But these two developments meant that the British need
for the American colonies was not reciprocated. With the removal of the
French, there was an opportunity to act on this asymmetry.
2.3 Intra-Ruling Class Struggle and Bargained Settlement
By 1760, stable local political and social elite had formed, with imperial loyalists and nationalist factions. Nationalists wanted to redirect much of the rebellious energy towards English imperial agents, whereas the imperial loyalists
wanted to suppress it. From a material vantage, the American Revolution was
a fraction of the local elite seeking to capture and consolidate power from the
British as well as thwart local rebellions from slave and underclass alike. The
goal was to install themselves as the ruling class and thus oversee land and
labour on their terms.
In the revolutionary movement, the key political battles were in the Northern
Colonial cities. Artisans were relatively easy to co-opt to the cause, as they were
interested in protectionism, and resented British competition. The propertyless population presented a different kind of problem, as following the French
and Indian Wars many were unemployed and starving, thus prone to mob violence and property damage. Practically, this necessitated finding a means by
38 Capital, State, Empire
which to bring these various classes together. Mostly it was accomplished by
attributing the cause of grievances to the British, arguing that poverty was the
result of imperial wars. Wary of a turn on local elites, this rhetoric deliberately
skirted how unlimited property accrual caused poverty. Polemic pamphlets
like Thomas Paine’s Common Sense forged this movement, although local elites
were cautious of the direct democratic impulse in the population. As a remedy,
they sought to constrain it by designing a strong central government so as to
project unity and common interest.
Waging the Revolutionary War proved difficult for the Colonists for several
reasons. First, because in the Southern Colonies militias were required to maintain control over slaves, where depending on the region comprised anywhere
between a quarter and half of the population in places. Wealthy Northerners,
who owned these slaves, were less inclined to use these resources lest they lost
their investments. At the time, approximately 10 per cent of the population
owned about half of the wealth in the country, and owned a seventh of the
population as slaves. Similarly, poorer southern colonists resisted revolutionary
mobilization, because ‘they saw themselves under the rule of a political elite,
win or lose against the British’ (Zinn 2003, 75).
Initially the militias drew from those that had property, but they had to supplement their numbers by commissioning the poor, some of whom joined
hoping that military service would bring income but also yield upward social
mobility. Despite the nationalist elite’s stake in the successful outcome of the
war, the poor did the majority of the fighting. When and where drafts took
place, there were provisions where the rich could pay to get out of their service,
or could provide a substitute.
The militias provided an additional benefit as a means of converting neutral
or reluctant colonists into believing in the grander cause, and to paper over
the continuing simmering class tensions that arose when, for instance, the
wealthy hoarded commodities. Still, as Zinn remarks, ‘when the sacrifices of
war became more bitter, the privileges and safety of the rich became harder
to accept’ (2003, 74). Altogether, these conditions led to several mutinies. In
response, some colonies made constitutional concessions, such as lowering
property qualification franchise thresholds, but this was only to the extent that
the prevailing rule remained.
A second set of difficulties emerged in the early part of the war when losses at
Bunker Hill and Brooklyn Heights among others revealed the colonists lack of
military power, let alone decisive power. Due to guns being unaffordable—costing at least several months wages—less than a fifth of eligible colonial citizens
owned firearms. Even when the Revolution began, the Continental Army were
under-armed, and this continued until Yorktown, where thousands of weapons
were captured. So while the colonists did have a few minor wins, it was only
when the French joined the war, providing a naval blockade limiting British
supplies and reinforcements, that the colonists were able to gain momentum.
Extraction, Expansion and Economies of Bondage 39
Ultimately, the nationalist’s victory can be attributed to geopolitical struggles,
and not the strength of the revolutionary force itself.
After the war, the prevailing nationalists redistributed land confiscated from
loyalists. They mostly allocated it to themselves, making a very wealthy ruling class. That said, they did use land allocation as a tool of support, particularly with smaller farmers, as well as reducing the number of tenant farmers,
who had been a political nuisance in the years before the Revolutionary War.
Nevertheless, despite these land allocations, the class structure itself remained
unaltered: Northern merchants easily moved into houses confiscated from the
Loyalist elite. Edmund Morgan’s analysis is that ‘the fact that lower ranks were
involved in the contest should not obscure the fact that the contest itself was
generally a struggle for office and power between members of an upper class:
the new against the established’ (1978, 178). The aforementioned rhetoric, military service, and land redistribution were techniques to disguise social inequality and rally support for an otherwise oppressive class structure. This is not to
indicate that there were no interclass conflicts in the new ruling class, but rather
there was broad agreement that they had installed desirable circumstances for
themselves. Through informal means if possible and formal means when necessary, the ruling classes’ interests were steadily upheld.
The nation state was a popular symbol of support that could create consensus
and consolidate rule for capitalists. As Zinn writes,
the manufactures needed protective tariffs; the moneylenders wanted
to stop the use of paper money to pay off debts; the land speculators
wanted protection as they invaded Indian lands; slaveholders needed
federal security against slave revolts and runaways; bondholders wanted
a government able to raise money by nationwide taxation, to pay off
those bonds (2003, 83).
This is a theme in American history, the mobilization of lower class energy
for upper class politicians to advance their narrow goals, wherein the ruling
class does recognize and attend to grievances only to the extent that recognising and addressing them is an effective tactic of rule, which then legitimated
and upheld the belief that the political representatives were attending to social
problems.
Within American cities like Boston, New York and Philadelphia, a workingclass consciousness was forming. Most of it was aspirational in character as
artisans sought democratization, with specific demands including a more
direct, open, and inclusive process of decision making, equitable taxes, price
controls, although there were some direct attacks on wealth and the right to
acquire unlimited property. This is particularly acute when one examines the
class rebellions that occurred from 1740 onwards. Zinn’s synthesis of evidence
shows that these rural rebellions were ‘long lasting, social movements, highly
40 Capital, State, Empire
organized…aimed at a handful of rich landlords, but with the landlords far
away, they often had to direct their anger against farmers who had leased the
disputed land from owners’ (2003, 59). In response, mild legislative reforms
were enacted, but so were penalties for contention. Again, this is indicative
of another theme in American politics, where distance, social or geographic,
means that protest and anger is misdirected, thus hindering the chance of
broader solidarity emerging.
The Revolutionary War had terrible consequences for Indians. With the British defeated, the Americans directed their attention towards the dispossession
of Indian lands. This process was often accompanied by genocidal violence,
which was a continuation of the tacit policy implemented by the British. Similarly, encroachment and displacement were practices that continued. Wealthy
Northerners encouraged poor Americans to push westwards into Indian Territory, hoping that their settlement would take the brunt of the Indian’s reprisals. This expansion reveals a contradiction where Americans fought an antiimperial war while simultaneously undertaking imperialist actions themselves.
By contrast, the war had mixed results for blacks. Many free blacks had fought
for the British so the colonial victory meant they fled to other parts of the
empire. In Northern states the practice of slavery declined, albeit slowly, from
30,000 slaves in 1810 to 1,000 in 1840. The free blacks in the North began to
petition for political rights and access to public programs; some were granted,
others denied. In the South however, slavery expanded as cash crop plantations
grew. Cotton production figures bear this out; whereas in 1790 there were a
thousand tons of cotton produced, by 1860 this had increased to a millions
tons. The number of slaves quadrupled, from 500,000 to 4 million in the same
period.
The outcome of the Revolutionary war cemented a foundation where blacks
were either slaves or occupied a lower social status, Indians were subject to
genocide, women were subordinate, the Southern property-less population
remained poor, and the Northern urban working class received minimal dividends, while merchants joined the ruling land holding class. The control that
the ruling class exercised on the social structure meant that formal elections
were insufficient to take on entrenched interests and the social inequality it
reproduced. Indeed, the purpose of the federal government was to enforce a
kind of law and order that favoured those with large property holdings. Ensuing this paramountcy involved co-opting small property owners to build a
broad base of support so that coercion could be kept at a minimum.
The next major political development, at least with respect to the shape of
the social structure, was an inter-class struggle to define which kind of capitalism would prevail in the US. The tension in the lead up to the American
Civil War was less between the working poor in the industrial North and smallhold farmers in the agrarian South than it was between expansionist Northern
capitalists who sought free labour and tariffs and Southern landowners who
Extraction, Expansion and Economies of Bondage 41
believed these changes would undermine their prosperity. Even so, these two
groups were financially interdependent upon one another. For example, Beckert shows how ‘the growth of cotton manufacturing soon made it the center of
the British economy,’ becoming ‘the driving commodity behind the Industrial
Revolution…there was of course inventiveness and innovation in other industries, but cotton was the only one with a global scope’ (2014). Most importantly,
however, in this system slaves were not only the means of production, but
functioned as financial collateral for expansion of the cotton industry, but also
industrialism. The role of mortgaged bodies accounts for why slavery persisted
even as the Northern workers were a more productive labouring class. Interdependency rests on revisionist historiography often initiated and undertaken by
scholars like Cedric Robinson among others, who stress the deep interconnection between slavery and industrialism, that these modes of production are not
only compatible, but complimentary in actually existing capitalism. Robinson
calls this ‘racial capitalism,’ drawing attention to bonded labour and the racialized positions of those recently dispossessed through exaggerated differences
that permitted targeted violence to ensure subjugation.
As an industrial scale conflict, the Civil War leaned on labour power: the
working class for the Union, and slaves for the Confederacy. This is evident
in the Emancipation Proclamation, issued in January 1863. Silent on slaves
in the Northern-affiliated states and so contrary to idealistic revisionism, the
proclamation sought to undercut the labour power of the South. (It was the
subsequent Thirteenth Amendment that declared an end to slavery). Later, W.
E. B. Du Bois noted how ‘slaves had enormous power in their hands. Simply
by stopping work they could threaten the Confederacy with starvation.’ (2013,
109) And indeed this was the consequence of about 500,000, or about 1 in 5
slaves, fleeing plantations. Many joined the Union forces, swelling the ranks
of the black component to 200,000 troops. Together, these developments were
decisive to the Union war effort.
As like the Revolutionary War, again the wealthy like J. P. Morgan, John
D. Rockefeller, Andrew Carnegie, and James Mellon could purchase military
exemption. Accordingly, the disproportionate burden placed on poor white
soldiers led them to resent fighting for black emancipation and capitalism,
and so led to several revolts in Northern cities in 1863. Similarly, in the South,
where about two thirds of the population did not own slaves, lived on subsistence wages and in squalor, there was marked social inequality with the richest families owning about half of the regional wealth. As and when Southern
soldiers realized they were fighting for the rich, this weakened their morale
thereby compromising their combat effectiveness.
In the immediate post-war era, overseen by occupying forces, Southern Blacks were able to elect Black representatives to state legislatures and
Congress, integrate schools and became politically active. Black women,
like Sojourner Truth, were active and asserted that they too required rights,
42 Capital, State, Empire
therwise they would be subordinated like slaves had been before. But while
o
there were formal improvements in status and legal racial equality, material
relations did not radically alter. For example, while some confederate land
was expropriated and sold at auction most of this was beyond the reach of
former slaves. Rather these auctions were a wealth transfer to Northern investors and speculators. Additionally, blacks were effectively made serfs through
various ‘black codes’ mechanisms. These enforced unfree labour conditions
reproduced black subordination.
Furthermore, Southern white oligarchy organized hate by creating the Ku
Klux Klan and similar terror organizations. The function of these groups was
to reduce Blacks to their pre-Civil War status. Lynching and raids, beatings
and burnings were widespread and commonplace. Courts refused to support
the goals of black civil rights and even permitted segregation (cf Plessy v.
Ferguson, 1896). Given these conditions, some blacks went north to escape
violence and poverty. Still, the North itself was not absent racism: several
states had differential property qualification thresholds for franchise between
blacks and whites that existed up to the Civil War, while many denied Blacks
the right to vote altogether. Eventually by 1900, segregation policies and practices were legal in many Southern states. Racism functioned to similar effects
in the North.
The post-war reconstruction saw a coalition of Northern Industrialists and
Southern businessmen-planters emerge, of whom many were worried that the
1873 depression would lead the existing riots of farmers and working class
escalating to threaten the existing economic order they headed. As Du Bois
wrote ‘in America in 1876 a new capitalism and a new kind of enslavement of
labour’. Solidified by the 1877 compromise, this new capitalism swapped the
withdrawal of occupying Union troops and political autonomy in the South for
support of the Northern political agenda and land speculation. Further, as Alabama, Tennessee and Georgia had coal and iron deposits railroads were built
to extract these resources. And depending on who was to be enriched, the land
on which the railways were to be built was bought above or below market rates.
As such, the purpose of the 1877 compromise was to manage inter-ruling class
conflicts peacefully, while managing and undermining working class rebellion,
while adopting policies that ensured the stability of the social structure, and
thus policy changes, if any, could be anticipated, and would not create major
deviations.
Between rural displacement and immigration, urbanization led to overcrowding in American cities. Compounded by economic crisis from industrialization, high food prices, slums and disease there was simmering discontent, and the white working class lashed out at blacks, and immigrants, in part,
because the use of black and immigrant labour drove down the cost of labour,
but also fragmented the working class. Though these conditions did spawn a
radical labour movement which directly attacked the idea of private property,
Extraction, Expansion and Economies of Bondage 43
courts declared trade unions to be illegal restraints on trade, although these
judgements were protested. And while throughout the Reconstruction Era,
presidential power authorized the military to use violence to break up national
strikes and marches on Washington, 1877’s nationwide strikes from railway
labourers signalled the extent to which the ruling class needed this compromise. Labour did organize and won victories through protracted strike action,
but overall, these concessions ensured that the order itself was preserved. It also
underscored for labour that they were not sufficiently powerful to defeat a capitalist state, particularly when divided by race, gender, and language. As such,
the 1877 compromise indicated capital’s advancement would come through the
intense exploitation of white, black, Chinese, immigrant, or female labour, each
rewarded and oppressed differently to create terraced segregation in the class
structure. So besides women, Indians, and immigrants, the white working class
were also not fully benefiting from reconstruction.
Concurrently with these politics, the Reconstruction Era saw steam and
electricity displace human labour, the creation of a rail network, and telephones and typewriters increasing the speed of business. Mechanization in
the agricultural sector displaced farmers to cities. Technical improvements
meant the deeper coal deposits could be extracted. Businesses merged to try
to impose monopolies, price cartels were established. There was an active
redistribution of wealth to the rich, facilitated by state legislators and federal
power. Indeed, the railway industry captured Interstate Commerce Commission, inverted its original purpose of consumer protection. This gave the
impression of government supervision, but in practice it was nominal. Similarly, the Fourteenth Amendment, established to protect blacks, was interpreted to provide protection for corporations. Furthermore, the post-1877
compromise was the creation of a ‘steel navy’, which entailed buying steel
from Carnegie at artificially inflated prices. As these examples show, corruption at all levels of government, intense exploitation of labour, and dispossession facilitated the creation of fortunes.
Reconstruction saw many working class rebellions, national strikes, industrial sabotage, and tenant struggles. The labour movement, with vital female
involvement, won concessions in the late 1880s for shorter working hours and
higher wages, establishing new norms for the workplace. Labour candidates
did win in city mayoral elections. Guided by socialist principles, this labour
insurrection was more organized in the 1880s and 1890s than the spontaneous
ones in 1877. But labour fights were vicious, and the police killed members
of the radical labour movement at regular intervals. Outside of urban areas
and between 1860 and 1910, the US Army systematically waged war on the
Indians on the Great Plains as a prelude to the railways expropriating land for
their purposes. The Indians resisted this advance as well as they could given the
preceding centuries of genocide. While hegemonic, capitalism’s power was not
total nor without resistance.
44 Capital, State, Empire
2.4 Consolidation and Collapse, Contention and Cooperation
At the beginning of the twentieth century, the consolidation of industry and the
introduction of new machines by large capital investment meant that bankers
controlled the American economy. But repeated financial collapses and crises
meant that the rate of profit tended to fall, so capitalists sought to improve
productivity through instituting Taylorist principles in the workplace, which
as Harry Braverman indicated, was to make labourers interchangeable, particularly suited to immigrant labour, further divesting the division of labour
in production of any trace of unique humanity. Pressures for increased productivity came at the expense of workplace safety standards. In 1904, 27,000
workers were killed on the job, continuing from the previous century’s trends.
In 1914, the Commission on Industrial Relations found that 35,000 workers
were killed, and 700,000 injured. There was no compensation for families for
these accidents.
Due to racism and union leadership, especially in the American Federation
of Labour—who represented 80 per cent of unionized workers—blacks were
excluded from the same labour organizing efforts, which was particularly hard
as they earned about a third less than white counterparts. Leaders of the AFL
were co-opted by the ruling class, and used force to coerce its own members.
Du Bois in 1915 said ‘the net result of all this has been to convince the American Negro that his greatest enemy is not the employer who robs him, but his
fellow white working-man.’ Still other union activity from radicals, like Eugen
Debs and Mother Jones and others in and around the Industrial Workers of the
World, kept socialist politics going, aiming beyond higher wages to seize the
means of production.
Still, the 1893 depression underscored for the ruling class the overseas markets for US goods would relieve the problems of under-consumption and prevent another economic crisis that would fuel class war ‘from below’. So once
the North American continent was under American rule, capital needed to
expand elsewhere. The 1898 Spanish-American War was just such an exercise.
The event provided an opportunity to take territory from a European power
and establish an economy suited to the US ruling class’s interests, either as an
export market for goods, or as a place to trade goods like fruit and tobacco at
lower costs. Through a combination of annexation and peace treaties, the US
acquired Wake Island, Puerto Rico, Hawaii, and Guam, as well as the Philippines. With Cuba, the Plait Amendment forced Cubans to subordinate their
sovereignty to American military and economic interests, and so is a good
example of formal indirect rule. American Prosperity depended on extracting wealth from foreign markets, and as Woodrow Wilson said, it could be
accomplished either by ‘righteous conquest’ or by being ‘battered down’. The
result would be the same, ‘an open door to the world.’ (Wilson, various, cited
by Zinn, 2003, 339)
Extraction, Expansion and Economies of Bondage 45
The Spanish-American War also made the US ruling class acutely aware
that capital’s expansionist commodification exercises had to be securitized. As
Alfred Mahan argued, these newly acquired territories had to be supported by a
military infrastructure to connect markets and control the conditions of trade.
So extraction, exploitation and dispossession required not only the predominance of economic strength, the co-opting of local authorities, but coercion to
ensure that these practices continued on American terms. So much like how
the state security forces had been used to subordinate the American working
class, thereby catering to the interests of domestic free trade, so too was the
same logic applied to foreign trade.
The advanced capitalist countries in Europe were feeling similar pressures.
The decline of British hegemony stoked competition for control of territory
between advanced capitalist states, causing a resource acquisition race in
peripheral regions. Du Bois was very perceptive when he observed that the First
World War was over Africa. Much like how the British had to colonize North
America because it was what remained, so too was the war about late industrial
powers seeking sites of extraction for their own colonial system; Africa offered
much in terms of raw resources, cheap labour, and unexplored regions. Du Bois
also noted how colonial expansion, dispossession and exploitation was a means
of preserving rule and quelling social unrest by appeasing the working class.
Improved standards of living came from exploiting and repressing ‘the darker
nations of the world-Asia and Africa, South and Central America, the West
Indies, and the islands of the South Seas’. This surgically removed the radical
spirit of a working-class consciousness.
Formally, Woodrow Wilson sought to keep the US neutral, but there was
commercial advantage in selling military supplies to the British. Indeed, it was
imperative to do so given a recession in 1914 as growing industrial unemployment posed a political problem. From 1915 to early 1917, the US sold goods
worth $2 billion to the Allies. This industrial policy bound war and prosperity
together, but it also signalled a draconian approach to radical labour organizing. For instance, the Espionage Act (1917) was employed to quell dissent,
while the radical newspapers and magazines were barred from using mail services. Furthermore, the state undertook mass arrests of union leadership under
the pretence that radical labour was undermining the war effort. Irrespective of
whether this was true, the greater function was to remove sustained organized
opposition to the ruling class.
A similar pattern occurred in the Second World War. Initially the US sought
to profit off the conflict by selling weapons to the Allies and Soviets; their
involvement in the conflict occurred primarily because their economic interests were threatened. In line with this explanation, and as the Atlantic Charter illustrates, American involvement in the conflict occurred because the US
saw it as an opportunity to exercise some control and influence over the postwar international order. Indeed, this was an economic necessity as the Second
46 Capital, State, Empire
World War saw the rapid decline of British hegemony and the rapid rise of the
USSR, a state itself concerned with imperial ambitions. Lastly, both wars were
an opportunity to repress class struggle ‘from below’.
Returning to the pre-war period, one major development was that women
won the right to vote in 1920, but were divided along the existing party lines.
Concurrently the decade saw unemployment decrease and general wages
increase. Nevertheless, these positives papered over deeper systemic problems,
like for example, prosperity concentrated at the top echelons of society or mass
opinion controlled by large-scale publishing houses. With Andrew Mellon as
the Secretary of the Treasury under Harding, Coolidge, and Hoover, the top
income tax bracket fell from 73 per cent in 1920 to 25 per cent in 1928, with
capitalist newspapers cheerleading these politics.
Triggered by the stock market crash of 1929, The Great Depression revealed
the problems in the social structure, which included extremely high levels of
social inequality and economic misinformation. However, the biggest contributing factor was capitalism itself with its monistic drive for profit at the
expense of all other things. Mass unemployment followed as industries cut
back on production, farms turned to dust, and tenants evicted. Government
inaction contributed to Franklin D. Roosevelt winning the 1932 election. His
administration enacted the New Deal and other legislative reforms to reorganize capitalism to induce stability thereby removing the conditions for spontaneous rebellions and general strikes by the working class and avert a revolution. Although an incomplete appraisal of this development, Paul Krugman
nevertheless offers a good starting point for this particular discussion. In The
Conscience of a Liberal, he contends that Capitalists have waged a prolonged
and deep campaign to re-capture the state and to reclaim the economic wealth
that had been ‘taken from them’ by Roosevelt’s New Deal. At the time, the centrality of the market had produced a ‘vast inequality in wealth and power, in
which a nominally democratic political system failed to represent the economic
interests of the majority.’ The public policy interventions offered by the New
Deal and subsequently the Great Society programs attempted to overturn this
wealth distribution. For the most part, it was successful. Krugman writes that
the richest 0.1 per cent ‘owned more than 20 percent of the nation’s wealth in
1929 but only around 10 percent in the mid-1950s;’ and he calls this ‘the Great
Compression of income inequality’ (2007).
Notably, the New Deal ‘invigorated the economy’ through assisting the working class. Redistribution combined with war production created a ‘great boom
in wages’ that ‘lifted tens of millions of Americans…from urban slums and
rural poverty to a life of home ownership and unprecedented comfort.’ So high
was material prosperity that Peter Gomes wrote of ‘an era of unprecedented
economic growth and prosperity, where more people have more faith in the
chairman of the Federal Reserve Bank than in the president of the United
States’ (2000, xvi). Roosevelt Era Progressives were also in the business of fend-
Extraction, Expansion and Economies of Bondage 47
ing off socialism by removing the conditions that made their cause appealing.
So appealing was this that in 1910 Victor Berger was the first Socialist Party
member elected to Congressional office, and where soon after the Socialist
Party were able to make an inroad into municipal government, having 73 major
elected officials in 1911. Capitalism remained intact after the New Deal; the
rich still maintained the commanding heights. What appears to be the increase
of democratization, through for example, reforms to decentralize power at the
municipal and state level was but a way to install a slate of big business surrogates that were able to impose a consensus.
The Progressive Period was one of begrudging reform, to quiet protest not
making structural changes. Capital sought to co-opt labour and thus dissipate
the revolutionary energy in order to maintain the long-term stability of the
social structure. This involved providing workers with compensation and accident insurance, better occupational health and safety, often through state legislation, although the Supreme Court said these kinds of laws were an unconstitutional deprivation of corporate property without due process. This reveals a
fracture in the ruling class between those who wanted to maximize immediate
yields and reformists, who sought long-term stability even if it meant giving up
short-term profits. Emblematic of the reformist position was Harry Truman’s
Baylor speech where he tried (unsuccessfully) to argue for the creation of the
International Trade Organization (ITO), which while removing US domestic
economic protections and tariffs, would yield greater access to new markets,
facilitating capital accumulation. This cleavage represents the prevailing split
in the ruling class, the kind that developed in the twentieth century, and their
intermural disputes over the perverse calculus measuring the tolerance for
exploitation and extraction.
Despite the failure to create the International Trade Organization, the
reformists were able to somewhat quell the blunter and more brutal edges of
capital labour relations. Nevertheless, as C. Wright Mills’ New Men of Power
(1948), White Collar (1951), and The Power Elite (1956) collectively show, Postwar American society was organized around elitism, political apathy, technocracy, and oligarchy. In these books Mills describes the social structure of the
United States, where organized labour leadership traded the advancement of
their self-interest for representing their declining members against industrial
transformations, an expanding professional class sought to secure their social
and occupational status by embracing consumerism, and an overlapping elite
where democratic mechanisms barely blunted their desires and position.
As Tilly might argue American mass prosperity in the post-war period was a
result of social contention based primarily on the payback from labour power
for wartime military service. Even then, mass prosperity was white, male, and
geographically concentrated in major American centres. People outside of that
bracket did not really receive the dividends of growth, all of which underscores
how capital co-opted this segment of society to reproduce the social s tructure.
48 Capital, State, Empire
Still, due to protracted struggle, Civil Rights legislation was introduced to
counter structural racial prejudice, and involved removing barriers for blacks
to higher education, forced desegregation of schools and universities. Further
helped by The Higher Education Act of 1965—a needs-based federal financial aid—Black enrolments increased, and these students took the energy and
power of the Civil Rights Movement into the classroom. Beside counter-cultural forces and radicalism by students who did not have to work and had lots
of free time to organize, there was a dynamism on US campuses.
2.5 Neoliberalism and the Great Recession
Dissatisfied with the repercussions of the New Deal and the Great Society, and
concerned with their relative decline of power, the libertarian faction of the
US ruling class rallied, investing in the post-Eisenhower Republican Party.
Rationally exploiting sentiments in American politics, they sought to appear
anti-establishment, and built a broader coalition to mobilize religious and cultural commitments to their advantage, albeit with internment success in the
immediate post-war era. Still, they sought to frame the Civil Rights, feminist
and counter-cultural movements as threats to the established social structure.
Indicative of this view is Samuel Huntington. Commissioned by the Trilateral
Commission for a report, his assessment was that ‘the 1960s witnessed a dramatic renewal of the democratic spirit in American.’ Huntington characterized
‘the predominant treads of that decade involved the challenging of the authority of established political, social, and economic institutions’ including ‘a pervasive criticism of those who possessed or were even thought to possess excessive power or wealth.’ (1975, 59–60). As Huntington portrays it, social services
mandated by items like civil rights increased ‘governmental debt from $336
billion in 1960 to $557 billion in 1971’ creating ‘inflationary tendencies’. Similarly, unionization of governmental employees was a problem as governmental
officials were tasked to ‘avoid imposing higher taxes to pay for the higher wages’
(Huntington 1975, 103). Huntington leaves out how many of these governmental employees were black, for they were aided by justifiable affirmative action
that was absent from the private sector. The main problem, however was an
‘excess of democracy’; the solution was rule via expertise (1975, 113). He concludes his assessment with a revealing fatal conceit:
The vulnerability of democratic government in the United States thus
comes not primarily from external threats, though such threats are
real, nor from internal subversion from the left or the right, although
both possibilities could exist, but rather from the internal dynamics of
democracy itself in a highly educated, mobilized, and participant society. (Huntington 1975, 115).
Extraction, Expansion and Economies of Bondage 49
These remarks reveal the extent to which the ruling class see an informed and
active democratic citizenry as a threat to their social positions. Thus, from their
vantage point it is in their interest to weaken the education system more generally through underfunding and to cultivate political apathy wherever possible.
The libertarian wing had the best opportunity in the early 1970s. The cumulative effect of military defeat in Vietnam, economic stagnation, Nixon’s decoupling the dollar from the gold standard, as well as the oil crisis in response to
the 1973 Yom Kippur War along with several other factors, underscored the
need for the ruling class to reassert its control over the social structure. Waging
a long campaign—Jane Mayer’s Dark Money (2016) provides a case study of the
Koch family, one node in this general turn—and test-running economic policies in Latin America (see Peck 2010, Harvey 2007), Reagan’s election was the
defining moment for the reactionaries. This was because supply side economics
gained presidential affirmation. Krugman writes that supply side economics
‘claimed without evidence that tax cuts would pay for themselves’, but without
much support from ‘professional economic research’. In their implementation,
this economic thought has wrought considerable damage and harm, mostly by
diminishing the prospects for Americans for economic progress. By contrast,
‘if gains in productivity had been evenly shared across the work force, the typical worker’s income would be about 35 percent higher now [2007] than it was
in the early seventies.’ Increasing social inequality is a telling indicator of class
struggle ‘from above’.
Emblematic of the tone of the era, Charles Peters’s A Neoliberal’s Manifesto
(1982) described a movement that ‘no longer automatically favours unions and
big government or oppose the military and big business.’ Presented as a revolutionary project that rejected the politics of economic redistribution, this movement implemented a kind of public policy where the first impulse was always
to let social issues be addressed by market driven solutions, by for instance
the privatization of public goods. Herein neoliberalism can be understood as
a method of statecraft, one that certainly advances and caters to the interests
of the US capitalist ruling class, but perhaps most importantly redirects public
contention from specific and known rulers to abstract and impersonal markets
(see Krippner, 2011).
Throughout, these general developments severely weakened organized
labour’s position and jobs were outsourced to other parts of the world. The
ramification was to suppress uneducated wage labour. If the working class
hoped that the election of Bill Clinton was to reverse these actions, they
were sorely disappointed as his administration declared the ‘end of big
government’. Throughout this period, the productivity of graduates greatly
increased, the result of which was that middle-class prosperity without a
degree evaporated as social inequality accelerated. As wages for uneducated
labour declined, entry into the higher echelons of the workforce was predicated upon receiving a university degree—the cost of which is more than the
50 Capital, State, Empire
mean yearly income—university enrolments increased throughout the 1990s
and 2000s. Good portions of these admissions were by blacks and Hispanics,
who, because of structural injustice, were more likely to require Pell Grants.
The point is that debt bondage dramatically increased, thereby conditioning citizens to adopt an instrumental rationality in order to escape potential
bankruptcy. This ideology has little scope—or time—for contemplative dissent. Accordingly, it well serves the ruling class.
Turning to the efficacy of the campaign, Krugman cites figures that show that
in the 1920s, the top decile of income earners hoarded 43.6 of total income,
with the top one per cent hoarding 17.3 per cent. In 2010, after forty years
of prolonged political manoeuvre, the top decile hoarded 44.3 per cent, while
the top one per cent hoarded 17.4 per cent. In this fashion, it is a kind of rent
seeking and the arbitrary inequality comparable to that of the ancien régime. In
this respect, the reactionary movement is a revolutionary force, for it does not
intend to conserve or protect any particular institutions or values aside from
those that serve wealth.
These issues were leveraged to justify constructing a right-leaning economy. The purported economic goal of this project was to insulate wealth from
redistributive exercises, thereafter using re-regulatory efforts to implement a
‘trickle-up’ economic arrangement that divert the yield of economic growth
and advantages to designated population groups. Here, re-regulatory denotes
not the removal of stale policy and laws, but rather the attempt to change the
regulatory framework to make it more favourable to the ruling class. Deregulation is simply a rhetorical move that seeks to diminish concerns over the rise
of a new regulatory apparatus. In part this was to lift restrictions on capital, but
also to promote the capacity for flexible accumulation, that being the easier
entry and exit of capital to assist in attaining higher returns on investments.
Essentially, technocrat state officials and other agents of the ruling class used
macroeconomic policy sought to increase rates of return on financial assets,
but in doing so eroded the bargaining power of the American working class.
Explanations for the success of the reactionary movement either tend to
prioritize economic issues over social conservatism, or stress the role played
by evangelicals in electoral politics, or point to the manipulation of widespread racism. While there is something to these explanations, partisan advocates thereof primarily err by mischaracterising the central ideological axis
upon which the conservative imagination rotates. This rotation concerns the
belief that domination and hierarchy is just. The willingness to dominate others unites social and economic conservatives, as well as racists. It is accepted
because domination is a required characteristic to ensure accumulation
continues unabated. To bring several aforementioned observations together:
education is prohibitively expensive, and so in addition to existing class barriers and filters already safeguarding access thereunto, debt bondage is a technique of indirect rule, the aim of which was to hollow out radicalism thereby
Extraction, Expansion and Economies of Bondage 51
inducing supplication of the professional class, whose support is vital given the
marginalization of general labour. The backlash from general labour remained
mystified, and re-directed to minorities to aid in dividing those who otherwise
share an interest in emancipation.
Libertarians’ concerted push back has changed the American intellectual
landscape, particularly liberal thought. In their political retreat from New Deal
and Great Society social programs liberals have conceded, perhaps even capitulated to, the general political terrain to the libertarian agenda. Exemplary of
this trend is the career of John Rawls. A Theory of Justice (1971) is primarily
concerned with economic questions: the legitimacy of allocation, the moral
imperative of redistribution, and welfare are all efforts that require attention to
the consequences of property relations, the control of production, and assumptions informing distribution. Drawing upon Keynes, who argued that a private property-based market tended to be unstable due to high unemployment,
Rawls and fellow liberals came to doubt that it was an adequate foundation for
a stable, free society. Instead, their prevailing belief was that private property
crippled the working classes, rendered them bonded to the economic system,
created inequalities further alienating people from their liberty and thereby
hindered persons from selecting their own ends.
However, in the face of criticism, some legitimate, much less so, Rawls’s critics
pulled American political philosophy towards the management of apparently
intractable differences in culture, language, and religion. Administrative concerns displaced critical elements. Co-currently, difference increasingly referred
to identity, not social inequalities, while the encumbered debates over the priority of the right over the good obscured the right to goods. For wealthy cultural elites—left neoliberals—issues in personal aesthetics became problems to
study, the result of which was to convert private belief and practice into matters
of public politics, all the while ensuring that class became at best a subsidiary
concern in the high strata of US intellectual politics. In short, the emancipatory
necessity of understanding objective social relations was replaced by the reactionary urgency to mobilize subjective concerns.
Still, this is not to give post-war twentieth-century American liberal thought
a pass. One major problem with robust welfare state liberalism is that is often
preserves the class forces that seek to stop it from existing. From the vantage of
radical critique, not only does the liberal state provide insufficient freedom, it
is unstable and unable to maintain the affordances it does offer. Even then, it is
too susceptible to the pull of capitalist ideology. Here. By this, I mean that by
being receptive to the ideas that preserve incumbent interest, liberalism offers
a radical diagnosis but incremental change.
Incrementalism is present in Ben Bernanke and Mark Carney’s respective
recession assessments. In May 2013 they gave speeches conceding that the
presumed ‘end of monetary policy history’, a focus on macroeconomic stability above all else, contributed to the financial instability that caused the Great
52 Capital, State, Empire
Recession (Bernanke, 2013, Carney, 2013).15 Employment, output, the exchange
rate, credit and assert prices were, for example, considered only in relation to
this bearing and filled under ‘constrained discretion’. The downside was that
generally legislators, policy-makers, and central bank technocrats failed to link
liquid capital flows and financial imbalances in many advanced economies.
Initially the 2008 crisis was treated as a limited event. Most explanations and
analysis concentrated on micro factors such as rogue financial actors, shadow
banking enterprises, or the nature of markets themselves.16 But when ‘Echoes
of the Great Depression’, were observed, Carney writes, this:
motivated a swift and aggressive response. Major central banks provided hundreds of billions of dollars in extraordinary liquidity through
a combination of repo facilities, standing facilities, securities lending
and reciprocal swap agreements. (2013, 9)
These measures sought ‘to provide the stimulus to support activity and price
stability. The links between price and financial stability were increasingly evident.’ The collapse necessitated that,
In the fall of 2008, in response to the rapidly deteriorating conditions
in global financial markets, a weakening U.S. economy, and an abrupt
drop in commodity prices, G-10 central banks, including the Bank of
Canada, conducted an exceptional, coordinated interest rate cut of 50
basis points. (Carney 2013, 8)
The need for coordinated action like the move away from inflation targeting
to financial stability and expanding the role of central banks highlights how
interconnected the economic system is. Now central bankers have been tasked
to play a supervisory role, ‘it conceptualizes and carries out both its regulatory
and supervisory role and its responsibility to foster stability.’ Carney describes
this as the need to ‘complete the contract’ with a public at large (2013, 18).
When attempting to stabilize the post-Recession economy the US and
Canadian central banks focused on monitoring and evaluation exercises with
regulatory policy and practices to detect the financial vulnerabilities that exist
in deeply connected and systematically important financial systems. These
central banks also sought to understand how shadow banking, asset markets,
and the non-financial sector contributed to the collapse. Overall, Bernanke
and Carney agreed that better research and hypothetical stress tests could lead
to better management when these circumstances reoccur.
Notwithstanding these aspirations, the US Reserve Bank has to work with
indirect legislative frameworks such as the Dodd-Frank Act, which are statuary
designed to fail. For instance, the United States Government Accountability
Office suggests that Financial Stability Oversight Council mission is ‘inherently
challenging’, This is because:
Extraction, Expansion and Economies of Bondage 53
Although the Dodd-Frank Act created FSOC to provide for a more
comprehensive view of threats to U.S. financial stability, it left most of
the fragmented and complex arrangement of independent Federal and
State regulators that existed prior to the Dodd-Frank Act in place and
generally preserved their statutory responsibilities. As a result, FSOC’s
effectiveness hinges to a large extent on collaboration among its many
members, almost all of whom come from state and federal agencies with
their own specific statutory missions. (US Government Accountability
Office 2012, 8)
Perhaps for this reason, Carney observes that ‘Globally, central banks are now
being simultaneously accused of being ineffective and too powerful’ (2013, 3).
Accordingly, Bernanke and Carney suggest the need for a reconceptualization
of the practice of the reserve banks. Still, inflation targeting maintains rentier
income at the expense of employment policies. This is not so much irrational
exuberance as structural entrenchment.
Given the technical cloaking of these issues, Dean Barker is correct to note,
‘the public and even experienced progressive political figures are not well
informed about the key policies responsible for this upward redistribution,
even though they are not exactly secrets.’ (2011, 1). So these ameliorative, preventative, predictive, and re-conceptual approaches outlined above are likely
to be ineffective at averting capitalist economic crises as they lack a broader
historical understanding of capitalism itself and the indirect and invisible coercive mechanisms that support the reproduction of its expansionist tendencies.
‘It may be’, Ellen Meiksins Wood said twenty years ago, ‘that we are seeing the
first real effects of capitalism as a comprehensive system. We are seeing the
consequences of capitalism as a system not only without effective rivals but also
with no real escape routes. Capitalism is living alone with its own internal contradictions’ (1997, 558). Ominous and unsettling, Wood’s words speak to the
wider setting of US militarization, a topic I directly discuss in the next chapter.
CH A PT ER 3
Calculation, Computation, and Conflict
During the First World War, massive artillery barrages caused the majority of
causalities on the Western Front; indeed, many more soldiers were killed by
falling debris than small arms fire (cf. Middlebrook 1971).17 This was partly
due to the stable fronts that in turn compelled a change in military doctrine,
and so whereas artillery had once primarily supported infantry manoeuvres, in
stalemate warfare they became paramount elements in controlling battles. One
American observer wrote that,
the artillery has now reached such a position of importance that successful attack or defense is impossible without it…Infantry officers do
not hesitate to say that infantry should not leave its trenches until the
artillery preparation has really smashed all targets...also, the infantry
can advance only so far as their artillery can escort them with fire. (cited
by Grotelueschen 2001, 5)
As the Allied adage went, ‘artillery conquers, infantry occupies’.
This new doctrine quickly depleted Britain’s stock of shells and caused political scandal in 1915. In response, David Lloyd George was appointed as the
Minster of Munitions, but nevertheless the Asquith administration fell in 1916,
replaced by one headed by Lloyd George himself (see Adams 1978). One task
of his government was to better plan the strategic production and distribution of these shells. Britain would go on to produce nearly 260 million shells
through the course of the war, underscoring the importance of artillery dominance.18 Once having arrived at the Western Front via rail lines the shells were
distributed to gun crews and a different kind of calculability took over. Tactically the first gun in the battery would fire; forward observers would report the
landing and gun crews would recalibrate; the process was repeated until the
guns zeroed in on the target. To increase effectiveness, engineers and signal
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 55–76. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.d. License: CC-BY-NC-ND 4.0
56 Capital, State, Empire
corps installed telegraph or telephone lines for forward observers, but these
lines were often cut off by enemy artillery fire and would need to be repaired or
replaced – a task made hazardous by enemy snipers and rifle fire.
When the communication infrastructure was intact, the staff at the artillery
headquarters had to calculate targeting using variables like distance, elevation, charge, weather, height differences, and the distances between enemy and
friendly troops. Ordinarily it took anywhere from 15 minutes to 1 hour to coordinate artillery strikes: after the initial call for artillery from the front line
commander the signal went to the staff headquarters to calculate the trajectory
and who then relayed the information to artillery commanders. If any branch
of the established command was out of contact, it was difficult to get artillery
fire approved. Delayed and poor communication or incomplete geographic and
weather information could risk friendly fire incidents. Similarly, because of the
slow turnaround times front line commanders could not seize opportunities
as they might occupy ground set to be bombarded by their own side. So poor
communication of calculations reduced operational effectiveness.
After the war, there were several country specific approaches to this problem. Common was the allocation of mortars to infantry units for line of sight
operations, where teams could make accuracy corrections themselves, lessening their reliance on divisional command. The German and Soviet armies also
developed short-range line of sight guns to support infantry units. Germany
combined precision airpower with armour, and trained their officers to operate without divisional oversight to radically exploit battlefield opportunities.
France expanded their staff and added long-range cannons to divisional artillery units, but this proved unable to respond to rapid moving fronts in 1940.
Conversely, the British standardized their artillery and added mechanical calculation machines to allow artillery staff to calculate ballistics faster. The British
also sought to decentralize artillery command by providing radios to forward
observers to shorten the command structure.
While the US was a late entrant into the war, the American Expeditionary Force’s (AEF) frustration with trench warfare left a strong impression
within the US military. Whereas the AEF observed, adopted and incorporated elements of European artillery doctrine, their officers, especially General John Pershing, believed that this mode of warfare was ‘based upon the
cautious advance of infantry with prescribed objectives, where obstacles had
been destroyed and resistance largely broken by artillery.’ This over-reliance
on artillery produced a conservative infantry subject to ‘psychological effects’
that lacked the ability to create a decisive offensive. Drawing upon established
American military thought and practice in Mexico and the Indian Wars under
Manifest Destiny, and the conditions on the Western Front, Pershing advocated for aggressive infantry manoeuvres assisted by artillery to rout, pursue,
and destroy enemies. He called this ‘open warfare’, the purpose of which was
‘to bring about a decision the [enemy] army must be driven from the trenches
Calculation, Computation, and Conflict 57
and the fighting carried out into the open’ and ‘an aggressive offensive based
on self-reliant infantry.’ (Pershing as cited by Grotelueschen 2001, chapter 1).
Upon review of their combat performance, the US undertook several research
and development programs to make military power more effective. One initiative was to continue to develop armour, but as these weapons had to manoeuvre under battlefield conditions there were limits to the calibre of guns that
could be mounted on chassis. Another initiative installed automated analogue
computation equipment on battleships so that the rates of accurate fire could be
increased (see Mindell 2002, chapter 2), however the operational conditions of
land warfare differed from those at sea, so this solution was not easily transferable. One notable difference to other military reconfigurations was that the US
miniaturized radios to the point that they could be carried and operated by a
single person. Radios were deployed at the company level, so field officers and
NCOs could order artillery support, making them more self-reliant. To make
this system more effective, the US pre-calculated ballistics data for any given
scenario. This effort involved a small army of mathematicians and technical
staff aided by the ENIAC computer. Additionally, throughout the 1930s the US
Department of Defense (DoD) undertook a programme to land survey parts of
Europe to make extremely detailed and accurate maps. Altogether, this meant
that US artillery was able to respond quickly to calls for support than other
military peers.
This brief overview of the development of early twentieth-century artillery
warfare is indicative of several key initial developments in computational warfare in late capitalism: the general characteristics are the increase in scope and
scale of coordinated calculability between the strategic and tactical level. Building upon these insights, in this chapter I advance a working conjecture that the
development and expansion of detection and the tracking media facilitates the
social reorganization of coercive power that can in turn increase social stratification.
3.1 Cold War Social Science
The marriage of radio, surveying, and calculability was very successful for the
US military in the Second World War. In the post-war period, the US sought
to replicate the success of this kind of mapping and calculability of populations
in the ramp up to the Cold War. To counter a rising USSR, the US required
constant technological and intellectual innovation to compete and foster economic growth. One method to achieve this objective was to use universities
as the foundational research and development arm for blue-sky military and
corporate imperatives. The US government and subsidized industry investments in academia sought to create a stock of exploitable ideas as components
for strategic competitive advantage. Perceiving the character of this problem
58 Capital, State, Empire
requires setting aside the objectified private agendas of various stakeholders,
and instead seeing higher education as part of public and economic policy
about knowledge production to support imperial rule.
Roger Meiners (1995) points out ‘By 1950 over $150 million a year was being
spent by at least fourteen federal agencies, [while] over two–thirds of all budgeted university research came from federal money.’ Meiners continues,
Much of the initial funding for social sciences research came through
the Department of Defense. The Office of Naval Research sponsored
research in the fields of human relations, manpower, psychophysiology,
and personnel and training. The Air Force, through the RAND Corporation and the Human Resources Research Institute, sponsored studies
on topics such as group motivation and morale, role conflict, leadership,
and social structure in the military community.
The initial post-war boom in veteran students aided this research agenda as
over one million extra students enrolled in 1947. Meiners (1995) notes that in
1946, total university enrolment stood at 2.6 million students, double that from
1938, while from 1956 to 1966, federal spending increased by near $3 billion
(Brock 2010). Using the Servicemen’s Readjustment Act of 1944, the US subsidized about 2.2 million military personnel though higher education, many
of who would not have been able to attend otherwise (Olson, 1973). Costing
around $5.5 billion, this seemingly egalitarian public policy was designed to
create a staff for the Cold War industrial enterprise.
Within this broader transformation of American social science, one notable
initiative was the US funding of the Bureau of Applied Social Research (BASR)
at Columbia University. For example, Elihu Katz and Paul Lazersfeld attempted
to understand the behavioural influence of mediated messages in mass print
and broadcast communication to better influence target populations, irrespective of whether those populations were domestic or abroad (see Pooley 2008).
Presuming quantitative survey methods to be more rigorous than other kinds
of social inquiry, Katz and Lazersfeld began refining public opinion research
programs, and importing techniques from actuarial statistics to test difference
messages to detect whether the composition of content registered different
efforts or not.
In a similar vein, Daniel Lerner’s The Passing of Traditional Society underscored the belief held by many US media researchers in the early Cold War
that mass media could induce social transformations. Informed by his wartime
occupation as a propaganda analyst in the Psychological Warfare Division (Shah
2011), Lerner’s book was the product of an another notable BASR project, which
had been funded by the US State Department to assess the effectiveness of Voice
of America in influencing public opinion in the Middle East. Lerner advances
a psychosocial theory of modernization wherein groups moved ‘from farms to
flats, from fields to factories’ (1958 47). Urbanization would be a catalyst for the
Calculation, Computation, and Conflict 59
development of modern institutions, paramount of which was a market system.
When combined with high rates of literacy and contemporary media consumption, Lerner proposed that this would create ‘empathy’, an effect where behavior
becomes associated with Western beliefs and values. This geopolitical theory,
while being less rooted in European colonial assumptions about racial attributes
than pre-war social theorists, still nevertheless maintains sufficient residual trace
elements of racial superiority of the American variety, albeit coded in the language of cultural adaptability.
3.2 The Strategic Return to Centres of Calculation
While telling about the goals of the US, Katz and Lazersfeld’s as well as Lerner’s programs do not match the scale of the US Army’s Human Terrain System
(HTS). Initialled in 2006 and costing $725 million until discontinued in 2014,
HTS was the most expensive social science programme ever undertaken. (Most
of these funds went to two defence contractors, BAE Systems and CGI Federal).
Conceived at the US Army’s Training and Doctrine Command (TRADOC),
then headed by General David Petraeus, the programme embedded social scientists in combat brigades both to ensure better sociocultural understanding
of the populations under occupation as well as to address institutional racism in the US Army.19 Together this social scientific ‘soft power’ was meant
to aid counter-insurgency operations. Numbering more than 500 personal
at one stage, five person HTS teams were embedded collecting data, gathering information and undertaking psychological operations (See Nigh 2012,
Human Terrain Team Handbook 2008). To outsiders these teams presented
less lethal options to manage occupation, and fitted into the population centric counter-insurgency doctrine TRADOC was developing.20 Eventually 30
Human Terrain Teams were deployed in Iraq and Afghanistan, however many
personnel had inadequate language skills or lacked local cultural knowledge.
Moreover, the programme was beset by accusations of institutional racism,
ignoring sexual harassment, and of participating in interrogations (Varder
Brook 2013). These problems might have been tolerated had the programme
been an operational success, but brigade commanders found the HTS teams
ineffective (Clinton et al. 2010).
Post-surge, as the US Army reduced troops in Iraq and Afghanistan, the HTS
programme sought to retain relevancy by repurposing themselves to be able to
gather information about local populations in areas where the US Army anticipated conducting operations. But this redirection was not met with much enthusiasm as the US Army faced budget cuts and so the programme ceased being
funded. Roberto Gonzalez (2015) argues that another contributing factor was
HTS’s close connection with Petraeus, who lost power after he was dismissed
as the Director of the CIA following the Petraeus-Broadwell scandal. Still, the
decline of counter-insurgency operations and Petraeus’s scandal are secondary
60 Capital, State, Empire
reasons for the cancelation. Rather cancellation represents, as Gonzalez writes,
‘the broad shift in Pentagon priorities, away from cultural intelligence and
towards geospatial intelligence’ (2015). Notwithstanding the long association
between anthropology and the intelligence community documented by David
Price (2008, 2016), as one critical geographer writes, ‘It’s algorithms, not anthropology, that are the real social science scandal in late-modern war’ (Belcher
2013, 63). These priorities return intelligence collection to the strategic centre of
calculation and to the various agencies of the state. The proceeding sections are
case studies of drone warfare and mass surveillance and are used to analyse the
ramifications of covert computation.
3.3 Automated Lethal Robotics
All branches of the US military are researching or seeking to develop robotic
instruments of war. The US Navy is attempting to build armed submarines and
helicopters such as the Fire Scout. At the time of writing, the US Marines are
testing Gladiators, small tracked vehicles armed with machine guns that are
intended to operate in front of advancing troops, while the Army uses Packbots to assist in bomb detection and detonation. Using funds provided by the
Defense Advanced Research Projects Agency (DARPA), several companies are
iteratively making hominoid-esque robots like Boston Dynamics’ Atlas. Biomimicry extends to pack animals such as the BigDog and drones that look
like birds (McDuffee 2013). Suffice to say that even if the military budget were
to shrink, these kinds of robotic systems are deemed crucial pieces of future
military capacity, force, and planning. To examine this trend, I use the case of
drones. Here I follow Derek Gregory (2011) and understand these technologies
as part of a ‘scopic regime’, by which he means to draw attention to the specific
techno-culture manner of employing sensors and optics to display and coordinate warfare.
First used for tactical reconnaissance, drones have become a near indispensable battlefield technology with offensive capabilities. From 2002, when a couple
of strikes targeted Salim Sinan al-Harethi and Nek Mohammad—with an estimated High Value Target to Total Deaths ratio (HVT:TD) of 1:5—the offensive
use of drones escalated from 2005 onwards. Eventually, between 2009 and 2010,
there were 161 strikes, killing 1,029 persons with a HVT:TD ratio of 1:147, suggesting indiscriminate targeting (Hudson, Owens, and Flannes 2011). And still,
Gen former director of the NSA and CIA, General Michael Hayden, has said
that ‘Our tolerance for collateral damage is far too low.’
The most recent phase of the drone program is characterized by an increase in
attack frequency, sanctioning targets of opportunity, and likely larger payloads
exacerbating civilian deaths. From 2011, the Obama administration announced
plans to begin an aggressive new drone-warfare campaign in Yemen directed
Calculation, Computation, and Conflict 61
against al-Qaeda in the Arabian Peninsula, Somalia (Mazzetti 2011), as well
as providing drone support to foreign nations such as Uganda and Burundi in
addition to anti-piracy operations in the Indian Ocean (Turse 2011). Due to
the multiple areas of operation, state secrecy, and absent reports, it is difficult
to estimate the number of casualties drones have created.
Drone warfare has been marked by so-called ‘signature strikes’. Daniel Klaidman describes signature strikes as ‘targeting of groups of men who bear certain signatures, or defining characteristics associated with terrorist activity,
but whose identities aren’t known’, (2012) and Greg Miller describes them as
‘surgical, often lethal, and narrowly tailored to fit clearly defined U.S. interests.’
This is particularly distressing when the US military is testing software that
will program drones to automatically hunt, identify and engage targets without
a human pulling the trigger. (Finn 2011). Combined with revelations about
NSA mass surveillance there is little to inspire confidence that future signature
strikes will not automatically scrape big data gathered through data mining.
The Obama administration overruled the use of signature strikes, preferring instead Terrorist Attack Disruption Strikes (TADS). However, as Miller
reports, TADS are aimed at ‘wiping out a layer of lower-ranking operatives
through strikes that can be justified because of threats they pose to the mix of
U.S. Embassy workers, military trainers, intelligence operatives and contractors scattered across Yemen.’ But by that definition, it seems that TADS and signature strikes are practically one and the same (Miller 2012). And if anything,
one can infer from Miller’s report that the US has inserted trainers, operatives
and contractors into Yemen in an effort to erode the threat presented by AQAP
(al-Qaeda in the Arabian Peninsula) (but itself likely inducing blowback).
The American public is told that extrajudicial casualties from drones are primarily militants but these claims remain unsubstantiated and under investigated even as strikes have become routine (Sokol 2010). The Brookings Institute estimates that 10 civilians are killed for every militant. It seems the official
line is similar to that provided in the Vietnam War; ‘anybody dead was considered a VC.’ This method is used in areas as widespread as from Northern Mali
on the Islamic Maghreb and the Philippines’s Abu Sayyaf and Jemaah Islamiyah (Oumar 2012, Ahmed, 2012). The lack of judicial oversight, superseding
legal constraints, extra-judicial killings, massive collateral damage, secret ‘kill
lists’, and the uncertainty caused by the lack of transparency and accountability
leaves little information for a proper public debate. The Obama administration
claims they follow strict internal reviews to prevent abuses, but there is no way
to verify these claims. What has happened is the installation of an undemocratic and illiberal self-regulating centralized authority yielding lethal force.
Therefore, the intellectually responsible position is to be suspect of this politically centralized bombing.
The US state claims that greater transparency, while desirable, must be weighed
against revealing the sources and methods of the intelligence community, and
62 Capital, State, Empire
the ‘requirement of non-acknowledgement’. The former reason seeks to preserve
a tactical edge over enemies, but this does not explain why representatives or the
judiciary cannot provide oversight. The later reason indicates cooperation with
other countries whereupon operational involvement is unacknowledged, and
official credit of tactical successes are taken by the host country. Here the Yemen,
Philippines, and Mali governments insist they carry out strikes to preserve their
sovereignty, even while lacking the capability to do so (Booth and Black 2010).
However, by not acknowledging external involvement, this is withholding crucial information from their citizens.
Given the states in which they are used, drones destabilize already frail political systems by inflaming social volatility and isolating populations from political elites and governance structures that are seen as powerless to stop this terror
(Crilly 2011). In Pakistan, for instance, the CIA wants the drone campaign to
continue unabated, whereas the State Department argues that the drones risk
destabilizing a nuclear power (Entous, Gorman, and Rosenberg 2011). As it has
been conducted, drone warfare seems strategically misguided, lacks decisiveness and incurs significant political and diplomatic costs. Target populations
live in constant terror of being attacked. And non-combatants’ deaths and feelings of asymmetrical vulnerability, even if they are not ideologically sympathetic to local combatants, create incentives for the target population to retaliate against convenient targets. Altogether, drone warfare, rather than bringing
stability has simply compounded violence and instability. But it appears as if
this cost is acceptable because it gives an under-informed public the impression
that potential conflicts and attacks are being averted.
In 2011, the United States operated approximately 60 drone bases planet
wide (Turse 2011, Whitlock and Miller 2011), and the Obama administration
planned for more bases in Japan, South Korea, and Niger. Similarly, in the first
half of 2013, the US Navy on separate occasions successfully launched and
landed an automated X-47B drone from an aircraft carrier and its software is
being tested for inflight refuelling. These developments can increase surveillance and reconnaissance capabilities, but to see them as isolated or minor
events is to miss the point that they are a key part of a constantly expanding
project of global surveillance, one that involves a complex labour process. To
elaborate upon the last point, Gregory cites figures that 185 persons required to
support one Predator drone flight (2011, 194). So military labour power is still
required to man ‘unmanned’ weapons systems.
Despite requiring good operating conditions (Turse 2012), and being easy to
target necessitating deployment to safer operating areas, proponents promote
drone warfare as more precise and discriminating, hence more militarily effective and even ethically obligatory (cf. Strawer 2012). They cite additional benefits such as payload variability for weapons and surveillance, as well as their long
range and extended flight times all at a relatively low production and operating
cost, compared to manned aircraft (basic models cost $4.5 million). Proponents
Calculation, Computation, and Conflict 63
further suggest that the moral questioning of this mode of warfare is factually incorrect, confused, or misguided. For instance, Peter Beaumont does not
distinguish between which weapon has caused injury and death (Beaumont,
2012). He argues that the central question is whether a weapon system is used
in line with prevailing international conventions and norms:
In conflict, within the existing framework of international humanitarian law, whether an attack is justifiable and legal is defined both by the
nature of the target and proper consideration of whether there will be
civilian casualties and whether they are avoidable. (2012)
Therefore, Beaumont concludes, ‘the notion of drone warfare [is] not more
horrible than a Tomahawk cruise missile fired from a distant ship or a bomb
dropped indiscriminately on a village by a high-flying F-22 or MiG.’ By inference, what matters is the existence of a targeted killing programme, not the
instrument. Moreover, an excessive focus on the instruments blurs the key
issue, which is the willingness to use deadly force to further imperial aspirations. The right question to ask of drone warfare, Beaumont thinks, is whether
as a military tool, drone warfare is actually effective; whether its use is
justified when set against the political fallout that the drone campaign
has produced and whether drones have actually reduced the threat
posed by militants.
This subjective utilitarian view of military tools is not an engagement with morality and ethics, but simply a political calculation regarding technology use where
drones are just another tool to apply lethal force. In this respect, Joseph Singh,
a researcher at the Center for a New American Security sees no qualitative difference between drones and piloted aircraft in terms of the application of lethal
force. He writes, ‘any state otherwise deterred from using force abroad will not
significantly increase its power projection on account of acquiring drones’ (Singh
2012). Other commentators present the false choice between national insecurity
and assassinations as if there were no better ways to achieve security and peace.
Another kind of discussion that takes place is the presumption that Drones are a
moral imperative. ‘You can far more easily limit collateral damage with a drone’,
former Secretary of Defense Robert Gates declared in 2013, ‘than you can with
a bomb, even a precision-guided munition, off an airplane.’ (Gates cited by Wolf
and Zenko, 2016) But this is a falsehood. Using the publicly available data, Amelia Mae Wolf and Micah Zenko (2016) compared airstrikes and drone strikes,
finding that ‘drone strikes in non-battlefield settings — Pakistan, Yemen, and
Somalia — result in 35 times more civilian fatalities than airstrikes by manned
weapons systems in conventional battlefields, such as Iraq, Syria, and Afghanistan.’ The ground truth reveals the equivocation of these bulk moral arguments.
64 Capital, State, Empire
Opponents of drone warfare, like Michael Ignatieff, suggest that drone proliferation has changed the nature of warfare (2012). In a passage worth citing
at length, he writes
In his essay ‘Reflections on War and Death’ French philosopher
Jean-Jacques Rousseau “asks the reader what he would do if without
leaving Paris he could kill, with great profit to himself, an old mandarin
in Peking by a mere act of his will. Rousseau implies that he would not
give much for the life of the dignitary.” Imagine if great numbers could
so exercise their will. What violence would be unleashed, how many
prostrate bodies around the globe who never knew what hit them?
(Igantieff 2012)
The passage remarks that the ease of killing without consequence lowers the
threshold for public acquiescence to conflict. Reduced-risk operations lessen
political aversion to commission attacks in official and unofficial conflict areas.
This enables conditions where strikes become more frequent and militaries
less prudent in their use of force relative to the industrial mode of war. This,
in turn, contributes to and exacerbates existing conditions (such as political
repression and famine in the case of Yemen, sectarian turf wars in the case
of Pakistan, or a failed state in the case of Somalia) thereby producing more
enemies. The deception is that ‘these new technologies promise harm without
consequence’, but Ignatieff says, ‘there is no such thing.’ Gregory provides a harrowing aphorism ‘The death of distance enables death from a distance’ (2012,
192). Proponents of drone warfare miss the point that distance—physically and
psychologically—is an ethical matter.
In the final analysis, it appears as if foreign drone strikes serve two functions.
The first is to engender domestic political satisfaction amongst an otherwise
blasé public; the second is that the greater part of the Middle East is a laboratory for operational testing in advance of future conflicts. Not to put too fine
a point on it, the military adventurism in the Middle East is, in part, a technological proving ground for the other aspects of the New American Way of War.
The apparent ease of operational deployment means that missions can be run
with minimal accountability; hence, military force is more aggressive and less
discriminating. This is important to consider given that military technological
pathways are prone to becoming locked in by the market in one way or another.
There is little to suggest that effects from the efforts to robotize the battlefield
will be any different.
The current research agenda for drone includes automated lethality and
the capacity to operate from aircraft carriers as the development of X-47B
Unmanned Combat Air System demonstrates. To date, there has not been sufficient attention to the kind of battlespaces, the kinds of weapon systems that
could (and will be) deployed, nor the vanishing boundary between domestic
Calculation, Computation, and Conflict 65
surveillance and battlefield technology deployments by combat systems like the
X-47B. Absent too is a discussion of the extent to which the domestic deployment of drones as surveillance systems in combination with the de facto handheld computing devices acting as tracking devices, and how this might erode
liberties of all kinds. Another key area to see this domestic and foreign line
being erased is in the aforementioned cyber warfare.
To end this section, it is worth bearing in mind that while my discussion of
automated robotics warfare has focused on drones, their use on the ground
is as significant. The US Army (2017) has a Robotic and Autonomous Systems Strategy that describes how ‘Unmanned Ground Systems’ can complement existing military labour by improving soldiers’ situational awareness and
improve firepower. The mid-term goals of are to ‘Increase situational awareness
with advanced, smaller RAS and swarming; Lighten the load with exoskeleton
capabilities; Improve sustainment with fully automated convoy operations;
Improve maneuver with unmanned combat vehicles and advanced payloads’
(2017, 7). That most of these robotics are conceptually to attuned to operate
with ‘increased congestion in dense urban environments’ (2017, 1), it is telling
about the US militaries thoughts about the nature of future combat operations
and kill chains.
3.4 Extrajudicial Drone Strikes
Vincent Mosco describes drone warfare as ‘a global system combing electronic
surveillance and algorithmic decision making’. (2017, 2) As he correctly notes,
the development of automated lethality and the deployment of drones cannot
be disentangled from extrajudicial signature strikes in non-declared war zones
that often result in significant civilian casualties. To begin, while periodically
frowned upon, US Presidential sanctioned assassination was a common tactic throughout the twentieth century—Eisenhower on Lumumba, Kennedy on
Castro, and Johnson in Vietnam—it has now come out of the shadows and been
used to gain political capital and electoral clout. To justify this development, the
Obama administration has written legal opinions, but which it claims must be
necessarily secretive. What details have been made available are limited; President Obama has attempted to reassure citizens that drone targets must pose
‘a continuing and imminent threat to the American people’. The White House
maintains that ‘lethal force must only be used to prevent or stop attacks against
U.S. persons, and even then, only when capture is not feasible and no other reasonable alternatives exist to address the threat effectively’ (White House, 2013).
This carefully worded criterion does not differentiate between an American citizen and an enemy combatant. When questioned by Senator Rand Paul whether
the president could authorize a targeted attack against a US citizen in the United
States, Attorney General Holder replied that there could be:
66 Capital, State, Empire
an extraordinary circumstance in which it would be necessary and
appropriate under the Constitution and applicable laws of the United
States for the president to authorize the military to use lethal force
within the territory of the United States.
This reasoning implies that domestic drone strikes on American citizens are
permissible in certain conditions. Moreover, it is indicative of the state mentality which has sought to expand mass surveillance through legal contortion
which little resemble International norms for governance, transparency, and
accountability and which likely make John Yoo proud. Peter Van Buren puts it
brilliantly:
Prior to [al-Awlaki’s] killing, attorneys for his father tried to persuade
a U.S. District Court to issue an injunction preventing the government
from killing him in Yemen. A judge dismissed the case, ruling that the
father did not have “standing” to sue and that government officials
themselves were immune from lawsuits for actions carried out as part
of their official duties.
This was the first time a father had sought to sue the U.S. government
to prevent it from killing a son without trial. The judge did call the suit
“unique and extraordinary,” but ultimately passed on getting involved.
He wrote instead that it was up to the elected branches of government,
not the courts, to determine if the United States has the authority to
extrajudicially murder its own citizens.
The extrajudicial killing of an American citizen seemed to [the judge]
to be nothing but a political question to be argued out in Congress and
the White House, not something intimately woven into the founding
documents of our nation. (Van Buren 2014)
Equally worrying, is then Attorney General Eric Holder’s 2012 interpretation of
the Fifth Amendment, where he said,
that a careful and thorough executive branch review of the facts in a case
amounts to ‘due process’ and that the Constitution’s Fifth Amendment
protection against depriving a citizen of his or her life without due process of law does not mandate a ‘judicial process.’
Effectively, the standards for due process—which supposedly curb the abuses
and excesses of the state—are determined by the state itself, without judicial
oversight. As we shall see in the following section, these actions cannot be
disconnected from Holder’s extensive use of the Espionage Act to prosecute
whistleblowers (see Carr 2012), nor his prosecutors from seizing records from
journalists (see Bronner, Savage, and Shane 2013).
Calculation, Computation, and Conflict 67
3.5 The Order of the Internet of Things
The US’s attempt to weaponize communication has long been a part of postwar politics and has shaped the rule that the state imposes order. During the
Cold War, for example, J. Edgar Hoover’s Federal Bureau of Investigation (FBI)
deployed counter-intelligence programs to disrupt civil rights activists and the
peace movement. Agents collected information on targeted individuals (up to
half a million citizens) to discredit them. Pressured by the outrage following
revelations about the scope and centralization of this intelligence gathering, the
House and Senate Intelligence Committees became permanent features of Congress, and in 1976, Attorney General Edward Levi established guidelines to limit
federal investigative powers. But this oversight and curtailing of power was less
motivated by the revelations themselves, but rather because Hoover’s FBI turned
their powers inwards to the ruling class, transgressing the order of things.
The limitation on investigative power was temporary, and beginning in Reagan’s first term many suspended techniques were reauthorized in one form
or another. This continued irrespective of which party controlled the various
branches of power. For example, during the Clinton administration, the Communications Assistance for Law Enforcement Act (1994) required telecommunications companies to make their designs accessible via backdoors to law
enforcement surveillance. Following the Oklahoma City Bombing the Antiterrorism and Effective Death Penalty Act (1996) expanded this program authorising targeted surveillance based not upon investigating acts, but their associations. The response to 9/11 near completely remove all barriers to full-scale
total state organized data collection and created a funding boom as the newly
established Department of Homeland Security sought to coordinate and install
a digital surveillance apparatus. The Patriot Act (2001) allowed state agencies to
visit public events and collect information on persons and organizations, even
those that did not appear to have criminal intent.
The basic contours of the mature state security institution begun to be revealed
in a few years after 9/11. In October 2004, New York Times investigative reporters James Risen and Eric Lichtblau discovered the NSA’s domestic warrantless
surveillance programme. When asked for comment, the Bush administration
pressured the New York Times to hold the story, claiming national security. Bill
Keller, then executive editor, decided again publishing. It was only after learning that Risen planned to publish the article in a book—State of War—that the
newspaper published the story in December 2005. From Risen’s reports, the
decision involved deliberations that included Arthur Sulzberger Jnr talking with
President Bush in the Oval Office. Subsequently, Risen and Lichtblau’s reporting
was awarded a Pulitzer Prize, but the expansion of the security state continued
unabated. I now turn to provide a brief overview of that development.
While the NSA has a long history of information gathering, after 9/11 the
agency greatly expanded by building facilities in Georgia, Texas, Alaska,
68 Capital, State, Empire
Washington, and Utah, in addition to directing more resources to overseas
stations. The agency’s goal is to pre-emptively monitor and identify any individual’s ‘communications fingerprints’. Currently with a budget of $10.8 billion
per year and 35,000 workers, the NSA is a security leviathan. It undertakes
mass surveillance for the White House, Pentagon, FBI and CIA, but also the
Departments of State, Energy, Homeland Security, Commerce, and the United
States Trade Representative. But despite extensive service for these departments, there is a near total invisibility of these activities to the public, and is
the inverse of the NSA’s extensive efforts and ambitions ‘to answer questions
about threatening activities that others mean to keep hidden’ (NSA 2007).
The department’s intelligence programs include Social Network Analysis
Collaboration Knowledge Services, which attempt to register social organization hierarchies; Dishfire collects and stores text messages; Tracfin records
credit card transactions; Orlandocard installs skyware on personal devices.
These programs illustrate how surveillance has moved beyond the mandate
for a military advantage to encompass a survey of the general population,
home or abroad. Public records and third party record compliance from
banks, social media sites, and GPS location information can augment these
profiles (Risen and Poitras 2013a). Concern about these activities is downplayed as just ‘metadata’; still, even if just metadata, it is still very revealing as
basic data analysis can be used to infer a person’s associates, build behavioural
patterns, or predict actions. Indeed, General Michael Hayden, former director of the NSA and CIA, has said, ‘We kill people based on metadata’ (cited
by Cole, 2014, 1). This does not bode well given automated lethality discussed
above. As such, US mass surveillance has established new norms that other
states do and will follow, in effect making all traffic, private and public, on the
internet fair game. Intrusive surveillance of this sort directly creates conditions where citizens can easily be subjugated—the Snowden files show this is
not an abstract threat.
An internal NSA strategy policy document (2012) reveals that the agency
views its mission as ‘dramatically increas[ing] mastery of the global network’
and acquiring communication data the agency deems of strategic value from
‘anyone, anytime, anywhere’. Former NSA Director General Keith Alexander’s
motto ‘collect it all’ best captures this directive (Greenwald 2014, 95). To do so
the agency has petitioned for legal and policy accommodations and adaptions,
undertaken liberal interpretation of existing laws, or disregarded them altogether to pursue their objective. They have even spied on the standardization
bodies that set particular encryption specification. This aggressive surveillance
has been rebuked by Judges in the Foreign Intelligence Surveillance Court
(FICA), even while the court has authorized these programs. This is a secret
legal process, so citizens are unaware of the extent to which they were subject to
surveillance and their rights compromised. Nevertheless, all these actions are
justified by appealing to the demands of the information age:
Calculation, Computation, and Conflict 69
The interpretation and guidelines for applying our authorities, and in
some cases the authorities themselves, have not kept pace with the complexity of the technology and target environments, or the operational
expectations levied on the N.S.A.’s mission. (NSA 2012)
Still, the NSA has bragged about operating in ‘the golden age of Sigint’ (NSA
2012, 2). Similar to the Pentagon’s Human Terrain System—a militarized
anthropology whose ostensible purpose consists of a computerized system of
statistical demographic information on occupied populations with the aim
of providing actionable military intelligence—so too do NSA projects seek
to profile populations. One project, Mainway, in August 2011 was collecting
data from nearly 2 billion phone records per day. From what little is publically
known, this project used Section 702 of the 2008 FISA Amendments act to force
American service providers to give data on Americans’ calls to foreign nations.
The 2013 NSA budget requested funds to increase data collection capacities to
record 20 billion events per day as well as a system that can integrate different
data streams within the hour to create bulk data, then to share that data for
more effective analysis (Risen and Poitras 2013a). Little else is known because
FICA proceedings and rulings are classified.
To build upon this point, under current law, aspects of the NSA’s data-mining
practice is legally binding (cf. Smith v. Maryland 1979 and Patriot Act 2001)
and is understood by the NSA to apply ‘without regard to the nationality or
location of the communicants’ (as reported by Risen and Poitras 2013a). But
prima facie this scope presents a serious attack on free speech and liberty. As
Josh Levy crisply observes, ‘The chilling of free speech isn’t just a consequence
of surveillance. It’s also a motive’ (Levy 2013). The constant threat of direct
monitoring with privacy being de facto non-existent, and the affective anxiety
caused by it, is anathema to liberty. Authoritarians claim these measures are for
public safety, but in practice, surveillance is internally directed to preserve the
regime, not to ward off external threats. Such social conditions fracture civic
life as it is impossible to trust others. In addition, the prospect using evidence
acquired without due process, or trumped up evidence, in an attempt to forestall protest. The point is not whether this or that administration will or will not
act in this way, but rather that the infrastructure is in place with the implicit
latent rationale that it ought to be used; the state establishes an infrastructure
that it ‘won’t control’, rather than ‘can’t control’. These conditions are primed for
institutional abuse.
When these items are discussed in public, the US state opportunistically
mobilized a rhetoric of national security interests, cyber warfare and preventative security to exploit public fears of terrorism to install ever more monitoring devices to justify mission creep and security drift. Human rights language is also co-opted to justify security. But this is an inversion of what has
actually happened, as since launching the Global War on Terror, the US has
70 Capital, State, Empire
pushed aside legal safeguards that protected civil liberties, subordinating them
to the interests of the state. This has happened without public disclosure, nor
robust and informed debate about the desirability and consequences of these
goals and methods. This is near obvious when examining the proportionality of policy actions that what is taking place is systematic pervasive surveillance. Arguably, contemporary surveillance is more pervasive than under most
authoritarian and totalitarian regimes of the recent past. As Heidi Boghosian,
notes ‘corporations and our government now conduct surveillance and militaristic counterintelligence operations not just on foreign countries but also on
law-abiding U.S. citizens working to improve society’, and whole ‘lives are subjected to monitoring, infiltration, and disruption once they are seen as a threat
to corporate profits and government policies’ (2013, 21). Indeed, the NSA has
been collecting information in anticipation of discrediting dissidents, but this
collection fails to meet the standard of probable cause.
It would be unwise to underplay the danger and significance of this emerging capability to expand the range and kind of harm, and the implications for
national and international security (for an extended treatment of this issue see
Kello 2013), too much that remains unknown about technological volatility
and defence complications that could lead to strategic instability. Emblematically, there is tremendous confusion over Stuxnet, the first publicly disclosed
cyber weapon. Due to a lack of information about the weapon itself, there are
many unanswered questions about who deployed it, and the extent of sabotage
done to the Natanz uranium-enrichment plant and the IR-1 centrifuge control
system (Langer 2013). Mass surveillance and Stuxnet has initiated a cyber arms
race to build capacities, gather resources, and train staff. But this is a race with
no direction and without an understanding of pace.
Despite the NSA’s effort to reassure American citizens that its actions are not
as nefarious as press reports indicate, and that all data queries relate to foreign
intelligence efforts such as counterterrorism, counterproliferation and cybersecurity, time and time again, claims about the NSA’s lawfulness and conscientious protection civil liberties are demonstrated to be false. Similarly, its claims
of thwarting attacks are drastically overstated. Foreign Intelligence Surveillance
Court Judge John Bates in a recent ruling painstakingly catalogued ‘pervasive
violations’ of previous court orders, rampant ‘unauthorized electronic surveillance’ of US citizens, and a ‘history of material misstatements’ about how NSA
programs worked (Bates as cited by Gosztola 2013). So the agency has a credibility gap.
The danger of massive data gathering exercises takes on another dimension
as domestic government agencies begin acquiring drone programs to assist
with law enforcement. For instance, the FBI, Homeland Security, and Coast
Guard deploy these resources for border patrol and drug interdiction. It would
be an error to downplay these concerns as in previous instances the NSA has
shared criminal evidence with law enforcement agencies, who in turn then
Calculation, Computation, and Conflict 71
isattribute the source of their information to retroactively manufacture legal
m
chains of evidence to justify arresting a suspect (Menn 2013). This makes a
mockery of due process principles.
The NSA also partners with universities. Likewise, consider the Minerva
Research Initiative, a DoD research programme that funds university research
into population and media dynamics of civil unrest. With an allocated budget
of $75 million over 5 years, Minerva’s aim is to ‘to improve DoD’s basic understanding of the social, cultural, behavioral, and political forces that shape regions
of the world of strategic importance to the US.’ A typical example is a Cornell
based project that uses ‘digital traces’ to model ‘the dynamics of social movement
mobilisation and contagions’ to determine ‘the critical mass (tipping point)’. Case
studies include ‘the 2011 Egyptian revolution, the 2011 Russian Duma elections,
the 2012 Nigerian fuel subsidy crisis and the 2013 Gezi park protests in Turkey.’
Another project, based at the University of Maryland, aims to understand how
climate change influences civil unrest. These projects seek to conduct ‘study of
emotions in stoking or quelling ideologically driven movements to counteract
grassroots movements’. Most notably, in 2012 university-based researchers used
Facebook privacy policy to skirt informed consent and conducted an experiment where user’s timelines were modified to measure how ‘emotional contagion’ spreads (Kramera et al. 2014). One of the lead authors, Jeffrey Hancock had
previously worked on other Minerva funded projects like Modeling Discourse
and Social Dynamics in Authoritarian Regimes.21
Social media research is not limited to universities acting on behalf of the
security forces; sometimes they conduct this research directly. For example,
the Intelligence Advanced Research Project Activity programme examines
Twitter to predict civil disorder. General Michael Flynn, the then director of
the Defence Intelligence Agency, is on record as indicating that social media
has opened up new areas of inquiry. ‘The information that we’re able to extract
form social media’, he said, ‘it’s giving us insights that frankly we never had
before’ (see Tucker, 2014, 1). Each individual project looks inconspicuous,
but much like the development of military hardware at US universities during
the Cold War, when seen in totality it is anything but. To one analyst’s eyes,
‘Minerva is farming out the piece-work of empire in ways that can allow individuals to disassociate their individual contributions from the larger project.’
These cases show how the US continues to weaponize social science, using it
as an instrument of imperial rule. This practice has drawn criticism from the
American Anthropological Association who argue that the Pentagon lacks ‘the
kind of infrastructure for evaluating anthropological research’ in the case of
the HTS. They called for such research to be overseen by the National Science
Foundation (NSF). Accordingly, the DoD and the NSF signed a memorandum of understanding to cooperate on Minerva. But, as the AAA writes, this
arrangement ‘undermines the role of the university as a place for independent discussion and critique of the military’. But it seems the horse has already
72 Capital, State, Empire
bolted: the American Psychological Association has sought to protect James
Mitchell and Bruce Jesssen, psychologists who assisted the CIA in its torture
programme (in addition, members of the American Medical Association were
present at torturing).22 Republican Senator Tom Coburn had various proposals
to restrict political science research to areas that provided benefits for national
security.23 These developments wither social science.
The security forces have partnered with ICT companies to use their
resources, sometimes via political pressure to provide keys to their encryption,
other times via court orders to install backdoors into software. Still it is not just
overt; reports indicate that the CIA pays AT&T about $10 million for metadata
search series (Savage 2013). As AT&T provides infrastructure for other telecommunications companies, they are able to provide information of those that
use the infrastructure, not just their customers. As the CIA is prohibited from
domestic surveillance, the contact has ‘safeguards’ to ensure privacy protection
with international calls with one end in the US. AT&T is said to ‘mask’ several
digits of the phone numbers. But given database triangulation, this is hardly a
barrier. Besides, as Savage reports, there is still the possibility of inter-agency
cooperation where the CIA can refer these numbers to the FBI, which then
can subpoena AT&T for uncensored data (Savage 2013). AT&T has a history
of extensive cooperation with the state. It facilitated the Bush administration’s
warrantless wiretapping surveillance program, embedded employees with the
FBI and DEA.
Data companies collect and amalgamate online and offline information to
understand behaviour. ChoicePoint, owned by Elsevier maintains 17 billion
records on businesses and individuals. Or consider that one of the leading
companies in this area, Acxiom, processes about 50 trillion data transactions
per year, and averages 1,500 pieces of data per consumer. The pieces come
from tracked online information combined with public records such as credit
reports, criminal records, Social Security numbers, to build a profile of a person making genuine anonymity almost impossible. Reminiscent of Alexander’s
remarks above, Scott Howe, Axciom’s CEO, has said, ‘Our digital reach will
soon approach nearly every Internet user in the US.’
The scope of this information brokerage rivals that of the NSA, yet this business remains near entirely unregulated, and with little public understanding of
this business sector. Data collection happens through consent for direct data in
return for services, but also through the passive collection by private entities
by unknown, little known or involuntary means. It may seem as if the databrokers do not endanger human rights, at least relative to governmental surveillance, but this neglects that the US government, federal and local agencies
purchase data from these sources. In this respect, government access to customer data blurs the lines between agencies tasked with serving the public and
corporate profit seeking. The consequence of aligning consumer marketing and
state security is possible inference-based discrimination or police targeting.
Calculation, Computation, and Conflict 73
There are uncomfortable relationships between corporate surveillance of
consumers and workers, and the US government’s domestic surveillance of
citizens. Telecommunications companies and retailers routinely capture everyday consumer data and hand over to the state. In the wake of the Snowden
revelations, as a public relations exercise ICT companies proclaim they are
complying with the law, but as the AT&T-CIA case shows, voluntary cooperation does continue. Still, statements indicating legal compliance can be misleading insofar that broadly applicable laws have not been revised in light of
technical developments. Where there are revisions, the new statutes often cater
towards the ruling class’s interests. Consider that companies like Booz Allen
Hamilton sponsored legislation like the Digital Accountability and Transparency Act 2014 or the Cybersecurity Information Sharing Act, 2015. While there
has been targeted protest on bills like CISPA and SOPA, this activism has not
generally sought to situate this legislation as but the latest iteration of a drive
to formally entrench the security state. This is worrying, given that US legislators are woefully under-informed about mass surveillance, and so susceptible
to manipulation campaigns, it makes it difficult to justify this public policy as
having democratic legitimacy.
While the NSA has claimed great success, there is little evidence to support
these claims. As Democratic Senators Ron Wyden, Mark Udall, and Martin
Heinrich (2013) made clear in a New York Times op-ed,
The usefulness of the bulk collection program has been greatly exaggerated. We have yet to see any proof that it provides real, unique value in
protecting national security. In spite of our repeated requests, the N.S.A.
has not provided evidence of any instance when the agency used this
program to review phone records that could not have been obtained
using a regular court order or emergency authorization.
Despite the massive investment of funds and resources, investigations have yet
to say whether the NSA’s programs have yielded results that have stopped terror
activities. Using intensive and extensive surveillance in Afghanistan, there was
little tactical success nor enough insight to produce strategic success (Savage
and Weisman 2015).
However, even if mass surveillance did meet its ostensible goal, and even if there
was public oversight, principally it is right to oppose it. This is because it creates
docile, non-threatening and productive subjects. Glenn Greenwald puts it well:
The danger posed by the state operating a massive secret surveillance
system is far more ominous now than at any point in history. While
the government, via surveillance, knows more and more about what its
citizens are doing, its citizens know less and less about what their government is doing, shielded as it is by a wall of secrecy. (2014 208–209)
74 Capital, State, Empire
Debates about efficacy miss the point that mass surveillance unduly infringes
upon a person’s dignity. Constant surveillance and monitoring induces people
to performing a particular kind of subjectivity, limiting the scope for dissent
or plain difference of opinion. The shrugged response of ‘nothing to hide, they
have nothing to be afraid of ’ underestimates the extent to which people monitor their actions because they do not want to attract the attention of the state.
In other words, they go out of their way to do nothing contentious. But when
people face the prospect of authorities holding them accountable for specifically framed records, it is nothing less than a direct attack on their freedom of
speech, belief, consciousness: in short their very personhood.
As vast portions of people’s lives are mediated it is near impossible to live
without constant sharing of data, recording or conducting activities on digital
devices. The current Supreme Court ruling on data indicates that authorities
must obtain a warrant to search a cellphone, but Fourth Amendment ‘expectations of privacy’ are forfeited when this information is transmitted. With
real-time transmissions, this practically means that there is no expectation of
privacy and that the cellphone of every person is turned into a tracking device
making them susceptible to dragnet data collection. This underscores the point
that mass surveillance and the interception of communications is not selective.
It operates by the presumption of guilt, grants no respect for privacy rights
nor the need to justify interference, thus nullifying civil liberties. As networked
computing is central to economic activity and social life there is no practical
distinction between the offline and online world. In this respect, digital liberties are civil liberties and their widespread compromise is unacceptable.
Others acknowledge state monitoring, but downplaying the need for absolute
privacy. Indeed, it is seen as a negotiation of selective disclosure in exchange for
access to digital services. But this requires a person to be digitally literate about
the implications of what they are granting access to, and that opt-outs are available. Still, the worry is about breach of rights, undue pre-emptive data recording that tracks every aspect of a person’s life. Given that the value of data lies
in its secondary application, it is impossible to specify any one particular risk
at this point. That said, one can generally anticipate some: the consequence of
near continuous ever present surveillance through ubiquitiously handheld cellular devices, internet browsing, and sensors which have normalized a culture
of obedience are anathema to a democratic society and will ultimately prove
corrosive for meaningful social relations.
While their disclosures provide a partial overview of NSA’s operations,
whistleblowers like Edward Snowden and journalists like Risen reveal how the
security state, with the assistance of corporations such as AT&T, Facebook,
Google, and Verizon, has built an extensive intelligence-gathering infrastructure using programs like PRISM, XKeyscore and other strategic information
operations to build dossiers. When whistleblowers speak up or journalists
investigate these actions, agents of the state use intimidation tactics or character
Calculation, Computation, and Conflict 75
assassination. As C
helsea Manning, Julian Assange, Edward Snowden,
and Barrett Brown can attest, incarceration or exile are also viable options.
Consider the treatment of Risen. In State of War he details how Operation Merlin, a covert CIA operation undertaken in the Clinton administration to delay
the Iran nuclear programme had the opposite effect.24 Following publication,
both the Bush and Obama administrations undertook a protracted effort to
pressure Risen to reveal his sources. Using the Espionage Act of 1917, the Justice Department indicted Jeffery Sterling, a former CIA officer. While there was
evidence of correspondence between Risen and Sterling, pre-trail filings indicated that the Justice Department believed that to convict Sterling, they required
Risen to testify because Sterling revealed classified material in interviews, so
Risen was an eyewitness to the felony. After several years, Justice did eventually concede that Risen could avoid testifying about his source, this framing of
the case and protracted pressure infers that reporting on classified material is
deemed an act of co-conspiracy in espionage by the US.
Without a federal shield law, reporters claim First Amendment protection,
but Bransburg v. Hayes (1972) is often interpreted to mean that journalists have
no special right to testify in a criminal case.25 Justice Powell did indicate that
this privilege,
should be judged on its facts by the striking of a proper balance between
freedom of the press and the obligation of all citizens to give relevant
testimony with respect to criminal conduct. The balance of these vital
constitutional and societal interests on a case-by-case basis accords with
the tried and traditional way of adjudicating such questions.
This is hardly reliable protection, particularly when Eric Holder’s Department
of Justice prosecuted and imprisoned a number of people for disclosing classified information to the press, even if it was about matters of public interest like
warrantless surveillance or CIA torture programs. Indeed, these efforts found
the Justice Department had undertaken extensive wiretapping and recording
of Associated Press reporters to investigate leaks. Upon this becoming public
knowledge, in July 2013 the Justice Department issued new guidelines when
dealing with the press in investigations, but this was predicated upon protections only when reporters were undertaking ‘ordinary’ newsgathering, this
itself being undefined and so open to draconian law enforcement. This raises
the question of whether the DoD or the Justice Department considers protest
movements and social activism—which are normatively vital for a democratic
polity—a threat to national security.
To conclude, part of the success of the US security state has been its ability
to mobilize privately organized industrial strength, and has directed the dividends to new technological developments cementing state-capital relations in
the military industrial complex while periodically intervening into popular
76 Capital, State, Empire
culture to create soft power. The state’s control of data presents opportunities
to limit dissent and marginalize internal rivals, while commodification of data
points to the urgent need for sustained digital liberties activism. While one
should not discount the role and lobbying done by the emerging cyber-industrial complex, or the politics involved, it is clear that the US has ‘weaponized
the internet’ (Weaver 2013), making it an instrument of control and oppression. Therefore, it is important to underscore the point Zeynep Tufekci (2014b)
makes that ‘How the internet is run, governed and filtered is a human rights
issue.’ At stake is the very moral agency of people’s lives, and the infringement
of a person’s right by a state set on reducing citizens to nothing but subjects.
CH A PT ER 4
Internal Rule and the Other America
Identity cannot help but be a by-product of inequality and exploitation, of capital’s discretion to assert difference and distinction all the while maintained by
brute force or systematic racism. ‘Racial regimes do possess history, that is,
discernible origins and mechanisms of assembly. But racial regimes are unrelentingly hostile to their exhibition. This antipathy exists because a discoverable
history is incompatible with a racial regime’, Cedric Robinson says, and with
its ‘claims of naturalism’ (1997). Many strategies are used to install this regime,
including violence like assassinations and state repression of biracial unions.
The black experience in the US is of good example of this process.
Despite the US state’s attempts to justify police militarization, this kind of
targeted violence undergirds a system of domination – structured often along
race and class lines. Whereas the previous chapters addressed strategic calculation and rule, this chapter turns towards domestic issues detailing the status of
public institutions in the US and their relationship to the production of patterns
of subjugation. The specific cases are certainly not intended to be exhaustive of
all the institutional arrangements in the US state, but rather to be indicative and
emblematic of them. Continuing the theme of constraint, I examine who bears
the brunt of these efforts. In response to the recently highly publicized police
shootings of unarmed black people, social movements like #BlackLivesMatter—
now part of the Movement for Black Lives—have shown the extent of state sanctioned violence against black and brown bodies, where the torture and loss of
black life at the hands of the state is deemed acceptable, and where black people
are deprived of their basic human rights and dignity by a ‘blue wall of terror’.
These movements have also sought to demonstrate how these practices are themselves linked to broader structural injustices, such as the US prison industrial
complex, the militarization of inner city communities. So while police brutality
is a problem, it is best thought of as an indicator for greater troubles in the social
structure of the US. It is in this direction that this chapter will travel.
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 77–98. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.e. License: CC-BY-NC-ND 4.0
78 Capital, State, Empire
Throughout this treatment, I want to underscore that I am neither ‘speaking for’, nor ‘speaking of ’, but rather ‘speaking about’. This is because, as Linda
Alcoff notes,
speaking for others is often born of a desire for mastery, to privilege
oneself as the one who more correctly understands the truth about
another’s situation or as one who can champion a just cause and thus
achieve glory and praise. And the effect of the practice of speaking for
others is often, though not always, erasure and a reinscription of sexual,
national, and other kinds of hierarchies (1991, 32).
Furthermore, I am not attempting to define black thought, nor flatten it out, but
rather to find some interesting features that relate to recent historical-material
developments. Similarly, I want to avoid making selected members of community ventriloquists of black lived experience. In the exercise I am guided by
Alcoff ’s heuristic, will writing about state violence ‘enable the empowerment of
oppressed peoples?’ (1991, 32). I am reluctant to declare ‘yes’, for two reasons.
The first is because doing so strikes me as undue bravado, something Alcoff
warns about. The second is informed by the sheer contingency of empowerment, something the state wishes to mitigate in its favour. With this said, overall the goal is to reiterate the salience of structural racism, classism, and sexism in America, all the while demonstrating how the state is responsible for,
encourages, and condones this violence.
4.1 The Atrophy of Opposition and the Truly Disadvantaged
Racism is insidious, and is one prop of the American social structure. This is
evident in the vast disparities between blacks and other groups in health and
wellness (life expectancy, rates of major illnesses, suicide), economic (household income, property ownership, assets, unemployment,) and social indices
(educational attainment, incidence of poverty, incarceration). Involved in
these disparities is that cities and towns present residential segregation which
introduce school segregation. As Douglas Massey and Nancy Denton noted in
American Apartheid, ‘racial residential segregation is the principal structural
feature of American society responsible for the perpetuation of urban poverty
and represents a primary cause of racial inequality in the United States’ (1993,
viii). Lastly, there is a scarcity of blacks in the ruling class or in prestigious professional careers.
Nevertheless, scarcity does not mean total absence. There are successful
blacks, and indeed Barack Obama, who associates with the black community, won two presidential elections. Moreover, there have been black cabinet officials, mayors and Supreme Court appointments and indeed blacks are
important figures in athletics and the entertainment industry. For this reason,
Internal Rule and the Other America 79
in Obama’s first term, there was much public discussion about whether the
US was on the threshold of entering a stage of post-racial political development. Generally, the apologist argument went that race’s role in informing life
chances and prospects was declining; for if the US electorate could vote for a
black person, so the reasoning went, then there were considerably fewer discriminatory attitudes than, say the late 1950s when the Civil Rights Movement
was initiated. In short, the current social structure, while imperfect, was transcending past repressions.
Presented in self-congratulatory terms, and notwithstanding sociological evidence indicating otherwise, the post-racial society thesis invited poor
political analysis, the ramifications doing more harm than good. As opposed to
situating black people in a historically specific social structure, the thesis cast
black people as authoring their failures. This is irrespective of whether this is by
lapsed behaviour, poor morals or ethics: The negligent use of personal agency
explains the social disparity and the lack of individual upward social mobility,
and not structural oppression.
An added grotesque feature of this thesis is that by implication, the state
can suspend welfare targeted at racial redress, or establish a sunset clause for
affirmative action hiring policies. So, in practice, the thesis is less than noble,
because rather than champion and expand upon the few social gains made thus
far, it was instead used to challenge and justify dismantling the state’s capacity
to attend to discrimination. Put simply, the narrow elevation of an elite few
does little for the material conditions of many others.
Still, the black community is divided on the merits of the post-racial society
thesis. Consider Obama’s 2013 Morehouse ‘no excuses’ commandment speech
as emblematic of elite blacks focus on individual drive and ambition:
We’ve got no time for excuses—not because the bitter legacies of slavery
and segregation have vanished entirely; they haven’t. Not because racism
and discrimination no longer exist; that’s still out there. It’s just that in
today’s hyper-connected, hyper-competitive world, with a billion young
people from China and India and Brazil entering the global workforce
alongside you, nobody is going to give you anything you haven’t earned.
And whatever hardships you may experience because of your race, they
pale in comparison to the hardships previous generations endured—
and overcame. (Coates, 2013)
While Obama does not set aside the problems of race, nor the lack of sufficient redress, but in a sleight of hand, he—indicative here of wealthier blacks—
absconds and redirects blame to the poor. Ta-Nehisi Coates argues that Obama’s condescending tone is reserved for blacks, which is in poor taste given
that that constituency provided him significant political support and thereby
well-positioned him to address larger structural issues.
80 Capital, State, Empire
But more important than tone, Obama’s remarks reveal a contradiction.
Keeanga-Yamahtta Taylor describes this contradiction well when she writes that
‘For Black elites, in particular, their success validates the political and economic
underpinning of US society while reaffirming the apparent personal defects of
those who have not succeeded’ (2014, 8). Adolf Reed explains this contradiction by pointing to ‘the atrophy of opposition within the black community’. He
means that certain kinds of blacks have been pacified, such that ‘antagonisms
have been so depoliticized that they can surface only in alienated forms’ where
‘traditional forms of opposition have been made obsolete by a new pattern of
social management’ (1979). The reason for this is that capitalism adjusted to
black radical protest by co-opting blacks into the elite, and involving them in
restructuring capitalism. To this extent, this is similar to Derrick Bell’s (1995)
observation that the American constitution privileges property over justice:
His interest convergence theory proposes that racial advances and civil emancipation will only occur to the extent that they align with the interests of the
(white) elite. In other words, the neoliberal ruling class incorporated elements
of the black community to stall radical protest of the same social structure.
To link this back to the previous point, blacks are not responsible for their
own predicaments and plight, so there is no basis to claim that black culture, or
parts thereof, is at fault. Such attributions are a racist denial that culture is built
upon material conditions. This explanation is used to abscond from examining
the reason for the material conditions in the first place. But even if one were to
take on those terms, blaming black culture is akin to saying that blacks have not
integrated into the broader American society, which itself fails to acknowledge
how racism and economic imperatives have worked to keep blacks from integrating.26 So ultimately, this explanation preserves the American social structure while suggesting that blacks create their own burdens.
This is very different from the structural critiques advanced by the social
movements in the 1960s, including the Civil Rights Movement. Even if Reed
is correct when he suggests that these struggles for equality failed to produce
the solidarity required to carry and advance a broader ‘coherent opposition’
to the ‘administrative apparatus’, (1979) these movements nevertheless examined black poverty and disparity using an historical analysis of oppression and
exploitation of blacks.
Of course, black elites are still victims of discrimination, implicit and institutional. Indeed, they carry more debt and have less wealth comparatively to
whites. However, their economic resources still provide them a better position
from which to address racism or at least buffer themselves from racist social
structures. The reduction of formal racism, combined with apparent just desert
component of the post-racial society thesis, means that lower class blacks are
just that much more susceptible to the damages and harms produced by the
social structure, and especially so if the state withdraws from welfare provisions
or redistribution efforts.
Internal Rule and the Other America 81
A good portion of the affinity and subscription to the thesis turns on the
lived experience of class as it informs different political philosophies, actions
and conclusions, and it arises from the experience of different kinds, types,
and intensity of racial inequality and discriminatory actions. While an affluent
black family living in Bel Air undoubtedly experienced systemic racism it is of a
quantitatively different sort than that experienced by a black family from West
Philadelphia and the politics and worldview of these two families would reflect
that. This can explain why the black community includes theorists as far apart
as Cornell West and Thomas Sowell, or jurists Thurgood Marshall and Clarence
Thomas. So like all communities, one must resist reifying Black American as
a uniform mass, in part because of the pronounced social inequality between
blacks as well as different explanations for it.
To explain this divergent black politics, in The Declining Significance of Race
William Wilson argued that there was a historical transition ‘from economic
racial oppression experienced by virtually all blacks to economic subordination
for the black underclass’, the result of which was that ‘the Negro class structure has become more differentiated’ (1978, 152–3). In The Truly Disadvantaged (1987), he built upon this claim arguing that with the extension of civil
rights and the Great Society programs under advanced capitalism the urban
poor have come to suffer from both race and class subordination, inflected in
part by the history of marginality and redundancy where class markers start to
emerge in black society. Although the upper incomes of blacks trailed whites,
structural changes explain the split in black income where, in the late 1980s,
income inequality between blacks was greater than those between whites do.
In accounting for this growing social inequality, Wilson observed a meaningful connection between the declining economic prospects of young urban
black men. With brevity in mind, in 1950, about half of young black men were
employed as farm labourers in Southern agriculture. However, massive sectorwide mechanization meant that these jobs had near but vanished by 1970. For
these reasons, blacks migrated to northern industrial cities where they found
employment in the manufacturing sector in vehicle and steel production, partly
because these were jobs that, at most, required completing high school. But
deindustrialization and off-shoring of production facilities meant that many of
these jobs disappeared when the manufacturing sector contracted in the late
1970s and 1980s.
As cities became centres of financial and professional services, there were
fewer vocation and employment opportunities for the low-skilled uneducated
black men. These new jobs required more education attainment, something
their class background made difficult to attain. Concurrently, baby boomers and white women flooded the labour market. So with affirmative action
policies, necessary to help redress decades of discrimination, better educated,
higher class blacks were better positioned to take advantage of them. As a
result, they did relatively well in comparison to poorer blacks and so were thus
82 Capital, State, Empire
able to leave the cities like their middle-class white counterparts. Aside from
losing vital networks of support and community institutions, the poor were left
further behind in ghettos with concentrated poverty thus making it much more
difficult to compete for positions. Already precariously positioned, it is easy
to see how recessions and unemployment disproportionally affect black men.
This produced class-decomposition and the reduction of working class blacks.
Altogether, poor urban blacks were severely alienated.
Admirable for giving priority to material developments as opposed to explanations predicated solely upon racist attitudes or helpless dependency, Wilson
points out these critical economic structural changes produce the social relations in urban areas. What this means is that it was not that the Great Society social programs failed to reduce poverty so much as it did not anticipate a
changing economic base. Wilson concludes that tolerating high unemployment
rates does untold damage to the inhabitants of urban ghettos, and this indicates
that a fiscal policy that gives priority to rentier income over employment maintains the underclass. Therefore, the alienation of poor urban blacks is result
of deindustrialization of production, the financialization of the global process
of capital accumulation, and the fiscal withering of welfare programs through
intentional resource starvation by those that controlled the state.
Overall, this economic stratification and segregation are indicative of a social
structure in which blacks have greater obstacles, fewer life chances, more violence, and indignity; or what Oscar Gandy (2009) calls ‘cumulative disadvantage’. Due to class and racial positions, poor blacks’ prospects are bleak and
they are more susceptible to disasters, natural or economic. Illustrative of this
was Hurricane Katrina which ‘exposed our nation’s amazing tolerance for black
pain’, argues Jamelle Bouir, it ‘was one of the worst disasters in American history: It killed more than 1,800 Americans, displaced tens of thousands more,
and destroyed huge swaths of New Orleans’ (2015) It was not only a storm that
made landfall, but a social disaster (cf. Smith 2006,) thereby becoming a defining element within black political consciousness and indicative of the ruling
class’s indifference and neglect of poor black residents. The lack of provisions
and treatment plans are enduring aspects of black subjugation, which many
suspect would not have been the case had it been a white wealthy city. The
second example arises from the 2008 recession wherein blacks’ wealth was disproportionately tied up in homeownership some of which was the result of discriminatory and corrupt lending practices. Together, these cases set the stage
for black pessimism with institutional order, and where radical blacks make ‘no
excuses’ for the ruling class.
4.2 The War on Blacks
Dan Baum, writing in Harpers, claims that John Ehrlichman, Nixon’s White
House Counsel, admitted that the War on Drugs was a cynical political
manoeuvre. ‘The Nixon campaign in 1968, and the Nixon White House after
Internal Rule and the Other America 83
that, had two enemies: the antiwar left and black people’, says Ehrlichman. He
continues:
We knew we couldn’t make it illegal to be either against the war or black,
but by getting the public to associate the hippies with marijuana and
blacks with heroin, and then criminalizing both heavily, we could disrupt those communities. We could arrest their leaders, raid their homes,
break up their meetings, and vilify them night after night on the evening
news. Did we know we were lying about the drugs? Of course we did.
(cited in Baum 2016)
Subsequent administrations, Congress, governors and state legislative houses
have used the state crackdown on narcotics and the War on Drugs as a proxy
for their particular interests. But irrespective of the particular politics, the outcome was a social structure where mass incarceration of 2.3 million people and
governing through crime were key features.
To staff this apparatus, from 1992 to 2010, local and state police personnel
increased from 603,000 to 794,000, about two-thirds as many active-duty US
military personnel. Local police expenditures have increased from $40 billion
in 1982 to over $100 billion in 2012 (Justice Policy Institute, 2012). Including
federal spending on law enforcement by the FBI, ATF, and Homeland Security
the figure in 2015 was $265 billion (Bureau of Justice Statistics, 2015). FBI statistics show that crime fell 19 per cent between 1987 and 2011. This holds even
in cities where police forces have been subject to budget cuts. This funding
coincides with an increased use of ‘no-knock’ laws to conduct police raids, the
instances increased from thousands during the 1980s to 40,000 in 2005, to an
estimated 80,000 in 2013.
These harrowing figures are not coincidental, but reflect political choices.
For example, while Clinton’s administration inherited the War on Drugs, he
nevertheless oversaw and encouraged the largest ever expansion of the penal
system. This was because, in an attempt to counter the Republican ‘Southern
Strategy’ and win back white voters, Clinton era Democrats pursued a political
strategy that scapegoated and sacrificed urban black communities through an
extensive disciplinary regime that included the withdrawal of welfare and the
implementation of punishment. The tough on crime agenda coincided with an
economic collapse caused by offshoring manufacturing and deindustrialization
that had been particularly hard on urban African Americans and especially so
on young black men. This lack of decent work resulted in class decomposition
and a sharp rise in inner city crime, which was compounded by drug epidemics, and racially segregated jobless ghettos.
US legislators have also created a draconian and disproportionate punishment system that uses marginalized populations as inputs for the prison-industrial complex. Indicative of systematic over-imprisonment, in his 1994 State
of the Union address, Clinton advocated for a federal ‘three strikes’ law and
84 Capital, State, Empire
shortly thereafter signed the Violent Crime Control and Law Enforcement Act
(1994) that authorized $16 billion for police and prison system. This imprisonment of blacks leads to social stigma and economic exclusion, thus reduces
their life chances and prospects for rehabilitation.
Not only is there a pipeline from schools through the justice system to corporately owned prisons, but while imprisoned inmates are forced to labour
on behalf of their incarcerators under the guise of rehabilitation. Working for
excessively low wages, this involuntary labour can generate up to $30,000 a year
benefiting corporate prisons. Companies, such as Whole Foods, take advantage
of prisons that are little better then modern day poor houses. As Chris Hedges
notes,
The bodies of poor, unemployed youths are worth little on the streets
but become valuable commodities once they are behind bars… The
criminalization of poverty is a lucrative business, and we have replaced
the social safety net with a dragnet. (2013, 1)
For-profit-prisons have a stake in incarcerating citizens. This has led to about
2.2 million people imprisoned at any given time, a 500 per cent increase over
thirty years. The school to prison pipeline where minors are treated like adults,
shuttled from underfunded school to a prison complex is particularly egregious. Studies have shown that police and juries estimate black children to be
older than they are, and more readily try them as adults in court. These criminal records ensure that young blacks cannot enter adult life as a normal person,
and at a structural level, leads to political incapacitation.
It is often said that Bill Clinton reduced the unemployment rate. However,
this is a good example of defining the problem away as prisoners are not
counted in US statistics for poverty and unemployment rates. Thus record
low unemployment rates among African Americans are tied to record high
incarceration rates. In fact, as Michelle Alexander writes, ‘when Clinton left
office in 2001, the true jobless rate for young, non-college-educated black men
(including those behind bars) was 42 percent.’ Compounding these problems
was Clinton’s general redirection of $54 billion from welfare towards the
penal system. Amongst other things, this introduced means-testing, reduced
the public housing budget, eliminated Pell grants for prisoners, imposed lifetime bans on welfare for persons convicted of drug offences, and enabled
bureaucrats to evict families from public housing if a member had a criminal
history, such as an arrest. Consequently, ‘by the end of Clinton’s presidency,’,
Alexander writes,
more than half of working-age African-American men in many large
urban areas were saddled with criminal records and subject to legalized
discrimination in employment, housing, access to education, and basic
Internal Rule and the Other America 85
public benefits—relegated to a permanent second-class status eerily
reminiscent of Jim Crow.
In the 15 years since these actions, extreme poverty (an income of less than $2
per person per day) doubled to 1.5 million people. Instead of this vast penal system, this money could have been redirected to investments into urban communities to help carry the populations from industrial to service based economies.
In contra-distinction to nonsense theories like the ‘culture of poverty’
‘color-blindness’, or ‘post-racism’ a forthright historical materialism is a useful
approach to adopt when seeking to understand the current outcomes for black
people in the US social structure. It is against this backdrop that the militarization of law enforcement should be seen. Police militarization is most acutely
felt in what Martin Luther King Jnr. (1967) called the ‘other America’, where
instead of finding the ‘experience the opportunity of life, liberty, and the pursuit
of happiness in all its dimensions’, there is instead a ‘daily ugliness’.
Michael Brown’s killing is indicative of the intersection of police-citizen
encounters that these conditions of daily ugliness produce. It begins with conflicting reports of the events, the fact that the incident was not radioed in for
near to an hour, and that the body was left in the road for an excessive amount
of time, away from the Brown family. Police deployed SWAT teams who pointed
assault rifles at citizens so as to subdue the protesters who had assembled. In the
coming days, tear gas, stun grenades, and rubber bullets were deployed against
protestors. Journalists were threatened with violence and death (Davidson
2014), and over the next two weeks, over 100 people were arrested, nominally
under the pretence of refusing to disperse, but it is unclear whether there was
an order and whether it was lawful, and whether this was communicated to
protestors (Amnesty International 2014).
These actions were compounded by the Ferguson Police Department’s refusal
to release Darren Wilson’s name, an incomplete incident report, and interference with journalists trying to report on the event. It extends to the Ferguson
Police Department where, despite the municipalities population being about
two-thirds black, of about 55 officers only three were black. So there was an
existing alienated relationship between the police and the community.
This alienation is exacerbated by municipal police forces seeing citizens as a
source of revenue. The over-policing of municipalities—like Ferguson—relies
on revenue generated by fines and penalties for minor legal infringements such
as driving with a broken headlight. The cost of these fines and penalties, and
the additional imposition of legal fees, amounts to nothing less than a form of
government imposed debt bondage. As blacks are disproportionately poor, and
momentarily setting aside whether these practices were motivated by overt racism, they are severely affected by these institutional practices. This is the basis
for institutional oppression, the kind that can occurs independent of any overt
racist attitudes or actions of the people who enforce these policies.
86 Capital, State, Empire
4.3 The Daily Ugliness of Police Militarization
Sanctioned by the National Defence Authorization Act (1990), the Pentagon
has aided the militarization of society through an ongoing transference of
$4.3 billion worth of military grade weapons to the police department through
the 1033 programme. Since 2006 alone this Act has seen 432 mine-resistant
armoured vehicles, 435 other kinds of armoured vehicles, 533 planes and
helicopters, and near 94,000 machine guns (see Apuzzo 2014) transferred to
municipal police forces. Weapons and hardware, designed for and deployed on
battlefields against combatants are now being used in regular policing against
US citizens. This program has even reached US campuses where more than 100
campus police forces have received surplus military equipment (Gold 2014).
In a notable case, Ohio State received a 19-ton armoured vehicle designed to
protect military personal from roadside bombs (Stuart 2013).
As this militarization has become normalized, SWAT units now undertake
routine police work like patrols and executing warrants. This indicates a mission creep where these new resources allow the agencies to seek out, envision,
and undertake new actionable purposes. Having these weapons on hand introduces a moral cost that is often neglected, in that it elevates possibilities of
violent police-citizen incidents into probabilities. Police power is less informed
by principles of justice and keeping the peace and rather functions as an instrument of social pacification as it reflects the political goals of the War on Terror and the War on Drugs. In other words, these security agendas have meant
that there is a continuous blurring of the distinction between police and military tactics and behaviour, with countless examples of police using excessive,
unreasonable, and unnecessary force, acting like a standing occupational army.
This erodes the line between the police and the military, making them all state
security forces.27
As this military equipment belongs to the DoD, police forces cannot sell
it. Should police wish to return the items then layers of paperwork, delays in
communication, and making police departments carry costs, render the return
process burdensome in an effort to stall it. Lastly, the DoD has to approve the
return, but they have a vested interest in not carrying the maintenance nor storage costs (Redden 2014).
Advocates for tactical units and military grade equipment suggest these techniques are necessary for modern policing because law enforcement duties place
police officers in high-risk environments (cf. Skof 2014). In addition, as SWAT
teams impose excessive physical requirements this virtually excludes female
officers, subordinating them to support roles. (Dodge, Valcore and Gomez
2011). The combination of an abundance of caution, overwhelming force, and
hyper-masculinity is justified as being in the ‘public interest’, but aside from
the nebulous nature of the ‘public interest’, the approach always presumes a
worst-case scenario rather than reasonably judging the likelihood of that
Internal Rule and the Other America 87
kind of outcome. This rationality is how events where 24 police officers with
an armoured vehicle were tasked to collect a fine from a 75-year-old man in
Stettin, Wisconsin occur, simply because the litter on his property was an
apparent eyesore (Chan 2014). This needless aggression is indicative of a social
structure where the craft of violence is bifurcated when personal safety is disconnected from the larger social forces that initially produce violence.
Even if one grants that SWAT teams are useful for narrow purposes, the
application of extraordinary tactics to ordinary police work creates a climate of
fear among citizens and police officers. It is also worth noting that the militarization and the general acquisition of military equipment has occurred without
input, consultation, or oversight from the communities that would be policed
by this tactic. Indeed, this points to the prime problem; the 1033 programme
has been used to deploy military grade weapons to police in case there are radical revolutionary groups, drug dealers, or fundamentalism where extreme force
is required. However, not only does this not reflect the situational needs of most
police forces, but these purported dangerous groups simply do not have the
power that one might presume. This is not the threat is made out to be, so it is
but a pretence that reveals the absence of basic democratic governance norms.
As an example of absconding from democratic norms, consider the common
enough tactics of forced entry by battering ram to serve warrants. These raids
are often predicted upon weak evidence and the fact that a good portion of
these people are not charged with a crime mocks the principle of the presumption of innocence. As Tom Nolan explains, ‘People who have been charged with
no crime aren’t only treated like they’re guilty; they’re made to endure a violent intrusion into their home based on the mere suspicion of low-level crimes’
(2014, 1). Furthermore, there are regular reports of bystanders, often African
Americans, being hurt in police raids. This is coupled by civil forfeiture and the
seizure of assets.
The American Civil Liberties Union (ACLU) (2014) report, War Comes
Home, is testament to these aforementioned norms. They examined over 800
SWAT incidents between 2011 and 2012, nearly two thirds were for drug
searches, while less than one tenth were responses to hostage situations. Part
of the reason for this is because of neoliberal public sector resource starvation.
To attain funding, police departments have to meet quotas for drug arrests to
win federal grants.
When the ACLU requested open records for their report on police militarization, some Massachusetts SWAT teams declined to cooperate, claiming that
they operated as law enforcement councils and as such were private entities.
Incorporated as 501(c)(3) organizations, they used this legal status to say they
are private corporations, not government agencies, and so do not have to comply with open record requests. For example, the North Eastern Massachusetts
Law Enforcement Council has about 50 member agencies. They have a wide
range of capabilities: As well as a SWAT team METROLEC, has a canine unit,
88 Capital, State, Empire
computer crimes unit, motorcycle units, and armoured vehicles. They even
applied to the FEA for a drone licence. The ACLU reports that,
Approximately 240 of the 351 police departments in Massachusetts
belong to an LEC. While set up as “corporations,” LECs are funded by
local and federal taxpayer money, are composed exclusively of public
police officers and sheriffs, and carry out traditional law enforcement
functions through specialized units such as SWAT teams.
And:
Police departments and regional SWAT teams are public institutions,
working with public money, meant to protect and serve the public’s
interest. If these institutions do not maintain and make public comprehensive and comprehensible documents pertaining to their operations
and tactics, the people cannot judge whether officials are acting appropriately or make needed policy changes when problems arise (2014).
Meanwhile, reminiscent of the Massachusetts Law Enforcement Council hiding behind their incorporation papers, local authorities use corporate nondisclosure clauses as reasons not to respond to judicial requests for information
about the various technological devices use in police investigations. For example, between 2008 and May 2015, the NYPD used Stingrays— ISMI catchers—
over 1,000 times in local domestic politicking. They did so without a formal
policy, nor warrants (New York Civil Liberties Union 2016). The manufacturers,
Harris Corporation, sells these products with a non-disclosure clause so it is not
known how much they are used. In Baltimore’s case, they cited dropped charges
rather than disclose their policing techniques and technological capabilities.
This is a system where legal and market institutions are used to shield public
officials when abusing their power.
Using open source data collection methods, the Justice Policy Institute estimates that police killed 587 people in 2012. In these shootings, young black
men were 21 times more likely to be shot than white counterparts. Federal data
reports that were collected demonstrated that between 2010 and 2012 there
were 1,217 deadly police shootings. Furthermore, of,
[these] 1,217 deadly police shootings from 2010 to 2012...blacks, age 15
to 19, were killed at a rate of 31.17 per million, while just 1.47 per million white males in that age range died at the hands of police. (Gabrielson, Grochowski Jones, and Sagara 2014)
This data points to the double standard of policing in the US where various
agents of the state continue the long chain of suffering that black people have
experienced at the hands of the state. Michael Dyson calls this ‘America’s blue
Internal Rule and the Other America 89
wall of terror’ (2017). Still, there is an ideological tendency in parts of the
American public imagination wherein taking crime seriously requires unconstitutional policing and inhumane sentences.
Institutional racism sees a willingness of police to use harsh measures to
terrorize people of colour. Combined with the widespread criminalization of
young black males, the possibility of building trust is squandered when police
do kill innocent people. Instead of apologizing and trying to make amends
with the families, the police slander their victims, labelling them criminals or
thugs. This situation is the antithesis of a civilian police force concerned with
safeguarding a democratic polis. Therefore, African Americans’ distrust of the
police and the criminal justice system as portrayed in Elijah Anderson’s Streetwise (1990) or Alice Goffman’s On The Run (2014) is more than reasonable.
When faced with public evidence of wrongdoing, police lie, obfuscate the
truth, stonewall investigations, or in the case of New York, the police union
threatens labour boycotts, essentially holding cities hostage and applying political pressure to hinder investigations. There are suspicions that prosecutors also
collude with police to thwart indictments. Consider that federal indictments by
a grand jury are granted in 99.993 per cent of case, but when police are involved
it drops to 1.2 per cent. Also consider that about 95 per cent of police shootings are ruled as ‘justified’, even as body counts rise. Even then, if a case does
make it to court, laws forbid prosecutors from informing juries about proper
police training and protocols. This means juries do not have resources to judge
whether the police action was a deviation from approved behaviour and interaction. This rampant impunity deprives the victims of police homicide the
right to a fair public trial.
What these cases show us is that where there is a tendency towards a disproportionate use of force, it is all too often reserved for use against the underclass.
There is no due process, and death is deemed acceptable. In the face of such
violence, the public use smartphones to record police encounters. However,
despite the right to record police action, the police too often confiscate the
video footage, or threaten witnesses with arrest. Even when video evidence of
unnecessary police brutality against those who do not pose a threat is secured
and circulated via social media networks it does not seem to matter. In the
case of Eric Garner, whose tragic death was captured on video, the police were
seen to choke him into submission—a method prohibited by New York Police
departmental policy. Yet even in this case, with video evidence and a coroner
report ruling the death a homicide, there was no accountability or punishment
for police officer crimes.
There have been suggestions that equipping police with body cameras will
limit the abuse of power. Police departments and some reformers are allied on
this front. But absent genuine accountability, it is unlikely to have much effect.
Consider, for example, the recent history of dashboard cameras: one investigative reporting team examined 1,800 Chicago Police Department maintenance
logs (Kongol and Biasco 2015) only to reveal that between September 2014 and
90 Capital, State, Empire
July 2015 there were 90-recorded incidents where there were no functioning
microphones in police vehicles. What is particularly troubling about this is that
police technicians attribute about 80 per cent of silent audio in dash-cam videos to ‘intentional destruction’ and that there is a backlog to fix them. There are
also records of several vehicles failing to capture video. Even setting aside the
lessons from dashboard cameras, where effectiveness depends so much on the
police departments’ institutional culture and proper archival procedures, this
technology has mostly helped police. For example, body cameras have been
used to identify and find protestors. With increased computing power and
refinements in facial recognition software, this will only become easier. Indeed,
it might signal the end of the mob as a historical concept. Reformist aspirations
that are devoid of any understanding of power or interest, seemingly unable
to recognize that the tools, platforms, and techniques they were celebrating
as emancipatory, can be turned against activists, dissidents, or the very causes
they are trying to promote.
Nevertheless, given how biases are often encoded into software, given already
existing institutional racism, it is likely that software will be used to racial profile populations. Racial profiling is obviously wrong; it presumes a predictive
power of race, itself an implicit bias and racially motivated prejudice, and is
thus too simplistic for investigative purposes. Not only are these distortions
present when arresting, as to are the over-reliance on them, but so are increases
in police brutality such as humiliating harassment and verbal abuse. This affects
every aspect of a community, especially when the police steal and destroy the
property of the people they stop and frisk. The police are rife with misconduct,
brutality, and corruption—and they are armed with the tools of war. This simple case demonstrates how technical solutions will not solve social injustice.
These developments require us to consider how technological implementations
can introduce social problems.
Several of the aforementioned themes can be seen in Chicago’s Black Sites.
Between 1972 and 1991, more than 100 people were tortured at these sites.
This was done with the explicit knowledge of the former Chicago police
commander Jon Burge. Mostly African American men were tortured using
mock executions, electric shocks, and sleep deprivation. These actions show
the institutional willingness to be brutal to the poor and to blacks. In 2003,
Governor George Ryan pardoned four of ten death row inmates who say they
were subject to torture. Burge was dismissed in 1993 after an internal investigation and convicted in 2010 of perjury during civil proceedings. Involved
in those crimes was Chicago detective Richard Zuley. Zuley is notorious
for being an interrogator at Guantanamo Bay in 2002. His plan for torturing Mohamedou Ould Slahi was personally signed off by Donald Rumsfeld.
Spencer Ackerman’s review of court documents filed in Chicago, interviews
with Guantanamo Bay prisoners, and Slahi’s Guantanamo Diary ‘suggest a
continuum between police abuses in urban America and the wartime detention scandals’ (Ackerman 2015a, 1).
Internal Rule and the Other America 91
Burge and Zuley both began their service with the Chicago Police Department in the 1970s, rising through the ranks. Assigned to different areas—Burge
on the south side, Zuley on the north—there is no evidence-showing cooperation between the two. This is perhaps more disconcerting than if they had, for it
indicates that impunity is not confined to a select group of officers, but diffused
in a system that condones it.
Sadly, Spencer Ackerman’s reporting has found that the Chicago Police
Department continues to operate an ‘off-the-books interrogation compound’
at Homan Square on Chicago’s west side. Witnesses or suspects, some as young
as 15, are detained at the site. As they are not booked at a precinct, there is no
public record of these suspects being in custody (Ackerman 2015b). This is
akin to the rendition practiced in the early years of the War on Terror. Lawyers
and families who have tried to enter Homan Square are turned away, while
their clients and relatives are subjected to a routine violation of their rights to
legal counsel and coercion into providing statements.
Both are clear violations of the Fifth and Sixth Amendments. Chicago civil
rights lawyer Flint Taylor, who has been in practice for 45 years, has said that
‘I have reached the conclusion that Chicago police violence is systemic, fundamentally racist, and disproportionally impacts the poor and communities of
color’ (Taylor in Ackerman 2015c, also see Taylor 2013). This is not an anomaly.
It was designed. As Du Bois noted in Black Reconstruction in America, ‘The
whole criminal system came to be used as a method of keeping Negroes at work
and intimidating them. Consequently, there began to be a demand for jails and
penitentiaries beyond the natural demand due to the rise of crime.’ That Du
Bois’ words still capture many blacks’ lived experience is indicative of the salience of this oppression in the development of the American social structure.
This ‘daily ugliness’ reveals the extent to which the US is a political order
structured around violence. Authoritarian and mechanistic in tone, this governance demonstrates how the annihilation of the other is a functional principle of institutional practice that punishes the poor and provides profits for
the security-surveillance industry. That these repressive policies are utterly disconnected from human rights shows a militarized police who rarely question
the limits of their formal authority because informally they have been tasked
with playing a key role in the process of commodifying the bodies of the poor
who would otherwise be abandoned due to withdrawn welfare and redistribution services. Left to confront repression by themselves, this one-dimensional
understanding of personal safety precludes a social component.
4.4 The Universality of Black Lives Matter
The preceding sections in this chapter addressed how the truly disadvantaged are
created by enduring structural injustice. It has also illustrated that co-currently
blacks are managed by a method of selectively co-opting a narrow band of blacks
92 Capital, State, Empire
into the elite to deflate and diffuse political opposition as well as a kind of rule
predicated upon inducing and reproducing weaknesses in poor blacks. The second movement has been aided by off-shoring manufacturing jobs, leaving poor
blacks as surplus labourers, partly to undercut any chance of contention, and
partly efforts to extract fines and rents by local governments who are themselves
operating under neo-liberal resource starvation. Nevertheless, central to these
actions is a logic of repression.
The introduction of new modes of repression also opens up new opportunities for a ‘double movement’ from activists. Whereas, in the late 1970s political
scientist Adolf Reed lamented how the US state had adjusted to 1960s black
radical protests by incorporating agitators, these new modes of repression
bring with them other counter movements. One of these counter movements
is Black Lives Matter.
Black Lives Matter, an activist social movement emerged as American citizens saw the death of Trayvon Martin, Michael Brown, Eric Garner, and Tamir
Rice as indicative of structural injustice put in place by the racial capitalism
discussed in Chapter 1. In combination with the local struggle of Black people
in places like Ferguson, where protests lasted more than 100 days, Black Lives
Matter sought to blunt racist policing practice across the nation. These needless
deaths were emblematic of a nationwide endemic that coalesced into a nationwide demand for justice and the remedy of structural injustice against blacks.
An immediate goal of the movement is to stop the criminalization of black life
and end the endemic of police harassment, brutality, corruption, and murder.
As Christopher Lebron makes clear, ‘the consistent death and abuse at the
hands of the police to which blacks have been subject constitutes a form of terrorism under the guise of democratic governance.’ Highlighting the ‘disturbing
parallels between plantation slavery and prisons and correctional facilities convict leasing’ Lebron indicates that systematic oppression is in the structure of
the US, and that the most recent expressions in stop and frisk, redlining, voter
suppression, the War on Drugs is but a continuation of this violence where
African American lives are criminalized (2014, 1). African Americans, who
as a permanent underclass due to systematic racism, are the main victims of
this system. This dehumanizing trauma indicates that blacks’ personhood is
not recognized nor acknowledged.
Black Lives Matter, and local protestors in Ferguson and elsewhere, are using
a ‘digital repertoire of contention’, to protest and explain American political
economy, show the flaws in post-racial theories, and advocate against unlawful extra-judicial police killing and social inequality. These deaths and others reveal that black’s everyday life is grounds for suspicion by agents of the
state. Granted, the proliferation of cellular devices with internet access, cameras, and broadcast social media platforms add new tactics to the repertoire of
contention. These devices can reduce the lag between an incident and public
awareness, or undercut fabricated official statements and thus contesting the
Internal Rule and the Other America 93
narrative frame. This is important in Ferguson where cable broadcasters and
national newspapers initially ignored the death of Michael Brown. But, while
social media is certainly important to the rise of Black Lives Matter, it is neither
necessary nor sufficient to explain the politics of this moment and the social
dynamics.
Over and above technology, material conditions explain black uprisings.
For example, during the Great Recession post-2008, blacks disproportionately
suffered versus their white peers, losing an estimated $10 billion. Most of this
was due to predatory sub-prime lending practices that targeted aspiring black
homeowners who banks suspected would foreclose on mortgages (Henry,
Resse and Torres, 2013). Near a quarter of a million blacks did, while others
are at risk. As a result, what little blacks had managed to accumulate through
intergenerational labour evaporated almost overnight. The ramification is
downward social mobility and pauperization. American banks have yet to face
indictment for this fraud.
The outcome of the Great Recession was to see even more wealth concentrated in the 1 per cent as the Obama administration did little to redistribute or
redress this economic hoarding. As egregious, throughout Obama’s presidency,
black unemployment was above 10 per cent, while in 2014 black college graduates’ unemployment rate was 12 per cent, more than double the white college
graduates whose unemployment rate was approximately 5 per cent. Furthermore, since the Recession, median black income fell by near 11 per cent to
$33,500, while whites incomes have fallen 3.6 per cent to $58,000, near a third
of blacks live in poverty, and over a quarter of blacks are food insecure. Put
simply, blacks experience tremendous poverty.28 Perhaps the biggest indicator
of this crushing and systemic poverty is Mariko Chang’s shocking and morally
indefensible finding that ‘While white women in the prime working years of
ages 36–49 have a median wealth of $42,600, the median wealth for women of
color is only $5’ (2010, 3). This is one of the reasons why black women—who
carry the consequential burden of the relentless assault on their children, families, and communities—are using coalitional politics guided by labour, feminist
and queer theory to undertake the work of liberation.
In Dissent, Barbara Ransby (2015) highlights the broad agenda of Black
Lives Matter, an umbrella organization seeking a ‘bold confrontation with state
power’, because ‘there can be no real economic justice without racial justice.’
Adamant that ‘the concerns raised by the Black Lives Matter movement reflect
the experiences of most black Americans’, Ransby says ‘they also extend beyond
these communities’ (2015). The goal of this social movement is less a singular
pursuit of representation and diversity in the ruling class, but rather a total
revision of the social structure itself to make it more equitable and egalitarian.
In other words, this not merely a problem of access to the upper reaches of
the social structure, otherwise the Obama administration’s legacy would not be
so abysmal, rather it is a structural issue that requires structural and material
94 Capital, State, Empire
changes. To that effect, the movement is a ‘class based struggle’ which aims to
address salient features of racial capitalism.
The various biographies of leading members demonstrate the extensive, deep,
and long-standing commitments to social activism and community organization, much of which is explicitly tied to labour and economic issues. Consider
Alicia Garza, Patrisse Cullors, and Opal Tometi, women who, following George
Zimmerman’s acquittal for Trayvon Martin’s death, created and circulated the
#BlackLivesMatter hashtag. Ransby portrays them as ‘professional organizers
working with domestic workers, with immigrants, and against prisons respectively’ (2015, 1). Garzam, Cullors, and Tometic are not isolated examples, but
show how women are key organizers in the coordination of black resistance
and protest. From Marcia Chatelain’s vantage, this is an intergenerational participation, and one that includes queer scholars and activists, as they understand how bodies are disciplined. Indeed, as Black Lives Matter promotional
material makes clear,
beyond the narrow nationalism that can be prevalent within Black communities, which merely call on Black people to love Black, live Black and
buy Black, keeping straight cis Black men in the front of the movement
while our sisters, queer and trans and disabled folk take up roles in the
background or not at all.
As Ransby describes the project, ‘This is an unapologetic intersectional analysis
reflecting the work of black women radicals and feminists such as Sojourner
Truth, Angela Davis, Audre Lorde, Barbara Smith, bell hooks, Kimberlé Crenshaw, Beth Richie, Cathy Cohen, and Beverly Guy-Sheftall’ (2015, 1). Ransby’s
listing of this diverse set of scholars and activists is not an imposition to minimize
the range and kinds of thoughts amongst those on the list, hide inter-personal
rivalries, disagreements, politics or the like. Instead, this kind of grouping is
a programmatic spirit orientated towards broad-based emancipation, thereby
demonstrating continuity of key elements of late twentieth-century black feminist thought. Angela Davis says as much in her acknowledgements in Are Prisons Obsolete? (2003):
I should not be listed as the sole author of this book, for its ideas reflect
various forms of collaboration over the last six years with activists,
scholars, prisoners, and cultural workers who have tried to reveal and
contest the impact of the prison industrial complex on the lives of
people. (2003, 7).
Davis then lists many people and organizations that helped theorize or collect data that informs the project. This wide collaboration with a community
of academics and activists is a political and intellectual strength of the prison
Internal Rule and the Other America 95
abolitionist movement, a body of theory that has had profound influence on
the shape and concerns of the Black Lives Matter movement. As such, Marcia
Chatelain notes that
Black Lives Matter is feminist in its interrogation of state power and its
critique of structural inequality. It is also forcing a conversation about
gender and racial politics that we need to have—women at the forefront
of this movement are articulating that “black lives” does not only mean
men’s lives or cisgender lives or respectable lives or the lives that are
legitimated by state power or privilege. (Marcia Chatelain and Kaavya
Asoka 2015)
On a similar note, consider that in her project to curate black feminist scholarship, Patricia Hill Collins was sensitive to the inclusion of many African
American women who’s ‘multiple voices highlights the diversity, richness, and
power of Black women’s ideas as part of a long-standing African American
women’s intellectual community.’ The centre of the analysis is thus the division
within the black women’s experience and is meant to counter ‘the tendency of
mainstream scholarship to canonize a few Black women as spokespersons for
the group and then refuse to listen to any but these select few.’
Much like Reed’s analysis of black co-option, selective inclusion is an attempt
to curtail access to those scholars seeking redress for social injustices that their
work highlights. Indeed, the tokenistic elements are but ways to buy off or
stall contention, and so it is but a method to avert greater sharing of resources
with subordinate groups in the hope that selective access will stifle and disrupt
concerted contention, and possibly invite intra-group scrappy battles around
respectability politics and submission by those invited into ruling class or cannon. Moreover, as Collins makes clear, ‘assuming that only a few exceptional
Black women have been able to do theory homogenizes African-American
women and silences the majority.’ (2000 viii)
Likewise, Black Lives Matter organizers sit at confluence of the personal and
political that seeks to overcome oppressive state apparatus. As Collins explains,
Like African-American women, many others who occupy societally
denigrated categories have been similarly silenced. So the voice that I
now seek is both individual and collective, personal and political, one
reflecting the intersection of my unique biography with the larger meaning of my historical times. (2000, vi)
In her preface to the second edition of Black Feminist Thought, Collins makes
clear that ‘Black feminist thought’s purpose [is], namely, fostering both Black
women’s empowerment and conditions of social justice’ (2000 x). The method
of social analysis required to achieve this ‘place[s] Black women’s experiences
96 Capital, State, Empire
and ideas at the center of analysis.’ Collins readily acknowledges this approach
encounters hostility dressed up as epistemological and historical scepticism
that attempts to undermine the value of the scholarship: ‘For those accustomed
to having subordinate groups such as African-American women frame our
ideas in ways that are convenient for the more powerful, this centrality can be
unsettling’ (2000 vii). Even here,
Oppressed groups are frequently placed in the situation of being listened to only if we frame our ideas in the language that is familiar to
and comfortable for a dominant group. This requirement often changes
the meaning of our ideas and works to elevate the ideas of dominant
groups. (2000 vii)
The last component of Black Lives Matter that we will touch on here is the
way the movement employs Collins’s adage that ‘thought and action can work
together in generating theory’ as a central political tenet. This social moment
takes place with the help of academics, but not for academics. It is scholarly
without being beholden to (admittedly withering) disciplinary conventions
where self-alienation from subjects is supposedly indicative of good scholarship. In this respect, Black Lives Matter shows that while they will produce
good analysis, it is for the broader purpose of the radical overhaul of the social
structure. In other words, their analysis is practitioner based and community
orientated.
Black women alternate between being an afterthought in public policy, or
scapegoated as undeserving of welfare or governmental affirmative action position. Similarly, news media generally is indifferent to the fate of black women.
Notwithstanding similar ways and means of activism, the names of Michael
Brown, Eric Garner, Freddie Gray received considerable more attention and are
better-known than Rekia Boyd, Michelle Cusseaux, Tanisha Anderson, Shelly
Frey, Yvette Smith, Eleanor Bumpurs, and others.
The point is not to distract from normalized everyday police brutality, but
instead to acknowledge that black women are as susceptible, if not more so, to the
everyday violence by state sanctioned agents. They too are victims of shootings,
harassments, and racial profiling, while in metropolitan areas, black women are
as likely to be evicted as black men are to be imprisoned. As the adage goes, ‘black
men are locked up, black women are locked out’. These facts tend to inform the
prevailing orthodoxy and framing of police violence and its consequences. Nevertheless, black women too, are victims of domestically orientated imperial rule.
Keeanga-Yamahtta Taylor points to the deeper political and social stakes that
Black Lives Matter addresses. ‘African Americans, of course’, she says
suffer disproportionately from the dismantling of the social welfare
state, but in a country with growing economic inequality between the
Internal Rule and the Other America 97
richest and poorest Americans, austerity budgets and political attacks
on social welfare come at the peril of all ordinary people. (2016, 5)
She continues,
It is an example of how, counterintuitively, even ordinary white people have an interest in exposing the racist nature of US society, because
doing so legitimizes the demand or an expansive and robust regime of
social welfare intended to redistribute wealth and resources from the
rich back to the working class. (2016, 5)
For this reason, the ruling class have a stake in perpetuating backlash against
this movement.
It is also why police brutality is a good avenue to discuss the oppressive
nature of the social structure, something that is at play, but not as evident in
voter restriction laws and the efforts to roll back the Voting Rights Act. Acting
as the Attorney General within the Obama administration, Holder was proactive in attending to Republican state controlled legislatures efforts to strategically suppress voting rights and discriminatory voting restrictions targeted at
poorer and minority voters. He also sought to undertake a broad reform of the
criminal justice system seeking to lessen its institutional racism by, for example, supporting the Fair Sentencing Act that eliminated differential sentencing
for crimes involving crack and powder cocaine, which themselves skew along
racial lines. Another positive development was Holder’s role in reduction of
mandatory minimum sentences for some crimes, again hoping to ameliorate
certain kinds of racial injustice. Nonetheless, these laudable efforts to improve
and strengthen regulatory oversight, and anti-discrimination measures sit
beside the expansion of the state power detailed above.
What this indicates is that the appropriate target for reform of the social
structure requires curtailing then ending capitalism, paired with less imperial aggression abroad. Collins perhaps puts this well when she writes that ‘U.S.
Black women must continue to struggle for our empowerment, but at the same
time, we must recognize that U.S. Black feminism participates in a larger context
of struggling for social justice that transcends U.S. borders’ (Collins 2000, xi).
Yet, ever more as Black Lives Matter addresses the reproduction of capitalism’s
structures of exploitation and oppression, the movements and its members
become a target for capitalism’s surrogates, for their contention threatens the
established order of things.
While there is still a considerable way to go until liberation, Black Lives
Matter has had measurable effects, albeit recognizing, as criminologist David
Pyrooz and his colleagues write, ‘changes in crime trends are slow and rarely
a product of random shocks’ (Pyrooz et al. 2016, 1). Some municipalities now
require police to wear body cameras, and in other cases officers have been fired.
98 Capital, State, Empire
Additionally, there have been some changes in police practice. Most importantly, the movement has shifted the discourse on crime, police, race ensuring that, for the moment, these topics receive due attention. Likely activists in
this movement desire more improvements, but the pressure continues. Even
Obama has started to try a reform of the criminal justice system, and to attend
to voting rights (he did this at an NAACP national conversion). This is a direct
result of Black Lives Matter forcing the federal government to account for the
war against black life, to curb its internal state rule practices, and to lessen its
militarism.
There are a few key lessons to take away from this discussion. The first is
a reminder that surveillance technology disproportionately targets the most
vulnerable. The second is that racial subordination is rarely deemed important
enough to warrant due attention in mainstream political discourse. For example, to the extent that it is covered in the media, it is often a reaction to protests
framed around the legitimacy of protest rather than the structural injustice and
the grievances that motivated the protests. This raises a third point. Ever more
legitimate civilian political contention is presented as a threat to national security and established order. Fourth, as Wilson’s research in the 1980s indicates,
black women shoulder the brunt of poverty and discriminatory policies, and
even then, their voices and contention are only allowed an audience when they
articulate and describe black male suffering. In this respect, it is another point
of the dynamic of testimony where women both speak and are silent. These
circumstances underscore the importance of a fully-fledged intersectional
analysis; meaning that it is not race over class, class over gender, or gender over
race—but rather that a proper analysis pay attention to the totality of factors
that shape lived experience.
CH A PT ER 5
External Rule and ‘Free Trade’
From the Revolutionary War to the Second World War, there were over 100
US security force interventions abroad to secure American interests, most of
these on behalf of capitalists. Beginning as probes but gradually increasing in
intensity and duration, during these interventions the US acquired institutional
knowledge about how to use force to establish favourable ‘open door’ trade policies in Latin America and Japan for example. Actions in these places were ultimately a result of US foreign policy that was Eurocentric, either for commerce
or for confinement to limit European influence in the western hemisphere
(Stepak and Whitlack 2012). For example, the 1823 Monroe Doctrine proclaiming the entire Americas to be in the US sphere of influence was addressed
to a European audience. Thus European stability and economic growth was to
be balanced with a degree of military caution as European powers were prime
trading partners but also posed the greatest economic and security threats. As
interventions elsewhere in the world were attempts to bracket out European
influence, the supposition is that imperial actions in a place often have very
little intrinsically to do with that particular location; rather they are indicative
of politics orientated elsewhere. This is certainly the case of US involvement in
the Middle East against the backdrop of the Cold War or Africa in light of the
‘global power shift’ with China’s emerging power.
Whereas the previous chapter emphasized the extent to which the truly disadvantaged bore the brunt of dispossession and subjugation induced by internal US state coercion, in this chapter, I survey the role of military power and
the digital components of imperialism that protect resource extraction or the
creation of surpluses. The primary concern is with how militarization facilitates
the insidious creep of capitalism in international affairs. Here it is important to
examine the coercive elements of foreign labour regimes to illustrate that fully
functioning capitalism has a tendency to escape the dependence on free labour
power.29
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 99–124. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.f. License: CC-BY-NC-ND 4.0
100 Capital, State, Empire
5.1 Induced Under- and Combined-Development
Following the First World War, wherein oil became a strategic resource, imperial
powers jockeyed to control the source via dominating the states that emerged
from the collapse of the Ottoman Empire. Initially, Britain had an advantage
having occupied Baghdad and Mosul late in the war. Aided by an Arab insurrection and insurgency emanating from a promise of post-war independence, the 1916 Sykes-Picot Agreement between Britain and France outlined
the anticipated spoils of the Ottoman Empire, dividing the region primarily
between themselves, with a remainder for Russia. Later the League of Nations
provided a mandate system redistributing territory held by the defeated Germans and Ottomans. Mandates allowed colonial administration to continue,
but without formal annexation. Among other acquisitions around the world,
Britain received Palestine and Iraq, and France received Syria and Lebanon.
Blatant imperial action triggered a number of revolts across the Middle East,
but these were suppressed and dissenting nationalists exiled. Still, to deflect the
appearance of formal colonial incorporation, the British installed Emir Faisal
I as King of Iraq through whom the British were able to attain favourable treaties and concessions. After the Second World War, relative hegemonic decline
meant Britain had three primary objectives. The first was to extract as much
from the empire before these territories acquired independence. The second
was to bolster West Germany as it was a buffer to the USSR extending control
over Europe. The third was to manage the ascension of the US, particularly as
much British capital fled west just prior to and during the First and Second
World Wars (see Tooze 2006 and 2014 for details). Domination of the Gulf was
one area gradually ceded to US rule.
When nationalist leaders in Middle Eastern states opposed extraction and
exploitation, they were overthrown. The quintessential example is Mohammad
Mosaddegh in Iran in 1953, two years after he nationalized British Petroleum.
The only feasible options for these states were to align with the USSR, another
empire, and seek better terms, as did Gamal Abdel Nasser following his 1952
coup in Egypt and nationalization of the Suez Canal thereafter, or to play the
empires against one another. In response to this tendency, the US supported
the repression of nationalists in their client states, particularly by supplying
weapons after worker’s strikes in 1953 in Saudi Arabia and Iraq.
In Iraq, the terms of oil extraction concessions heavily favoured Western
conglomerations. As these conglomerations also had rights to many oil fields,
maximizing long-term profits determined when particular fields were development. With priority placed elsewhere, the conglomerations installations covered 0.5 of the Iraq concession with no foreseeable plans to expand. Out of
frustration, between 1958 and 1963, the Iraqi government asserted its political
independence. This involved removing the British right to operate the RAF
Habbaniya base and withdrawing the undeveloped concessions from Western
External Rule and ‘Free Trade’ 101
oil companies. Four days after Prime Minister Qasim announced the formation
of a state oil company he was overthrown in a coup.
Meanwhile, the conglomerations’ oil production did increase, but not nearly
to the extent it did in US client states, Iran, Kuwait, and Saudi Arabia. This
meant that Iraq’s yield from the concessions was insufficient to undertake
developmental projects and the economy stagnated. Having attained power via
a coup, the Ba’ath Party nationalized the conglomerations in 1972, and sought
technical assistance from the USSR. For the USSR, this was a good regional
development, for apart from extending a buffer to the US, Iraq had vast oil
reserves, unlike Syria their other regional client.
This nationalism is not without a broader context. Prior to these events, the
1967 Arab-Israeli War severed diplomatic ties between the US and Iraq, and
stoked Arab nationalist anti-Western sentiments. With a retreat from Vietnam, President Nixon’s decoupling the US dollar from the gold standard, and
in 1973 in the wake of the Yom Kippur War, in which OPEC countries asserted
their independence by instituting an oil embargo against the West unless
higher prices were paid. This resulted in an economic recession in 1974 and
1975. Throughout, sensing weakness, subordinate states—particularly in Latin
America and the Caribbean—sought to leave the US sphere of influence. As
such, the US caved to OPEC, but as a preventative move, the American ruling
class begun to take advantage of cheap labour and move some manufacturing
abroad to mitigate future boycotts.
The Gulf States’ ruling classes hoarded this new wealth, investing it in
Western banks, or purchasing treasury bills. So while the US paid higher
prices for oil, most of these funds returned to its financial sector. By contrast, Iraq directed the increased revenue to social spending through infrastructure projects and instituted a domestic industrial policy aimed to
lessen imports. It also purchased weapons and undertook a project of military build-up and chemical weapon armament in an attempt to become a
regional power. Throughout, the brutal dictatorship repressed dissidents. In
1979, when Saddam became president, military expenditures cost close to
9 per cent of GNP. Meanwhile, in Iran, Mohammad Reza Pahlavi was overthrown in a revolution increasing US concerns about a cascade of similar
events throughout the region.
The Iranian Revolution and the oil crisis underscored the rationality for US
capital to capture the Persian Gulf. Without such control, US capital accumulation would be vulnerable. In 1980, President Carter issued the Carter Doctrine,
which stated, that:
An attempt by any outside force to gain control of the Persian Gulf
region will be regarded as an assault on the vital interests of the United
States of America, and such an assault will be repelled by any means
necessary, including military force (Carter 1980).
102 Capital, State, Empire
Early in President Reagan’s first term, his administration upgraded a Joint Task
Force established by Carter to a theater level Command. Central Command
has an area of responsibility orientated on the trade flow through the Persian
Gulf and is dedicated to analysing and responding to conflicts in the Middle
East and East Africa. Initially, one of the Command’s primary planning events
was to stop the USSR from capturing Iranian oil fields. Since established, the
Command has managed major conflicts like the Iran-Iraq War, the Gulf War,
the Afghan War, and the Iraq invasion and occupation, as well as several other
smaller interventions to limit regional terrorism.
Returning to 1980, when Iraq invaded Iran, many Western companies used
it as a proverbial gold rush to sell weapons and military technology to arm
Iraq for this brutal conflict (see Timmerman, 1992). The US provided Iraq with
information on Iranian troop movements acquired by satellite reconnaissance.
Crucially, Iraq used chemical weapons on multiple occasions, although the US
voted against UN Security Council statements condemning use thereof. There
are also suggestions that the US provided battle plans, such as for the capture of
the Fao peninsula in 1988 which brought Iran to negotiation. US security forces
were even involved in attacking Iranian ships and oil platforms late in the war.30
Nevertheless, Iraq accumulated $80 billion in foreign debt to fund the war. This
figure gives some indication of the extent to which Iraq and Iran were socially
shattered by the war. Iraq especially had neglected social investment and development of the known existing oil fields had stagnated.
There were several reasons for the US supporting Iraq. The first was that Iraq
was a strategic retaining wall for Kuwait and Saudi Arabia, both US client states.
(The US arranged for these states to loan Iraq funds for war expenditures). Second, by stoking strategic attrition between Iran and Iraq, the US was able to
bleed their military capabilities and cripple the countries. Finally, by keeping
Iraq weaker than it would have been if it had not engaged in the conflict helped
to maintain conditions were it would be easier for the US to install a military
base in West Asia to check, if not shrink, the USSR’s sphere of influence. With
this regional consolidation, the US could advance its interest in dispossessing
Iraqi’s natural resource endowments.
Given their active role as a buffer for US client states in the region, after hostilities ceased the Iraqi regime presumed there would be debt relief from Gulf
States to reconstruct the Iraq economy. But this was not to be as other Arab
states increased their production, causing oil prices to dramatically fall, a continuation of a downward trend since 1986. As oil production was half of the
Iraqi GDP, this the country’s economy contracted. This increase in production
functioned to limit Iraq’s ability to rearm. Once it emerged the Kuwait was
slant drilling into the Rumaila oil field, essentially stealing Iraqi oil, Saddam’s
regime mobilized to invade Kuwait, using brinkmanship to try bargain debtforgiveness and curbing other Gulf states’ oil production to increase the price of
oil and thereby alleviate Iraq’s fiscal constraints. Seeing no movement on either
External Rule and ‘Free Trade’ 103
of these fronts, Iraq invaded Kuwait to dispossess assets and wealth, but this
miscalculation afforded the US the opportunity to create a broad-based coalition, including Arab states, such as Egypt, Syria, and Saudi Arabia, to uphold
the principle of sovereignty.
The US-led coalition began bombing Iraq in 1991. Using a broad definition
of military infrastructure, over several weeks the scope and scale of the bombing campaign indicated an agenda of systematic destruction. Once a retreat was
ordered, many Iraqi troops fled via Highway 80. In accordance with a standing order to destroy all Iraq military equipment, Coalition air forces bombed
and strafed a 60-mile stretch of the highway. Once the carnage was broadcast,
the event became known as the Highway of Death. After flying over the area
to head to post-war negotiations, General H. Norman Schwarzkopf, remarked
that ‘In every direction we could see the burnt out wrecks of military and civilian vehicles that the Iraqis had used to try flee.’ (1992, 482). One reason for the
disproportionate brutality of the war to test doctrine and militaries capabilities
that they had developed and purchased during the Cold War. How did it work?
‘Beyond our wildest expectation’ Schwarzkopf wrote (1992, 501).
Meantime, as Jean Baudrillard notes in The Gulf War Did Not Take Place
(1995), the military press briefings upon which the news media draw from for
broadcasting and publication did not correspond with the bigger reality of the
conflict, its scale, nor violence. It was a ‘dramatic ritual’, James Compton writes,
framed as ‘an emotional confrontation between good and evil, personified in
the characters of US President George [H. W] Bush and Iraqi President Saddam
Hussein’ (2004, 83). In addition, the media emphasis on laser-guided smart
bombs—for precise targeting supposedly to limit collateral damage, thus more
humanitarian—neglects that about 93 per cent of munitions were unguided,
carpet-bombing from B52s. Of the glide bombs, about 70 per cent missed their
target causing civilian casualties. Best known is the notorious bombing of the
Amiriyah shelter that killed more than 400 civilians in February 1991. (Laserguided bombs were used). This was but the worst horror of common occurrence (see Human Rights Watch, 1991).
Although there were several reasons for the US not to capture Iraq, chief
amongst them was caution at the impending collapse of the USSR. The US had
to ensure that there were sufficient troops and resources should they be required
for other kinds of missions. Furthermore, Dick Cheney argued, the Coalition
did not have enough military resources, nor adequate plans to occupy Iraq,
given that an occupation would likely lead to a civil war as the country fragmented: presumably the southern Shiite region would come under the sway of
Iran, while Turkey, another US client state, would never permit an independent
Kurdist state. Therefore, the US sought options to conclude the war satisfactory.
Throughout the conflict, the US mostly preserved the regime. One possible
explanation for this is that the US wanted to create conditions where members of the regime would depose Saddam and a settlement that favoured the
104 Capital, State, Empire
US reached. This would account for the concerted efforts to personify Saddam
Hussein as the regime. Be that as it may, Saddam Hussein was not deposed, and
so President George H. W. Bush called for an internal Iraq rebellion, hoping to
provoke the regime’s repression of subjects. It worked. When UNSC 688 (1991)
called for Iraq to stop repression, the US and Britain used the resolution as a
pretext to implement a no-fly-zone, which nominally limited the Iraq regime
from flying north of the 36th parallel or south of the 32nd parallel. The purpose
was to use daily bombings to stop Iraq from building air or ground defences in
these areas, thus ensuring that if an invasion were to come, it would be easier
to execute.
Authorized by UNSC 687, sanctions were to be enforced until Iraq could
demonstrate that it had dismantled and decommissioned its ‘weapons of
mass destruction’ and missile programs. These had to verified, thus ensuring a protracted process. Sanctions devastated Iraq: in 1993, the economy
was a fifth of that in 1979. This forced the Iraqi state to accept the terms of
UNSC 986—the ‘oil for food’ programme—but this limited the importing of
goods to maintain or restore the civilian infrastructure. Unsurprisingly, this
had had an awful cascade of consequences in the agricultural sector and rendered the civil services ineffective. Initially, the maximum amount of money
paid annually for oil was $170 per Iraqi, of which $51 was set aside for the
UN Compensation Commission, a fund created to compensate victims of
the Kuwait invasion. Lastly, a disproportionate amount was directed to the
Kurds. What little remained was insufficient for effective governance. Later
this cap was raised, but sanctions made the full rehabilitation of the Iraqi oil
industry near impossible.
Still, the culmination of sanctions had enormous costs, particularly in
human life. Inconclusive estimates range from 345,000-530,000 deaths
between 1990 and 2002. While there is considerable partisan disagreement
on the absolute numbers, methodology, data collection, generalizations, and
caveats respectfully, much of this debate seems to miss the point that quibbling
for 200,000 fewer deaths do not lessen the severity, redeem the harm, or rebut
the function of the sanctions. When asked about the weight of these deaths by
Lesley Stahl on 60 Minutes, US Secretary of State Madeleine Albright replied,
‘I think this is a very hard choice, but the price, we think the price is worth it’
(see Richman, 2004).
Sanctions presented the US with two binds. First, while they stopped other
international investments, they also stopped the exploitation of the existing
oil reserves, known to be about 115 billion barrels of oil, and estimated to be
twice that. Second, the longer the sanctions were in place, the more deaths
accumulated, thus increasing hostility to a US presence when it came. In a
Congressional testimony, General Anthony Zinni, then heading Central
Command, said that the US ‘must have free access to the region’s resources’
(Testimony to the Senate Armed Services Committee, 13 April 1999). ‘Free
External Rule and ‘Free Trade’ 105
access’ seems to mean direct control of the resources. The 2003 US invasion
of Iraq was the geopolitical calculus to ensure an ‘open door’ to exploit oil
but also precluding other states, hopefully at a time when US resentment was
manageable by an occupying force.
5.2 Contradictions of Global Rule
Concurrent with these Middle Eastern developments, in the early 1980s the
US involved itself in a proxy war in Afghanistan in an effort to undermine the
USSR, itself an imperial power. The USSR invaded to support a client regime
besieged by Islamic fundamentalists, lest the country end up improving ties
with Iran or China, or even give pause to other states in the Soviet sphere
to reposition themselves. Implementation of the Carter Doctrine began by
the CIA providing material support to Afghan insurgents. For the US, the
effort sought to maintain its Middle East footing and thus access to profitable
oil reserves. Alongside the Reagan administration’s decision to reinvest in US
armaments, thereby renewing the Cold War arms race that had been cooled
by detente, the insurgency was one of the leading causes for the collapse of
the USSR.
Still, during a decade of brutal war the USSR did incredible damage to
Afghanistan’s infrastructure and government, producing a failed state. Once
the Mujahedeen secured power, the country provided a conducive environment for fundamentalist terror networks to grow. One of these networks centered on Osama bin Laden. With the momentum of having defeated the USSR
and incensed by the presence of US forces in Saudi Arabia during the Gulf
War, plus the ties between the US and Saudi Arabia ruling class, bin Laden
funded and recruited fellow Islamic zealots to create al-Qaeda, a terrorist network. During the 1990s, al-Qaeda bombed the World Trade Center, hoping to
collapse the North Tower into the South Tower, as well as several terror attacks
in Africa including co-ordinated bombings of US embassies in Dar es Salaam
and Nairobi. In response, President Clinton authorized cruise missile attacks
on targets in Sudan and Afghanistan.31
Meanwhile, following the collapse of the USSR, the Bush administration had
tasked the DoD to review national security policy. Supervised by Paul Wolfowitz, then undersecretary of policy in the DoD, the final report Defense Planning Guidance (1992) indicated that US strategy ‘must refocus on precluding
the emergence of any potential future global competitor’ (DoD 1992). In the
1990s, the geopolitical policy introspection among the US ruling class and
their agents revolved not around whether imperial action was valid, but which
approach was best. Multilateralists argued co-ordinated actions helped legitimate imperial rule, and co-opted other countries into this system. Additionally,
the emphasis on human rights, promoting procedural democracy, soft power,
106 Capital, State, Empire
and ideology could work to sway other states from the inside out. By contrast,
unilateralists saw no need for legitimacy, and that indeed multilateral rule
and exercise were an unnecessary constraint that hindered flexible and rapid
deployment of resources of rule.
In practice, rule was accomplished using both kinds of approaches as the
circumstances and conditions dictated. Nonetheless, conspicuous in both
approaches was the emphasis on the removal and reduction of barriers to
capital. This process involved the creation of the World Trade Organization
to complete a regulatory trifecta including the World Bank and International
Monetary Fund to cement global capitalism and transfer the costs of economic
crisis to the under-developed world. These expansionary dynamics of capital
are consistent with long standing trends in the US social structure, like domestic uneven development. In this respect, neoliberalisation, geopolitical foreign
policy, and military actions are three different strategic appearances of the same
basic impulse catering towards capital accumulation.
While multilateralists and unilateralists debated, the US put economic distance on its rivals throughout the remainder of the twentieth century to reach
an unparalleled pre-eminence that allowed near free reign to pursue ambitions.
Zbigniew Brzezinski’s assessment was that ‘geopolitics has moved from the
regional to the global dimension, with preponderance over the entire Eurasian continent serving as the central basis for global primacy.’ The US, ‘with its
power directly deployed on three peripheries of the Eurasian continent’ was
well positioned to establish a ‘hegemony of a new type’, ascending as the ‘the
first and only truly global power’. (Brzezinski, 1997, 38, 39). These remarks are
indicative of the US ruling class conceiving of its agenda as planetary in scope,
and reflecting the accumulative imperative of capital.
The US was perhaps at the pinnacle of its power when bin Laden’s al-Qaeda
executed a devastating terror attack in New York on 11 September 2001. Trading on the stock market was suspended for four days. When it re-opened, the
Dow Jones Industrial Average fell by more than 7 per cent, the worse one day
drop up until that point. The US economy contracted by 1.1 per cent in the
third quarter of 2011. Still by October 2002, the Dow was down 30 per cent
from March 2001. The Institute for the Analysis of Global Security (nd) estimates that the property damage and lost production of goods and services
exceeded $100 billion, but factoring in near incalculable stock market losses,
the figure approaches $2 trillion.
In retaliation, the US invaded Afghanistan to attempt to kill bin Laden and
remove the Taliban government. The US installed Hamid Karzai to head a puppet government. Since 9/11, there has been a noticeable shift in the rhetoric
of American statecraft as the libertarian faction of the US ruling class consolidated its ascendance, and used the threat of terror to assert and justify the
expansion of overt US imperial power. One area where this is evident is in
the National Security Strategy of the United States (2002), which was moulded
External Rule and ‘Free Trade’ 107
along the DoD’s Defense Planning Guidance (1992) and Project for the New
American Century’s Rebuilding America’s Defenses (2000). In his preamble to
the document, President George W. Bush wrote that there was ‘a single sustainable model for national success: freedom, democracy and free enterprise’
(2002, 1). Invoking the common coded connotations for capitalism, President
George W. Bush implied that states that refused to integrate along this model
were suspect of being a security threat to the US and thus liable to ‘pre-emptive
strikes’.
The intellectual background to this unilateral policy comes from many
places, but several confluences can be represented by Richard Haass a member
of George Bush’s National Security Council. In 2000, prior to being appointed
Director of Policy Planning in George W. Bush’s State Department, he wrote
that ‘The fundamental question that continues to confront American foreign
policy is what to do with a surplus of power and the many and considerable
advantages this surplus confers on the United States’ (1999). His recommendation was for the US to openly embrace imperial logic, that being the establishment of a global order to accelerate capital accumulation.
Even liberal multilateral scholars like Michael Ignatieff who observe, ‘states
possess independence in name but not in fact. The reason the Americans are
in Afghanistan, or the Balkans, after all, is to maintain imperial order in zones
essential to the interest of the United States’ (2003a, 61), maintain that ‘America’s empire is not like empires of times past, built on colonies, conquest and the
white man’s burden’. On the contrary,
The 21st century imperium is a new invention in the annals of political
science, an empire lite, a global hegemony whose grace notes are free
markets, human rights and democracy, enforced by the most awesome
military power the world has ever known (Ignatieff, 2003c).32
Returning to Haass, he indicated that countries reluctant or refusing to integrate into the US designed world order and allow the exploitation of their
resources would be susceptible to ‘regime change’ and ‘nation-building’ As far
back as 1994, nation building for Haass involved, ‘defeating and disarming any
local opposition and establishing a political authority that enjoys a monopoly
or near-monopoly of control over the legitimate use of force’ (Hasss in Foster
2003). As well as creating a market for post-conflict social reconstruction, the
bigger prize was opening trade relations and extracting wealth on US terms.
Haass writes:
U.S. efforts to use force to bring about changes in political leadership
failed in the cases of Qaddafi in Libya, Saddam in Iraq, and Aideed in
Somalia. Force can create a context in which political change is more
likely, but without extraordinary intelligence and more than a little
108 Capital, State, Empire
good fortune, force by itself is unlikely to bring about specific political changes. The only way to increase the likelihood of such change is
through highly intrusive forms of intervention, such as nation-building,
which involves first eliminating all opposition and then engaging in an
occupation that allows for substantial engineering of another society.
(Hasss in Foster 2003)
The US has attempted to install markets economies in the Balkans, Iraq, and
Afghanistan. All three cases have involved ‘regime change’, to install client governments. In this respect, blatant militarism and state building are a deliberate
aggressive attempt to reshape a country to fit the needs of capital accumulation.
Both Haass and Ignatieff allude to the apparently appropriate use to employ
military force and hegemonic power to secure conditions for economic dominance and expansion. What difference there is between the two, is where Haass
sees no need to morally justify these actions, Ignatieff offers a legitimation exercise for ‘empire lite’ as ‘the lesser evil.’ (2003b, 2004) But irrespective of whether
there is a lack of pretence for those like Haass, or the easing of conscience for
those like Ignatieff, the outcome is the same: greater intervention to shape other
states to suit the needs of the US ruling class. In saying as much Haass and
Ignatieff recognize that the expansion of commodification is a feature of the
American social structure, and of capitalism in general. That these representatives of various wings of the ruling class agree effectively means that changing
electoral representatives will not necessarily blunt this drive. It might change
its character and appearance, its tone and rhetoric, but not the intention and
function. As 2004 Democratic presidential candidate, John Kerry indicated in
his particular campaign he would continue to advance the military occupation
of Iraq, but seek a multilateral approach, as if a shared security burden is somehow better for the people living under occupation.
As mentioned, the 2003 US invasion of Iraq was a timely resolution to install
a base and expand the US sphere of influence and their regime of extraction.
The George W. Bush administration used the opportunity afforded by 9/11 to
claim that Saddam Hussein’s regime had stockpiled weapons of mass destruction. Iraq sought to ‘deceive; not to disarm’ as Colin Powell said at the United
Nations (Powell, 2003). In a retrospective confrontation of his complicity, Powell admitted that prior to the UN presentation, the George W. Bush administration had already committed to using military force (Breslow 2016).
The US invasion was swift, and a new government was installed. It disbanded
the army, purged the civil service of Baath party members, and condoned reprisals. Mass unemployment and an eroding civic infrastructure put conditions
in place for the emergence of local sectarian self-defence groups, and resulted
in cycles of violence of incomprehensible complexity and politics, made more
difficult by Iran supporting factions, and an influx of fanatical ideologically
motivated combatants seeking to fight the US. This insurgency compounded
External Rule and ‘Free Trade’ 109
the developing civil war. Altogether, the invasion produced a failed state, and
over thirteen years led to the deaths of approximately 250,000 according to Iraq
Body Count. It was a total civic collapse.
To counteract the insurgency, through 2007–8 the US increased troop numbers in a ‘surge’, but most importantly undertook a program of mass bribery
and begun negotiations with Iran. A relative absence of public knowledge
about the second and third component has cultivated a myth about the ‘surge’.
As Daniel Larison points out,
The mythology is responsible for the hawkish delusion that the Iraq war
had been “won” before Obama “lost” it, which gave war supporters an
excuse to evade accountability for the catastrophic blunder of the invasion and occupation. (2015)
While somewhat successful in stalling the violence, nevertheless these actions
undermined the legitimacy of the new ‘democratic’ Iraq. Not helping matters
was Prime Minster Nouri Al-Maliki excluding and permitting state-based
reprisals to sectarians and dissidents. All of this ensured that Iraq was unable
to govern its territory.
In neighbouring Syria, the Assad family had reigned as brutal dictatorship
since 1970, exploiting sectarian divisions and USSR/Russian support to rule.
(Since 1971, the USSR, then Russia operated a naval supply base at Tartus, their
only Mediterranean facility). From about mid-2011, mass protests invoking
the sentiments of the Arab Spring threatened the Assad government, and cultivated fears of reprisals should it fall. Bashar al-Assad deployed the security
forces against demonstrators and executed political enemies. Initially the US
sought to arm factions opposed to Assad and exploit the opportunity to pry
another country from the Russian sphere of influence. While the factional alliances are impossibly complex to follow, what is important is that the country
collapsed into a civil war, causing millions of refugees to flee the region, many
heading to Europe producing the longest post-war mass migration.
As the Civil War unfolded, ISIS emerged as a leading faction somewhat able
to hold territory in both Syria and Iraq thus drawing support and allegiance
from other groups. For a variety of reasons, the Iraqi Army generally retreated
rather than engage in combat with ISIS. With minimal resistance, ISIS captured
Mosul in 2014 and territory in Northern Iraq, eventually threatening Baghdad. As of writing, alongside the US and North Atlantic Treaty Organization
(NATO), the United Arab Emirates and Saudi Arabia are bombing ISIS on a
daily basis. Canada and the US have Special Forces operators deployed. So
does Russia. Russia’s involvement is to maintain their client state lest the area
become occupied by US and NATO forces. Still, it is a challenging politics, for
both Iraq and Syria are failed states, and some members of the Gulf States ruling class fund ISIS. Currently, the US is in a predicament where it desires the
110 Capital, State, Empire
fall of the Assad regime, but is also committed to undermining the very forces
that could topple his rule.
The threat of ISIS has also provided a public reason to increase American
arms sales to US client states. US Arms sales in 2009 were $31 billion, then $21.4
billion in 2010, tripled to $66.3 billion in 2011, more than 75% of the global
arms trade (valued at $85.3 billion in 2011).33 In a distant second was Russia,
with $4.8 billion in sales. This increase is driven by an arms race in the Middle
East, as American client states—Saudi Arabia, the United Arab Emirates, and
Oman—respond to the Iranian nuclear enrichment program, ISIS, and internal
rebellions in the wake of the Arab Spring. Regarding Iran, these sales primarily
consist of aircraft—in 2011 Saudi Arabia purchased 84 advanced F-15s adding
to 70 F-15s; Oman bought 18 F-16 for $1.4 billion—and missile defence systems, such as the United Arab Emirates’ purchase of a Terminal High Altitude
Area Defense, a $3.49 billion advanced anti-missile shield that includes radars
and is valued at $3.49 billion (Shanker, 2012). The immediate goal is to build,
country by country, a regionally integrated missile-shield to protect key sites
like oil refineries, pipelines and military bases from missile attacks.
The regional fallout from the Iraq War and Arab Spring, the sectarian proxy
wars and the suppression of dissidents in the Middle East has led to more arms
sales, the most glamorous being the purchasing of US made aircraft and the
missiles to replenish a stockpile depleted from bombings in Yemen, Bahrain,
and Syria in 2014. In 2014, Saudi Arabia spent $80 billion on weapons, becoming the fourth largest market for armaments; while the Emirates spent about
$23 billion, triple what it spent in 2006. Indeed, American arms manufactures
have opened offices in the regions, hoping that sales here will offset shrinkage
resulting from a declining US defence budget (Mazzetti and Cooper, 2015).
Still, one US policy consideration of Middle East regional arms sales has been
to ensure despite sales to Arab states, Israel maintains ‘qualitative military edge’,
a long-standing commitment, but enshrined in law since 2008 (Naval Vessel
Transfer Act of 2008).
To conclude this section, in the early twenty-first century the US has sought
to consolidate a planetary empire, seeking to dispossess and extract has much
surplus value as possible from subordinate states, while cornering out rivals.
Still, this process has brought about a number of contradictions. The quintessential one, I believe, is capital having no option but to rule with and through
states, either by the use of military forces or regulatory bodies. As Ellen Wood
puts it,
The very detachment of economic domination from political rule that
makes it possible for capital to extend its reach beyond the capacity of
any other imperial power in history is also the source of a fundamental
weakness… National states implement and enforce the global economy,
and they remain the most effective means of intervening in it. This
External Rule and ‘Free Trade’ 111
means that the state is also the point at which global capital is most vulnerable, both as a target of opposition in the dominant economies and
as a lever of resistance elsewhere. It also means that now more than ever,
much depends on the particular class forces embodied in the state, and
that now more than ever, there is scope, as well as need, for class struggle
(Wood, 2001, 291).
However, the ruling class are seeking to reduce that scope. In reflecting upon
‘the indispensability of continued American leadership in service of a just and
liberal order’, and ‘America’s bipartisan commitment to protecting and expanding a community of nations devoted to freedom, market economies and cooperation’, Hillary Clinton believes there is ‘really no viable alternative. No other
nation can bring together the necessary coalitions and provide the necessary
capabilities to meet today’s complex global threats’ (2014). Reminiscent of
George W. Bush’s remarks in the National Security Strategy, what she means is
that there is no other social structure suitably amenable for a capitalist ruling
class; no other option but uneven development and dispossession will be permitted. Conditional concessions will likely occur, yes, but not at the expense of
perpetuating profit.
In pointing out that the US is qualitatively and quantitatively different,
Wood’s and Clinton’s remarks, in different ways and for different purposes,
highlight how the US is not only driven by the particular interests of capitalists, but it is burdened with the task of facilitating global capitalism in a world
divided into competing nation states. The genuine contradiction is that this
expansion appears necessary, but it could be otherwise as there is no natural
imperative to accumulate.
5.3 Bases for Commodities and Containment
The US emerged from the Second World War with a nuclear monopoly as well
as an extensive system of overseas bases, adding to those acquired during the
Spanish American War. As but two examples, Guantanamo Bay and Okinawa
have been in operation for near 115 and 70 years respectfully, demonstrating
how reluctant the US is to leave a base. It also bears testament to President Truman’s stance that in the post-war era, the US was ‘going to maintain the military
bases necessary for the complete protection of our interests and of world peace’
(1945). Indeed, this was more or less the case, particularly during the Cold War
when the policy of ‘strategic denial’, was implemented to limit withdrawal from
a base lest they become occupied by the USSR. After the end of the Cold War,
President George H. W. Bush reiterated that the ‘forward presence’ would be
maintained, but with a quarter fewer troops while the Clinton administration
addressed this problem by using shorter but more frequent deployments.
112 Capital, State, Empire
Bill Clinton’s administration oversaw the US establishment of bases in Central Asia, continued bombing Iraq, and intervened in Somalia, the Middle East,
the Caribbean, and Eastern Europe. In the last case, the Kosovo bombings were
formally to stop genocide; it did facilitate the installation of US troops to secure
bases in territory previously in Russia’s sphere of influence.
After 9/11 there was a rapid increase in bases, many nominally acquired
during occupation of Iraq and Afghanistan, elsewise establishing staging
posts in countries like Bulgaria and Uzbekistan for the War on Terror. In their
2009 Base Structure Report, the DoD indicated that they had 716 ‘sites’ in
38 foreign counties (2009, 7). While the majority of these were in Germany
(235), Japan (123), and South Korea (87), the locations of the remainder range
from the United Kingdom and Italy, to Egypt and Djibouti, Bahrain and
Oman and several others (see DoD 2009). These are the declared sites, and
do not account for CIA drone bases or Special Forces compounds (See Turse,
2015). Besides expected places like Afghanistan and Pakistan, one can cobble
together knowledge of drone bases in Burkina Faso, Chad, Djibouti, Ethiopia,
and Niger from press reports (See Whitlock 2011, 2012, 2014, Whitlock and
Miller 2013, Londoño 2014).
But as indicated above it is rare that the US willingly initiates a withdrawal,
which means that the latent reason for these bases is to expand a geographic
sphere of influence to establish favourable conditions for ‘free trade’. Much of
the base development in the early twenty-first century has been using the War
on Terror as an opportunity to consolidate capital accumulation in Eastern
Europe, as well as to initiate the same process in Central Asia to check China’s
westward sphere of influence. For example, bases in Iraq and Bulgaria seek to
limit Russian extraction in the Middle East and Eastern Europe respectfully.
But Russia and China have sought to counter these efforts. To take a Russian
orientated example, in 2014 the Kyrgyzstanian government evicted the US
from the airbase in Manas. Rented for $60 million a year, the air base was situated about 400km from the Chinese border and in an area previously part of
the USSR. The politics behind this eviction are clear: With the extent to which
Kyrgyzstan’s economy depends on remittance from and exports to Russia; Russia’s backing of Almazbek Atambayev in the 2011 election; as well as their 2012
offer to write off $500 million in debt in return for a base for 15 years, it is clear
Russia believed the US was encroaching on its ‘territory.’
While the US might have been checked in Kyrgyzstan, it does not mean they
have conceded the region. Given relatively more attention in Iraq, the absence
of the role of oil and natural gas has been overlooked in the media discussion
of the war in Afghanistan. War in this region and regime change has made the
construction of the Turkmenistan–Afghanistan–Pakistan–India pipeline politically possible. The deal for the pipeline was signed in 2002, and construction
set to begin in 2006, but was delayed due to Taliban control of the development
corridor. Following sustained military pressure by the US and NATO forces, it
External Rule and ‘Free Trade’ 113
was possible to begin construction in 2015, and set to be completed in 2019.
But like Iraq, without a permanent military presence, it would be near impossible to build a pipeline or further capital’s extractive ends; the goal is to siphon
resources from the Russian sphere of influence.
Following bases closures in Panama in 1999, and aware that domestic politics in Latin America states were not conducive to large military complexes,
the US used the War on Drugs as a publically palatable pretext to create many
smaller bases in Columbia. Known as ‘Plan Columbia’, this initiative has created ‘cooperative security locations’ in Ecuador, Aruba, Curacao, and El Salvador, as well as radar sites in Peru and Colombia. These join bases already in the
region in Soto Cano, Honduras, Guantanamo Bay, Cuba, and the Naval station
in Vieques, Puerto Pico, which trains Naval Battle Groups before they deploy to
the Mediterranean and the Persian Gulf. Elsewhere, the US military uses bases
belonging to Latin American security forces, like the Joint Peruvian Riverine
Training Center in Iquitos, Peru.
Bases can also be used to exert regime change. For example, and keeping
with the Latin America area, the US aided the overthrow of Honduras’ democratically elected president Jose Manuel Zelaya in 2009. The State Department,
under Hillary Clinton, sought to provide a legal justification for the coup, while
President Obama recognized the subsequently installed President Lobo.34 This
destabilization facilitated organized crime as a power vacuum led to violence
competition to control drug trafficking. Alongside state sponsored terror and
assassinations targeting journalists and human rights activists, the increase in
crime has resulted in Honduras having the highest murder rate in the world. In
2012, 87 Representatives from Congress petitioned Hillary Clinton to suspend
military and police aid, but she refused (Frank 2012). The reason for all this,
according to Dana Frank (2013), is Honduras is intended to be the first domino
to push back against the left-wing governments that swept to power in Latin
America from around 2005 onwards. Granted, within this wave, some governments, like Venezuela, are authoritarian and display low levels of institutional
investment and capacity building, but several, like Brazil, are democratically
legitimate.
Aside from security, citadel like bases cement a country’s status as a client while from a juridical standpoint sovereignty is preserved. Another
benefit of bases is the production of favourable military relationship produced through joint exercises and military assistance programs with the
host country’s security forces, thus functionally enmeshing them in the US
Empire. Bases also allow the US to undertake actions on these bases that
is otherwise prohibited in the US. Guantanamo Bay, where prisoners were
labelled enemy combatants and so could be held without charge or trial in
indefinite detention is the best example. The US can also use these bases to
warehouse rapid deployment equipment, for training and the testing of new
weapons systems.
114 Capital, State, Empire
There are drawbacks to foreign military bases. The most obvious is 9/11 and
the terror directed at the US and its allies. In this instance, the attacks were
nominally retaliatory for US bases stationed in Saudi Arabia. The bases are far
from populated areas to preserve the appearance of the House of Saud’s rule
and sovereignty, but Osama Bin Laden created a rhetoric wherein US security
forces presence was an occupation of sacred Islamic sites. There are other less
extreme examples too. In countries where US troops are allowed off base, like
Okinawa, particular merchants benefit from the commerce, but they do so at
the expense of other vulnerable members of the community through generating social problems like forced prostitution. There is therefore a tendency for
US bases to become an object of domestic politics, co-currently of opportunity
and scorn.
For these reasons, and with an eye to costs and returns, many new US bases
are rather minimalist outposts that can be built or discarded as required. Even
Afghanistan, where the American Army is expected to be deployed until 2024,
follows this pattern. As another example, the USS Ponce, a former transport
ship, has been refitted to become a floating forward operating base. Already
deployed to the Persian Gulf, capabilities include helicopter pads and maintenance facilities with the addition of underwater diver support, and barracks
to support several hundred Special Forces troops. The advantage of this platform is that it is not dependent on foreign nations to provide land for bases.
The Navy is requesting a further $1.2 billion in its budget for two similar but
purpose built vessels (Shanker 2012b). This is not to argue for the virtue of
American citadels occupying foreign soil, but rather to underscore the shift in
military planning where flexible base system and deployment schedule mirrors
that of ‘flexible accumulation’.
Another blowback results from the culmination of US actions in a particular
region. For example, the increased mass migration from Central and South
America to the US has much to do with the legacies of US occupation in Nicaragua and the Dominican Republic in the pre-war era, overthrow of governments in Guatemala and Chile in the post-war era, as well as the sponsorship of
the Salvadoran and Guatemalan militaries as they committed endless atrocities
in the 1980s. Much of this intervention was due to the combination of anticommunism to thwart nationalization of American business interests.
Poverty and crime are endemic by-products as conditions resulting from
‘open door’ principles for ‘free trade’ that in turn create uneven-development
and pliable client states. Responding to uneven-development and the market
for drugs, it was common to see Latin American special forces, many of whom
the US trained at the School of the Americas located at Fort Benning, establish
drug businesses. Los Zetas are but the most notorious recent incarnation of
this process.
While on the topic, in 2014 mass migration from Central America received
considerable media coverage due to approximately 70,000 unaccompanied
External Rule and ‘Free Trade’ 115
children, and another 70,000 families being smuggled via Mexico to the US
border. In 2016, of the unaccompanied children 28 per cent were from El
Salvador, 37 per cent from Guatemala, and 15 per cent from Honduras. To
stem this, the Obama Administration pressured the Mexican government
to increase the capacity of the Southern Border Plan to apprehend migrants
before they reached the US border; capturing about 170,000 people in 2015
alone (see Chishti and Hipsman 2016). Internally, the Obama administration
was legally limited from undertaking executive action to provide documentation to 5 million migrants who qualified under the Deferred Action for Parents of Americans and Lawful Permanent Residents program (see US v. Texas,
Liptak and Shear 2016). But while advancing that project is commendable, it is
hard to reconcile with that same administration’s mobilisation of the security
apparatus to intensify mass deportation – about 2.5 million since taking office.
The US international base system is one technique to maintain an economic
system predicated upon expanding exploitation and extraction without annexation or colonial settlement, but still exerts political controls over other states.
These bases also provide a general condition of coercion that maintain the currents in the existing international system, thus leaving few genuine options for
states and regions in the periphery. Overall, bases seek to maintain the political
economic hegemony of the US ruling class.
Michael Mann notes how the consequences of climate change will affect food
and water supplies, making for climate refugees and amplifying the stakes of
existing tensions, conflicts and crises (see Mann and Toles 2016). In the case of
crop failure, malnutrition and hunger will be leading drivers of conflicts. Mann
and Toles write that ‘Climate change will create more competition among a
growing global population for less food, less water, and less land—a prescription for a perfect storm of global conflict’ (2016).
To be sure, the goals of an integrative political economy and the accompanying blowback brings another contradiction into focus. Asked in 1998
whether he regretted supporting bin Laden’s insurgency in Afghanistan given
his subsequent turn against the US, Zbigniew Brzezinski, President Carter’s
National Security Advisor, responded, ‘What is most important to the history
of the world? The Taliban or the collapse of the Soviet empire?’ (Brzezinski
quoted in Gibbs, 2000, 241). Events such as 9/11 are by-products, probably
inevitable, of this kind of geopolitical exercise of power. Nevertheless, from a
cynical geopolitical calculus, perhaps Brzezinski might argue that the prying
of Central Europe and Central Asia from the Russian sphere of influence and
the creation of US bases in those regions was worth the risk of this blowback.
The result of these bases is that Russia is encircled, while China is nearly so.
But it comes at the expense of the US homeland being put in direct risk, in
effect unleashing a coercive power of the state directed as much internally as
externally. As Leo Panitch so eloquently puts it ‘the contradictions of ruling
the world are great’ (2003, 233).
116 Capital, State, Empire
5.4 Securing International Circuits of Production
In the post 9/11 world less than 1 per cent of Americans have served in the
military, these troops disproportionately drawn from economically vulnerable and impoverished communities. This ‘1% army’, has been equipped and
mobilized to protect and advance the interests of the economic 1 per cent, the
power elite who occupy key positions in the security state. But much how the
0.1 per cent, the super-rich, have an outsized role in shaping the economy, so
does 0.1 per cent of the military, Special Forces, have an outsized role in shaping military force. In this section I cover how US Special Forces help enforce
the prevailing international division of labour. It is this labour regime that
organizes ‘the production of information and information technology today’
(Fuchs, 2016b).
Since the end of the Gulf War, Special Forces have become a key foreign
policy instrument, with one analysis calling them the ‘most innovative, subtle, and adaptable instruments of national power’ (2016, 75). Excluding Iraq
and Afghanistan, in 2010 near 4,000 Special Forces troops were stationed in
approximately 60 to 75 countries, with efforts to expand both of those numbers. Bearing the hallmarks of a flatter organizational structure and close collaborations with intelligence agencies, these units are designed primarily to
respond in unilateral direct covert action. Training and joint operations with
security partners, frequently the focus of public attention, are legitimation exercises (Scahill 2010). As these forces are rarely accountable to other branches
of government, the effective result is a presidency and the security state are
consolidating a private military force, near 66,000 personal and expanding, to
complement the CIA (Schmitt, Mazzetti and Shanker 2012). This number has
doubled since 2001 and includes military personal and DoD employees, with
spending in the same period increasing from $4.2 billion to $10.5 billion. With
this funding, 12,000 Special Forces troops have been deployed every day since
2003, with four-fifths located in the Middle East conducting multiple raids each
week (Robinson 2012). Therefore, it is an uncontroversial observation that the
US state is relying upon Special Forces to an unprecedented degree, and this is
particularly fruitful in times of fiscal restraint.
As per Jeremy Scahill’s reporting, White House counterterrorism director John O. Brennan has articulated this agenda as the US ‘will not merely
respond after the fact’, but will ‘take the fight to al-Qaeda and its extremist
affiliates whether they plot and train in Afghanistan, Pakistan, Yemen, Somalia
and beyond’ (Scahill 2010). Bureaucratically, this traces to George W. Bush’s
administration order called the Al-Qaeda Network Execute Order that permits
Special Forces to deploy beyond the battlefield for lethal and covert operations
and sanctions cross-border operations. Reflecting on the pace of deployments,
General Tony Thomas, commander of US Special Operations Command
describes Special Forces as being,
External Rule and ‘Free Trade’ 117
very, very kinetic right now; very direct action because we are trying
to rectify five failed states and an extremist phenomenon that’s gone
rabid. Once we get that back in the box, eventually, I hope, we can have
the right sort of access, placement, connective tissue, to retain stability
(Thomas as cited by McLeary and Rawnsley 2016).
Similarly, General Donald Bolduc, commander of Special Operations
Command Africa is on record as saying that ‘terrorists, criminals, and nonstate actors aren’t bound by arbitrary borders’. Accordingly, he reasons that
this requires that Special Forces cannot organize nor recognize traditional
borders. ‘In fact’, he says, ‘our whole command philosophy is about enabling
cross-border solutions, implementing multinational, collective actions and
empowering African partner nations to work across borders to solve problems using a regional approach.’ Supporting African states that are waging
wars or fighting counter-insurgency, or rebel forces, Bolduc has said that these
forces operate in the ‘gray zone’, which he describes as ‘the spectrum of conflict
between war and peace’ (as cited by Turse, 2016).35 Due to social media, ‘secret
wars’ are better described as ‘low-visibility wars’; conflicts which attract intermittent attention, but which agenda setting minimizes.
Under President Obama, Special Forces have initiated and intensified these
‘gray zone’ activities. For instance, these forces operate in Somalia, attacking
al-Shabaab who have been added to the War on Terror. Around 1,500 disclosed Special Forces operators are deployed in Cameroon, Djibouti, Niger,
Egypt, and Libya, many directly in combat roles against African-based terror groups (Obama 2015). But many of these conflicts cannot be ‘solved’ by
military power, and US Generals realise this. For example, when testifying at
the Senate Armed Services Committee, the Commander of US Africa Command, General Thomas Waldhauser emphasized how economic scarcity drove
insurgencies and rebellions. This is particularly acute among African youth, of
whom over 40 per cent of the population is below 15 years of age. ‘To protect
and promote U.S. national security interests in Africa’, Waldhauser testified,
diplomacy and development are key efforts, and our partnership with
the Department of State and the U.S. Agency for International Development (USAID) is key to achieve enduring success. Together, we work
to address the root causes of violent extremism, lack of accountable
government systems, poor education opportunities, and social and economic deficiencies to achieve long-term, sustainable impact in Africa.
(Waldhauser 2017, 2)
Waldhauser is of the opinion that ‘soft power’, that is economic and cultural
hegemony was vital to combat African extremism. It is against that background
that Waldhauser illustrates the awareness of a ‘global power shift’:
118 Capital, State, Empire
Just as the U.S. pursues strategic interests in Africa, international competitors, including China and Russia, are doing the same. Whether with
trade, natural resource exploitation, or weapons sales, we continue to
see international competitors engage with African partners in a manner
contrary to the international norms of transparency and good governance. These competitors weaken our African partners’ ability to govern
and will ultimately hinder Africa’s long-term stability and economic
growth, and they will also undermine and diminish U.S. influence.
(Waldhauser 2017, 3)
This was a vital concept to keep in mind as President Trump’s budget sought to
significantly reduce funding to the State Department’s foreign aid and humanitarian budgets.
Military theorists generally presume that industrial democracies are loath to
become involved in protracted conflict. This is because citizens carry the costs
in the form of taxation or the loss of life as they directly participate in warfare.
This sentiment is attributed to General George Marshall that ‘a democracy cannot fight a seven-year war’. Therefore, democracies use representative oversight,
dissent, and protest to safeguard against needless military efforts. However,
should the security state desire protracted conflict; one method to alleviate protest would be to insulate the burden of war from the wider civilian population.
Ending conscription does so as a professional military removes the immediate
responsibility of war from citizens leaving them relatively untouched by combat. In many respects, a professional military suits the ruling class, military
officials, and the public. For the ruling class a professional army eases widespread resentment. For the military, it removes ill discipline and insubordination amongst the troops. And the public, professionals especially, would cease
to be unwillingly drafted.
Due to domestic politics, in August 2011, the Obama administration began
defence spending cuts totalling nearly half a trillion dollars over 10 years.36
In part, the latent rationale is to produce a military that is more efficient by,
for instance, eliminating obsolete procurement, closing unnecessary bases,
and streamlining commands. Included in this plan is a reduction of military
personnel by almost 100,000 by 2017, four fifths of which would be Army
personnel.
This budgetary squeeze coincides with the US’s reorientation from the Middle East to the Asia-Pacific region. While I will detail this development below,
put simply, it means that the US state will try to move beyond both counterinsurgency and counterterrorism operations and towards more strategic concerns. The ramification for the Army is its attempt to remain central to this new
strategic re-orientation while active involvement in major combat operations is
curtailed. But given the strategic reorientation, the former Army Chief of Staff
General Odierno conceded that the army will be side-lined and relegated to
External Rule and ‘Free Trade’ 119
conducting strategically secondary missions such as peacekeeping, regime stabilization, and counterinsurgency (Odierno 2012). Odierno predicts that these
operating environments will feature ‘regular military and irregular paramilitary or civilian adversaries, with the potential for terrorism, criminality, and
other complications’ (2012, 1).
To meet this diverse mission mandate, the Army is seeking to put logistic
hubs in key locations, while units seeking regional alignment will have specialist equipment, and be provided with linguistic and cultural training to attend to
different missions and different physical, political, and cultural environments.
The goal is to have an army that is used as a deterrent as part of a broader security plan. Odierno says ‘This means maintaining a force of sufficient size and
capacity so that potential adversaries understand clearly our ability to compel
capitulation if necessary.’ He continues, ‘we will increasingly emphasize activities aimed at deepening our relationships with partners and demonstrating our
country’s commitment to global security. Ideally, a focus on prevention and
shaping will keep future conflicts at bay’ (2012).
To supplement this regional realignment, the United States has used private
military contractors (PMCs)—mercenaries—as auxiliaries to publically claim
that they have fewer troops committed to an area of operations. In August
2011, for example, there were more than a quarter of a million mercenaries in
Iraq and Afghanistan (Commission on Wartime Contracting, 2011).
By using volunteers and contractors to undertake military labour, the conditions exist to go to war for extended periods without genuine accountability to
the public. Indeed, the security state can bypass attempts to garner public legitimacy for conflicts and military interventions. In other words, citizens’ views
are not central to ascertaining the costs of military adventurism and occupation. Moreover, a volunteer military tends to encourage the ideologically predisposed to sign up. This further distances the military from the values within
American society.
An additional feature of the Army recalibration of military planning and
operations are efforts to fully integrate technological capabilities into frontline
units, thereby extending advanced technology and the information revolution
to the individual solider. Although Odierno admits that goal is still years away
from operational deployment, certainly a research agenda involves the construction of an ‘operator suit’ to serve as an infantry force multiplier. Initial
specifications for this computerized suit include night vision and other tools to
enhance situational awareness, enhanced strength, ballistic protection, and a
life support infrastructure. This means that the state requires fewer soldiers to
deploy similar levels of force, effectively concentrating the skills and capability
of warfare with a selected and narrow warrior elite.
Internally, the state seeks to lionize the military in an attempt to forestall
critical appraisals of its activities. This is evident in the rhetorical pairing
and purposeful conflation of unreserved support of troops with unreserved
120 Capital, State, Empire
support for the operations in which they are involved. These moves seek to
quash criticism while ordinary people unreservedly repeat war apologetics, thereby capitulating to ideological dogma. Indeed, the military and its
personnel are publically positioned as beyond reproach. The military being
a prime delivery instrument of humanitarian aid and the subject of gaming
and cinematic narratives assist in internal public relations exercises. This
has been so successful that even allegations of atrocities are met with undue
suspicion and an unqualified blanket defence before an investigations take
place. Overall, this culture of solider worship blinds the public to the realities of war and occupation, obscuring rather than addressing the issue of
imperial conflict.
These forces have more presidential access under President Obama than
previous administrations, as he is allowing these forces to act in an aggressive,
secretive, and pre-emptive manner. Emblematic of this mode of operation is the
group formally known as Task Force 714, a ‘direct-action’ unit conducting ‘highintensity hits’ (Ackerman in Horton, 2010). One should not discount the policy
sway of Special Forces in advocating a move away from large missions to more
flexible operations (see Ackerman 2009). Special Forces Command has been
advocating for more autonomy to position troops and equipment as per their
judgement about global affairs (Schmitt, Mazzetti and Shanker 2012), ostensibly to be able to respond rapidly to broad and emerging threats, while avoiding
large-scale foreign interventions and occupations. Accordingly, Special Forces
are seeking new kinds of missions. However, there is dissent in some areas of
the Pentagon—particularly area commanders and the State Department—
that believe the request for more autonomy would bypass the Joint Chiefs of
Staff and the Defence Secretary, thus missing democratic oversight (Schmitt,
Mazzetti and Shanker 2012). This issue here is not legitimacy of using covert
forces, but who maintains authority.
The political turf wars seem to be regularly won by Special Forces. For example, then Defence Secretary Leon Panetta, upon the request of Special Forces,
broadened their operational purview by granting it a global combatant command. In addition to global responsibility, this command status effectively gave
Special Forces the ability to reallocate troops to regional commanders, bypassing Pentagon oversight.37 This modification grants Special Forces a greater
degree of autonomy to determine threats as per their intelligence operations,
although operations would still be directed by the president. This allows Special
Forces to conduct missions that could otherwise be stalled by the Pentagon,
effectively making them akin to the Praetorian Guard.
The dominant place and influence of Special Forces is so entrenched that the
US Army, in an effort to remain relevant, is seeking to train its general-purpose
units to provide logistical support, menial labour, and regional specialization to
Special Forces units (see Odierno 2012). Cheerleading this development Linda
Robinson (2012) remarks,
External Rule and ‘Free Trade’ 121
These changes will allow special operators to deploy in an integrated
fashion with other elements of the U.S. government, including conventional military forces, in well-thought-out campaigns that will last not
days but years and achieve durable positive effects.
Even as the military downsizes and refocuses on the Asia-Pacific region there
is no indication that the Special Forces budget will be reduced, or that unit
deployments will be curtailed. Rather it appears that their troop levels will stay
consistent, just reallocated to other regions (see Schmitt, Mazzetti, and Shanker
2012). It is envisioned that their missions will be to stay on call for direct action
against terrorist targets and hostage rescue operations. Further, using the pretence of training and liaison missions, they will be used to collect information
in unorthodox ways. In short, the Obama administration has made Special
Forces a central tool in enforcing global rule.
As mentioned, Special Forces operate on the African continent where one of
their main tasks is to protect international circuits of production. The conflicts
in the Great Lakes region and the Iraq War are associated—even driven to a
certain extent—in an international circuit of production that use conflict minerals to create networked and handheld computing (see Fuchs, 2014). These
devices are assembled in China using energy secured by the US in Iraq. Furthermore, the Great Lakes War is aided and abetted by arms manufacturers that
sell small arms to African countries as a business venture to keep states fragile,
and thus make it relatively easier to extract resources and wealth; deliberately
destabilized just enough to make resource extraction efficient. Lastly, these
international circuits of production have obvious racial significance.
5.5 The Military Response to a ‘Global Power Shift’
Given a ‘global power shift’, (Hoge 2004) US Foreign Policy is becoming Sinocentric. Arguably, the Nixon administration’s opening of relations with China
to exploit a Sino-Soviet split was the first step in the direction, but with the collapse of the USSR, Clinton’s administration deemphasized a Eurocentric posture, and undertook military planning with a rising China in mind (Stepak and
Whitlack 2012). This was a defence priority in the George W. Bush administration until 9/11 provided an opportunity to advance interests in the Middle East.
However, the Obama administration reinitiated a ‘pivot to Asia’.
This reorientation is present in the various Presidential and Pentagon Strategic
documents (see Department of Defense 2012a, 2012b, Daggett 2010, Obama
2007). In much the same way that the US viewed European economic growth
and trade as beneficial while being circumspect about security concerns, the
US has adopted the same stance to China in an attempt to cater simultaneously
towards strategic balancing and economic development. To accomplish this goal,
122 Capital, State, Empire
the US will continue trading with China while establishing and maintaining
military superiority (see Department of Defense 2012a, 2012b, Daggett 2010).
This military presence takes the form of large naval exercises with allies, redistributing troops from Japan and South Korea to the Philippines, and Australia,
and other parts of the region, and donating equipment (Burke 2013, Gonzanga
2013). Other actions include deploying littoral combat ships in Singapore. This
is because the Malacca Strait is an energy chokepoint for China: as the majority
of the country’s energy flows through this region, it is ripe for blockade. These
developments are acute additions to an existing infrastructure of bases in Japan
and South Korea, and aside to ongoing military support for Taiwan.
Given that much trade travels via sea, the orthodox understanding of global
trade is that it is underwritten by naval power. States that have the ability and
power to enforce the movement of goods in such a way that they are insulated
from regional violence are the economic hegemons. In line with orthodoxy,
the US deploys its Navy to enforce trade on its terms. This power is backed by
the ability to direct sustained combat operations on, over, under, and adjacent
to the sea using naval aircraft, marines, or missiles. China, while not yet possessing the naval presence or the force for direct confrontation nevertheless
has, the US believes, sufficient force to disrupt US hegemony in the Western
Pacific. This force is characterized by the deployment of the Liaoning, China’s
first aircraft carrier, which reports indicate became combat ready in November
2016. A second carrier is being built (CSIS 2016a). Although the Liaoning is
not as capable as US aircraft carriers, it can be supported by land-based aircraft. Finally, China’s military spending went from about 25 billion US dollars
in 1990 to over 200 billion by 2015 (SIPRI 2016).
In the 21st century the US stance towards China involves a combination of
engagement, interdependence and competition, with the US aware of Chinese
intentions to become the regional hegemonic power and so diminishing US
influence in the Western Pacific. Much of this comes to a head in the South
China Sea as China seeks to use the Spratly Islands to assert its claims within
the nine-dash line. Multiple states—like Philippines, Vietnam, and Malaysia—
have claims in the region, and these interests play off one another, increasing
tensions. As of late 2016 ‘China appears to have built significant point-defense
capabilities, in the form of large anti-aircraft guns and probable close-in weapons systems (CIWS), at each of its outposts in the Spratly Islands’ (CSIS 2016b).
The public analysis by the Centre for Strategic and International Studies indicates that,
China has nearly completed structures intended to house surface-toair missile (SAM) systems on its three largest outposts in the Spratly
Islands. The deployment of SAM batteries to Fiery Cross, Mischief, and
Subi Reefs would be in keeping with China’s efforts to extend its defense
capabilities throughout the nine-dash line. (CSIS 2017)
External Rule and ‘Free Trade’ 123
Periodically the US conducts freedom of navigation exercises with destroyers
in the South China Sea or training exercises with carrier battle groups in the
Western Pacific (Perlez 2016). Some of these exercises pass well within what
would be considered Chinese territory if the US legitimated the claims. The
stakes are significant: $5 trillion of trade passes through the South China Sea
each year. And so little surprise that the Chinese state spends $10 billion per
year on international public relations, some of this is used to recruit client states
to support China’s regional interest.
It is with strategic caution over economy hegemony that despite military
spending cuts, the Navy will not reduce any of its 11 aircraft carrier task forces
(New York Times Editorial 2012), while 34 of the 57 US nuclear submarines
are based in the Pacific (Heginbotham and Samuels 2016). Rather, there is
renewed investment into these kinds of military resources. Take for instance
the new Ford class carrier. This is the first new aircraft carrier class since the
USS Nimitz in 1968, and America’s first new carrier of any kind since the USS
George H.W. Bush was completed in 2003. At 47,000 tons this carrier class
features a redesigned flight deck to launch and recover aircraft far more efficiently than the currently operating Nimitz generation. Additional improvements include new designed propulsion systems, reactors, and radar (Terdiman 2013). Carrier groups are re-locatable airports, bases, and factories and
are used to coordinate force projection; a form of twenty-first-century gunboat diplomacy. At the same time, the development of three Zumwalt stealth
destroyers will cost approximately $22 billion, and the first is expected to be
combat ready in December 2019. Reportedly, these ships can fire precision
projectiles 70 miles.
The aforementioned orthodoxy holds that military pre-eminence yields significant economic benefits through reducing security tensions thereby assuring
safety to investors. That said, Dan Drezner (2013) is sceptical about the extent
to which this naval orthodoxy fulfils the promise of structured economic benefit. Roughly, his reasoning is that international security threats are less likely for
stable states, but rather more likely for failing states and those resisting global
integration, so there is no need for a sizable naval presence. Here US military
bases in the Middle East are intended to safeguard against energy insecurity
by countering the hegemony while concurrently deterring Russian or China
from entrenching their presence in the region. However, year by year the US
becomes less reliant on foreign oil supplies, in part through domestic fracking shale reserves. Presently, less than a quarter of gas consumed in the US is
imported, and of that figure less than a fifth comes from the Middle East. So
there may be some reconsideration about the degree to which the US needs to
secure this region. At the same time, both Russia and China will for the foreseeable future lack the capability to project more than token military power into
the Gulf. In Russia’s case this is because of domestic economic weaknesses, and
in China’s case, their present priority is the South China Sea. But even then, the
124 Capital, State, Empire
resources in this region are consumed more by China and India and decreasingly by the US—so there should be burden sharing.
Nevertheless, Drezner’s argument is one of degree, not one of kind. What I
mean is that he does acknowledge how the US Navy allows the US to dictate
the terms of global economic and political integration. The purpose of the US
Navy is not to expunge rivals, but to use the prospect of force to consolidate
control over economic activity, and the standards and norms that govern that
activity. David Graeber’s observations about military force and contemporary
international political economy complement this view. He argues that a state
can use their military power to control financial liquidity.
The essence of U.S. military predominance in the world is, ultimately,
the fact that it can, at will, drop bombs, with only a few hours’ notice,
at absolutely any point on the surface of the planet. No other government has ever had anything remotely like this sort of capability. In fact,
a case could well be made that it is this very power that holds the entire
world military system, organized around the dollar, together. (Graeber
2011, 365)
To elaborate, the US uses their money supply to act as an international reserve
currency. Much like how once Britain established the gold standard, the network externalities and path dependency of British imperial rule meant that
other states had to consider the benefits of monetary convergence, so too do
states have to weigh the incentives of monetary convergence on the US dollar. This technique is particularly effective when there is ‘gunboat’ issuing of
US treasury bonds as a form of tribute together with the aggressive deployment of financial instruments and institutions in rolling out and maintaining
US hegemony.
Considered from this vantage, what appears as the loss of centralized US control of capital is rather a strategy of indirect extraction that involves demanding
that other states pay tribute to the US. Within this order, transnational enterprises are enabled by US policy to further entrench indirect rule. In return, the
US, through the Navy and other agencies, provides security to corporationsto
do business. This is accomplished through either rigging international treaties,
capturing international organizations, or lobbying and bullying for favourable
business relations in host countries. In short, the US security state seeks to create global governing structures to maintain a rule in which other countries
must abide, and in which labour is suppressed, and surpluses are channelled
to the US.
CH A PT ER 6
Minds, Brains, and Disciplinary Programs
In this last chapter I discussed the general turn to quantified cognitivebehaviourism, particularly its combination of abstracted empiricism and psychologism, as it seeks to forge a ‘Grand Theory’ of the social sciences from the
mind and its genetic basis and then apply this model in matters of governance.
Accordingly, I want to consider the ideological assumptions that underwrite a
series of turns occurring in a broad range of fields, including behavioural economics, cognitive science, evolutionary psychology and information systems
as well as elements within artificial intelligence research as they seek to examine how the universally shared features of human cognition code and recode
historically specific forms of cultural practice. To their credit, proponents and
practitioners in these disciplines rightly do think that cognitive findings—when
put in their social, historical, and comparative context—are truly illuminating.38 Nonetheless, I argue that they fall foul of cognitive behaviourism because
they have a weak and unsustainable theory of the mind. My inquiry considers
the ramifications of these paradigms as they have sought to integrate with one
another based upon several common commitments to a kind of computational
economy in the brain, and that once understood, can be replicated in information systems, but can also explain historical and social development by referring to the brain. Indeed, despite these diverse elements, I argue that they are
manifestations of a definable core insofar that these disciplines share strong
claims are over-interpretations of small evidence and reflect more the prevailing ideological conditions than genuine insight. In the course of this chapter, I
explain why this intellectual artifice is not only an alienated understanding of
human beings, but one that when backed by institutional sanction via ‘nudge’
like programs, will create new techniques of oppression, ensure social stratification, and further legitimate exploitation.
Altogether, the goal in this chapter is to address several interrelated kinds
of questions, which include the evolution and social nature of the human
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 125–143. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.g. License: CC-BY-NC-ND 4.0
126 Capital, State, Empire
brain, the possibility of embodied intersubjectivety through mirror neurons
and the extent to which social life has neuro supports, the neurosociology of
emotion and its relation to cognition and decision making, and the degree
to which consciousness is computational. What is more, this development
trades on the promise that it can reveal the cognitive continuities that underlie particular collective responses to cultural forms. In doing so, the project
seeks to explain how particular mental rules cross boundaries of time and
place and underlie perceptual and cognitive abilities. This implies that groups
of persons are not only historically socially situated, but historically cognitively situated. Underwriting all of this is the presumption of the convergent
combination of the cognitive-computational revolution that will be the most
far-reaching intellectual development of the early twenty-first century. Still,
I think there are several conceptual errors that require attention before one
wholeheartedly boards this train.
Animating my critique is a principled rather than practical end. To elaborate,
what I mean is that my critique does not aim at a premature project that has
not yet been able to deliver on its promises. Rather, this project is built upon
several suppressed contradictions that beget errors in axiomatic reasoning that
then accumulate. This is not a pedantic exercise: what is at stake is the interlinking nature of knowledge, cognition, and reality as they inform prospects for
human flourishing. By this, I mean how events are described and explained,
how factual reports are constructed and how cognitive states are attributed.
Too often mental states are said to orientate themselves to discursive constructions, themselves predicated upon an interplay between a person’s situated
cognition and material context; thus these are expressions of the context of
their occurrences. Therefore, to a speaker their own mind is unknown; but it is
available to the expert whose hermeneutic hammer beats down on a person’s
lived experience and intentions. This makes the analyst have final say over the
descriptions and meanings of social actions. To me, too much sway is given to
the discursive power of cognitive behaviourism. This dominant stage presence
in current intellectual inquiry is a peculiar naturalization that sidelines more
plausible explanations.
I begin by tracing some key developments in the attempts to date, on the
part of researchers and theorists, to constitute an interdisciplinary venture on
cognitive behaviourism axioms, and to develop links between different projects. I address both pioneering and transitional attempts to describe cognition
in terms of the computational process of coded symbols and the relation to
embodied experience. Thereafter I show how the accumulation of errors in axiomatic reasoning combined with unwarranted enthusiasm for cognitive behaviourism and cherry-picking evidence harms social science. These emblematic
cases seem to me to go most directly to the heart of what is at stake in the general turn to cognitive behaviourism. In this respect, I am interested in the social
production of the substantive claims.
Minds, Brains, and Disciplinary Programs 127
Much of this debate would be conceptual, except that cognitive behaviourism is already being used to guide policy makers. Although carried out in
technical terms, and so rendered neutral and natural, the implementation of
cognitive behaviourism functions to limit political struggle and judgements
about politics. As such, there is much at stake, particularly when one recalls
how many fashionable twentieth-century social policies appealing to rationality qua neutrality were extremely harmful. Similarly, this practice of presuming
that persons can be better understood and governed by social policy informed
by cognitive behaviourism is the application of misguided assumptions, which
once coded in bureaucratic decision systems would then condition much of
our life and leave little room to contend. To better understand this development, one needs some familiarity with post-war twentieth-century American
social thought.
6.1 The First AI Revolution and the Legacies of Political
Behaviourism
During the Second World War, political science in the United States came into
its own as the study of order. This meant that the study of politics was less
textual and canonical, leaving behind its philosophical and legal-historical
orientation, and instead was put in service of the state to understand political behaviour and social cohesion (Skocpol 1985, 4). This project even drew
in many of the European émigrés such as Theodor Adorno, Max Horkheimer,
Herbert Marcuse and other political refugees who proverbially ‘had to pay the
rent’ and spent their wartime activities modelling personality, propaganda, and
the influence of information exchange (Wilson, 2004, Chapter 2). This project
borrowed significantly from psychology and organizational economics, but it
was also influenced by nascent behaviourism.
Behaviourism, as practiced by B. F. Skinner, reduced behaviour to the simple
set of associations between an action and its subsequent reward or punishment.
This approach applied an empirical statistical analysis to predict the future as a
function of the past. Here ‘a vague sense of order emerges from any sustained
observation of human behaviour’. Furthermore, ‘direct observation of the mind
comparable with the observation of the nervous system has not proved feasible’. This brackets aside intentions, along with other ‘conceptual inner causes’
a valid science of behaviour (Skinner, 1953, 16, 29, 31). With its success, there
were spill over effects for other disciplines, and became the foundation of what
Robert Dahl (1961) called the ‘behavioural revolution’ in the social sciences.
This approach was meant to reconcile the differences between expectations
and practice with persons in organizational settings, and the extent to which
people did not follow rules and procedures, and how did they become influenced to do what actions as well as their attitudes to events. Part of this research
128 Capital, State, Empire
agenda was enabled by the technologies of mass public opinion surveying that
informed researchers of discrepancy between normative and institutional
rationality and people’s everyday decision-making practices.
The critical error that behaviourists of all kinds made was ruling out the
importance of subjective, mental phenomena simply because it was difficult
to observe or measure. Deficiency of method is insufficient grounds for a conceptual grounding; this points to the social setting of this idea. Accordingly,
Noam Chomsky’s 1967 critical review of Skinners’ Verbal Behaviour torpedoed Skinner’s attempt to explain linguistic ability by behavourial principles.
Instead, Chomsky (1959) argued that the human mind had a linguistic capacity
founded on a universal grammar which itself was innate. Languages could only
be developed if they conformed to the deep structure of the brain.
Along with advances in computer science, the computational turn reduced
behaviourism’s stranding in American social sciences. Following the Second
World War, computer scientists actively sought to build machines that could
compute rationally to mimic human cognitive processes. The computational
turn pulled from Alan Turing (1950) and the Claude Shannon’s (1948) information science—which itself relied upon formal mathematical logic developed
by Gottlob Frege and Bertrand Russell—whose work argued that computers
resembled the human brain, and that these machines would eventually manifest an artificial intelligence indistinguishable from human intelligence. In the
1950s, computer scientist John McCarty (1979) called the study of intelligence
and its replication of essential features on a computational system artificial
intelligence. The goal of this project was to create intelligent devices and robots
that could undertake labour while also demonstrating how biological intelligence functioned. Herein computation is understood as anything that can be
represented as information can be computed.
This project intersected with Chomsky insofar that his work uses natural attributes to explain ordinary language practice and linguistic ability. In
making the deep structure of the brain responsible for syntax, effectively giving it priority over semantics, Chomsky’s critics argued that he could not
account for meaning (cf. Searle 1972). This focus on the biological rather
than the social pushed both social sciences and cognitive scientists to shift
attention to trace the distinct patterns produced by the brain so that computers could replicate these patterns, hoping that this would replicate the form
of consciousness.
These successes, however, were arguably limited. This was because there were
severe errors with the foundational assumption about rationality. While computer programs could be written to manipulate symbols within logical finite
systems this was not successful outside those systems. The scope of comprehension for a computer using natural language was limited, and computer scientists encountered the same barriers as philosophers of language in the ideal and
ordinary language debates (see Rorty 1967).39
Minds, Brains, and Disciplinary Programs 129
A good demonstration of these conceptual inadequacies can be represented
by John Searle’s (1980) famous ‘Chinese Room’ argument wherein he presents a
strong case for the distinction between meaning making and information processing. Herein symbol manipulation via a set of predetermined logical rules
cannot match how humans relate symbols to meaningful events. This fits with
Chomsky’s conception of language wherein the complexity of internal representations is a result of a genetic endowment maturing in an environment.
This opens up the possibility of rich, creative, meaningful activity. This simply
cannot be reduced to computational associations as practiced by behaviourists. Chomsky’s approaches to the understanding of the mind are anathema
to behaviourism. Their emphasis on the internal structure and characteristics
enable it to perform a task is different from the external associations formed by
relying on patterns of past behaviour and the environment.
As meaning making is still out of reach of computation, Hubert Dreyfus has
good grounds to state that, ‘the research program based on the assumption that
human beings produce intelligence using facts and rules has reached a dead
end, and there is no reason to think it could ever succeed’ (1992 ix). In short,
the first artificial intelligence (AI) revolution was limited by an overly rational
model of mind wherein consciousness was understood as the computation of
information processing as opposed to making meaningful interactive relationships and associations with the world.
6.2 The Second AI Revolution and Embodied Computation
Following Chomsky’s critique of artificial intelligence and the jettisoning of
positivist logic methodology, there was an emergence of technological power
in the computation area. The aforementioned critiques of ‘good old fashioned
AI’ heralded a turn to probabilistic and statistical models and analysis. This was
in part attributed because advancements in engineering and robotics, achieving goals, being successful, was more professionally rewarding than addressing
fundamental scientific questions. This led AI researchers to use computers to
model the architecture of the brain. The advanced computing power allowed
models of networks rather than logical serial processing.
There was also an additional development where there was some limited
modification to the presumptions to the mind. Cognitive scientists tended to
understand a mind that is biological, embodied, and affective, that is linked
to thought processes that are apparently ‘illogical’ relative to previous models of the mind that stressed the separation of emotions from cognition that
was endemic to early cognitive theory. However, the empirical methodological
re-orientation of the second AI revolution saw mental processes classified as
information processing, and moreover, the best model for a cognitively active
human being is a computer running a program. This change is a selective
130 Capital, State, Empire
inversion of the where the mind does not pre-exist discourse or culture, but
rather is continually accomplished in and through its production and interpretation. This newer approach sought out alternatives to a strictly logical view
of cognition and incorporated findings and axioms from psychology, anthropology, and linguistics, in short stressing the network nature of cognition as a
computational problem.
These intellectual sentiments, supported by cognitive linguistics, demonstrate the complex and reciprocal relationship between culture and the embodied mind in forming the human subject; here the brain is the material site
where language, culture, and the body meet and form each other. These sentiments are present in Foucauldian philosophical anthropology regarding the
contextual shaping of cultural artefacts that then redirects questions about the
author’s cognitive process to questions of authorship in material culture more
broadly. An axiom in this analysis is that there needs to be a thorough understanding of the existence, circulation, and disciplining of a discourse within the
author’s material body. By inference, reading texts can reveal ideological formations, but also cognitive processes. There seems to be a contradiction between
the role given to the shaping power of culture on the brain, while seeking to
preserve and stress universal innate constrained cognitive actions that hold
across cultural and historical eras. A similar impulse is present in the Derridean
critique of rationalism, wherein rational thought is not a reflection of natural
functioning of human cognition. As Jacques Derrida argues, ‘there is nothing
outside the text.’ The key difference between post-structuralism deconstruction
and Chomskian cognitive science is where Derrida kept good portions of Saussurean arbitrariness, although making it less phonocentic, Chomsky argued
that meaning was not arbitrary, but rather motivated by innate characteristics
bounded by physical attributes that were refined by environmental factors.
From the Chomskian vantage, cognitive science embraces a framework
wherein culture intersects with human cognition and material forces as they
influence and shape each other. There is an emphasis on how human cognition
is deeply tied to materiality and embodiment, even to the extent that persons
are themselves unaware of the process by which the brain is the site where culture and biology meet and shape each other.
Nonetheless, current renditions of AI are little more than behavioural principles cloaked by sophisticated computational techniques. This can be seen in
the reliance on statistical learning techniques to better mine massive datasets.
Implicit in this endeavour is the assumption that with sufficient statistical tools
and enough data, interesting signals can be isolated from the noise of hereunto
poorly understood systems. While the urge to gather more data is strong, it is
not always clear whether this is a path to meaningful explication. What I mean
relates to the conception of the purpose of scientific practice and emblematic
of the struggle between the efficiency of using computing power to distinguish
between signal and noise, or whether it is more meaningful to find the essential
Minds, Brains, and Disciplinary Programs 131
basic principles that underlie and provide explanatory insights of the system.
This is reminiscent of Sydney Brenner’s dismissal of the sequencing revolution
in the biological sciences as ‘low input, high throughput, no output science’
(Friedberg, 2008). What the second AI revolution is attempting is to reverse
engineer systems and networks whose nature is a mystery, although it is not
always clear what theoretical framework this data fits. To paraphrase David
Berry, ‘the destabilizing amount of knowledge’ produced by this computational turn ‘lack the regulating force of philosophy’ (Berry, 2011). Appreciating
physical differences can help limit claims of the comparative similarity between
brains and computers.
Aside from the major difference that brains have bodies, while computers
are digital, brains are analogue. Neurons can fire in relative synchrony or relative disarray and fluctuating membrane potentials are a factor. Additionally,
computers use byte-addressable memory, but memory in the brain is associational. Another appreciable difference is that computers are modular and
serial whereas the brain has distributed and domain-general neural circuits.
For example, the hippocampus is important for memory, but also imagination,
navigation, and other functions. This means that unlike computers, processing
and memory are performed by the same components in the brain. Moreover,
the brain has no system clock akin to the speed of a microprocessor. Together
these differences show that synapses are far more complex than electrical logic
gates. Lastly, the brain can repair itself after injury. In this respect, the brain is
a self-organizing system and adapts to experience in ways that simply do not
happen with microprocessors.
In short, attempts to develop artificial neural networks to replicate the brain
are nowhere near like the actual intricate and massive connection of neurons.
This means that they are limited in how useful they are in testing theories about
basic cognitive functions. Moreover, there is a kind of paradox: the attempt to
prove that the mind is logically computational, and thus digitally replicable,
trades upon associational strategies, biases, and biological things.
6.3 The Role of Economics and Psychology
Reminiscent of ethnology, evolutionary psychology roughly states that the mind
is the way that it is because of adaptions to the environment, and that insights of
evolutionary biology can be used to bring new light onto the human brain, and
human behaviour more generally. These neo-Darwinists have sought to apply
natural selection to social organization much like Herbert Spencer’s meek justification that the social stratification and colonial domination of expansionist
industrial capitalism reflected natural selection. Evolutionary psychology takes
mundane observations—such as cells being spherical—to claim that physical
principles provide channels of development that extend up to individual action
132 Capital, State, Empire
and social organization. It does so by explaining human behaviour by referencing a competitive environment as understood by cost and benefits anchoring
in economic modelling. Here the presumption is that everyday human behaviour can be well explained by this framework, where replication of genetics is
the purpose of human beings, and that this action is guided by calculations
undertaken by the brain directly and indirectly largely at the unconscious level
regarding an economy of energy consumption and expenditure.
This has the hallmarks of Gary Becker’s project, which he described as ‘the
economic approach to analyse social issues that range beyond those usually
considered by economists’, (Becker, 1992) or as he said elsewhere, an ‘approach
to human behavior’ (Becker, 1976). However, the crucial oversight of this
project is that market rationality is substituted for pure rationality, meaning
that social interactions are assessed in relation to the market. This treats all
social interactions as transactions. Having set all relations to the market metronome, the market is presented as an omnipresent system of distributing goods,
rewards, and privileges. However, this presumption is unwarranted; rather a
case must be made for relating things to the market, not the other way round.
So the mistake is presuming what ought to be proven.
Construing ecology as economy does not explain much because there are
always retrospective appeals to the two principles of mutation and selection to explain humanity’s remarkable attributes. The paradigm is so flexible
that it is immune to experimental and observational tests. Therefore, when
evolutionary psychologists are found wanting they can simply weasel out by
saying that they now have more information at their disposal. In doing so
they seek to escape assessing, whether in principle their research agenda is
theoretically well grounded. This does not explain much and so is not satisfactory. Like Spencer, it is philosophically convenient for social Darwinism to skip over the political installation of institutions such as the market.
Instead, social adaption has less to do with natural and biological processes
than political and social processes.
To the extent that one can see the economic principles of Gary Becker’s project in evolutionary psychology, similarly one can see the economics of Daniel
Kahneman who sought to model the ‘intuitive mode in which judgments and
decisions are made automatically’ in affect theory (Kahneman 2002, 470). In
Kahneman’s theory, ‘an automatic affective valuation – the emotional core of an
attitude – is the main determinant of many judgments and behaviors.’ (Kahneman 2002, 470). As this applies to the affective turn, there is the latent promise
that it can account in some cases for how the material environment triggers
specific kinds of intensities of awareness which elude description, representation, or intentional formation, but which Kahneman speculates, developed in
‘evolutionary history’ (Kahneman 2002, 470).
Kahneman’s research demonstrated that persons are susceptible to anchoring, availability, and representativeness biases. When combined with a lack of
Minds, Brains, and Disciplinary Programs 133
knowledge in strategic settings, inertia, and sunk costs, the general claim is
people are fallible and do not act in accordance with strict rationality. Further
to that, one tenet of affective evolutionary psychology is that brains evolve to
develop and function in social networks and have an appreciation of the costs
of reproduction, and that these are impulses that shape our actions, oftentimes
which are not well understood by persons themselves, that there are pre-conscious motives that drive action.
This is hardly controversial—indeed, it can be understood as necessary
humanization of economic research to acknowledge that preferences are not
consistent. However, a quick follow up proposition is that persons are ‘predictably irrational’ to use Dan Ariely’s (2009) turn of phrase, and so they can
be systematically and strategically manipulated by savvy architects of choice.
These architects are often employers and governments—those with power—
and depending on their intentions, the architecture can be for social amelioration or exploitation.
The depoliticized language of ‘nudges’ cloaks this manipulation as if to connote mild direction rather than paternalistic intervention by the ruling class.
Proponents of nudges like Richard Thaler and Cass Sunstein point out that as
policy is the architecture of choice and so can be used to correct for a person’s
predictably irrational preferences (Thaler & Sunstein 2008). But people have
contradictory and inconsistent views and practices, so it falls to the nudges and
their preferences as to how they will design the architecture that informs the
setting of other’s choices: for if consistent preferences do not exist then there is
no way to nudge people to what they want or need; it can only be what paternalists think they want, which is but what paternalists want. In this respect, nudging is more than creating incentives that a person can then exercise options
over, but rather an intervention to try rig the system that triggers an affect in a
person so they then undertake the ruling class’s subjectively preferred behaviour. Additionally, as nudging is built into a social system it is a cost effective
means to shape subjects (See McMahon, 2015, Cromby & Willis Martin, 2014,
Leggett, 2014).
The ethics of this kind of governance warrant scrutiny. While Thaler (2015)
claims that there is little chance of manipulative nudges causing harm because
most nudges are visible, even if one suspends disbelief simply on his say so, his
defence neglects to incorporate the need for the transparency over, and indeed
justification for, active intervention to shape subjects. In doing so Thaler overlooks that the political purpose of nudging is to for policy to make itself inconspicuous and so circumvent a public gaze.
There are other problems here too. While certain decisions which were once
thought to be self-consciously produced are automatic, this does not mean that
all or most of our actions are automatically pre-conscious or without intent.
So when affective evolutionary psychologists use neuroscience to underwrite
behavioural economics they have little to say about the individual person or
134 Capital, State, Empire
even consciousness. Accordingly, when using the same axiomatic paradigm it
is unlikely to have anything valid to say about social organization and politics.
6.4 Computing Means and Social Ends
The social and political consequences of the computational turn have a near
unprecedented impact on governmental practice. Setting aside for present purposes the role of government in collecting information and creating profiles of
people—itself extremely problematic in nature—there are other kinds of insidious epistemic problems that skew the conception of persons and their actions.
In this section, I use the example of algorithmic regulation to demonstrate that
there are principled arguments for keeping neuroscience out of social policy.
Algorithmic regulation is an approach to governance that seeks to apply AI
learning principles to process the data produced by sensors to adapt to changing circumstances, induce stability, and shape social actions. The main promise
of algorithmic regulation is that it makes governance more effective, and thus
harnesses the state for democratic purposes by improving service delivery. This
is justified by harnessing ‘a deep understanding of the desired outcome’, as one
proponent calls it (O’Reilly 2013, 289). But make no mistake, algorithmic regulation is a political programme that seeks to quell politics.
Algorithmic regulation marries anticipatory adaption of the environment
with the various kinds of technologies of surveillance such as dynamic biometrics and smart environments of those same environments to guide public interventions according to what particular people are susceptible to do. It does so
to ‘nudge’ or influence a person’s decisions to adopt preferred social actions. In
doing so, it seeks to minimize the contingency of human actions for governors
to better stabilize their regimes. In other words, its target is to delimit what a
person could do and prevent those actions from being actualized.
It has a pre-emptive character that seeks to create affects or nudge persons
based upon an anticipatory evaluation of what a person could do and what
the political regime wants them to do. It then masks this gentle pressure as a
person’s agency to decide to act. This means that algorithmic regulation undermines the person as a moral agent because it seeks to even slightly displace
their preferences and intentions for the regime’s own.
The error here is disconnecting the means of doing politics from its ends,
and so reveals the several simplistic and naïve assumptions about politics
and power. The fault is presuming that behaviours discovered via data mining are independent of power, and overlooks how the process of politics
shapes the contents of politics. This political agnosticism can be seen in
cases where the imperative to evaluate and demonstrate efficiency, results,
and the like presupposes that the goal of policy is optimising the already
agreed upon, or already instituted. So positioned, algorithmic regulation is
Minds, Brains, and Disciplinary Programs 135
posed as politically neutral and thus able to generate objective and inoffensive universal remedies to social ills.
It neglects that most political discussions and struggles are about beliefs,
and so are not amenable to quantifiable. So the appeals to efficiency and
rationality in the form of ‘crunching numbers’ does not improve on weaknesses of human judgement, rather the profiling and digital transcription
enabled by predictive data mining bypasses human interpretation altogether.
This in turn changes a person’s relationship to knowledge as it is applied in
a social setting.
To be clear, the issue is not quantification, or statistics. Quantification
requires epistemic communities that evaluate interpretations, uses, and findings. By contrast, automated algorithmic regulation is not accountable to an
epistemic community at large. Rather it is privy to proprietary bureaucracies
whose programmers and administrators are not directly accountable to the
people they seek to nudge. The lack of transparency emerges again when dealing with methodological concerns. The absence of a broader epistemic community that is not employed by these bureaucracies means that there is no independent process of testing and evaluating the code.
The computational turn has a pretence to an analysis anchored in empirical
experiment and deductive–causal—logic. Rather it interpolates people through
induction as shadows of themselves. This indifference to causes in heterogeneous contexts has a direct impact on the presumed existence of causal interactions
particularly with how to understand a person’s actions and intentions. Algorithmic systems are appealing because it relieves governors from the burden of being
accountable and transparent in their assessments of people. This phenomenon
deflects attention away from causality and intentional agency or individual and
collective ability to give account of their actions and related encumbered meanings thereof.
In doing so, it is seen as the ability to disrupt existing deliberate governance,
and instead ‘hack’ people. Here, getting people to adopt a welfare program,
or forestall civil disobedience. The commonality between these two kinds of
actions is that they are treated as an equation that needs a solution suitable
to an epistemic government problem, the problem being inducing people to
be lessen radical indeterminacy and the incommensurability of contexts and
behaviours. In doing so, this upends existing conventions regarding the production and enforcement of norms.
One can contrast this to circumstances where persons encounter institutional due processes. This particular kind of interaction requires persons to use
intentional language to provide explanations and motivations for their actions.
In this respect, it is a moment for people to give account of themselves and in so
doing, the institution provides a moment for a person to challenge the norms
that organize that very process as the norms are relatively more visible, intelligible, and contestable. It is not automated and scripted by code.
136 Capital, State, Empire
As the purpose of algorithmic regulation is to assist bureaucracies anticipate
what bodies could do, and then nudge these bodies to undertake subjectively
desirable actions, this undermines the agency that is foundational to the person-as-citizen. Rather people are objectified, while the process itself is concurrently mystified and reified such that accounts for and about the data and
its uses are unexamined. This kind of regulation limits a person’s capacity to
develop as an autonomous agent who engages in collective action.
This has the hallmarks of Marcuse’s one-dimensional society. Recall that he
argued that the process of near total social integration due to consumer and
administrative driven logics flattens the scope for discourse, imagination, and
understanding. Instead what is substituted is the perspective of the dominant order which uses various mechanisms to create social closure. While the
mechanical forms he identified—punditry and media systems—are different,
the mechanical functional remains the same: the appearance of contentment in
service of capital, but not essential contentment independent thereof.
Rendering politics devoid of class concerns, the struggle for power to distribute goods, or disagreements about belief, relegates contention and confrontation to but accepting different unintentional driven tastes and preferences. I
cannot see how this could be considered emancipatory, for it renders democratic governance as aesthetic rather than normative.
6.5 Lazy Definitions and Weak Epistemology
In at least one strand of contemporary philosophy of mind, talk of perception
has fallen out of favour. Indeed, most writers deny perception altogether, or
claim it does not matter. Instead, they reduce perception to reality, or speak
of the ‘really real’. Perceptions are said to be ‘nothing but’ particles or waves
or structured brain events. Paul Churchland (1996) replaces the perceiver
with functioning biological bodies. The perceiver is reduced to an organized
body, mind becomes the brain, body motions become actions, man becomes
the person. Churchland redefines phenomenal qualities as being nothing but
properties of the brain. Cognitive events such as understanding, recognising,
feeling, and perceiving are replaced with neural analogues. Here psychological
events are treated solely as neural events. Here this is always already nothing
but the really real of matter and motion. And this is the prevailing view in
cognitive science.
These contemporary materialists have two claims. This first claim is that all perceptions can be explained in terms of or by reference to neural events and the like.
The second claim is that there are only neural events (and other physical events in
the environment). At the heart of the dismissal of perception is the combination
of two beliefs. The first is that science, especially neurological science, has access
to reality; and second, the distrust of perceiver-dependent events.
Minds, Brains, and Disciplinary Programs 137
The critique is that neuroscience practices an epistemology that seeks to
associate properties. Take connectomics for example. Here the goal is to map
the neurons in the human cerebral cortex as a preliminary step to digitally
reproducing that circuitry (see Alivisatos et al. 2012). Google Brain is a very
good example of this kind of project. Then again, this approach is an error: it
merely seeks the surface manifestation rather than the logic and operations that
performs the task, what is the brain actually doing. Therefore, it is difficult to
discover this by seeing where synaptic connections are being strengthened or
where there is neural activity. Information of this sort may well be useful, but it
does not address the fundamental question about mechanisms.
In part, this is because there are real problems with the working definition.
Describing consciousness as ‘the feeling of processing information’ cannot be
correct because it implies consciousness is perceived by something else. This
is a problem when trying to construct computationally based artificial intelligence: For unless a mathematical pattern can perceive its own existence, then
consciousness is but well described by that mathematical pattern.
Besides, considering humans’ have approximately 100 trillion possible
arrangements of synapses, even if were possible to map out the exact pattern of
brain waves that gives rises to a person’s momentary complex of awareness, that
mapping would only explain the physical correlate of these experiences, but it
would not be them. Experiences are irreducibly real, but different from brain
waves. Still, it is an error to mistake consciousness as being well described by
mathematics or computation for being mathematical or computational. Presuming otherwise is to reify a description. Overall, these are incomplete representations and partial understandings of physical, biological, psychological,
and social reality.
There are other methodological errors. Researchers rely upon fMRIs to compare brain activity with visual stimuli by examining increases in blood flow in
order to infer associations. But this neuroimaging is little more than neo-phrenology and misleading. Four points are relevant here. First, as Lilienfied et al.
(2015) point out, ‘the bright red and orange colors seen on functional brain
imaging scans are superimposed by researchers to reflect regions of higher brain
activation.’ Moreover, this increased illumination is not a direct measure of neural activity; rather ‘they reflect oxygen uptake by neurons and are at best indirect
proxies of brain activity.’ So changes in blood flow are not a clear indicator of
what the precise relationship between cerebral blood flow and neural activity
happens to be (Sirotin & Aniruddha, 2009). Besides, it is not as if other parts
of the brain are dimmed when there is a stimulus. As Lilienfied et al. write,
‘the activations observed on brain scans are the products of subtraction of one
experimental condition from another. Hence, they typically do not reflect the
raw levels of neural activation in response to an experimental manipulation.’ So
increased blood flow indicates little about what is occurring in other parts of the
brain that are active. So controversies regarding the assumptions read ‘into’ and
138 Capital, State, Empire
‘out of ’ brain scans are left unattended (see Dumit 2004), or dealt this at the level
of technical improvements of data capturing technology at the larger expense
of what is trying to be captured, in others words, a poor understanding of the
problem, hoping that the technical refinements will provide insights. However,
this largely leaves the question of how thoughts and consciousness relate to each
other under-attended.
One final point Lilienfied et al. raise is that ‘depending on the neurotransmitters released and the brain areas in which they are released, the regions
that are “activated” in a brain scan may actually be being inhibited rather than
excited.’ So functionally, it could be that these areas are be being ‘lit down’
rather than ‘lit up’. In other words, it is premature to try to isolate individual
components from a working whole. Even the most basic tasks require the
integrated unit.
Granted, researchers tend to study what they know how to study, but this
points to the deficiency of the developing experimental techniques or methods that seek to find the right target. While more data and better statistical
analysis can provide a better approximation to mapping mechanical relations,
it reveals little about the principles behind those mechanical relations. Statistical analysis is all well and fine, but one should not confuse understanding
what is happening for why it is happening. Moreover, one can be easily mislead by data mining that seems to work because one does not know enough
about what to look for.
A more appropriate approach is to understand the fundamental principles.
Take the example of medical practice. Without a strong grounding in biological
principles a doctor will not be able to examine and explain variations to bodies, all they will have is knowledge of techniques that come in and out of fashion, and while these techniques may be successfully applied, their use does not
demonstrate fundamental knowledge of a human body’s biological processes.
So their medical knowledge is predicated upon techniques rather than principles, which is a problem, should techniques change or a new kind of variation
is uncovered. Without fundamental knowledge of the causal processes, one is
only in the catalogue business, and this does not tell us about how structures
were acquired or developed. In short, one is dealing with a different conceptual
problem.
Probability theory and statistics are misapplied to biology and cognitive
science because they seek to find correlations within noisy data rather than
examining how biological and cognitive systems select and filter out the
noise; these systems are not trying to duplicate the noise, but rather to filter
it out. Using the example of human infants, although initially confronted
by noise, they reflexively acquire language because they have the genetic
endowment to do so.
In addition to theoretical problems inherent in using statistical induction,
practical problems emerge when researchers use or amalgamate large data sets.
Minds, Brains, and Disciplinary Programs 139
This is because of unknowns in the selection criteria and quality of data. These
limitations produce errors that compound upon each other and are rarely
acknowledged. So there are intrinsic limitations to data as well as interpretive
elements involved so it would be an egregious mistake to believe that quantification necessarily brings social science closer to objective truths.
A popular stance is the definition that assumes that all mental representations derive from brain activity, and so every mental state has an associated
neural state. The difficulty with this definitional understanding of consciousness is that it does little to aid and address the more relevant question, at least
for the present discussion, about how it arises. In avoiding the metaphysical
grounding of consciousness it becomes trapped in a circle where the contents of consciousness consist of whatever we happened to be aware of. In this
respect, the present generation of AI researchers are describing perception, not
consciousness.
Cognitive functionalists posit that ‘the mind is what the brain does’, as two
commentators put it (Kosslyn and Koenig 1992, 4), while Paul Churchland
explains this, ‘whether or not mental states turn out to be physical states of
the brain is a matter of whether or not cognitive neuroscience eventually succeeds in discovering systematic neural analogs for all the intrinsic properties
of mental states’ (1996, 206). But this way of understanding the mind is premature, for the model—the computational theory of mind—is hardly a settled
question in the philosophy of mind. It is rather, as Thomas Nagel has written a
kind of ‘physical-chemical reductionism’ (Nagel 2012, 5). To give some background, John Searle regards the mind body problem as resting upon the faulty
presumption that these terms reflect ‘mutually exclusive categories of reality.’ It
exists because there is a reluctance to see that ‘our conscious states qua subjective, private, qualitative etc. cannot be ordinary physical, biological features of
our brain.’ (Searle 2007, 39). Searle writes that if we drop the mutually exclusive
criteria then a solution is possible. To his mind,
All of our mental states are caused by neurobiological processes in the
brain, and they are themselves realized in the brain as its higher level or
system features. So, for example, if you have a pain, your pain is caused
by sequences of neuron firings, and the actual realization of the pain
experience is in the brain. (Searle, 2007, 39–40).
But, this introduces a problem insofar that it requires one to specify how conscious states come into being. This attends to not only questions of making
sense of perceptions and experience, but also the extent to which a person’s
consciousness is evoked by material circumstances independent to the body.
This defence requires us to defend the person as a perceiving agent; the nature
of the object of perception; the role of mental contents; and the causal and significatory relation between perceptions and objects.
140 Capital, State, Empire
Keeping these points in mind, it is worth returning to the AI research. These
efforts, as notable as they have been in their disciplines, are mimicking intelligence. In addition, AI is deterministic: if presented with the same inputs, it will
produce the same outputs if the program were run again.40 Beyond practical
problems, in principle there remains little understanding of the brain. Presently,
cognitive behaviourists describe intelligence in a way that boils down to ‘being
able to do everything person can do’. This circular reasoning demonstrates that
scientists do not know what these computations are trying to mimic. So even
once we set aside the hubris from executives who seek to sell software systems,
there is considerable distance between producing things that even remotely
resemble the breadth of actual human intelligence, let along consciousness. To
reiterate the points made above, without a principle-based understanding of
consciousness there is little way to know what you have designed to act in a
particular way is actually successful in being sentient. The working definitions
of intelligence in artificial intelligence are descriptive low bars and are nowhere
near self-awareness or consciousness.
In the attempt to remedy the faulty theory of mind, social scientists would do
well to reassess their relationship with metaphysics, and discard the coextensive
hyper-materialism that characterizes the AI researcher paradigm. Treating perceptions, ideas and emotions as little more than electrical impulses misses the
emergent properties where the whole is greater than the sum of its parts. This
perspective, it seems to me, stems from a cramped, hyper-reductive view of
causality: one that is materialist, but not historical, instead of viewing the mind
and its mental activity as distinct from mere and reductive material impulses.
So one needs to take seriously that minds are a distinct realm of existence that
cannot be fully explained by physicalists. In other words, there is a remainder after taking account of cognitive evolution, computational models, or the
economy of mind. Neither chemical reactions predicated upon a base economy
of natural selection can account for the creation of the mind. While physical
evolution is causally necessary, by itself it is an insufficient condition for consciousness. These bold claims about neurological support are but an epistemology of excessive reductionism.
There is one last bit of hubris where researchers believe that mathematically
based speculations resolve or dissolve long standing political conundrums, but
do so without seriously engaging with those philosophical debates. It is related
to the belief that all reality can be fully comprehended in terms of physics. But
this is a fantasy. While it is easy to understand, for instance, the interaction of
light and nerve impulses, this cannot account for the gaze outwards. Cognitive behaviourism falls at this first hurdle while still being far away from being
able to account for other aspects of human consciousness like the formation of
intentions and undertaking voluntary action. So if cognitive functionalism has
little to say about the person and consciousness, it is certainly not well positioned to claim relevant meaningful contributions to social policy.
Minds, Brains, and Disciplinary Programs 141
6.6 The Psychologism of Abstracted Empiricism
Having discussed potions of the intellectual inheritance of cognitive behaviourism from twentieth-century social thought, I now want to turn my attention
to a critical branch of sociological thought from the same period to assist in
analysing this set of ideas. C. Wright Mills worked in the immediate post-war
period as a research assistant to Elihu Katz and Paul Lazarsfeld’s research on
the media effects of mass communication. The majority of their work sought to
understand the persuasive influence of mediated messages in print and broadcast communication technologies to shape and control the ideas, attitudes, and
behaviours of members of a society. Mills thought that most of the findings
suggested that the media effects of mass communication sat in concert, if not
over-determined, by other factors like differentiated cultural practice of composite audiences and their agency. And for this reason, he never shook his distaste for behaviourism and its presuppositions.
Shaped by this post-war infatuation with coding mass behaviour and his critique thereof, in The Sociological Imagination, Mills identified the emergence
of Grand Theory (the term Mills used to mock Talcott Parsons’s work) and
Abstracted Empiricism (a comment on Daniel Bell’s work). Stemming from his
close experience with large public opinion survey research and alongside questions about the legitimacy of power, epistemologically, Mills was dissatisfied
with the attempt to induce correlative relations but at the expense of understanding social forces. With an excessive focus on individuals, these aforementioned studies did not consider social relations, real world politics, nor were
they well grounded in the sociological theoretical tradition. Altogether, this
reflected what Mills described as a pervasive ‘psychologism.’ What he meant by
this was ‘the attempt to explain social phenomena in terms of facts and theories
about the make-up of individuals’ (Mills 2000, 67 fn 12). He writes,
Historically, as a doctrine, it rests upon an explicit metaphysical denial
of the reality of social structure. At other times, its adherents may set
forth a conception of structure which reduces it, so far as explanations
are concerned, to a set of milieux. In a still more general way…pyschologism rests upon the idea that if we study a series of individuals and
their milieux, the results of our studies in some way can be added up to
knowledge of social structure. (Mills 2000, 67 fn 12)
Abstracted empiricists, had according to Mills, adopted a research approach
that sought to replicate the demonstrated success of the physical sciences,
but in doing so had prioritized method over substance. In this respect, it was
‘systematically a-historical and non-comparative’ (Mills 2000, 68). Quantitative survey methods were presumed to be more rigorous than other kinds of
social inquiry. But this kind of research was costly, required significant staff
142 Capital, State, Empire
to distribute, collect, and tally the findings in preparation for basic computational analysis. These actions required large budgets and resources, and so led
to the bureaucratization of social research that resembled industrial scale production. In this industrial scale, research the sunk costs of the scale of investment trumps self-critique and modification. This mind-set makes it difficult to
understand change and contradiction in social, economic, and political institutions let alone wider social and political development. As Mills observed:
one reason for the thin formality or even emptiness of these fact-cluttered
studies is that they contain very little or no direct observation by those
who are in charge of them. The ‘empirical facts’ are facts collected by a
bureaucratically guided set of usually semi-skilled individuals. It has been
forgotten that social observation requires high skill and acute sensibility;
that discovery often occurs precisely when an imaginative mind sets itself
down in the middle of social realities. (Mills 2000 70 fn 13)
Together, these enable the pre-conditions for the domestication of critique. So
being enamoured with cognitive behaviourism often leads to but one kind of
approach to the study of human action. But this has direct and distinct disadvantages because the information produced tends to be a-historical and decontextualized. This kind of theoretical mindset makes it difficult to deal with
change in social, economic, and political institutions.
Abstraction, without context, Mills believed, led to disengaged scholarship,
alienated from the true dimensions of the problems under investigation. Excessively functional, behavioural, and naïve empirical approaches fail to perceive the
wider social and political settings that organize those particular arrangements.
These approaches count the countable because they are easily countable. This is
not to elevate context above all else, but to suggest that historical circumstance,
contingency if one will, cannot be discounted in any analysis. So, the spirit of
Mills’ critique is perhaps as important now, given that there is a prevailing belief
that technological management is necessarily required given the rise of ever more
complex societies and the discussions over the selection of basic values is closed.
As I have demonstrated throughout this chapter, the psychologism produced
by Grand Theory and Abstracted Empiricism has come about through the dismissal of reasoning and intention. This is the product of two beliefs: the first is
that science, especially neurological science, has access to reality; and second,
the distrust of perceiver-dependent events. But this is little more than bringing
the hermeneutic hammer down on lived experience, holding that people are
not best positioned to relate to an observer their reasons for actions. Instead,
one has the judgement of the theorist or unaccountable bureaucratic code.
Moreover, it concedes that the investigation of social problems can be best
approached via methodologies defined by computation not humanism; this is
disciplinary supplication, not supplementation.
Minds, Brains, and Disciplinary Programs 143
All of this is to say that there is a tremendous intellectual stake in cognitive behaviourism being correct. So much so that criticisms are brushed away
and considered professional contrarians rabble rousing for their attention. This
neglects though that in the attempt to impose a synthesis on approximately 25
years of research, the hubris and generalisations that have emerged therefrom
there has been a significant intellectual citadel build upon a shaky foundation
of over generalized eclecticism. It has created a messy soup in which the ‘cognitive’ elements are insufficiently grasped by the technicians, and the technical
elements are insufficiently grasped by the social sciences, all of which creates a
few leads and insights but much commotion and confusion. While this piecemeal approach presumes as-yet-unconnected little particulars to be the whole,
it is rather nothing but a kind of naïve empiricism.
To conclude, capitalism’s rule requires more than military force, more that
favourable laws, more than coercion and legitimation. A dangerous, impoverished, exploited and oppressed, urban class requires the development of a
system of beliefs with several mechanisms to get the subjects themselves to
justify the prevailing social inequality and social order. Calculated nudges are
helpful in that regard. So, notwithstanding C. Wright Mills ‘well known critique
of methodological, conceptual, and organizational flaws American social science research has continued to accommodate the wishes of the US ruling class,
and has heeded calls to serve the state. Ultimately, and this is what is at stake
with this epistemology, is that the anticipatory uses of big data will destroy the
concept and practice of habeas corpus.
CON CLUSI ON
Digital Coercion and the Tendency
Towards Unfree Labour
Triumphant in the Cold War, wary of decline, and compelled by capitalism
to expand, the US’ imperialist inclination has expressed itself on continental,
hemispheric, and global scales. Still, the goal has not been to control but one
part, several parts, or even large parts of the globe. Rather is it the attempt to
control the planet itself. In this sense, US imperialism is a manifestation of
the desire to create space and mechanisms for the accumulation of value, a
more basic component of capitalism than profit. It concerns forming a world
dedicated to capital accumulation primarily benefiting the US ruling class, and,
as a secondary consideration, the ruling classes of tribunes and client states
such that they continue to support US rule. However, it is social structure that
also produces increasing inequality and authoritarianism almost everywhere,
whether that be in the America itself or other places in the international system. Thomas Jefferson called this the ‘empire of liberty’. But the rhetoric clouds
the extent to which dispossession, exploitation, and oppression are the mechanisms of this expansion.
Capitalism is a globally expansive system, one hierarchically structured
between metropole and hinterland, core and periphery; which seeks to open
up the later with its supply of cheap raw materials and labour for investment,
extraction of surplus value, and a site for exporting surplus goods. Since the
emergence of capitalism in Europe, economies in the periphery have been
restructured to meet the needs of the core, rather than their own needs, and
as but one example, this has resulted in debt bondage for poor states. Indeed,
capitalism requires an expansionary dynamic to postpone economic crises.
This postponement can be achieved by using indirect or direct coercion from
security forces, or the establishment of domestic and international institutions
to structurally adjust places to serve the interests of the US ruling class.
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 145–148. London: University of Westminster Press. DOI: https://doi.
org/10.16997/book6.h. License: CC-BY-NC-ND 4.0
146 Capital, State, Empire
Put in different terms, the US security state is the outcome of a capitalist state,
using its security forces to ‘accumulate by dispossession’, oversee the extraction
of commodities, and to enforce a global labour regime that to one degree or
another has an elective affinity with unfree labour practices. These are features
present in both internal and external components of the New American Way of
War. The harnessing of this labour power is used to extract surplus value that
in turn is converted into a ‘security surplus’ that is spent to enforce a global
imperial order that in service of the aforementioned regime of accumulation.
Politically, it is a system that no longer seeks the basic pretence of governing
with public accountability in mind. Militarily, it is a system with the capacity to
deploy force against internal dissidents and rivals at will. Internationally, it is a
system of indirect rule on a global scale.
So the more violence seems unavoidable and incomprehensible, the more it
is an expression of an underlying social structure, and irrespective of whether
it is carried out by security forces, or patterns of investment, the outcome is
to strengthen the position of the ruling class. When and where rulers have a
monopoly of force and can acquire their resources without necessarily bargaining with producers that rulers can extract at a rate of their discretion. This combination creates an unstable social system prone to inequalities. Domestically,
the struggle between subjects and rulers that led to democratization will likely
be eroded as increasingly portions of the subject-population cannot offer items
rulers require for their strategic pursuits. Therefore, these persons are deemed
politically dispensable and basic services and welfare provisions are curtailed
or withdrawn because this mode of accumulation has no functional need to be
accountable to those who provide the necessary labour power required to produce the state. Instead, the state will make strategic selections catering to those
it deems valuable or whose support it requires to continue ruling. This has
domestic as well as global ramifications for governance. If this social structure
continues, it is likely that arbitrary rule, militarization, and wide inequality will
be the order of the day. How this politics is meant to promote the well-being
and human flourishing of ordinary Americans and persons living elsewhere, is
unclear.
This is a good place to revisit the main topic of this book: the relationship
of capital to constraint. I have illustrated contemporary constraint as being
organized by a security state managing a particular labour regime (Chapter 1)
which itself has long institutional antecedents (Chapter 2), but which now
works through various mechanisms like calculated conflict (Chapter 3). One
can see the securitization dynamics internally, for instance in policing the most
vulnerable (Chapter 4), and externally, for instance in international unevendevelopment (Chapter 5). New techniques of ideological manipulation are
being developed to mystify this process (Chapter 6).
Common to all of these processes is the role of unfree labour. Indeed, given
the intensity and scope of exploitation in capitalism, the need for a reserve
Digital Coercion and the Tendency Towards Unfree Labour 147
army of labour, debt bondage, market dependency for social and personal
reproduction, and induced underdevelopment, without a doubt unfree labour
is a labour model in fully-functioning capitalism. One might say that there is a
tendency to replace free labour with unfree equivalents. This is telling about the
prospects for mass prosperity.
Amongst apologetic analysts, unfree labour is normally attributed to momentary instances of dispossession as previously unconnected parts of the globe
are being integrated into the global economy. In this kind of explanation, it is
temporary measure that will apparently subside, leading to free wage labour as
fully functioning capitalism takes hold. Setting aside the questionable assumption that dispossession and fully functioning capitalism are incompatible, the
main deficiency of this interpretation is that it neglects the extent to which
labour power is unfree precisely because of the capital accrued by the ruling
class, which itself is because of an extended period of accumulation by dispossession through extraction, expropriation and exploitation. Related, apologists
proclaim that the need for labour-power to be a freely traded commodity in a
capitalist economy. But nothing prohibits unfree labour from being bought and
sold. If anything, it is the preservation of this hard distinction that obscures one
from witnessing the mechanics of capital in places with unfree labour while
furthering dividing workers to ensure that they cannot form and then act upon
a proletariat class-consciousness. The exploitation of unfree labour then is a
sign of mature capitalism and is the imposition of class struggle ‘from above’
to ensure than labour-power is entirely directed by their discretion and intentions, and ultimately to keep value of commodities higher than the value of
labour.
The rise of unfree labour is related to two economic considerations. The
first is that unfree labour is easier to control than free labour, thus making it
cheaper to employ and reproduce. With global markets, ruthless competition,
and demands for maximum profit, unfree labour becomes an option to reduce
labour costs, perhaps even a preferred form of labour regime in the twenty-first
century in the absence of economic growth and with the rate of profit falling. To be clear: this does not mean that all labour will become unfree, rather
that first there are degrees of freedom, and second that the tendency to adopt
this practice when competition is most acute where class struggle ‘from below’
could jeopardize profit making.
Returning to the apologists for unfree labour, they claim that the remuneration in this set of production relations is beneficial to the worker, for at least it
provides some subsistence, thereby providing opportunities that those persons
might not otherwise had have, and indeed the possibility of increased status.
However, such positive appraisals wilfully dismiss the many reports about
working conditions in the garment industry in South East Asia, construction in
the Emirates, or assembly plants in China. Here, workers are worked to death,
in unsafe environments, and face sexual harassment with limited recourse to
148 Capital, State, Empire
report abusers. Still, it is telling about the apologists’ moral character to suggest
that even an oppressive subsistence job is sufficient for a person. However, aside
from this, the existence of unfree labour is a functional by-product of class
struggle ‘from above’ where capitalists seek to lower pay to increase profits.
Attention to the spectrum of free and unfree labour is vital for two reasons.
The first is the extent of coercion that hinders class struggle ‘from below,’ thus
limiting prospects for the development of not only class-consciousness, but
also the necessary organizing required to make this consciousness a prominent
political force able to contest for racial structural transcendence. Further to this
point, a labour regime that seeks to convert a workforce from free to unfree
needs to understand the conditions under which this is likely, and so informs
class struggle.
There are two problems here. The first is that the imposition of unfree labour
means that it is difficult for workers to form a proletariat class-consciousness;
instead their subjugation means that they defer to social pre-political identities that ensure their particularity and otherness. Here class identity is replaced
by an identity based in race, gender, sexuality, vocation, leisure, or nationalism. In this respect, one of the benefits of unfree labour is that capitalists can
stall, retard, or diminish the production or reproduction of class-consciousness. There other identities are reifications that displace a politics of society for
one of particularity. This is a form by which capitalists are successfully able to
restructure and thwart opposition; it is successful class struggle ‘from above.’
In the end, American imperialism is the net result of politics, policies, corporation actions, and trade relations, the nurturing of local collaborators in
dependent societies, and fiscal instruments to compliment security forces seeking to ensure that there are no insurmountable barriers to capital accumulation. Demilitarisation is a necessary step to reduce the power of fully functioning capitalism. Granted the orderly conversion and redirection of human and
material resources employed in military activities to human and environmental
development can do much to help the truly disadvantaged. While this process will have short-term costs, such as assisting industries in transition, the
‘peace dividend’ will be considerable. Ending unchecked US imperialism will
not issue in an era of global lawlessness and war. If anything, the opposite is
more likely because great wars are the result of uneven development. While
this will do much to limit the coercive constraints of capitalism, the elimination
of security forces is necessary but insufficient. Accordingly, it is vital to move
beyond a narrow understanding of demilitarisation and end the accumulation
drive itself. Doing so requires taking away the capitalist ruling class source of
power, the private ownership of property.
Notes
Data collected by the Centre for Responsible Politics, https://docs.google.com/
spreadsheets/d/1-7PdCI2NawSgP1QE-cGYVYedetYqepR-4jBweaJyqFo/
edit#gid=1782600961. Since 9/11, less than 150 Americans have been killed
by terrorist attacks, while 450,000 have been killed in domestic gun violence.
In 2015, there were about 165,000 separate gunshots recorded in 62 different
urban municipalities (Frankel, 2016).
2
Uber, Airbnb, YouTube, Snapchat, Instagram, Twitter, Fitbit, Spotify, Dropbox, WhatsApp, Tumblr, Pinterest are examples of billion dollar companies
created after 2005.
3
In March 2016, Google had 32 billion visitors, while Facebook had 30 billion (See Eavis 2016).
4
See http://www.bostondynamics.com/robot_Atlas.html.
5
By no means are these contradictions universal. Nor are they ‘necessary
inconvenient truths’ or general empirical facts about the unfortunate byproduct of economic development, but rather specific features of rule by
capital.
6
The DoD also manages 826,000 in the National Guard and a benefits program that serves over 2 million persons.
7
It is worth remembering that ‘Capital is dead labour that, vampire-like,
only lives by sucking living labour, and lives the more, the more labour it
sucks. The time during which the labourer works, is the time during which
the capitalist consumes the labour-power he has purchased of him.’ (Marx
1977, 342).
1
150 Capital, State, Empire
8 The mechanisms for producing this wealth, accumulation and inequality
involve a diverse number of causes. An abbreviated list includes how the
fall of the Soviet Union allowed capitalism to unilaterally dictate global
trade conditions, the deindustrialization of North America paired with
outsourcing to the Global South, the displacement of labour by automation, intensifying work concurrent with a general suppression of wages, the
developmental state capitalism of China with its vast cheap and unorganized labour pool lowering production costs, the induction of demand for
products through consumerism, re-regulation to create corporate financial
rentierism, and the creation of new markets in information and communicative technologies as the rate of profits fell in established sectors. Common to all of these mechanisms is widespread domination and exploitation,
oppression and coercion which comes at the expense of a more stable and
equitable economy. This points towards how production is controlled.
9 Although as Supreme Command of the Allied Powers, General Douglas
MacArthur, during the Occupation of Japan, can be considered as a Viceroy –
as can Paul Bremer in his role as Presidential Envoy to Iraq at the Coalition
Provisional Authority.
10 Genuine free labour implies: first, that workers chose their jobs voluntarily; second, that the terms are specified and well understood by each party;
third, that workers have unrestrained exit rights; and fourth, incentives are
financial rather than coercive. This is a standard that most jobs in capitalism fail to meet, because as Marx notes, almost all work in this social structure is really exploitation or subordination. What appears to be ‘freedom’ is
essentially coercion. But this coercion is mystified by the rise of a bourgeois
ideology.
11 Historically, dispossession was a feature of colonized territories were
destroyed by the forced labour or indigenous people, or importing slaves;
in Europe, industrialism required the destruction of traditional ways of life
to force a migration from rural areas to cities to create a new factory labour
force. Overall, colonialism and commodification were intertwined with the
continued strengthening in European societies creating new means for subjugating and governing populations all in the pursuit of profit.
12 The moral sanction and badness of theft hinges on depriving a person of the
means to reproduce their life, and this is particularly acute in circumstances
where a person’s labour was vital in producing the item. But the moral harm
is reduced with digital items because as they can be easily reproduced, no
thus one is deprived. Digital ownerships rights then are more a matter of
law, and less a moral bad.
13 Much of this theory develops out of the study of European polities. While
Tilly cautions against universalizing the European state-formation modal for
other spaces and times ‘our ability to infer the probable events and sequences
in contemporary states from an informed reading of European history is
Notes 151
close to nil’ (1975, 82)—he nevertheless thinks it is useful for regional and
historical comparative and contrastive work. He writes that ‘the European
historical experience, for all its special features, is long enough, well-enough
documented, and a large enough influence on the rest of the world that any
systematic conclusions which did hold up well in light of that experience
would almost automatically become plausible working hypotheses to be
tried out elsewhere.’ (Tilly, 1975, 13–14).
14 Notwithstanding the value that Polanyi offers by correctly rendering reciprocity and redistribution as social, he incorrectly fails to label the market
economy as stemming from the same social system. Instead he views it is as
disembedded and distinct and so able to devour the social.
15 The ‘end of monetary policy history’ was a commitment was to price stability above all else using inflation targeting at around 2 per cent to lower
market volatility. This was accomplished using an operationally politically
insulated central bank using one instrument (the short-term interest rate,)
for one objective (controlling inflation via a consumer price index,) over a
medium term (six to eight quarters,) using assert prices to detect emerging
financial imbalances thereby minimising excessive fluctuations. Transparent communications was deemed importance around the uses and rationale
of that instrument as a way to smooth out micro-fluctuations.
16 Abstractly, the Great Recession was just another partial capitalist economic
crisis that comes from the contradiction between the individual desire for
profit and the necessity of a social division of labour. Specifically, it was
caused by Wall Street using digital technical to implement 24-hour trading,
improve records management, and invest into emerging markets due to better oversight. Aside from the rapid inflows and outflows of capital causing
economic and social instability, the speculative investment into new online
businesses and enterprises eventually led to the 2000 dot.com crash that in
turn heralded a new regime of low interest rates. Bankers took advantage of
these conditions and invested into property speculation and debt, deliberately using sub-prime mortgages to financed people unlikely to pay them.
Returns on investments were good because of a high interest rate on the debt.
When defaults occurred, assets could be seized or refinanced, thus yielding
better returns. These financial instruments were bundled with other loans
and packaged as investment funds. While selling these products to clients,
banks themselves insured against these debts. Being so exposed to these
risks, when one financial house fell it had a cascading effect across the financial sector leading to a good portion of the economy falling into recession.
17 This is why from about 1915 onwards solders were equipped with metal
helmets to protect them from head injuries. This was one of many military changes that states made to adapt to the circumstances and conditions
of modern industrial warfare. A modern solder’s personal equipment still
more or less reflects this concern.
152 Capital, State, Empire
18 Comparatively, in the Second Boer War, 1899–1902, it is estimated that the
British Army fired 273,000 rounds. One outcome of the war was a rapid
modernization program to design and equip artillery as a good portion of
the guns fielded in the conflict had been in service in the Crimean War. The
new specifications were for a gun that could fire a 12.5lb shell 6,000 yards
(Norris, 2000, 164-165).
19 Petraeus was then appointed to command in Iraq, where he had some success. He was later appointed to command in Afghanistan to replace General
Stanley McChrystal, before making his way to the CIA.
20 Roberto Gonzalez (2015) argues that the program had an internal ideological function in that it sought to do public relations work with American citizens to convince then that there were humanitarian motivations attached to
the occupation, and that social science was being enrolled to limit the use of
force and limit cultural conflicts that might lead to unnecessary casualties.
It sought to counter the narrative and images of the US occupation as brutal
that emerged after Abu Ghraib.
21 See http://minerva.dtic.mil/funded.html, http://semantics.ling.utexas.edu/,
http://vivo.cornell.edu/display/grant72804.
22 See http://www.apa.org/news/press/statements/interrogations.aspx – also
see Senate Select Committee on Intelligence published a voluminous
account of the CIA‘s program.
23 See http://chronicle.com/blogs/conversation/2013/03/22/tom-coburndoesnt-like-political-science/ http://crookedtimber.org/wp-content/
uploads/2009/10/Coburn_NSF.pdf, http://www.nature.com/news/nsfcancels-political-science-grant-cycle-1.13501.
24 When Risen initially drafted the article in 2003 for the New York Times, he
asked the CIA for comment. In April 2003, George Tenet and Condoleezza
Rice, the director of the CIA and the National Security Advisor respectfully, met with Risen and Jill Abramson, the Times Washington bureau
chief. Appealing to national security and the possible endangering of a CIA
agent’s life Tenet and Rice requested that the Times hold the article. The
Times complied.
25 The Senate Judiciary Committee passed, by a bipartisan margin of 13–5,
such a proposed law, but it did not receive a Senate vote.
26 There is also something to be said about the latent presumption that Black
intergrate and adapt the behavioural norms associated with ‘whiteness.’
27 Granted, the 1033 program does also include the distribution of items like
blankets, office furniture, computers and so on. See http://www.dla.mil/
dispositionservices.
28 Relatively smaller compared to the great Recession, but still nevertheless
still worth noting, due to justifiable affirmative action the 2013 US government shutdown disproportionately affected Blacks. The shutdown was due
to a showdown over funding the Affordable Care Act (2010), legislation
Notes 153
which would have dramatically improved the conditions for at least 16 million people, most of whom are persons of color (U.S. Department of Health
& Human Services 2015).
29 One result of an unfree labour regime is that it generates a crisis of underconsumption, usually because it drives down wages or leads to job losses
in other contexts; thus the consumption practices of workers are affected
by this capitalist restructuring of the labour regime. In this respect, unfree
labour is a contributing factor in a capitalist economic crisis.
30 The US redacted 8,000 pages prior to non-permanent Security Council
member states viewing the report on Iraq’s weapon’s program.
31 A Hollywood film, The Siege, (1998) starring Denzel Washington and Bruce
Willis, revolved about a hypothetical situation where a terrorist leader
Ahmed bin Talal—a facsimile for bin Laden—was captured, kickstarting
terror attacks in New York.
32 Normatively, a coercive imposition of democracy is an intellectual contradiction in orthodox democracy theory.
33 With a combined profit of $16.2 billion, in 2014, the combined sales of
Lockheed Martin, Boeing, Raytheon, Northrop Grumman and General
Dynamics, five of the world’s largest arms manufacturers defence companies,
amount to $125 billion out of global combined arms sales of $401 billion,
account for about 0.001 per cent of the US $16.77 trillion Gross Domestic
Product (2013). Together they employ 450,000 people in the US and abroad.
While each company has multiple business lines ranging from electronic systems, to aeronautics, and naval systems, all aside from Boeing, receive the
majority of their business from arms sales, both domestic and foreign.
34 Few other heads of state did.
35 Special Forces have also supported the Drug Enforcement Agency in Latin
America (Scahill 2010) as well as conducting independent operations. For
example, in Honduras Special Forces use Forward Operating Base Mocoron to train counter-narcotics Honduran troops in counter-insurgency
tactics (Turse 2012). Even more worrying in some respects is that using
military forces in an international policing capacity, involves the militarization of police forces and other government agencies. For instance, there is
little to differentiate a DEA Foreign deployed Assistance & Support Team
agent from a Special Forces operator. The same has held for tactical units
in domestic policing for some time (Kraska and Kappeler 1997, Shank and
Beavers 2013).
36 Although discretionary spending is set to increase by approximately $109
billion, see http://www.whitehouse.gov/sites/default/files/omb/budget/
fy2013/assets/defense.pdf.
37 Regional commands could appeal to the Pentagon for adjudication, but
given that Special Forces are shielded by Presidential authority, the Pentagon’s scope for discretion is it is not yet clear.
154 Capital, State, Empire
38 While there are few critical, sociological engagements with the social shaping of neuroscience (cf. Pickersgill 2013), this is not to downplay or diminish the achievements of neuroscience research and its medical treatments.
It is the opposite. Efforts to treat neuroscience seriously involve ensuring it
does not become a discursive pawn to supplement ideological claims that
techno-shaman sell as they misinterpret medical research in an effort to
peddle their intellectually unsatisfying speculative philosophy.
39 The similarity I want to stress is disagreement as to whether the cognitive can be understood either through reforming models of cognition to
become more computational, or rather to pursue a better understanding of
the mind’s abilities.
40 One could quibble here and point to random numbers included in calculations and so on. However, this pseudo-randomness must be written into
code. If pseudo-random numbers were the same, the output would be the
same.
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Index
9/11 3, 67, 106, 108, 112, 114,
116, 121
1033 Programme 87
2008 Recession xiv, 2, 7, 9, 51, 82, 93
A
Acxiom 72
Adorno, Theodor 127
Affective Servitude 16
Affirmative Action 48, 79, 81,
96, 152
Afghanistan xi, 59, 73, 105, 107, 108,
112, 114, 115, 116, 119, 152
Afghan War 102
Africa 26, 34, 35, 102, 105, 117
Alabama 42
Albright, Madeleine 104
Alexander, Keith 68
Alexander, Michele 84
Algorithmic Regulation xvii, 23,
134, 135, 136
Al-Harethi, Salim Sinan 60
Alienation 82, 96
Al-Maliki, Nouri 109
Al-Qaeda 61, 105, 106, 116
Al-Shabab 117
Amazon 14
American Anthropological
Association 71
American Civil Liberties Union,
the 87
American Civil War xiv, 40, 41, 42
American Colonial Trade 37
American Expeditionary Force 56
American Federation of Labour 44
American Medical Association 72
American Psychological
Association 72
American Revolution 36, 37, 38
Amiriyah Shelter 103
Anderson, Tanisha 96
Antiterrorism and Effective Death
Penalty Act 67
180 Capital, State, Empire
Arab Spring 109, 110
Arpanet 9
Artificial Intelligence 129, 131, 134
Assad Regime 110
Assange, Julian 75
Atlantic Charter 45
AT&T 72, 73, 74
Authoritarianism 70, 113
Automation 22
B
Baghdad 100, 109
Balance of Power 6
Baltimore 88
Barker, Dean 53
Bates, John 70
Baudrillard, Jean 103
Becker, Gary 132
Beckert, Sven 37
Bell, Derek 80
Bernanke, Ben 52
Big Data xvii, 19, 20, 67, 72
Law Enforcement 70
Metadata 68
Mining 69
Policing 72
bin Laden, Osama 105, 106, 115
Bio-mimicry 60
Black
Culture 80
Elites 80
Emancipation 41
Political Consciousness 82
Poverty 42, 80, 93
Subjugation 82
Black Lives Matter 23, 77, 92, 93,
94, 96
Booz Allen Hamilton 73
Bordeaux 36
Boston 39
Boston Dynamics xiv, 60
Boyd, Rekia 96
Bransburg v. Hayes 1972 75
Brazil 34, 113
Brennan, John O. 116
British Army 152
Brown, Barrett 75
Brown, Michael 85, 92, 96
Brzezinski, Zbigniew 106, 115
Bumpurs, Eleanor 96
Bureaucratic Agency, the problem
of 4
Bureau of Applied Social
Research 58
Burundi 61
Bush, George H. W. 103, 104
Bush (George H. W.)
Administration 105
Bush, George W. 107, 111
Bush (George W.)
Administration 67, 72, 108,
121
C
Capital Accumulation xvi, 1, 2, 6,
7, 13, 37, 82, 106, 107, 108,
145, 148
Capital Flight 14
Capitalism 1, 24, 108, 145,
147, 148
Digital 13
English 30, 32
International Affairs 99
Problems of 24
Racial 41
Capital-State Relationship 4
Caribbean, the 35, 37, 101, 112
Carnegie, Andrew 41
Carney, Mark 52, 53
Carter Doctrine 101, 105
Carter, Jimmy 101, 115
Centralization of Power 3
Cheney, Dick 103
China 99, 105, 112, 115, 121,
122, 147
ChoicePoint 72
Index 181
Chomsky, Noam 128, 129
Churchland, Paul 139
CIA xii, 59, 62, 68, 72, 73, 75, 105,
112, 116, 152
Civil Rights xii, 48, 70, 74
Civil Disobedience 135
Digital Rights 13
Civil Rights Movement 48, 79, 80
Class Decomposition 14, 83
Class Struggle xiv, 31, 147
From Above 49
From Below 12, 44, 46
Climate Change xiii
Clinton Administration 67, 75, 83,
111, 121
Clinton, Bill 49, 83, 84, 105, 112
Clinton, Hillary 111, 113
Coates, Ta-Nehisi 79
Coburn, Tom 72
Cognitive Behaviourism 125, 126,
127, 140, 142, 143
Cold War 57, 58, 67, 71, 99, 103,
105, 111, 145
Colonialism 26, 31
in the Americas xvi
Commission on Industrial
Relations 44
Commodification 10, 31, 45, 108
Commodification of Data 76
Communications Assistance for Law
Enforcement Act 67
Compton, James 103
Computation 57, 60, 129, 137, 142
Computational Turn, the 128,
131, 135
Confederacy 41
Consumerism 47
Counterterrorism 70, 118
Cuba 44, 113
Cusseaux, Michelle 96
Cybersecurity 70
Cybersecurity Information Sharing
Act 73
D
Dar es Salaam 105
DARPA 22
DARPA (Defense Advanced Research
Projects Agency) xiv, 60
Data
Commodification 21
Labour market 21
Metadata 72
Mining 21, 61, 134, 135, 138
Datafication 20
Debt Bondage 50, 85, 145, 147
Decentralization of the
Workplace 15, 16
Defence Intelligence Agency 71
Deferred Action for Parents of
Americans 115
Demilitarisation 148
Democratization 15, 30, 39,
47, 146
Department of Defense 57
Department of Homeland
Security 67
Deregulation 50
Derrida, Jacques 130
Deskilling 15
Digital Accountability and
Transparency Act 73
Digital Coercion xiv, 23
Digital Divide 14
Digital Mode of Production 8, 13
Digital Repertoire of
Contention 23, 92
Displacement 36
Dispossession xiv, xvi, 7, 26, 31, 40,
45, 99, 111, 145, 146, 147
Division of Labour 30, 44
International 116
DoD xiii, 71, 75, 86, 105, 107, 112,
116
Dodd-Frank Act 52
Dow Jones Industrial Average 106
182 Capital, State, Empire
Drone Warfare 60, 61, 62, 64
Du Bois, W. E. B. 41, 42, 44,
45, 91
Dutch East India Company 34
Dutch West India Company 34
Dyson, Michael 88
E
East Asia 26
Economic Crisis 42, 44, 106, 145
Economies of Bondage 8, 25
Egypt 100, 103, 112, 117
Ehrlichman, John 82
Elsevier 72
Emancipation Proclamation 41
Emerging Market Economies 14
Empire
American 106, 107, 108, 110, 145
British 31, 32, 34, 37, 40, 100
Dutch 34
French 37
Rule in 6
Spanish 32, 34
Systematic Cooperation 6
USSR 100, 115
English East India Company 34
English, the 35, 36
Enron 16
Equality of Opportunity 21
Espionage Act
1917 45, 66, 75
Europe 26, 36
European xvi
Exploitation 26, 104
F
Facebook xiii, 20, 71, 74
Fair Sentencing Act 97
Fall of the Berlin Wall 12
FBI 67, 68, 70, 72, 83
Federal Reserve Bank 46
FICA 69
Fifth Amendment 66
Financialization 82
Financial Stability Oversight
Council 52
First World War 45, 55, 100
FISA 69
Flynn, Michael 71
forced labour tradition 36
Foreign Intelligence Surveillance
Court 68, 70
Fourteenth Amendment 43
France 34, 56, 100
Free Blacks 40
Free Labour 7, 40, 99, 147, 150
Free Trade 112
Frege, Gottlob 128
Frey, Shelly 96
Fuchs, Christian 9, 14
G
Garner, Eric 89, 92, 96
Genocide 3, 40, 112
of Native Americans 43
violence 40
Georgia 42
Germany 56, 100, 112
Global South 12
Global War on Terror 69
Google 20, 74, 137
GPS 22, 68
Gray, Freddie 96
Great Depression 46
Great Society 48, 51, 81, 82
Greenwald, Glenn 73
Guantanamo Bay 90, 111, 113
Gulf War 7, 102, 103, 105, 116
H
Haass, Richard 107
Hay, Colin 4
Hayden, Michael 60, 68
Hegemony 34, 59, 76, 115, 123
American 124
British 45, 46
Index 183
Western Pacific 122
Heinrich, Martin 73
Higher Education Act, The
of 1965 48
Highway of Death 103
Historical Materialism 11, 85
Holder, Eric 65, 66, 75, 97
Honduras 113
Hoover, J. Edgar 67
Horkheimer, Max 127
Human Terrain System 59, 69
Huntington, Samuel 48
Hurricane Katrina 82
Hussein, Saddam 103, 108
I
Idealism, in Communication
Studies 11, 12
Ignatieff, Michael 64, 107
India 8, 34, 35, 56, 112
Indigenous Populations 33, 34
Industrialization 25, 42
Industrial Revolution 37, 41
Industrial Workers of the
World 44
Institutional Oppression 85
Intellectual Property 13
Intelligence Committees 67
International Humanitarian Law 63
International Monetary Fund
7, 106
International Trade 12
Internships 17
Interstate Commerce
Commission 43
Iran 75, 100, 101, 102, 103, 105,
108, 109, 110
Iranian Revolution 101
Iraq xi, 59, 100, 101, 102, 103, 104,
105, 108, 109, 110, 112, 116,
119, 121, 153
Iraqi Army 109
Iraq invasion 102
ISIS 109
ISMI catchers 88
J
James, C. L. R. 32, 36
Japan 62, 99, 112, 122
Jessop, Bob 4, 6, 7
Joint Task Force 102
Justice Department xii, 75
K
Kahneman, Daniel 132
Katz, Elihu 58, 59, 141
Keller, Bill 67
Kerry, John 108
Keynes, John Maynard 51
Krugman, Paul 46
Ku Klux Klan 42
Kuwait 101, 102, 104
L
Labour
Military 119
Labour Power 1, 7, 28, 36, 99, 147
Labour Regimes xvii, 14, 22, 116,
146, 147
Change 35
Docility 16, 22
Emerging 9
International 146
Reserve Army of Labour 147
Rotating labour force 16
Unfree 153
Union membership 22
Latin America 33, 49, 99, 101, 113
Lazarsfeld, Paul 58, 59, 141
Lerner, Daniel 58
Levi, Edward 67
Libya 117
Lichtblau, Eric 67
Lloyd George, David 55
Los Zetas 114
184 Capital, State, Empire
M
Madison, James 36
Mahan, Alfred 45
Management Revolution, Critique
of 19
Manifest Destiny 56
Manning, Chelsea 23, 75
Marcuse, Herbert 127, 136
Marshall, Thurgood 81
Martin, Trayvon 92
Marxist Political Economy 25
Marx, Karl 1
Mass Communication 141
Mass Deportation 115
Mass Protest 8
mass surveillance 60, 61, 66, 68
Mechanization 15, 43, 81
Mellon, Andrew 46
Mellon, James 41
Mercenaries 119
Middle East 58, 64, 99, 100,
102, 105, 110, 112, 116,
118, 121
Miliband, Ralph 3
Militarization 10, 99, 146
Mills, C. Wright 2, 47, 141, 142
Minerva Research Initiative 71
Mohammed, Nek 60
Monroe Doctrine 99
Morgan, J. P. 41
Mosaddegh, Mohammed 100
Mosul 100, 109
N
Nagel, Thomas 139
Nairobi 105
Nantes 36
National Capitalism, decline of 13
National Science Foundation 71
National Security Strategy 106, 111
NATO 109, 112
Neurosociology 126
New American Way of War xv,
64, 146
New Deal 46, 48, 51
New York 39, 89, 106
Niger 62, 112, 117
Nixon Administration 121
Nixon, Richard 49, 82, 101
NSA xi, 61, 67, 68, 69, 70, 71, 72,
73, 74
Nudges 133
O
Obama Administration 60, 61, 62,
65, 75, 93, 97, 115, 118, 121
Obama, Barack 78, 79, 98, 113, 117,
120
Occupy Movement 23
Odierno, Raymond 118, 119
Okinawa 111, 114
Oklahoma City Bombing 67
Oman 110, 112
OPEC 101
Operation Merlin 75
Ottoman Empire 100
P
Pakistan xi, 62, 64, 112, 116
Panette, Leon 120
Patriot Act 67
Paul, Rand 65
Pentagon, the 23, 60, 71, 86, 120,
121
Pershing, John 56
Persian Gulf 113, 114
Petraeus-Broadwell scandal 59
Petraeus, David 59, 152
Philadelphia 39, 81
Philippines 44, 61, 62, 122
Plait Amendment 44
Police
Brutality 77, 89, 90, 92, 96, 97
Racial Profiling 90
Police Militarization 85, 86, 87
Index 185
Policing
Labour boycotts 89
Post-Racial Society Thesis 79, 80
Poverty xiv, 8, 46, 82, 84
PRISM 74
Procedural Democracy 105
Progressive Period 47
Psychological Warfare Division 58
Psychologism 125, 142
Q
Quantification 135, 139
R
Racial Inequality 8, 81
Racism 50, 78, 80, 85, 97
Institutional 89, 92
Systematic 81
Rawls, John 51
Reagan Administration 105
Reagan, Ronald 49, 67, 102
Reconstruction 43, 91
Reed, Adolf 80
Refugees 109
Rent Economy 13
Republican Party 48
Reserve Army of Labour 17, 22
Resistance 29, 30, 32, 56
Revolutionary War 38, 39, 40, 41, 99
Rice, Tamir 92
Risen, James 67
Robinson, Cedric 41
Rockefeller, John D 41
Roosevelt, Franklin D. 46
Rorty, Richard 128
Rule of Law 22
Ruling Class 2, 22, 111, 133, 146, 147
American 23, 42, 101, 106, 108,
143, 145
Ideology 36, 73
Neoliberalism 48
Spanish 33
Rumaila Oil Field 102
Russell, Bertrand 128
Russia 100, 109, 110, 112, 115
S
Saudi Arabia 100, 101, 102, 103,
105, 109, 110
Schiller, Dan 7, 10
Schwarzkopf, H. Norman 103
Searle, John 129, 139
Second World War xiv, 45, 57, 99,
100, 111, 127, 128
Security State xvi, 3, 5, 8, 23, 67, 73,
74, 116, 118, 119, 124, 146
Securocrats 5
Segregation 43, 78, 82
Senate Armed Services
Committee 104
Servicemen’s Readjustment Act
1944 58
Shannon, Claude 128
Silicon Valley xiii, 9, 16
Skinner, Burrhus Frederic 127
Skocpol, Theda 3, 4
Slave Rebellions 36
Slavery xiv, 26, 36, 38, 40
British Dependence upon 32
Smith, Yvette 96
Snowden, Edward 23, 68, 73,
74, 75
Social Inequality xii, 8, 27, 39, 40,
46, 49, 81, 92, 143
Social Policy 127
Neuroscience 134
Nudges 133
Social Reproduction, struggle of 13
Social Stratification 21, 57, 131
Somalia 61, 64, 112, 116, 117
South Africa 12
Southern Border Plan 115
South Korea 62, 112, 122
Sowell, Thomas 81
Spanish 111
186 Capital, State, Empire
Spanish-American War 45
Special Forces
Africa 121
Stamp Act 37
State Department xii, 62, 107, 120
State Formation xvi, 4, 26, 28,
29, 32
Stuxnet 70
Sudan 105
Supreme Court of the United
States xiii, 47, 74
Surplus Value 26, 145, 146
Surveillance
Capitalism xv, 21
Chilling Effect 69
Combat 62
Corporate 22, 73
Counterintelligence operations 70
Digital 67, 74
Global 62
in Afghanistan 73
Law Enforcement 67
Mass 65, 68, 75
SWAT Teams 86, 87
Syria xi, 100, 101, 103, 109, 110
T
Tax Havens 14
Tennessee 42
Terrorist Attack Disruption
Strikes 61
Thirty Years’ War 34
Thomas, Clarence 81
Tilly, Charles 27, 29
Timmerman 102
Tobacco Cultivation 34
Training and Doctrine
Command 59
Trilateral Commission 48
Truman. Harry 47
Truth, Sojourner 41, 94
Tufekci, Zeynep 20
Turing, Alan M. 128
U
Udall, Mark 73
Uganda 61
UN Compensation
Commission 104
Under-Consumption, crisis of 153
Uneven Development xvi, 1, 5, 25,
106, 111, 148
Unfree Labour xvii, 26, 42, 146,
147, 148
United Arab Emirates 109, 110
United States xiii, 13, 66, 106, 127
United States Government
Accountability Office 52
United States Reserve Bank 52
UNSC 687 104
UN Security Council 102
Urbanization 30, 42, 58
US, Arms Trade 110
US Army 43, 59, 60, 114, 118, 119
US, bases in Saudi Arabia 105
US, Involvement in Afghanistan 105
US Marines 60
US Navy 22, 60, 62, 124
USSR 46, 57, 100, 101, 102, 103,
105, 109, 111, 112, 121
US Strategy 107
US, support of Iraq 102
V
Value Theory 9
Verizon 74
Vietnam 8, 49, 61, 101
Violent Crime Control and Law
Enforcement Act 84
Virginia Company 34
Voting Rights Act 97
W
Wage Labour 25, 30, 49, 147
War
Invasion of Afghanistan 106
Index 187
Invasion of Iraq 108
Low-visibility 117
On Drugs 82, 83, 113
Washington 167
Welfare State Liberalism 51
West, Cornell 81
whistleblowers xii, 23, 66, 74
Wilson, Darren 85
Wilson, William 81, 82
Wilson, Woodrow 44, 45
Wolfowitz, Paul 105
Worker Analytics 21
Working Class 28, 40, 49
American 50
Consciousness 39, 45
Rebellion 39, 42, 43, 46
World Bank 7, 106
World Trade Organization 7, 106
Wyden, Ron 73
X
XKeyscore 74
Y
Yemen 60, 61, 62, 64, 66, 110, 116
Yom Kippur War 49, 101
Yoo, John 66
Z
Zinn, Howard 34
Zinni, Anthony 104
CAPITAL, STATE, EMPIRE
T
he United States presents the greatest source of global geo-political
violence and instability. Guided by the radical political economy
tradition, this book offers an analysis of the USA’s historical impulse to
weaponize communication technologies.
Scott Timcke explores the foundations of this impulse and how the
militarization of digital society creates structural injustices and social
inequalities. He analyses how new digital communication technologies
support American paramountcy and conditions for worldwide capital
accumulation. Identifying selected features of contemporary American
society, Capital, State, Empire undertakes a materialist critique of this
digital society and of the New American Way of War. At the same time it
demonstrates how the American security state represses activists—such as
Black Lives Matter—who resist this emerging security leviathan. The book
also critiques the digital positivism behind the algorithmic regulation used
to control labour and further diminish prospects for human flourishing for
the ‘99%’.
Capital, State, Empire contributes to a broader understanding of the
dynamics of global capitalism and political power in the early 21st century.
COMMUNICATION STUDIES | POLITICAL ECONOMY | MEDIA STUDIES
CDSMS
C R I T I C A L D I G I TA L A N D
SOCIAL MEDIA STUDIES
THE AUTHOR
Dr Scott Timcke is Lecturer in Communication Theory, Department of
Literary, Cultural, and Communication Theory, The University of West
Indies, St Augustine, Trinidad and Tobago.
uwestminsterpress.co.uk
SCOTT TIMCKE
CAPITAL, STATE,
EMPIRE
The New American Way
of Digital Warfare
Capital, State, Empire:
The New American Way
of Digital Warfare
Scott Timcke
University of Westminster Press
www.uwestminsterpress.co.uk
Competing interests
The author declares that he has no competing interests in publishing this book
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Suggested citation:
Timcke, Scott 2017 Capital, State, Empire: The New American Way of
Digital Warfare London: University of Westminster Press. DOI: https://doi.
org/10.16997/book6. License: CC-BY-NC-ND 4.0
To read the free, open access version of this book
online, visit http: https://doi.org/10.16997/book6
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Dedicated to Rick Gruneau
Contents
Acknowledgementsix
Introductionxi
Chapter 1. A Material Critique of Digital Society
1.1 Radical Political Economy as an Organizing
Intellectual Framework
1.2 The Need to Jettison Idealism
1.3 The Labour Regimes of Digital Capitalism
1.4 The State of Data
Chapter 2. Extraction, Expansion and Economies of Bondage
2.1 European State Formation
2.2 American State Formation
2.3 Intra-Ruling Class Struggle and Bargained Settlement
2.4 Consolidation and Collapse, Contention and Cooperation
2.5 Neoliberalism and the Great Recession
Chapter 3. Calculation, Computation, and Conflict
3.1 Cold War Social Science
3.2 The Strategic Return to Centres of Calculation
3.3 Automated Lethal Robotics
3.4 Extrajudicial Drone Strikes
3.5 The Order of the Internet of Things
Chapter 4. Internal Rule and the Other America
4.1 The Atrophy of Opposition and the Truly Disadvantaged
4.2 The War on Blacks
4.3 The Daily Ugliness of Police Militarization
4.4 The Universality of Black Lives Matter
1
7
10
12
19
25
26
32
37
44
48
55
57
59
60
65
67
77
78
82
86
91
viii Capital, State, Empire
Chapter 5. External Rule and ‘Free Trade’
99
5.1 Induced Under- and Combined-Development100
5.2 Contradictions of Global Rule
105
5.3 Bases for Commodities and Containment
111
5.4 Securing International Circuits of Production
116
5.5 The Military Response to a ‘Global Power Shift’
121
Chapter 6. Minds, Brains, and Disciplinary Programs
125
6.1 The First AI Revolution and the Legacies of
Political Behaviourism
6.2 The Second AI Revolution and Embodied Computation
6.3 The Role of Economics and Psychology
6.4 Computing Means and Social Ends
6.5 Lazy Definitions and Weak Epistemology
6.6 The Psychologism of Abstracted Empiricism
127
129
131
134
136
141
Conclusion. Digital Coercion and the Tendency Towards
Unfree Labour145
Notes149
References155
Index179
Acknowledgements
I am deeply indebted to Rick Gruneau and Gary McCarron. Their friendship
and guidance has forever improved my life and work.
Conversations and correspondence with all my colleagues and companions at
Simon Fraser University helped form the core of the argument. Though I single
out Matthew Greaves, Graham Mackenzie and Nawal Musleh-Motut, everyone at
SFU deserves gratitude. Dal Yong Jin and Jay McKinnon provided vital comments
in the conceptual stages of this project. Nearer to the end, Michelle Roopnarine
was a cheerful student assistant. Throughout, both Derek Kootte’s and Graeme
Webb’s comments greatly helped tie many chapters together. The Press’s anonymous reviewers were generous and exacting. All made this a better product.
Levi Gahman, Priya Kissoon, David Mastery, and Annita Montoute have
become excellent new colleagues at The University of the West Indies. Thanks
go to my Head of Department, Maarit Forde who has supported me in ways too
numerous to elaborate.
I am grateful to Christian Fuchs, the editor of this series, and to Andrew Lockett, Press Manager at the University of Westminster Press for supporting this
project, but especially for their ongoing commitment to open access publishing.
Most of this manuscript was written while working in the Global South where
global inequalities and paywalls limit access to scholarship. For these and other
reasons, efforts like theirs will change international research for the better.
My deepest appreciation is for my partner, Mariana Jarkova and my parents,
Dennis and Diana Timcke. All three have provided care and understanding as
part of my daily life during the completion of this book.
Introduction
The United States presents the greatest source of global geopolitical violence
and instability. Much of this comes from the state’s security apparatuses. For
example, just in the early part of the twenty-first century, 150,000 troops and
thousands of contractors did little to build regional stability in Iraq. Instead,
around 10 million Iraqis require humanitarian assistance, another 3.4 million
are internally displaced, and according to the Lancet Study, between 2003 and
2006 around 650,000 violent deaths can be attributed to the US invasion (Burnham et al. 2006). In fiscal terms, the Congressional Budget Office estimates that
by 2017 the Iraq War will have cost the US over $2.4 trillion, while the Watson
Institute at Brown University arrives at a figure of $4.79 trillion and counting,
when one includes US wars in Syria, Afghanistan, Pakistan, as well as Homeland Security (Crawford 2016). This outcome was worse than most anti-war
protestors predicted. The scale of this disaster is even greater when one considers that this destabilization is a contributing factor in the Syrian Civil War.
Domestically, in direct violation of legal limitations, the National Security
Agency (NSA) has conducted mass surveillance to assemble electronic dossiers
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. xi–xvii. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.a. License: CC-BY-NC-ND 4.0
xii Capital, State, Empire
on nearly every US citizen. It is almost impossible not to do so, given that the
agency scrapes 1.6 per cent of all internet traffic (The Economist 2016). When
confronted with evidence, the agency denies these programs in front of elected
representatives. Assisted by extraordinary rendition, the Central Intelligence
Agency (CIA) undertook torture programs at black sites, lied about it, then
wiretapped and attempted to erase Senate investigators’ records (US Senate
Select Committee on Intelligence 2014). The Justice Department has refused to
charge the officials involved therein. Similarly, Homeland Security and the State
Department’s various security projects have blurred the lines between foreign
and domestic populations, thereby eroding civil liberties. In contradistinction
to their treatment of whistleblowers who have revealed the extensive civic harm
caused by these activities, these departments are hostile to public accountability
and open court proceedings.
On the theme of prosecutorial inaction, the Justice Department has refused
to prosecute the bankers involved in the widespread financial fraud that triggered the 2008 recession: ‘Too Big to Fail’ became ‘Too Big to Jail’. Yet, between
the Troubled Asset Relief Program, the Emergency Economic Stabilization Act
2008, the Presidential Task Force on the Auto Industry, the American Recovery
and Reinvestment Act 2009 and quantitative easing, the US has spent around
$6 trillion to limit the harms caused by the financial sector. However, most of
this public spending went to the already rich. Between 2010 and 2012, the US
experienced the greatest ever increase in social inequality, drastically increasing the wealth gap between the 0.1 per cent and everyone else.
This jump is worrying, but it is also a continuation of a longer trend leading
simultaneously to capital concentration and pauperization. Aided by productivity gains born from information technology, the US economy has doubled
since 1980. So relative to 1960, a typical US worker is twice as productive, but
real median wages are almost flat, if not declining in some sectors. About a
quarter of US jobs pay an hourly wage that could not support a family of four
above the poverty level. Millions of Americans can hardly afford either suitable
healthcare or adequate food. Effectively, labour’s situation has worsened since
the 40-hour work week was established in the 1940s because for many occupations a 40-hour work week does not provide a living wage.
Not only are workers paid less, capitalists have structured and manipulated
their relationship with the state to ensure they pay minimal taxes. One major
consequence of this arrangement is that the state cannot undertake sufficient
welfare redistribution, nor provide sufficient public goods, and this has facilitated a massive transfer, an appropriation even, of wealth to the ruling class.
The degree to which the US is committed to private property cannot be disentangled from the comparatively weak institutional social welfare system.
Instead, families, civil society, and charity carry the welfare burden. As the
adage goes, ‘God and guns fill in for the welfare state.’ But Homeland Security is
not social security. So while workers are producing more value, the benefits of
Introduction xiii
their labour cannot be seen by them, and it has not been evenly translated into
broad socio-economic upliftment.
This is unsurprising given that American party politics is in the pockets of
Wall Street and districts are gerrymandered into stalemate. Campaign finance
regulations mean that the ruling class controls the barriers of entry to political office, and so running a campaign is so costly that even well intentioned
advocates bend to the wishes of funders and donors. The electorate know this
and so consistently regard politicians with distain. Nevertheless, they are so
ill-informed about first causes, that they cannot even comprehend how these
various parts fit together to form a whole oppressive social structure, meaning
they are hard pressed to resist class warfare ‘from above’.
With such conditions, policy discussions have degraded to the exchange of
talking points, misrepresentation, and disinformation. American party politics is
nothing but a parade of wilful ignorance, avoidance, and hawkishness. Take environmental issues for instance. While nearly 70 per cent of Americans acknowledge that Earth’s average temperature is increasing, less than half attribute this to
human activity. Conversely, as of April 2013, only a third of Americans believe
that global warming is a very serious problem (PEW 2013). This finding came in
the same month as CO2 passed 400 parts per million (NOAA 2013,) and the most
comprehensive study of near 12,000 papers found that of the articles that took a
position on Anthropogenic Global Warming, 97 per cent endorsed the theory
(Cook et al. 2013). Similar dynamics are in play in almost any social issue. Capital
speaks while the working class is silenced.
The Supreme Court of the United States is of little help. The 2009 Citizen’s
United decision, while holding that political speech is ‘the means to hold officials accountable to the people’ and ‘indispensable to decision-making in a
democracy’, perverts it by adding that ‘this is no less true because the speech
comes from a corporation’. Couched in the rhetoric of rights, but aware of the
consequences, the Court justified its decision in the utility of corporate speech
to the public exchange of reasons. But this is nothing but an alibi for increasing
corporate influence in political affairs. For instance, 50 senators who stalled
gun control measures in 2015 received a combined total of over $27 million for
political expenditures from firearms lobbyists.1
Elsewhere, Silicon Valley is producing tools for mystification and oppression.
By stock market value Amazon, Apple, Facebook, Microsoft and Alphabet are
some of the most valuable firms in the United States.2 But this wealth comes from
massive unpaid labour as users unwittingly turn themselves into commodities.3
As Farhad Manjoo (2017) notes, it also comes, ‘from their control of the inescapable digital infrastructure on which much of the rest of the economy depends—
mobile phones, social networks, the web, the cloud, retail and logistics, and
the data and computing power required for future breakthroughs.’ Knowing
this, in 2015 the Department of Defense (DoD) established a venture capital
fund, the Defense Innovation Unit, to help accelerate the production and testing
xiv Capital, State, Empire
of specific kinds of artificial intelligence research. It is these kinds of software
that are intended for robotic humanoids like the Atlas, a robot produced by
Alphabet-owned Boston Dynamics (Markoff 2016).4 Publicly, it stated that
these autonomous robots are intended for disaster response scenarios or space
travel. However, given that Boston Dynamics is a weapons manufacturer that
tests technology with DARPA (Defense Advanced Research Projects Agency), the
door is open for military uses. So not only do these digital technologies companies
shape everyday perception, collude to suppress wages and destroy public good,
they cooperate with state security forces and are becoming arms manufacturers.
This aspiration is of utmost concern because it leaves the US ripe for tyranny.
Making sense of the devastation in American social life requires seeing how
a coercive security apparatus marching to the metronome of capital rules over
those US citizens battling the civil powers that oppose it. And because of the
central place of the US in the international political economy, this dynamic is
at the heart of a global ‘democratic recession’ occurring in the early twentyfirst century (cf. Diamond, 2015). Granted, there are virtues in American social
life, much as in many societies, but they stand adjacent to these social developments. In part, this is indicative of the great American tragedy; a society
founded on freedom but built on slavery. The reproduction of this contradiction haunts American history and it appears in the fever of property rights but
constant dispossession, or extraordinary wealth with immiserating poverty.5
* * *
Presently, US security apparatuses are dramatically reconfiguring. This is for
several reasons, many of which I will discuss in the coming chapters, but the
most important is what I call the deployment of digital coercion. When I use
this term I am referring to the various processes facilitated by digital technologies that greatly enable American rule. This is because these kinds of technologies acutely illustrate how the machinery of governance is developed for—or
co-opted by—the state to manage subjects and processes at near unprecedented
scale and scope. Working from a position that the constellation of digital coercive practices is central to the social life in capitalism, paying attention to these
active relationships, as they are shaped by class struggle, both ‘from below’ and
‘from above’ can tell us much about the tendencies of capital’s rule as it unfolds
in the early twenty-first century.
Although present in many places, digital coercion can certainly be seen in the
changing nature of warfare. Let me explain. In 1960 Russell Weigley described
the ‘American way of war’ a mode of modern industrial warfare employing
strategic attrition. First deployed in the American Civil War and constantly
refined until the Second World War, this mode of warfare drafted and mobilized citizen-soldiers to leverage and deploy mass-industrial output as unprecedented firepower. However, the development and strategic deployment of
Introduction xv
nuclear weapons made total industrial strategic attrition unfeasible between
nuclear-armed states. Subsequently, nuclear weapons initiated the shift from
the industrial mode of warfare to the political nature of limited asymmetrical
warfare.
Along with many others (Boot 2003, Echevarria, 2004), I call this reorganization of military strategy the ‘New American Way of War’. I suggest it has several
formal features. These are the quest for minimal democratic oversight, computationally aided global dragnet surveillance, automated attempts to avert
internal dissent, internal repression of vulnerable populations, and protracted
conflicts abroad. While I shall add to these observations in the coming chapters drawing attention to their military nature and political ramifications, my
central proposition is that the totality of imperial relations, both foreign and
domestic, are geared towards accumulating value, and amongst other process,
comes about through dispossession, extraction, and exploitation, themselves
amplified by digital coercion that allow for unprecedented reach. I contend
that these processes can explain many of the empirical observations about state
security apparatuses with which I began this book.
This central line investigating military and information technology is an
uncommon albeit one of the most urgent topics for Communication Studies.
Sadly, disciplinary stalwarts have made this argument for decades but to little avail. Consider how in the mid-1980s, Vincent Mosco lamented how this
area was ‘ignored’ (1986, 76). In early 2017 he has good grounds to come to
the same conclusion; that ‘scholars who study media and new communication
technology tend to ignore the military in favour of examining social media’
(2017, 1). This oversight is more perplexing considering that the US Department of Defense, with upwards of 1.3 million active service members and augmented with near 750,000 civilians, is one of the world’s largest employers, and
certainly the biggest single employer in the US (DoD 2017).6 Moreover, with a
budget of $600 billion in 2015, the DoD is the single biggest purchaser of information and communication goods, and so this is a labour process that warrants
focus and critical attention. It is a ‘bureaucratic colossus’. If anything, it is fair
to say that Herb and Dan Schiller along with a handful of other researchers are
the exceptions to this other disciplinary ‘blindspot.’ All in all, Mosco is quite
correct to chastise communication researchers for this general neglect. And so
what is required is an analysis of the military that understands battlefields as a
product of the relationship between war and society as those things themselves
are coloured by historical forces. To the extent that this book can do that, I aim
to contribute something to this research agenda.
Aside from the aforementioned themes, and to reiterate, the most important area of investigation in this book is the relationship of capital and constraint as it is digitally mediated. Selected aspects of constraint are addressed
throughout my coverage of the various topics in this book, and illustrated by
cases like state capture, calculated conflict, ghettoization and disposability,
xvi Capital, State, Empire
uneven-development, and techniques of ideological manipulation. A focus
on cases like this is not necessarily chronological for the simple fact that not
all regions are integrated at the same time, nor do all regions require the same
kind of control at any given point. Jettisoning periodization allows a methodological suppleness that has the advantage of seeing how various institutional
arrangements function within a synthetic whole (cf. Wood 1997, 549).
Accordingly, the aim of this book is simple. It is to plot selected features of
the American social structure, demonstrating how a capitalist state creates
structural injustices, stratifications, and inequalities. Examining these ‘laws of
motion’ further involves a treatment of how intense extraction and exploitation
creates surpluses that are then used to fund global indirect and informal rule to
ensure American paramountcy and ultimately conducive conditions for capital
accumulation. In short, the question of how American capitalism reproduces.
Accordingly, it is important to resist bifurcating domestic and international
affairs since these rarely act in isolation of one another; instead, this scope can
tell us much about the relationship between rulers and ruled irrespective of
whether these groups live in the US or elsewhere on the planet.
In the opening chapter, I outline my theoretical approach and defend a materialist critique of digital society, one sensitive to the various components of
digital rule like new and emerging labour regimes. In the second chapter, I use
a historical narrative of US state formation to discuss selected aspects of state
theory. This involves some preliminary discussion of European colonialism in
the Americas. Throughout this exercise, I try to balance my attention between
dispossession, inter- and intra-class struggle and changing labour regimes. Violence receives a central role because of how it supports the accumulation and
dispossession process. A subsidiary goal is to demonstrate the expanding accumulative drive that seeks to get ahead of inevitable capitalist crises, irrespective
of whether they occur in fifteenth-century Spain, nineteenth-century Britain,
or the twentieth-century United States.
Drawing upon an assessment of recent US military budgets and policy statements, the third chapter examines how the security state configures its security
forces for the twenty-first century. Digital technologies like automated lethal
robotics such as drones and dragnet surveillance enable the US to increase
force projection and the maintenance of an imperial system. Chapter Four
turns towards internal patterns of subjugation. While I touch upon recent
activism such as Black Lives Matter, prison abolitionists, and the Movement for
Black Lives, my main purpose is to look at the salient longstanding repressive
elements in the United States, the very structures which these activists contest,
all the while demonstrating how the American security state is responsible for,
and condones this harassment. In Chapter Five I discuss how imperial organization creates uneven development and then examine the warfare that arises
from these conditions. Here I pay attention to how territories contended and
defended for access to resources and markets, were then finally incorporated
Introduction xvii
into imperial domains. Topics in this chapter include the administration of
zones of violence and zones of pacification.
As code conditions the possibilities of so much of social life, it is important
for contemporary material analysis. Accordingly, the last chapter addresses
what Vincent Mosco termed ‘digital positivism’. Herein, I focus on paternalistic
‘nudges’ predicated upon behavioural economic calculations and bureaucratic
approval of big data analysis that informs algorithmic regulation. Injunctions
and interjections drawing upon social theory are therefore required to assess
how digital technologies of governance and control are used to further capitalist state rule. I conclude with some thoughts on the impact of digital coercion
on a labour regime, suggesting that there will be an increase in unfree labour.
I anticipate that American scholars will likely receive this work in similar
ways to which European scholars view American studies of their continent, or
the ways Africans view European studies of theirs: there is certainly a politics
of outsider observation. Still, while I may not have the knowledge of an insider,
or be privy to all the subterranean politics within the US social structure, it is
nevertheless worthwhile continuing to produce, and insist upon, a Southern
literature that makes the North the subject of study, but on Southern terms.
This is not because the North is the sole site of history. On the contrary, to my
mind, this is a complimentary component of understanding the imperial experience in the South. As many Southern theorists have shown, colonized spaces
were (and are) experimental sites for rule, military techniques and scientific
practice, or have made clear that underdevelopment is an intended by-product
of capital interests in the dominant metropoles (cf. Connell 2007). Insights like
this underscore that the South has a capacity to write directly and plainly about
the sites where global oppression and exploitation is initiated. So all this said,
my interest lies less in satisfying a US audience by pursuing a pure inquiry into
concepts, and more as an exercise of the South ‘writing back’ identifying some
of the very features that oppress almost all of us.
In a short book like this one, I cannot marshal all the evidence required to
prove conclusively the aforementioned propositions. What I do hope to do is
advance them enough that others might find the general conjecture sufficiently
compelling to subject it to more scrutiny, lending support where appropriate
and pruning where necessary. Discarding and reconfiguring select elements are
likely too. In this spirit, there are items I have left unattended lest this become
a spiralling multi-volume project. For instance, I hardly raise issues of gender
in the US social structure, nor do I discuss domestic gun violence, debates on
reparations, or arms manufacturing. The same is true of many more things.
This is not absolute neglect stemming from a belief that they do not warrant
attention, but rather because of a momentary focus elsewhere. Currently it is
the examination of how digital components of the US social structure exacerbate de-democratizing social inequality, jeopardizing basic values and diminishing prospects for human flourishing.
CH A PT ER 1
A Material Critique of Digital Society
In a Marxist vernacular, capital should not be mistaken for an asset class that
can generate income.7 Rather, historical in nature, capital is a relation found
sometimes in the exploitation of labour power, sometimes in the products they
make, sometimes in private property but certainly not limited thereunto. Its
sole drive is to ‘valorize itself ’ and so accordingly, identifying capital requires
indirect observations to find a ‘specific social character’ appearing in ‘a definite social production relation’ in discrete social roles. One common way to
study capital and the ramifications of its reproduction is to examine the transactions and circulation of commodities. A complimentary avenue, and the one
explored in this book, is to study the social structure that emanates from the
uneven pace of extraction and accumulation of value, and how this is underwritten using violence greatly enabled by digital technologies. This involves
analysing the legacies of how ‘civilized horrors of over-work are grafted onto
the barbaric horrors of slavery, serfdom’ (Marx 1977, 345). In both cases, there
is a concern for particular kinds of relations, ones driven by the self-expanding
drive of value.
Granted, some scholars analyse capitalism strictly as a mode of economic
organization, presuming it to be a natural manifestation emanating out of
humans’ trucking, trading, and bartering. Even setting aside this historical
inaccuracy (cf. Polanyi 1957, Wolf, 2010, Graeber 2011), the preoccupation
with the hard distinction between the political and the economic must necessarily wither in advance of a more insightful study of the growth of capitalism
and the uneven development it creates. In the case of the capitalist mode of
production, it is motivated by the dynamic interplay of capital accumulation
and labour power. Furthermore, recalling one of Karl Marx’s many insights,
it is not the things that can be exchanged that is ultimately important, but the
ability and authority to decide that they can be exchanged in the first place.
The ability to make a market and extract profits demonstrates the imbalance of
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 1–24. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.b. License: CC-BY-NC-ND 4.0
2 Capital, State, Empire
power between capitalists and labour. Again, capitalism is a particular kind of
relationship. This imbalance also reveals that economics is how modern politics is conducted.
In social analysis, one misses a considerable amount if there is a general
neglect of how capital sustains a particular structure of power, maintains contradictions, and aggressively conceals itself. Still, even then, the accumulation
drive is not a smooth or simple expansion. The 2008 Great Recession is a good
example of how setbacks and crises do occur, but this is a temporary barrier
until new things are commodified, exploitation is intensified, or resources are
seized and incorporated into the economy. Each of these processes allows for a
new phase of expansion, much like nearly a decade after the Great Recession,
the Dow Jones Industrial Average is at record highs.
At present, capitalism prevails globally despite a culturally heterogeneous
world and different local politics. This is to say that whatever variety of capitalism one confronts, whatever configuration it constructs, whatever veneer it creates is just particular local contouring. Again, to reiterate a point made above,
it is not the form that is ultimately important, but the relationships between
forms. Therefore, despite diverse manifestations and adaptions, capitalism still
nevertheless has a definable set of principles that produces a distinctive political form incumbent with its own rules and norms that applies to the organization of authority, obligation, and obedience that in turn colour public affairs,
international conflict, and most importantly social relations.
One useful way to detect the corroding influence of capital on social relations is to observe social inequality. To clarify lest there be some confusion:
Social inequality is not group disparity. Structural inequalities do more than
distribute wealth upward to the ruling class.8 And they do more than impose
massive hardships and high hurdles on the truly disadvantaged. They curtail abilities and deprive persons of basic needs. They also generate forms
of differential power, meaning that the ruling class can undertake collective
violence at will thereby inducing high levels of social uncertainty and anxiety, which is dealt, almost exclusively, with a punishment regime. There is a
hidden structure to violence: The technocratic language of industrial trade
policy can destroy a society as effectively as bombs. Both have precision in
mind when created. Both from regular use have legitimated and normalized
the consequences of radical uncertainty that are to be borne almost always by
persons themselves. As such: social inequality consolidates the ruling class,
and shatters everyone else.
Following a series of landmarks studies of post-war America, C. Wright Mills
concluded that decisive state power was in the hands of the military, economic
and political elites. These groups were interconnected in a social structure
where capital gave power. This power tended to concentrate; the more secretive,
the more effective. In contrast to liberal pluralist explanations, this rule was not
an anomaly, but business as usual (Mills 1948, 1951, 1956). Concurring, Ralph
A Material Critique of Digital Society 3
Miliband declared, ‘More than ever before men now live in the shadow of the
state’ (1969, 1). Therefore, this line of inquiry argued, the unbridled power of
the capitalist state was a real threat to its citizens. However, contrary to Mills
and Miliband, one prevailing belief during the late twentieth century was that
the state was soon to be a redundant unit of analysis in political governance
and international affairs. This was because multinational corporations had
transcended the regulatory capacity of any one particular state, while persons
sensing state decline were reinvesting in cities to open political space to achieve
their desired quality and way of life.
Nevertheless, even excluding the post-9/11 unveiling of the security state it
was an error to presume, like the hyper-globalists, that the state had ceased to be
a viable political actor, or like the hyper-localists that the retreat to cities was an
adequate political tactic. The state did not disappear in the 1990s; in fact, it was
present through acts of war, genocide, and economic reconstructing. More
over, despite the libertarian rhetoric of ‘rolling back the state’ there has been
instead an enormous centralization of power. Whereas modern democracies
sought parliamentary or congressional systems, late modern democracies are
executive democracies; faith is placed in the executive to provide service delivery and to guarantee civil society. But it also means that the state commands
the allocation of resources, and keeping in mind where the recession bailout
money went, this underscores the fact that Mills and Miliband were correct: the
state has been captured by capitalists. Centralization has also allowed executive
branches to justify the accrual of instruments of rule that can be used against
dissidents and rivals. Indeed, historically states have been relentless in using
force to accrue resources.
Consistent with a long traditional in political theory, I consider the state
to be an institution that collectivizes violence. As Theda Skocpol writes, ‘any
state first and fundamentally extracts resources from society and deploys these
to create and support coercive and administrative organizations’ (1979, 29).
Elsewhere Skocpol notes how a state’s system of rule has an extra-national
dimension while attempting to maintain a domestic order. She writes, ‘states
necessarily stand at the intersections between domestic sociopolitical orders
and transnational relations within which they must manoeuvre for survival and
advantage in relation to other states’ (1985, 8). Preserving rule requires that the
state undertake the ‘organization of armed forces, taxation, policing, the control of food supply, and the formation of technical personnel’ (Tilly, 1975, 6).
Obviously, these resources do not appear overnight. So it is important to note
that states develop over time, and maintain a path dependency until circumstances or social pressure create a new institutional order. This attention to continuity and change means that is best to study state institutions in light of their
long causal antecedents, paying particular attention to how the state processes
social demands into policy as well as the contention over and in institutions by
various interests, entrenched or otherwise.
4 Capital, State, Empire
Beyond these observations, the literature on the state tends to split. One
group comprises of post-colonial and Marxian historians who demonstrate
how subaltern groups and workers resist, appropriate or help construct the
state, highlighting how national identities were constituted in part through
imperial interests. Involved in this project is an extended analysis of how the
state acquires its reality in the daily experience, oppression, and division of
the working classes, and how they are put to work on imperial projects. Alternatively, orthodox comparative political sociologists are generally more concerned with how state rule is accomplished; as Skocpol summarises it, ‘how
states formulate and pursue their own goals’ (1985, 9). Tied together, this literature offers a complimentary analysis of state formation, identity, and capitalism. As my interest in this book rests with how the US state’s military apparatus
secures value and relates to rule, I tend to draw upon the second set of literature, but I try to keep an eye on who happens to be the subject of state violence.
Of late, social scientists tend towards a nebulous definition of the modern
state. Emblematic thereof is Schmitter, who defines the state as ‘an amorphous
complex of agencies with ill-defined boundaries performing a variety of not
very distinctive functions’ (Schmitter 1985, 33, as cited by Hay 1999, 153).
This is generally at odds with conventional Marxian takes that seek to establish
that the form and function of the capitalist state, serve the requirements of the
capitalist mode of production, and aids the reproduction of capitalist relations.
Nevertheless, beyond the general claim that the state is a nodal point in capital
relations, there is some disagreement about its precise mechanics. Colin Hay
groups these mechanics under the labels ‘the state as the repressive arm of the
bourgeoisie’, ‘the state as an instrument of the ruling class’ and ‘the state as
a factor of cohesion within the social formation’ (Hay, 1999). While any one
of these labels may describe any particular capital-state relationship, applying
more in some cases and less in others, each in their own ways gets bogged
down when dealing with questions of bureaucratic agency (see Jessop 1990 for
full details).
One way to avoid this gridlock is to follow Bob Jessop in understanding the
state as ‘a specific institutional ensemble with multiple boundaries, no institutional fixity and no pre-given formal or substantive unity’ (Jessop 1990, 267).
Jessop’s model views the state as strategically selective, with structures and
operations that while ‘more open to some types of political strategy than others,’ (Jessop 1990, 260) are not beholden to them. For Jessop, there is no guarantee that the state will act as the bourgeoisie’s repressive agents, further the interests of the ruling class, nor constitute a particular kind of society. Hay sums up
this contingent approach as ‘there can be no general or fully determinate theory
of the capitalist state, only theoretically informed accounts of capitalist states in
their institutional, historical and strategic specificity’ (1999, 171).
I am sympathetic to Jessop’s argument about state actions in a capitalist society being contingent, indeterminate, and without guarantee, at least with regard
A Material Critique of Digital Society 5
to the intentions of various capitalists themselves. The state’s intervention into
social life is uneven. Indeed, political aspirations, cadre deployments, and local
uses of the state apparatus to settle struggles make it appear as if state power and
action can be wholly idiosyncratic and without an overall inherent purpose. But
while conceding that the state is not a monolithic enterprise—different agencies
may advance different practices and visions of state functioning—it nevertheless remains important to attend to the nature of the state to understand what
produces differentials in state functioning and public authority.
In line with the call to be attentive to ‘historical specificity’ I place significant
emphasis on the state’s effort to preserve and reproduce the social structure by
being strategically selective and situationally responsive. I call this intention the
security state, the security kernel to which the ‘amorphous complex of agencies’
attaches to, these themselves having ‘no institutional fixity’ because they are
situationally responsive strategic selections. In this respect, I think the question
of bureaucratic agency and relative autonomy can be addressed by distinguishing between the securocrats of the security state, who have a narrow agenda
to maintain their power, and bureaucrats staffing the amorphous complex of
agencies, whose actions, even if they conflict, are roughly permissible provided
they do not thwart the securocrats’ goals. This distinction offers one possible
way of reconciling ‘complexity’ and ‘coherence’ positions staked out in the various ongoing debates between state-as-society and state-in-society proponents.
There is another point worth raising: discussion of the state as an ‘actor’ is so
taken for granted that it is worth remembering that states do not and cannot
act. Therefore, mentions of state actions or the security state are but shorthand
for the various people who staff and administer the organization. Granted there
is much politics and jockeying, inside and between political parties, the federal
government, the civil service, and the security forces. Brevity and focus exclude
an extended treatment of this politics, however suffice to say that the Byzantine complex that presently exists seeks to maintain rule and forestall revolt.
Another important point is that members of the security forces and securocrats
have a central role in shaping government policy, and in each of their respective
ways work toward the ‘national interest’. In this way, special attention must be
given to how rulers acquire their means of rule and the resources required for
coercion and constraint.
Informed by Marxian analysis, this statist modality seeks to retain the view
that modes of material production and political domination (overt or otherwise) are important items to study, it does not restrict itself solely to the internal
affairs of national entities, but necessarily addresses the international system to
account for disparate outcomes, like uneven development. Herein this mixture
of material pressures and the drive to accumulate value pattern the formation
and development of political and economic relations. One good way to see the
connection between these items is to examine the ‘economic taproot’ of international affairs (Hobson 1965, 71). This means the expansionist tendency of
6 Capital, State, Empire
capital via imperial action conducted by the state. ‘Imperialism’, John Gallagher
and Ronald Robinson remind us ‘is a sufficient political function of this process
of integrating new regions into the expanding economy’ (1953, 5), and can be
accomplished in many different ways, not necessarily via direct occupation or
annexation.
To reiterate a theme in my earlier remarks, empire is not just accumulation,
nor necessarily authoritarian and draconian rule. On the contrary, it is a kind
of polity. As Charles Maier remarks,
Empire is a form of political organization in which the social elements that rule in the dominate state…create a network of allied elites
in regions abroad who accept subordination in international affairs in
return for the security of their position in their own administrative unit.
(2006, 7)
Maier adds that empires tend to be differentiated in numerous ways, but that the
political organization seeks to stabilize these differences by ‘reconciling some
rituals and forms of equality with the preservation of vast inequality. The empire
is large enough that zones of violence and zones of pacification can usually be
kept apart’ (2006, 23). Further, empires are scalar:
They replicate their hierarchical structures and their divisions at all
spatial levels, macro and micro—at the level of the community and the
workplace as well as the continent. Hospitals, offices and factories, shopping malls and markets, stadiums, airports and bus terminals, housing
(from gated communities to urban projects), and so on all recapitulate
the social structure of the whole. (Maier 2006, 10)
I take this to mean specific accumulation processes are linked to the US social
structure, inequality and stratification, as well as public institutions. Imperialism also reveals itself in the systematic cooperation between capitalist states;
this reflects the prevailing balance of power in the international system. Here
agreements are but a means to maximize returns upon extraction at any given
time, and should new methods emerge, or should the balance of power shift,
so strategic selections would change. In effect, peace is less about armistice;
rather, it is the stability of world order along an American imperative. This
understanding of interstate cooperation as tentative, contingent, and without
guarantee neatly aligns Jessop’s understanding of the state.
There are few other points about imperialism worth mentioning. To begin
with, the apparent absence of colonial settlement or formal viceroys does not
indicate the suspension of imperial relations between the United States and the
other parts of the planet.9 Rather, the important thing is to examine the extent
to which other countries cater towards the US agenda, these being shorthand
for the general interests of the US ruling class.
A Material Critique of Digital Society 7
Furthermore, an exclusive examination of formal organizations like the
International Monetary Fund (IMF) or World Bank, or trade agreements like
the WTO can overlook the informal set of pressures and influences that seek
to extort force on other states to do the bidding, however begrudgingly, along
terms established by the US. In other words, there are pressures to compel participation in these organizations and treaties to act in accordance with ‘numberless indefeasible chartered freedoms’. So much like how ‘free labour’ refers
to detachment and destruction of feudal constraints such that human labour
power could be commodified and exchanged on a market,10 ‘free trade’ refers
to the process by which the autonomy of particular territories is compromised
because they are coerced to participate in market exchanges. The stronger party
sets the tone of these relations, and that strength may not necessarily be directly
evident in the organizations or treaties themselves. Effectively, a constellation
of security apparatuses supports the prerogatives of capital accumulation.11
1.1 Radical Political Economy as an Organizing
Intellectual Framework
In 1999, when Dan Schiller wrote that ‘the arrival of digital capitalism has
involved radical social, as well as technological, changes’ he was well aware of
the historical forces that animate our current condition. From his vantage, ‘this
change does not alleviate, and indeed may increase, the volatility of the market
system’ (2000, xiv, 206). In 2017, I think Schiller was correct, and that we are now
seeing state security forces being further integrated into everyday life to police the
by-products of this market volatility. And so to echo him, I seek to demonstrate
how inequality and domination are the leading features of digital capitalism.
To guide the analysis in the coming chapters, methodologically I am indebted
to radical political economy. Unapologetically historical in orientation, this
approach traces the plurality of trajectories open to state development, but is
characterized by identifying economics as a prime mover of human affairs. This
economic foundation of different institutions and their change over time is then
employed to look at the forces exercised over social life. This understanding of
economics neatly aligns with Jessop’s remarks about the state being tentative,
contingent, and without guarantee. In the interest of brevity, I shall not offer a
pre-emptive defence of this method. Rather, I hope to show the benefits of this
approach by being able to broadly account for outcomes of security and rule,
extraction and extortion, exploitation and dispossession. The configuration
and ratios between these items highlight how this occurs as rulers co-opt and
make alliances with different classes and subjects, whilst concurrently seeking
to create and shape certain kinds of subjects. This orientation is analytical, historical, and dialectic.
Guided by the radical political economy tradition, and moulded by
events like the Gulf War and the Great Recession, I seek to synthesize much
8 Capital, State, Empire
contemporary research on US security state rule whilst simultaneously contributing to a broader understanding of the dynamics of global capitalism and political power in the early twenty-first century, as well as their intersections with
cultural and social developments. Examining the US security state’s encroachment on civil liberties and the political scramble for positions within the digital
mode of production I demonstrate how this dynamic structurally contributes to
the widening social inequality currently being experienced in the US.
This exercise requires strong support, and so I turn to various branches of
Marxian communication research to account for the inevitable variation caused
by politics while not losing sight of the general direction of political development. This kind of project is a social history concerned with understanding the
development of structures of oppression and economies of bondage. It includes
and synthesizes more narrow sectarian concerns to plot them within a broader
understanding of the totality of history, rather than a fetish for its parts. In
that respect, there is an analytical utility to grand narratives rationally tested by
known historical evidence and functional first material causes to envisage how
structures and patterns unfold over time. The conceptual technique is intellectually productive for adequately understanding the origins, transformation,
and prospects for social development.
Sadly, grand narratives are epistemologically unfashionable. To explain why
it is important to know that in the early 1970s American social scientists, in
line with domestic upheaval in social, economic, and political beliefs and
institutions, found that the excessive abstraction of explications produced by
functionalist sociology were nearly entirely devoid of contextual historical processes. Functionalism’s implicit assumption that social systems have reached
stability in the composition of institutions made it inherently difficult to deal
with social change, and so was ill equipped to understand and explain the most
basic features of American life in the post-Vietnam War era such as mass protest, racial inequality, urban poverty, and maladaptive political structures.
Following the collapse of structural-functionalism, American social scientists sought to import social theory from Europe and India and as well cultivating revivals of pragmatism, feminism, and communitarianism to enlarge
conceptual, methodological, and political discussion. These new sources, new
entrants in general, led to calls for interdisciplinary hoping that cross collaboration would help comprehend the rapid changes to social organization and
civil life. Much ink was used addressing these kinds of problems within specific disciplines and produced many handbooks and sourcebooks, theoretical
manifestos and programs. Boundary policing and disciplinary politics about
inclusion and exclusion, canon wars, methods all played out at the level of individual appointments, search committees, and journal acceptance letters. With
so much going on, it seemed hubris to claim a conceptual grasp of the whole.
Presently there seems to be a relative conceptual entente characterized by
efforts to offer a diagnosis of contemporary social conditions. To be sure, much
A Material Critique of Digital Society 9
like the aforementioned American social scientists, there is some recognition
that the intellectual resources at our disposal are insufficient to deal with postrecession social inequalities, looming environmental catastrophe, and systematic oppression of the poor, women, and racialized others. This inadequacy
comes, in part, from the lack of intellectual synthesis and a prevailing organizing intellectual framework.
Throughout these developments, the radical political economy tradition has
continued, albeit as a minor literature within the broader social sciences. Notwithstanding this relatively smaller position, most importantly, within Communication Studies it has maintained due attention to states, conflict, and
imperial actions (cf. Schiller 1969 as the kernel for this research tradition). This
is either through research on propaganda (Herman and Chomsky 2002), efforts
to understand the general regulatory permissibility facilitating capital concentration on the American continent or abroad (Smythe, 1981, Mosco and Schiller 2001), the development of Arpanet (Feenberg 2009), the close connections
between Silicon Valley, entertainment and militarism (Dyer-Witheford and de
Peuter 2009, Jin 2013), or the encoded surveillance in emerging labour regimes
(Cohen 2011, Neff 2012, Huws 2014). Presently, the interest in value theory
and digital economies harkens back to early attempts to delineate the politics
and mechanics of industrialism to assess what kinds of structural modifications
might occur in the present moment as capitalism attempts to consolidate in the
wake of the Great Recession (Wasko 2014, Fuchs, 2016a).
Like Christian Fuchs, I think Marxian political economics offers the best
scaffolding for an intellectual agenda that seeks to understand how the various parts of society constitute a whole way of life (Fuchs and Winseck 2011,
267). Scholars within the radical political economy tradition have done much to
investigate the close connections between the state, its security forces, and capital. Of course, disagreements abound as intermural debates unfold, but these
debates underscore an intellectual agenda proudly ‘connected to the struggle
for a just society’ (Fuchs and Winseck 2011, 268, cf. Greaves 2015). Elsewhere,
Richard Maxwell writes that Herbert Schiller’s ‘ideas helped foster a distinct
and robust discourse within critical media studies’ which showed ‘the centrality
of communication in the imperial “American Century”’ (2003, 1). His focus is
on the North American element of international political economy where he
gave central attention to the historical development of states, markets, and conflict, social and military alike. Like Schiller in Mass Communication and American Empire, I think there is tremendous benefit to subject foreign policy and
state security actions to a methodology predicated upon ‘the structural analysis
of the largest governmental and corporate producers/users of information, as
well as historical analysis documenting a conscious annexation of this resource
by US commercial and imperial forces around the world’ (Maxwell, 2003, 30).
However, unlike Schiller, I spend comparably less time examining the global
resistance and challenges to these aforementioned forces. This is not because I
10 Capital, State, Empire
think this resistance is unimportant, or simply because circumstances are different, but rather because in my view the best challenge to American Empire
comes from the inside, from internal social movements like the Movement
for Black Lives. Non-exclusionary movements like this one demonstrate how
a reconstructed Marxism attentive to the legacies of bonded labour in the
western hemisphere does offer a way out of the intellectual cul-de-sac of fixed
difference versus false universalism. They also move past the obsessions with
narrow identities, seeking instead to attend to how the multiplicity of durable
forms of oppression and exploitation intersect and operate to reproduce social
inequalities. Moreover, these groups are not just offer an inward gaze, but are
deeply concerned with American imperial actions worldwide, and so seek to
build transnational alliances, to take but one example, support Palestinians by
seeking to reduce American martial support for Israel.
So while this book is not an intellectual history of the radical political economy tradition, it does use their concepts to produce an analysis of the US social
structure, the coercive elements of global capitalism, and the particular role
of digital technologies as coercive in themselves, as well as sites of coercion.
To this end, I endorse Fuchs and Nick Dyer-Witheford when they write that
‘Marxian analyses are crucial for understanding the contemporary role of the
Internet and the media in society’ (2012, 793). This kind of project is vital given
digital technologies have enabled the militarization in all aspects of social life,
even areas that were once previously beyond the reach of state violence. This
creates a certain pattern of rule, both abroad and domestic. It is this pattern that
I shall attempt to describe in the chapters ahead.
1.2 The Need to Jettison Idealism
Despite the aforementioned literature, one acute problem in Communication
Studies more broadly is the neglect of the radical tradition and commodification, let alone the coercive components of that process. Dan Schiller laments
that this tradition is the ‘sideshow’ in the discipline (2011, 265). This sentiment
is not meant to lionize the radical, but rather to suggest that there now exists
a general historiographic amnesia of the very intellectual tradition that nurtured and gave the discipline distinction. Researchers know historical facts, but
are not historically minded. This amnesia is a methodological limitation that
curtails empirical inquiry as well as ignores the politicized contexts in which
academic questions and concepts emerge.
However, more than neglect, the absence of genuine historical sensitivity
reflects a twenty-first-century idealism. I do not mean that this is a feature
of this or that current of this or that theory. Nor do I mean it emanates from
this particular geographic region, or that sociological stratum of researchers.
I mean that this is generally the disposition of the discipline as a whole and
A Material Critique of Digital Society 11
its overall trajectory, and I mean this in metaphysical, historical, and ethical senses: conceiving of reality as confined to perceptions, then discussing,
rationalising and evaluating an agent’s actions in these terms is limited and
partial. Granted, ideas are properties of finite embodied minds, but they are
also products of historically developing social relations like widespread commodity production. A disciplinary anthropology self-confined to conveying
an agent’s ontology or aesthetics preferences tells us less than what we ought
to know about the historical specificity of those beliefs, and the reason—often
elusive to the agents themselves—why those particular beliefs exist at all.
One can see idealism manifest in the revisionist prioritising of agency or the
fetish of partial sectarian standpoints and the subjective sentimental judgements which arise therefrom. It is also present in studies completely undertaken without reference to material change, or when researchers emphasize
‘nuance’ but miss the explicitly entrenched interests of capital. When scholars
guided by this idealistic tendency confront material analysis, they often dismiss
it as reductive and ethically lapsed for it is inconsistent with an agent’s textured
self-description. Nevertheless, a good grasp of historically grounded political
economy is imperative to understand the structures that shape and situate a
person’s lived experience, the very forces that give self-description texture in
the first place. If anything, historical materialism properly executed is anathema to reduction precisely because of the emphasis on the various particular
elements that constitute totality.
This would otherwise be an academic quarrel if not for the fact that the
neglecting material change invites politics to become exclusively linguistic in
character. Discourse is what is fought over, such as whether one presents the
appropriate sentiments or uses the permitted descriptions. This discourse is
meant to be corrective to structural injustice, but ironically, politics ultimately
comes to favour those skilled in the use of language by demanding an understanding of linguistic and social codes that the truly disadvantaged cannot
possibly have already learnt outside of elite higher education, itself subject to
numerous class barriers. Inadvertently, this politics polices the expression of
lived experiences. So if language exclusively sets the terms of engagement and
material evaluation is foreclosed, then there is a great distance between what
is thought to be true, and what is true. Idealists can thus posture as radicals
without ever expending any effort to first examine material causes that give rise
to exploitation, inequalities, and oppression. As with all forms of idealism, this
allows the beneficiaries of the social structure to escape criticism by being rhetorically nimble. In effect, idealism actually disrupts efforts to dismantle alienating socioeconomic conditions, and so it weakens scholarship as well as providing a poor substitute for political practice concerned with changing social
relationships to the means of production. This means Bryan Palmer’s adage—
‘Critical theory is no substitute for historical materialism; language is not life’
(1990, xiv)—applies as much now, as it did at the height of the ‘history wars’.
12 Capital, State, Empire
One must not infer from this brief critique of communicative idealism that I
dismiss agency to follow an agenda. It is quite the contrary. Persons and their
universal emancipation are ultimately the prime Marxian concern—it is the
desire for humans to reach their de-alienated species-being: as the adage goes,
‘from each according to their ability, to each according to their need’. Alternatively, in a contemporary register: living according to the utility-sufficiency
principle persons can fulfil their capacity and flourish. This is what matters. And
it is only through class struggle from below, that is coordinated actions of persons using what situated agency they have, that emancipation is possible allowing persons to ‘hunt in the morning, fish in the afternoon.’ Still, there is much
that persons do not know, only partially aware of, mistaken about, or guided by
ideological priors. This is because we live in a social structure where the imperative is to ‘accumulate, accumulate!’ Techniques are thus required to compensation accordingly, and this is the role of Marxian theory. ‘Theory’, Palmer argues,
is the only way to enhance a history of lived experience, extending understanding of the past in ways that can address human activity with an
appreciation of the confinements that were not necessarily perceived and
fully comprehended by men and women caught within them. (1990, 94)
To make the point another way: The lived experiences and various beliefs of
communication researchers influences their studies and approaches. Researchers are continually shaped by the interaction of identities and class. In my case,
this work is informed by growing up in the Global South when the Berlin Wall
fell. These events facilitated the end of South African Apartheid. Being from
South Africa, there was an ever-present awareness of how natural resources
extraction and international trade, client states and interventions, state security
forces and military raids, race and class shaped biographies and social issues.
Yet, until theory is used to pry open the relationships between apparently discrete areas, it is hard to understand a ‘whole way of life’ and the long-tail ramifications of structural injustices as various parts work together to reproduce a
stratified social order. Seeking some understanding of the totality of interconnected processes requires paying close attention to ‘definite social production
relations.’ Ultimately, it is this desire for enhancement that animates the grand
narrative of several features of a historically specific social structure. But doing
so first and foremost requires jettisoning reoccurring idealism.
1.3 The Labour Regimes of Digital Capitalism
One way for Communication Studies to do justice to its radical and material heritage would be to pay more attention to the coercive aspects of labour
regimes that are created by a capitalist ruling class located in the United
A Material Critique of Digital Society 13
States but which have global ramifications. Nowhere is this more visible than
in ‘digital capitalism’. Digital capitalism is predicated upon thin margins on
vast volumes of trades to produce revenue, but also huge inequality and poor
employment thereby pointing to impending conflicts over the struggle of social
reproduction. As I will explain, this is because digital communication, with its
low transaction costs, is both an enabler and site of global capital accumulation
efforts. This mode of accumulation gathered momentum when national capitalism declined towards the end of the twentieth century as the infrastructure
of money became decentralized and global, transforming not only economic
sectors but whole economies. This is the key to understanding twenty-firstcentury labour regime changes and I will revisit the topic towards the end of
Chapter 2, as well as in Chapter 5.
To deploy Mills’ terms it is clear that digital entrepreneurs are the ‘new men of
power’. Bezos, Gates, Huffington, Omidyar, Thiel, and Zuckerberg are the leading
edge of a billionaire class who have increased their wealth from less than $1 trillion
in 2000 to over $7 trillion in 2015. Granted, they have different market strategies
and products, but each pursues the same basic goal: they seek to induce disruptions and efficiencies with little regard for anything other than profit. Developing
online platform services that profit from uncompensated digital work, this ruling
class is an unaccountable centre of power notorious for absconding tax obligations, and who employ relatively few people in their companies. Structurally, the
result is a rapid transfer of wealth from the many to the few.
In the meantime, it is important to note that in the digital mode of production even seemingly minor technical changes can have significant social
ramifications. Consider that the pending impact of automated vehicles extends
beyond job losses for professional freight drivers or satellite support sectors like
independent mechanics, auto parts retail, car washes, and dealerships but also
includes administrative positions in government licensing departments and
insurance companies. Still, the same technology can be used for warehouses
and storage facilities, further reducing the requirement for labour. This example illustrates how the digital mode of production does not level the playing
field, but rather introduces and even amplifies existing social inequalities. The
resultant concentration of wealth is less because of any one particular development, and more because intellectual property governs and facilitates the qualified production, distribution and exchange of commodities. In this sense, this
property regime is a key site of social struggle. It has several distinct forms:
To begin, the digital market itself is a de facto rent economy; digital rights
management ensures that product tampering or modification voids use, and
that resale rights are limited.12 In this sense, the relationship between the producer and the consumer is inverted; instead of production serving the interests
of consumption, the interests of the consumer are subsidiary to the producer.
The power dynamic in this kind of economy is central to the social costs of
digital capitalism.
14 Capital, State, Empire
While on the topic of costs, digital capitalists try to carry as few as possible.
For example, in the early 1990s, tax havens accounts held ‘more than 20 percent
of US foreign direct investment and nearly a third of the foreign profits of U.S.
firms’ (Hines and Rice, 1994). Now the digital economy has put this into overdrive. As Katherine Rushton reports,
Amazon’s UK operation generated £4.2bn of sales last year [2012], but
it used a subsidiary in Luxembourg to help it reduce its corporation
tax bill in the country to just £2.4m in 2012. According to documents
filed at Companies House, the company received £2.5m in government
handouts over the same period. (Rushton 2013)
Amazon replied, saying that [it] ‘pays all applicable taxes in every jurisdiction
that it operates within.’ (see Rushton 2013). Globally, Google has a tax rate of
6.6 per cent (Mossman 2016), and their own fillings show how they ‘avoided
about $2 billion in worldwide income taxes in 2011 by shifting $9.8 billion in
revenues into a Bermuda shell company, almost double the total from three
years before’ (Drucker 2012). These tax havens are no more than the commercialisation of the sovereignty of fairly fragile or welcoming minnow states; in
short deliberate attempts to withhold money from redistributive exercises.
The Panama Papers describe the mechanisms and means the global ruling
class use to safeguard their wealth. Given the deliberately complex arrangements, Gabriel Zucman (2015) nevertheless proposes a conservative estimate
that 8 per cent of the world’s financial wealth, or about $7.6 trillion in 2014, is
hoarded in tax havens. This figure will likely increase as emerging economies in
the Global South are looted with impunity and as the 0.01 per cent aggressively
seek to conceal their wealth. As it pertains to the US Ruling Class, American
companies report most of their profits in international subsidiaries that are
located in low tax jurisdictions, irrespective of where the goods and services
are produced. The money is periodically repatriated under tax amnesties but
without significant penalty. In turn, governments overlook tax havens precisely
because they are protecting corporate profitability.
A third broad source of problems is a digital divide between labour and
capital. Marked by differences in marketable skills and technical competency,
this divide has profound implications for class (de)composition and the labour
regime. Supporting Christian Fuchs’s (2014) observations above, Enda Brophy (2011, 2015) notes how emerging market economies attempt to develop
technical service centres, but find themselves betrothed to the risks of capital
flight. Here foreign direct investments and capital mobility create and maintain
a labouring class that is just technically competent enough to do menial digital work, but hindered from developing technical expertise where they could
become producers, and then competitors themselves.
A Material Critique of Digital Society 15
The cumulative effect of ownership for accumulation requires ever-increased
efficiencies of production. Initially, this process attempts to make embodied
labour—that is the labour time required to make a commodity—the same as
counterfactual labour, which is the labour time required necessary to make a
commodity. In effect, persons are treated as if they are machines, able to be ever
more efficient. However, when increased demands for profits require efficiencies beyond what the person’s counterfactual labour might be able to offer there
is little other option but to automate the labour process. Two options are possible: either people are left unemployed and underpaid, or subject to a labour
market which has yet to account for the intervention of mechanization. This
has disastrous impacts for the relative wellbeing of a society. In short, the excess
desires for accumulation breaks social goods and introduces new social forms,
many of which have undesirable social consequences.
Turning attention away from inequalities and towards the organization of
workplaces themselves, the digital component of digital capitalism facilitates
the decentralization of the workplace. This means that work occurs at several
locations. While some workers may find decentralization conducive to their
immediate interests, over the long run it favours the employer by far. To be
clear, decentralization is not democratization. A central workplace is an amenable condition to foster labour organization thereby providing unions with
an opportunity to strike and disrupt production. By contrast, decentralization means that chances of successful contention begin to diminish. Instead,
encounters between organized labour and capital are replaced by individuated direct dealings, with utility and compensation determined on a case-bycase basis. Increasingly workers compete with each other because they are
well aware that they are interchangeable. Again, some workers might find due
reward for their ability and contribution appealing, but overall this favours the
few as opposed to the many.
Contrary to narratives suggesting otherwise, digital workplaces seek to
deskill their employees as a way to break the labour costs of highly-skilled
employees. Deskilling has other benefits too. For one, this process favours the
employer as it lessens the training cost for employees, limits the employee from
starting up their own firm, but also allows worker turnover, all the while using
the divided labour process to thwart workers from recognising a shared struggle. The ruling class and their agents have then spent considerable time promoting the narrative that automation, not politics, is the cause of job losses in
the manufacturing sector.
In an economy with rampant deskilling, high divisions of labour, and ready
supply of cheap labour, workers have few opportunities to differentiate themselves. Thus, the unique grounds for an individual worker’s wage and salary
bargaining are structurally undermined. In these circumstances, workers have
two broad options. First, they could acquire additional skills, but often at their
own expense or financed with debt. For workers undertaking affective labour,
16 Capital, State, Empire
these skills are often intangible and are normally distinctive to personalities.
Courses teaching affective skills have proliferated even as it is difficult to establish solid criteria because of the intangible nature of affect. Soon a dilemma
arises, for as primary skill sets become narrow and sufficiently common, these
intangibles become methods of distinction and inform hiring decisions.
Where labour docility and corporate sycophancy are desired attributes, hiring
can be made on the basis of affective servitude, and the willingness of workers to
embody the corporate ‘brand’, which is nothing less than the entire subordination
of a person to the goals and purpose of the company as a whole, as opposed to
simply being a place to work. Further, it is now an accepted norm that companies
will search for a person’s online profiles to assess whether they would be a suitable
employee – in some cases even demanding passwords to online accounts.
Skilled workers in research and development or executive management
are well paid, but they are only a fraction of Silicon Valley’s workforce. Most
employees are underpaid. Consider that Apple employs about 50,000 people in
the US, but two-thirds of them work in retail and earn approximately $25,000,
significantly less than the mean national income at near $40,000. Workers who
possess skills that are in demand have some geographic mobility, either through
international operations, or by deciding to work for other companies. Knowing
this, a skilled worker can be enticed to stay with the company, often through
stock options. However, as the case of Enron best illustrates, the downside is
that the stock options are tied to the company’s performance, and given the
fictitious nature of this value, it can evaporate due to corruption and mismanagement by majority shareholders and senior executives.
Capitalists favour decentralization and deskilling for an additional reason:
short-term contracting and a rotating labour force leave little local labour memory, and employees must heed demands to increase their productive capacities,
or they are not retained for the next project. The pretence is that workers are
entrepreneurial subcontractors who collaborate with firms. Nevertheless, this
more resembles sharecropping insofar that there is an illusion that workers
are freely choosing their life course (and sometimes they are insofar that the
system allows them to do so) but these persons are still beholden to a system
which has shifted the risk from capital to workers. There is also the asymmetrical information of the process that capital withholds from workers. Together,
this is a designed recalibration of the burden of risk: workers carry what used
to be done by capital. Simply put, decentralization has radically shifted the balance of power to employers to the extent that capitalists can push portions of
risk onto the labour force and population as a whole. One major problem is that
people now live in precarious circumstances characterized by highly individuated work in workplaces with little room to confront employers.
Unfortunately, most digital work itself lacks meaning, social purpose, genuine agency or discretionary judgement. The intensity to maintain productivity
gains means that contemporary workplaces are mentally taxing and emotionally
A Material Critique of Digital Society 17
draining. Productivity gains mean that there could be shorter workdays, but
capital seeks to maximize the exploitation of labour. Additionally, longer work
hours are a means of rule, dissipating a person’s energy, paired with an economic culture calculated and built upon consumptive practices meant to shore
up emotions, status, and boredom (Graeber 2013).
Even the unemployed are often busy undertaking unpaid work simply for
the honour thereof. Although it can be for the social good, like voluntary community service, some work is undertaken at corporations or public institutions.
These kinds of jobs range from internships to research associateships at medical units and are often undertaken to hide unemployment, maintain skills or
access to institutional resources, accrue professional networks, as well as maintain a personal identity and a belief of social contribution. While these may be
good reasons to do the work, their circumstances are precious and marginal.
Moreover, as these jobs are funded out of pocket by the unpaid worker, they are
in fact subsidizing the employer for what Erik Bahre (2014) describes as ‘the
honour of exploitation’. This means that unpaid workers draw upon state or
civic welfare, family or intergenerational wealth, or personal debt to subsidize
corporations or institution. This is the near ultimate reserve army of labour; at
capital’s disposal and off the books.
Within professions, unpaid internships are used as class filters. Effectively,
as Sarah Kendzior puts it, they transform ‘personal wealth into professional
credentials’ (2013) all the while undermining wages. This aids differential life
chances as these credentials beget other opportunities. In this framework, the
rich use divide and rule tactics to create a near global labour market wherein
wages are in a race to the bottom. At the bottom, forces within the state are making life harder for the unemployed by withdrawing social services or putting in
place humiliating means testing (cf. de Peuter, Cohen, and Brophy 2015).
Altogether, these developments point to a totalising predicament where many
people will lose their source of income then have to compete in a labour market
where their skills are redundant, and in which the number of jobs are shrinking.
With looming machine learning, there is little to indicate that this will change.
So it is morally callous to simply tell people to work harder or longer hours, or
to insist that they undertake low-wage easy-entry work, in part because this
kind of work is currently hard to come by as it is. Along similar lines, as not
everyone can perform difficult, high skill, high demand jobs it seems contrary
to human flourishing to enrol people in meaningless make-work projects as
it wastes valuable human potential and time that a person could use to enrich
their life. In short, persons are exploited for their surplus until they are surplus.
A fourth point worth considering is the entanglement of the international
division of labour. To better illustrate this divide, consider Apple, a company
that at the end of 2016 had nearly $240 billion in savings: it clearly represents
issues surrounding material and immaterial labour in digital capitalism.
Marisol Sandoval writes,
18 Capital, State, Empire
For many years Apple’s products have been known as the preferred
digital production technologies for the knowledge work of designers,
journalists, artists and new media workers. iPhone, iPod and Co are
symbols for technological progress that enables unprecedented levels
of co-creation and sharing of knowledge, images and affects as well as
interaction, communication, co-operation etc. At the same time during
the past years Apple has become an infamous example for the existence
of hard manual labour under miserable conditions along the supply
chain of consumer electronics. (Sandoval 2013, 319)
Elsewhere, when describing the materiality of digital labour, Trebor Scholz says,
It’s worth remembering that whether a worker toils in an Amazon warehouse or works for crowdSPRING, her body will get tired and hungry.
She’ll have to take care of car payments, medical bills for her children,
and student debts, not to mention saving for retirement. Digital work
makes the body of the worker invisible but no less real or expendable.
(Scholz cited by Carrigan 2017)
These bodies—as well as the international division of labour—are often an
afterthought. Unfortunately, this is why people tend to overlook that ‘the global
information economy is built in part on the backs of tens of millions Chinese
industrial workers’ (Zhao and Duffy 2008, 229). These bodies are important
components in global supply chains. Meanwhile, the management of these
goods ‘overlap with specific time conflicts with are inherent in worker exploitation and the associated strategies of class rule’ (Hope 2016). Thus, the coordination of space and time is crucial to understand the labour regimes of digital
capitalism. But the nature of digital work is the disaggregation of workflows
and permits the general neglect of how labours and infrastructures combine to
create these supply chains.
Nevertheless, there is a coming crisis as the Chinese working class aspires to a
fairer share of profits. ‘The labour force in China, the base of global electronics
supply chains’, Vincent Mosco writes,
has grown restive in recent years, prompting tighter workplace controls
and a redeployment of electronic manufacturing sites. It is unlikely
these measures will do anything more than delay the inevitable choice
between substantially raising the living standards, including the wages,
working conditions and political freedom of China’s workforce, or face
escalating mass civil unrest. (Mosco 2016, 526, cf Sealey 2010)
Accordingly, one contributing factor in China’s ‘historic claims’ over the South
China Sea is to use nationalist sentiments to help quell and offset brewing civil
unrest.
A Material Critique of Digital Society 19
1.4 The State of Data
Gina Neff and Dawn Nafus note that ‘when data mediates so many things,
control over the meanings of data is a type of power’ (2016, 186). With this
remark in mind, I turn to briefly give attention to the digital mode of production, which Vincent Mosco illustrates by using the case of cloud computing.
This mode ‘involves the storage, processing, and distribution of data, applications and services for individuals and people’ (Mosco, 2014, 17, also see Mosco
2016, 517). It also ‘deepens and extends opportunities to eliminate jobs and
restructure the workforce’ (Mosco, 2014, 166), by ‘increase[ing] the economic
efficiency of networks by allowing them to be shared more thoroughly and
effectively among many users’ (Schiller, 2000, xv).
Set side by side with the decentralized and on-demand workforce, cloud
computing enables aspects of ‘leaner production’. Co-currently, the miniaturization and relative cheap cost of sensors means that they can be installed
almost anywhere to detect almost anything, allowing distributed networks to
collect a range of data. And so social life is increasingly excessively mediated
through data or platforms that harness data. To be sure, as the average internet
user spends nearly three hours per day on social media networks; they create
consumer data for behavioural analysis. Mosco writes that ‘cloud computing
and big data are vital for building and managing the global supply chains necessary to sustain the complex networks of transnational capital’ (Mosco 2016,
526), and if the previous section is correct, then the entangled labour regimes
do not offer much hope to increase human flourishing: what freedom there will
be is workers free from the ownership of property.
Despite my assessment, scholars like Viktor Mayer-Schönberger and Kenneth Cukier make the promissory proclamation that ‘The world of big data, is
poised to shake up everything from businesses and the sciences to healthcare,
government, education, economics, the humanities, and every other aspect
of society’ (2013, 11) Similarly, Erik McAfee and Andrew Brynjolfsson laud
this this development as a near unparalleled ‘management revolution’ offering more opportunities for competitive advantage and improved forecasting (2012). This practice is only going to become more common as it is now
cheaper to store data than delete it.
These ‘celebrants’ suggest that the comprehensive scope of big data will overcome the problems of limited samples, incomplete data, and other kinds of
sampling errors showing that was once thought to be idiosyncratic behaviour is
a product of deeper, hidden variables. Implicit in this endeavour is the assumption that with enough sophisticated statistical tools and a large enough collection of data, signals of interest can be weeded it out from the noise in large and
poorly understood social systems thereby overcoming the limits of intuitive lay
accounts of causal relations thus correcting for perceptive bias.
Notwithstanding the possibilities, the big data hubris has several methodological oversights. As boyd and Crawford (2012) note, it changes not only the
20 Capital, State, Empire
scale and scope of research, but also the ‘objects of knowledge’. To use a mundane example, as most data analysis involves cleaning there is always a moment
for subjective decision making about categorization. Furthermore, irrespective
of size, big data is hardly random or representative. So big datasets are not necessarily good datasets. As Alice Marwick writes, ‘Big Data is made up of “little
data,” here, ‘Each piece of information, by itself, may be inconsequential. But
the aggregation of this information creates a larger picture that may be more
than the sum of its parts.’ (2013, 2, 5) Moreover, the proprietary nature of big
datasets means that there is no general epistemic community to check methodology and results.
This means one needs to understand the conditions of production of data,
and this includes the potential methodological compromises or compounded
sampling errors of datasets that are laced together. These limitations curtail
possible statistical interpretations. So as boyd and Crawford note ‘claims to
objectivity and accuracy are misleading’. Irrespective of size and scale, datasets
have limitations to the kinds of queries that can be run, and so have partial
conclusions.
Compounding these methodological errors, Zeynep Tufekci notes that webplatforms have sampling and selection issues. These arise ‘when big data sources
are too few,’ she writes, ‘and when structural biases of these too few sources
cannot be adequately explored’ (2014a, 1). The design characteristics of these
platforms matter, as those that design the system, design which questions to ask,
and so in turn get to dictate the shape of the findings. Jaron Lanier elaborates:
Facebook suggests not only a moral imperative to place certain information in its network, but the broad applicability of one template to
compare people. In this it is distinct from Google, which encourages
semistructured online activity that Google will be best at organizing
after the fact. Twitter suggests that meaning will emerge from fleeting
flashes of thought contextualized by who sent the thought rather than
the content of the thought. In this it is distinct from Wikipedia, which
suggests that flashes of thought be inserted meaningfully into a shared
semantic structure. Wikipedia proposes that knowledge can be divorced
from point of view. In this, it is distinct from the Huffington Post, were
opinions fluoresce. (Lanier 2013: 188–9).
Notwithstanding the different appearances of the design of these platforms,
common to all of them is a process of ‘datafication’. This process is the induction of previously quantified items, and storing them for later examination or
sale. Here, ‘Google’s augmented-reality glasses datafy the gaze. Twitter datafies
stray thoughts. LinkedIn datafies professional networks.’ The problem with a
datafication design is that it cannot capture historical elements, meaning that
researchers have a one-dimensional understanding of the present.
A Material Critique of Digital Society 21
The value of data lies in making connections and seeing patterns in mined
and aggregated data, about the relationships whatever they might be, whether
as boyd and Crawford write ‘about an individual, about individuals in relation
to others, about groups of people, or simply about the structure of information
itself.’ This is the attempt to quantify and score all aspects of human performance. But in trying to measure the things that can be measured, so presuming
all important job information is quantitative and not qualitative. As the adage
goes, just because something is easy to measure does not mean it is important
while counting the countable because they are countable is hardly an improvement. Therefore, there are epistemological category mistakes and this renders
conceptually flawed interpretations of actions.
Besides epistemic errors, it is important to note that big data has class effects.
To elaborate, the observational and predictive analysis of big data sets will give
some an advantage to certain kinds of opportunities. What will emerge is a
kind of information inequality. Thus, the principle of equality of opportunity
is eroded if it is not paired with equal access information. To this extent, the
enclosure and commodification of data will likely follow a similar tale to that
of land; the need to do so arises from the crisis and limitations of the prevailing
mode of production, and this instituted change supported by the state through
law and coercion.
There is a prima facie case that new digital technologies of governance and
control continue the objectives of Taylorism’s scientific management by seeking
to retain a monopoly of knowledge over the work process to raise productivity
and reduce overheads. This management revolution is rhetorically positioned
as for employee self-improvement. However, more nefariously, by employing
predictive statistical analysis of performance-outcome and user-generated data
the field of ‘worker analytics’ seeks to extend managerial control to statically
capture and assess. Dedicated analytics teams are attempting to use predictive analytics to assist companies ‘grow smarter’. These processes illustrate the
respective efforts to optimize the exploitation of labour. This fine micro-analysis of workplace behaviour means that workers are vulnerable to dehumanization as their ‘time-on-tasks’ are repeatedly logged (see Huws 2016).
The hubris of a relentlessly empirical data-driven approach to the labour
market, supposedly means the transformation of nearly every aspect of hiring, performance assessment, and management. Efficacy is meaningless if this
practice is ethically fraught and unduly intrusive. Even so, there is a legitimate
concern that this kind of approach will lead to systematic bias against whole
groups of people by increasing the divergent life courses between classes, making upward social mobility even more difficult and so solidifying social stratification. Without a person’s consent, their digital footprints are being sought
to quantify and measure that person’s employability, and hence their ability to
reproduce themselves in capitalism. The proposed benefits of cost savings and
increased efficiency are questionable returns for mass surveillance or when
22 Capital, State, Empire
automation mistreats human interactions as problems in need of technical
solutions. This is especially true given the relationships between corporate surveillance of consumers and workers, and the US government’s domestic surveillance of citizens, a topic which I will address at length in Chapter 3 and
Chapter 4. Altogether, these errors set up the ruling class for a gilded life.
While these developments are worrying in and of themselves, the larger
purpose of this analysis is for capitalist firms to identify areas where they can
automate their administrative and clerical labour, either replacing the labour
regime, or using the threats of these technological interventions to suppress
wages (Mosco 2016, 522). This is a continuation of the general tend to assess
the labour process to see what machinery can be substituted for employees.
Where once manufacturing jobs evaporated, so too is there the looming prospect of ‘knowledge workers’ jobs evaporating.
These cases point to some of the perennial problems of labour, which are
reduced labour demand, efforts to induce labour docility, and the creation of
a reserve army of labour, and an international division. Any potential labour
renaissance has to work around these realities. Nevertheless, labour movements are fragmented and union membership is in decline while it is rare that
emerging areas of the economy are unionized. Meanwhile, collective labour
is largely defensive, seeking to hold onto provisions largely at the expense of
future employees who will likely not be extended the same provisions.
Weak labour rights are unsurprising, for in a market society capital is given
the lion’s share of policy concern and consideration. It has also allowed capital
to reinterpret labour law to shift as much of the cost of labour training onto the
public purse and personal debt, all the while claiming that the profit margins
are too tight for regulatory tinkering. This rhetoric is doing little more than
ensuring that electorates do not push for suitable administrative oversight.
This way capital can maintain control over the production process. Beyond the
need of a reserve workforce, capital has always fantasised about all other labour
being self-supported and ready-to-hand.
Central to these labour regimes is the state. The capitalist state maintains
the rule of law and so enforces private property rights. A high functioning
state is necessarily symbiotic to markets, providing the basic public goods and
power supply that enable profit-seeking activity. As a contemporary example,
the products that digital entrepreneurs peddle are only possible because universities or the US military supported the initial research. The utility of cellular devices that connect to the internet or rely upon GPS comes directly from
US state investment, through either TCP/IP which was a DARPA project, or
TRANSIT, a satellite navigation system created for the US Navy. All of the fundamental research of private commercialized digital technologies—the ones
currently driving the US economy—has been paid for by the public sector. This
happened via grants to universities, but also through defence procurement. To
elaborate, often under the pretext of increasing security, one of the main roles
A Material Critique of Digital Society 23
of the Pentagon has been to use tax revenue to subsidize the ongoing development of advanced digital technologies until these become profitable. Using the
public sector to carry the enormous costs, the ruling class has been able to
sustain research into improved manufacturing of items like transistors, supercomputers, aircraft, satellites, fibre optics, all of which are then are transferred
to the private sector where profits can be extracted. This is but another way in
which the security state protects the interests of the ruling class.
Granted, Silicon Valley and the security state do not always neatly align, as
the iPhone encryption case after the 2015 San Bernardino attack demonstrates,
but such cases are anomalies. For the most part there is a tight convergence
between these two clusters of interests. The convergence is evident when agencies of the security state purchase data storage services from Amazon Web
Services (AWS), or when Eric Schmidt, the former chief executive officer of
Google, was invited to head a newly formed Pentagon advisory board aimed at
bringing Silicon Valley innovation and best practices to the US military. This
development creates ‘a dangerous direct connection between anti-democratic
forces in the United States’ (Mosco, 2016, 519).
Still, the basic facts of the organization of cloud computing specifically and
the digital mode of production more generally predispose persons to surveillance. As data moves from being under personal control to being vested with
remote parties it is susceptible to surveillance and analysis. This is because the
nature of capitalist firms is to maximize profit-seeking ventures, even if they
come at the expense of ethical norms like privacy; it is simply a part of their
everyday business practices (see Mosco 2014). When there are objections to
this general organization of digital production, it tends to concentrate upon
cybercrime where hackers have compromised the security of these facilities in
one form or another and customers have been compromised. But in an ironic
twist, digital firms deflect and use these events to increase state controls over
information, thus justifying the growth of the security state’s investigative powers in the area. All in all, people do not know the full extent of how their audience power is commodified and how vulnerable they are to subjugation
What political resistance there is to this social structure is itself vulnerable to
digital coercion because activists’ ‘digital repertoire of contention’ and organizing is predicated upon using tools owned by the ‘new men of power’ or surveilled by the security state. This is particularly acute for the ‘The New Civil
Rights Struggles’ currently underway in North America; struggles which are
inflected by matters of identity and class, as well as responses to the intrusion
and shaping of conceptions security and freedom through algorithmic regulation, whether by corporate entities or by the state.
Movements like #OccupyWallStreet, #BlackLivesMatter, and #StopSOPA, as
well as the national security whistleblowers like Chelsea Manning and Edward
Snowden, make the headlines, but they are a fraction of a great many organizations labouring against structural injustice. Despite their differences, a shared
24 Capital, State, Empire
feature of these organized struggles is how their demands for a radically reformative politics is fundamentally incompatible with actually existing capitalism.
A product of increasing social inequality broadly construed, these new civil
rights struggles are advancing the outlines of political agenda part reformative
and part revolutionary and attempts to contend stratifications solidifying in
the early part of the twenty-first century. The social and political theory behind
this is orientated towards the repressive dimensions of political and economic
power of the capitalist state and its security auxiliaries.
Contrary to prevailing ideology, the practices and processes I have described
above are persistent problems of capitalism: it makes people surplus to production without granting them the dividends of that production. As Jean and John
Comaroff write,
Capitalism flourishes as democracy is displaced by autocracy or technocracy; where industrial manufacture opens up ever more cost-efficient
sites for itself; where highly flexible, extraordinarily inventive informal
economies—of the kind now expanding everywhere—have long thrived;
and where those performing outsourced services for the north develop
cutting edge enterprises of their own, both legitimate and illicit; where
new idioms of work, time, and governance take root, thus to alter planetary practices. (2012)
One cannot be neutral about capital. Nor can one be neutral about the states
and security forces that maintain its imperial character. And so this is not the
time for idealism.
CH A PT ER 2
Extraction, Expansion and
Economies of Bondage
As Barry Posen remarks, the US has ‘command of the commons—command
of the sea, space, and air’ (2003, 7). Explaining how this came to be, this chapter provides an historical account of the relationships between the US state
and capital. This is done as a prelude for a discussion of late twentieth-, early
twenty-first-century military digital technological development that follows in
the next chapter. In presenting this review, I want to emphasize not only the
politics of labour and class formation, but also the international economy in
which these reside, particularly the economy of bondage in the western hemisphere. I consider these mechanisms that facilitate dispossession. To assist in
making this argument, I apply selected aspects of Marxian political economy
to the American colonies and the polities that proceed them, and tackle their
contradictions, both material and ideological.
An exercise of this type, spanning more than three centuries, involving multiple social and cultural influences, geographic regions, and drawing on ideas
and perspectives from several disciplines, will inevitably be highly selective
and thematic. So even while I do this, it is necessary to underscore that the
American colonial and federal experience is not regionally homogenous. In
The Agrarian Origins of American Capitalism, Allan Kulikoff makes this point
well, saying that, ‘this process was complex, multifaceted, differentiated, contested. It took centuries, not decades, to complete’ (1992, 1). So this chapter
hardly substitutes for a fuller and robust history of the US. Rather the intent is
to overview the historical forces that create a path for uneven development in
the US itself.
To be sure, sympathetic chroniclers of capitalism tend to emphasize industrialization and wage labour as a way to claim praise for the innovative yielding
of mass produced goods and modern infrastructure that dramatically changed
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 25–53. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.c. License: CC-BY-NC-ND 4.0
26 Capital, State, Empire
social life over the last 150 years or so. However, this selective retelling neglects
that capitalism’s wealth accumulation precedes the industrial revolution and
comes with bloody hands. Capitalism, Marx notes, is intimately entwined with
predatory violence. The famous passage here is,
The discovery of gold and silver in America, the extirpation, enslavement and entombment in mines of the aboriginal population, the beginning of the conquest and looting of the East Indies, the turning of Africa
into a warren for the commercial hunting of blackskins signalised the
rosy dawn of the era of capitalist production. (Marx 1977, 915)
Marx is well aware of how slavery and colonialism play decisive roles in the
creation of world trade and are necessary conditions for large-scale machine
industry. These concerns pepper almost all of his work and can especially be
seen in his attention to imperial scale administration of dispossession and
expropriation, extortion and exploitation that occurs in the Americas, East and
South East Asia, and Africa during the nineteenth century. Even government
intervention in rural Europe indicates the extent to which the pursuit of free
trade by the emerging bourgeoisie in powerful European states was predicated
upon unequal exchange and unfree labour. The brutal oppression and repression of peasants, serfs, and slaves demonstrates how coercion ties together the
countryside and the colonial hinterland as sites of extracting surplus value;
how ‘free trade’ is an exploitative reign underpinned by military capability and
force. And precisely because this component of capitalism is downplayed, it is
vital to ensure that constraint is given due attention. But, before doing so I want
to briefly review orthodox explanation for oppression and repression offered by
select non-Marxist traditions. I hope that this comparison will provide a base
with which to highlight the superiority of more radical approaches.
2.1 European State Formation
The theory of state formation roughly attends to the process by which a state
accumulates power and grows in economic productivity using a system of
rule that has coercive, administrative, and fiscal dimensions. This system of
rule builds political and institutional capacities through the consolidation and
expansion of bureaucracy to extend command and control capacities. Rulers
use these capacities to eliminate, neutralize or disarm rivals. Here less efficient polities capitulate and succumb to those which are more efficient. In this
framework, war-making leads to state consolidation, integration, and pruning
of political polities, eventually converging on a basic type of polity, but whose
variation hinges upon differential mixtures of coercion and capital.13 Randall
Collins provides an excellent summary of this process:
Extraction, Expansion and Economies of Bondage 27
The state originates as a military organization, and expands by military
conquests (e.g. Prussia) or alliances (e.g. Dutch); military costs are the
biggest item in the state budget; the ‘military revolution’ in size and
expense of troops, weapons and logistics leads to creation of administrative apparatus (bureaucracy) to extract revenues. From here on several historical pathways can be followed: resistance by aristocrats and
populace to revenue burdens and administrative encroachment can
lead to state breakdown and revolution, or alternatively to authoritarian restoration, or to state disintegration; what happens to states which
take the latter pathways is usually a fatal geopolitical weakness that ends
the independent history of that state. In the long run, the states which
survive are those which successfully expand their tax extraction and
administrative organization; and this penetrates into society, breaking
down patrimonial households, inscribing individuals as citizen-subjects
of the state, and thereby creating mobilizing conditions for modern
mass politics, and for state welfare administration. (Collins 2004, 5)
Herein, the distribution of income is shaped by the way rulers extract their
resources and the kinds of alliances they form with different strata of producers. However, as weapons and military planning become more complex and
expensive so the production of violence will lead to the professionalization
of war making. Specialization factors into the creation of a strong centralized
state, as the state only has to negotiate with those who are able to contribute
substantially to their coffers; the distribution of income becomes skewed as
rulers ally with the richest fraction of the population; perhaps imposing a
lower extraction rate for example. Thus, a highly extractive fiscal system and
social inequality will prevail. Distribution becomes more unequal the smaller
the number of rulers relative to a population. The ruling elite controls capitalextraction in its territory through monopolizing the means of coercion while
offering protection and security to its subject-populations. On occasion, there
have been organizational and technological changes that have broadened the
political base of government; democratizing them, reducing inequality and the
uneven distribution of income and power. In this respect, equality is the result
of a particular uniform distribution of resources in relation to a specific technology of production.
Complementing the aforementioned relationship, Charles Tilly notes
that around 1400 CE, European political elites used loans from merchants
to hire mercenaries and expand their territory. But by the 1800s mercenary
armies were no longer cost effective, their loyalty could not be guaranteed,
nor could they field the same number of troops as a state with a professional
army. Similarly, the strategic contribution of the cannon rearranged the state’s
internal distribution of power, removing it from feudal lords—leading to their
demise—and concentrating it in the sovereign. City-states could only resist
28 Capital, State, Empire
the power of cannon once they built wide earth-based walls that could deflect
and absorb the impact of cannon shot. This particular distribution of power
devastatingly combined authoritarianism, economic stagnation, and inequality into a social form.
What apparently broke this distribution of power was the industrial production of relatively cheap guns and the creation of conscripted armies. Absolutist
regimes, well aware of what would happen to their power, tried to stave off
nationally conscripted armies, but the military advantages offered by universal conscription allowed new technological developments to be deployed to
match the changes in the scale of warfare. A concurrent development was that
the cost of warfare increased, and thus more financial resources were required.
To collect and administer this capital extraction, rulers had to develop administrative capacities to manage logistical support for the centralized means of
coercion and finance: taxes had to levied; debts collected; investments managed and security forces paid (see Finer 1997, 98, Tilly 1990, 189–90, Tilly
1975, 73–74, Giddens 1985, 111–116). The finance to support these administrations came from taxing the wealthy, and exploiting the labour power of
subject-populations. In return, some of these classes were granted limited
political rights of representation, and the state had to invest in some services
to keep its legitimacy; the state had to acquiesce to particular classes’ political
contention to retain their rule.
From approximately 1900, warfare became relatively more expensive. States
therefore required additional revenue, soldiers, and labour power to conduct
warfare. One option was to extract resources in the form of taxation and labour
from their subject-populations. This development provided an opportunity
for the working class to contend for political representation. In many cases,
these contentions were successful. Thus, the advent of modern industrial war is
linked with the extension of political rights (cf Levi 1997, Scheve and Stasavage
2010). But wider political representation meant that populations were more
reluctant to engage in protracted wars, and this constrained the state’s external
violence.
From the study of state formation, Tilly classifies states according to revenue/extraction and coercion/violence spectrum. He identifies three main
means of rule: coercion intensive, capital intensive and capitalized coercion
(Tilly 1990, 30). Coercion intensive sees rulers use coercion to extract rents
as resources are not under their direct control. Capital-intensive rule occurs
when rulers have direct control of resources and can exchange them to fund
war-preparation. Capitalized coercion arises when wealth is relatively evenly
distributed throughout the society. In response, rulers tax subject populations
or conscript their labour power. Tilly suggests that coercion-intensive and capital-intensive states tend not to need to rely upon the consent of the governed.
Rulers simply need to control agents who will do their bidding. By contrast,
because wealth is diffused through the population a capitalized coercion state
Extraction, Expansion and Economies of Bondage 29
must strike a bargain with its subjects. In return, a state enters a contract committing to obligations with subjects, and setting standards for compliance and,
thus acquiring legitimacy.
The expansion of administrative apparatuses has a consequence for state politics. It prompts civilians to make claims upon these administrations and rulers.
Tilly calls this ‘the central paradox of European state formation’ describing the
process as ‘the pursuit of war and military capacity…as a sort of by-product,
led to a civilianisation of government and domestic politics’ (Tilly 1990, 206). I
understand him to mean that as rulers come to rely upon using civilian life as
resources for war, so civilian populations become better positioned to bargain
with rulers. Simultaneously since the administrative class could also petition
rulers to provide more resources to them, they made claims themselves under
the bargain of withdrawal of services. This increased the extent to which civilians decreased the asymmetrical power ratio between the state, themselves,
and other functionary groups. This is known as the ‘civilianization of politics’
through the changing civilian constituency of politics.
The civilianization of politics represents an opportunity for civilians to constrain rulers. As civilians enter into arrangements wherein they bargain compliance, this, at once, gives them advantage in the political bargaining process.
This is because as rulers demand funding for their military, so civilians can
withhold these funds. As Tilly writes, ‘Under these circumstances, the most a
ruler can hope for is grudging consent.’ Grudging consent ‘depends critically on
how rulers acquire the means to rule.’ While resources vary over time ‘the principle remains the same: Effective rule depends on the continuous production
of crucial resources. If the resources dry up, rulers lose the means of enforcing
whatever decisions they make and state capacity collapses.’ Non-democratic
regimes differ from democratic ones insofar that they gather resources through
coercion as opposed to extraction. Subsequently, there is some space in democratic societies to set limits on extractive activates. Citizen-Subjects have ‘substantial power to accept or reject their demands’ by exercising their ‘voice’. Tilly
proposes that there is ‘political value [in] grudging consent’ because ‘it means
that citizens and their representatives remain properly wary about the harm
that rulers may do’ (all Tilly 2009, 1).
For Tilly, democracy is the ‘outcomes of continuous negotiations between
rulers and ruled over how resources for governance are acquired and subsequently how they are used’ (2009, 3). He argues that a sustainable democracy
is unlikely without a state extracting resources from a set population, for if the
state does not need to extract resources, then the voice of citizens has no bearing upon how governance is conducted. Tilly writes that, ‘In mature democracies, most negotiation between leaders and citizens centres on government’s
performance—how resources are used’ (2009, 3). He proposes that it is the
ruler’s desire to seek control that leads them to bargain with the population.
Resistance to unjustified extraction is the path towards democracy, resistance
30 Capital, State, Empire
to extraction requires that rulers bargain with populations, thus promoting
democratization. How rulers acquire rule provides the conditions under which
the civilianization of politics may be possible. Still, by taking advantage of tensions between rulers and the ruled, there is scope to balance compliance and
grudging consent such that citizens get service delivery, and the state maintains
nominal control. Democratization turns on how citizens can collect to resist
the excessive extraction of the state, and ‘develop the breadth, equality, binding
and protection of their voices’ in a manner to express when the state is out of
bounds (2009, 7).
While Tilly offers a rich account of the formation of modern states, he nonetheless has several shortcomings. The first set concerns a lack of sustained
examination of the changes in production and their effects. For example, the
rise of the factory system allowed for the mass production of armies through
quickly redeploying the industrial apparatuses. The second point that he overlooks is the introduction of legal regimes that dispossess peasants and workers
of their land and labour. This mode of legitimation even required citizens to be
drafted to mass produce armies, thus sanctioning the use of their lives for the
accumulation drives that underpin the initiation of warfare. Simplified, mass
labour and mass production allow mass armies.
To illustrate some of Tilly’s oversight, consider the role of Classical Political Economists in the formation of English capitalism. Adjacent to their formal economic theorems, they nevertheless advocated for policies that contradicted their stated laissez faire principles, insisting that non-market forces were
needed to accelerate capitalism in rural areas. Similarly, their preoccupation
with urbanization, converting peasants and other small rural producers into
workers reveals how the Classical Political Economists were unwilling to let
market forces shape the economy. Under the pretence of an efficient division of
labour, this conversion was coercive for it saw the preoccupation for internal
organization of firms and factories imposed on all aspects of life including the
relationship between individual firms and households. As a result, the separation of agriculture and industry meant that people were pressed to reproduce
themselves through the market.
Rigging the economy in favour of the landed gentry, then later the bourgeoisie, this state interventionalism took many forms, most notoriously in Games
Laws and enclosure. Both were brutal, albeit useful instruments to separate
people from long standing rights and depriving them of traditional means of
support and sustenance. Intervention also appears in efforts to restrict the viability of traditional occupations. All these imposed hardships were directed to
coerce people from the countryside to urban areas to undertake wage labour;
it was effectively a way to keep people from being able to reproduce themselves outside a wage labour system and was paired with laws to limit resistance thereof. Once in cities, the newly urbanized were subjected to many moral
and disciplinary campaigns to make them suitable for wage labour. In parallel,
Extraction, Expansion and Economies of Bondage 31
the legal system criminalized vagrancy, permitted debtor’s prisons, and legitimated dispossession. Eventually, lacking any real alternatives, there was little
choice but for people to work for subsistence wages. In describing these practices, Marx said ‘The expropriation of the direct producers was accomplished
by means of the most merciless barbarianism, and under the stimulus of the
most infamous, the most sordid, the most petty and the most odious of passions’ (1977, 928).
Even today, too often there is a general failure to appreciate the coercive bedrock of labour contracts. The presumption that through volition, economic
forces will achieve naturally optimal arrangement neglects the class struggle,
both ‘from above’ and ‘from below’ involved in shaping the very conception
of what a ‘naturally optimal arrangement’ looks like and to whose interests it
serves. This is because it cloaks dispossession.
In contrast to the Classical Political Economists, Karl Polanyi sought to bring
attention to the actual historical experience wherein people were separated
from their means of production. Famously, in The Great Transformation Karl
Polanyi writes, ‘laissez faire was planned’ (1957, 141). Part of this institutionalism that emerged in nineteenth-century Britain involved Classical Political Economists promoting the forced reconstruction of society along a ‘selfregulating market economy’, the result of which was colonialism, world wars
and severe economic depressions. The general orientation was that the market
had become the prime institution in society, subjugating other kinds of social
institutions and interactions, and ideologically justified through a ‘stark utopia’
(1957, 3). This transformation was a qualitative change from traditional society
to a market system, politically induced through the ‘fictitious commodification’
of ‘land, labor and money’, (1957, 252) using ‘written records and elaborate
administration’ to track exchanges (1957, 48).
When reproduction almost always hinges upon the market it ‘subordinate[s]
the substance of society itself to the laws of the market.’ This involves the
institutionalization of ‘scarcity’ which had to be taught (1957, 216). A market
society tends to ever expand the range of commodification, and is not exclusively economic, but rather a particular institutionalized kind of economy,
one that rests upon power differentials and the ability to use force, that has
specific social relations that spring from the commodification of property
and production. In summary, not every economy is a capitalist market; not
every exchange is a market exchange. Subsequently, this calls attention to
understanding the institutionalization of the market system.
When human life is overly exposed to market fluctuations, well-being and
survival are market-conditioned. In these conditions, suspending this kind
of exchange would threaten the society itself. Polanyi had a notable hostility
towards liberalism because he regarded its promotion of individualism as a
misguided philosophical anthropology that neglects that humans are social
creatures. He forcefully argues that the market society, rather than being the
32 Capital, State, Empire
epitome of human nature, corrodes it. Accordingly, petitioning and demanding
institutional security against the market system is thus rational self-preservation. Collective organizing to form a resistance movement to the market society is a matter of life or death.14 But it spawned a concurrent resistance movement that is best encapsulated by the conceptual phrase, the ‘double movement’.
While state formation literature could take a more sustained treatment of
military-capital relationships, the general findings are not surprising to those
familiar with Marx, who conceived of the state as a relationship between the
police and management orientated internally, and militarily and diplomatic
efforts orientated externally, and these processes themselves mediated by alliances and political manoeuvres with particular classes.
2.2 American State Formation
European Liberal democratization and the development of capitalism was a
prolonged process with many complex and deep variables. Still, without getting too caught up in the debates seeking to pinpoint how, why, and when
capitalism developed, it would nevertheless be a mistake to overlook how the
profits from the slave trade factored into early industrial capital accrual. Consider, for instance, that in The Price of Emancipation, Nicholas Draper shows
how emancipation in British colonies in August 1834 led to more than 40,000
property compensation awards totalling £20 million, currently worth around
£17 billion. Similarly, Walter Johnson writes, ‘the payments constituted about
40 percent of total government expenditures that year’ (2013, 1). Most of this
fiscal transfer went to the gentry and the ruling class, thereby demonstrating the value of slavery to the British Empire’s economy, and how it provided
part of the financial input for the growth of English Capitalism. This hardly an
exclusive feature of English Capitalism; as C. L. R. James said, ‘Negro slavery
seemed the very basis of American Capitalism’ (1938, 29). For this reason,
Matt Karp in This Vast Southern Empire (2016) highlights the role of British
emancipation in prompting segments of American Capitalists to advocate for
an expansionist foreign policy to maintain an economy of bondage based on
property rights. With these anchoring remarks in mind, in this section I cover
the role of coercion, labour power, and class in American economic and political development.
For present purposes, this begins with Spanish expeditions in the early
sixteenth century. With brevity in mind de Solis, de Mendoza, de Ayolas
and Cortes’ colonial practice in the Americas involved capturing indigenous
leaders and then expropriating their wealth whereupon they established
themselves as rulers taking control of existing methods of taxation, tribute
and forced labour. Bartolome de las Casas’ A Short Account of the Destruction of the Indies provides a substantial account of cruelty, dispossession and
exploitation:
Extraction, Expansion and Economies of Bondage 33
To realize their long-term purpose of seizing all the available gold, the
Spaniards employed their usual strategy of apportioning among themselves (or en-commending, as they have it) the towns and their inhabitants…and then, as ever, treating them as common slaves. (de las Casas
cited by Acemoglu and Robinson 2012, 14)
As an example of this practice de las Casas describes how a king agreed to fill
a house with gold in exchange for this freedom. The king sent his subjects to
acquire gold but it was insufficient for the Spaniards. For this, under a legal
pretence, they laid formal charges against the king for breaking the contract.
Finding him guilty, he was sentenced to torture for ‘not honoring the bargain’.
De las Casas said,
They tortured him with the strappado, put burning tallow on his belly,
pinned both his legs to poles with iron hoops and his neck with another
and then, with two men holding his hands, proceeded to burn the soles
of his feet. From time to time, the commander would look in and repeat
that they would torture him to death slowly unless he produced more
gold, and this is what they did, the King eventually succumbing to the
agonies they inflicted on him. (de las Casas cited by Acemoglu and
Robinson 2012, 14)
De las Casas’ testimony did little to alter colonial practice; instead these methods were refined. For instance, in 1569 Philip II sent Francisco De Toledo to
oversee colonial extraction. As Viceroy of Peru, De Toledo instituted the forced
removal of indigenous populations to towns, the co-option of Inca traditions
of forced labour for mining. Other ‘reforms’ included the introduction of head
taxes—a fixed sum payable in silver—and mandated the indigenous population
to carry goods for the Spanish elite. These techniques were, Daron Acemoglu
and James Robinson write,
designed to force indigenous people’s living standards down to a subsistence level and thus extract all income in excess of this for Spaniards. This
was achieved by expropriating their land, forcing them to work, offering
low wages for labor services, imposing high taxes, and charging high
prices for goods that were not even voluntarily bought. Though these
institutions generated a lot of wealth for the Spanish Crown and made
the conquistadors and their descendants very rich, they also turned
Latin America into the most unequal continent in the world and sapped
much of its economic potential. (Acemoglu and Robinson 2012, 19)
In combination with expansion through dynastic alliance making it the leading
European power in the period, this wealth funded Spain’s European ambitions.
This expansion compelled several conflicts, such as an eighty-year war with the
34 Capital, State, Empire
Netherlands, war with the French for Italian provinces, an undeclared war with
England with the famous Spanish Armada, and later the Thirty Years’ War, a
devastating major European conflict. Spanish debt rose from 1.2 million ducats
to 6 million between the 1530s and 1600, while dispossession in the Americas
yielded a growth from 200,000 ducats to 2.2 million in the same period (Fukuyama, 2012, 359). But as Hans Koning notes,
For all the gold and silver stolen and shipped to Spain did not make
the Spanish people richer. It gave their kings an edge in the balance of
power for a time, a chance to hire more mercenary solders for their
wars. They ended up losing those wars anyways, and all that was left
was a deadly inflation, a starving population, the rich richer, the poor
poorer, and a ruined peasant class. (Koning as cited by Zinn 2003, 18)
The relative decline of Spanish hegemony provided an opportunity for the
Dutch and the English to break the Iberian trade monopoly in the Atlantic
and Pacific. The primary institutional instruments of this exercise were chartered companies, the Dutch East India Company, Dutch West India Company
and the English East India Company respectfully. However, while some Dutch
territorial footholds were established along Atlantic Africa and the Americas,
often these were captured, like New Amsterdam by the English in 1644, or
locals rebelled, like Brazil in 1654 (Wolf 2010, 129–130).
England was initially in the shadow of the Dutch and Spanish. As a late
entrant into the colonialization of the New World, and thus missing out on the
gold and silver mines and labour in South America, the English had to direct
their efforts towards North America. Early English colonies at Roanoke and
Jamestown could not replicate the models of violence that the Spanish used.
This was because relative to South America, the population was significantly
less dense in North America, and therefore fewer people to compel into forced
labour. Nor was there much of a forced labour tradition in North American
indigenous populations that could be grafted onto colonial rule. In addition,
despite better weaponry, the colonists were outnumbered and emaciated. Still,
Howard Zinn is correct to note that Jamestown was established ‘inside the territory of an Indian confederacy’ (2003, 13) which meant that English aggression
and expansion caused skirmishes and raids that escalated into massacres on
both sides. As Daron Acemoglu and James Robinson summarise, ‘the underlying circumstances were just too different’ (2012, 22).
As the Virginia Company could not undertake forced exploitation, nor was
there gold and silver to acquire, the only remaining option was to import
labour to work the land—corn for subsistence, tobacco for export—and
impose ‘a work regime of draconian severity for English settlers’ (Acemoglu
and Robinson 2012, 23). There was a redirection from exploiting the indigenous people to exploiting the colonists, but given the open frontier and
Extraction, Expansion and Economies of Bondage 35
options of living with the indigenous population, this was difficult to enforce
at less than subsistence food rations. A new strategy was employed in 1618.
It involved allowing settlers to acquire 50 acres of land and in 1619 the establishment of a General Assembly. Acemoglu and Robinson conclude, ‘the only
option for an economically viable colony was to create institutions that gave
the colonists incentives to invest and to work hard’ (2012, 26).
While this kind of explanation is fashionable in contemporary development
economics, Acemoglu and Robinson’s analysis skirts actually existing historical material conditions. First, their explanation ignores how the land grants
occurred because English colonial governors declared that Indians had natural
but not civic rights to land and so could be dispossessed. Conveniently, this
meant Indians had no legal standing in colonial courts. Second, it ignores the
extent to which English weapons were superior to those of Indian origin. The
last error is overlooking the role of imported slave labour, which began in 1619.
(By then, at least a million slaves had been imported from Africa to Portuguese
and Spanish colonies in South America and the Caribbean). As Zinn remarks,
‘everything in the experience of the first white settlers acted as a pressure for the
enslavement of blacks’ (2003, 23).
These errors are apparent when one examines labour regime change.
For example, in Tobacco and Slaves, Alan Kulikoff ’s (1986) study of the
seventeenth-century Chesapeake region, he analyses the transition from
indentured servants of English origin to slave labour of African origin. The
change in this labour regime turns upon the decline in the price of tobacco
between 1620 and 1680. Mostly this decline was offset by improvements in
productivity, yields, and imported slave labour, meaning that the cultivation
of tobacco nevertheless remained profitable. Indeed, the indentured English
servants who completed their contracts—under harsh conditions it must
be said—were able to acquire land and servants themselves. These freedmen were able to become relatively rich, eventually forming their own hierarchy and family dynasties which they converted into political office and
influence. The political influence of these dynasties rose so that the English
consolidated their American colonies to ward off Dutch and increasingly
French competition in the region.
From about 1680 onwards, tobacco profits had declined to the point where
it was difficult to cover production costs. This meant fewer opportunities for
newly freedmen to become landholders; the by-product of which was regional
class stratification as classes simply reproduced themselves. Only when tobacco
prices rose in the 1740s did prosperity return, but this was hardly comparable to the tobacco boom in the seventeenth century. Similarly, around 1700
the development of a naturally increasing population allowed for generational
replacement for whites, and around 1720-1730 for blacks. A growing slave population was revolutionary and created a material basis for the development of
a ruling class as the rich could invest in slaves who in turn would produce vast
36 Capital, State, Empire
quantities of tobacco. As Zinn remarks, ‘Slavery grew as the plantation system
grew’ (2003, 31).
Importing African slaves brought with it an associated set of problems: they
were reluctant workers, and so owners sought coercive activities and mistreated
them. While an inefficient labouring class, slaves nonetheless reduced production costs. Owners spent a considerable amount of time trying to make slaves
effective and efficient, as well as creating a ruling class ideology. This was the
basis of their class formation; it revolved around controlling the means of production and reproducing their capital stock. But it also involved constant fear
of slave rebellions, resistance, and insurrection, particularly when aided and
abetted by sympathetic whites.
Slavery was a popular method of acquiring labour power, and by the mideighteenth century about half of the households in the Chesapeake region
owned slaves, and it was likely that the slaveowners’ children would inherit
slaves too. This inheritance meant that there was growing class differences
between rich gentry and poor yeomen planters. The rebounding of the tobacco
commodity price in the 1740s limited, but did not eliminate, social conflict
between the two classes. Slavery also reduced class tensions for it cultivated
a racist ideology that helped consolidate the planters as a united group even
though there were two distinct class relationships. As to profitability, shortly
after the American Revolution, James Madison reportedly boasted that on an
upkeep cost of about $13, he would make about $260 per slave per year.
Nevertheless, there remains the question of why the colonists did not enslave
the indigenous population. The absence of a forced labour tradition is not a sufficient explanation. In explaining this, some scholars suggest that African slaves
were apparently more suited to intensive labour (See Wolf 2010, 203 for details).
However, this explanation does not seem satisfactory, for even if one accepts the
racist premise, it does not account for the costs of importing slaves. Another
kind of explanation points to the proximity of the indigenous population, proposing that slavery would have increased native rebellions, but this skirts the
fact that rebellions and revolts already occurred. Eric Wolf points out a more
hideous calculation: that the English ‘subcontracted war’ and displacement to
various indigenous groups, using one group to displace another in preparation
for English settlement and expansion. The indigenous population were also
useful assets, allies and clients for the English, Dutch, and French as they fought
one another. Slavery would hinder that process. Lastly, native America groups
signed treaties to return runaway slaves in exchange for guns, which then later
could be used in the inter-colonial conflicts (See Wolf 2010, 203).
Throughout this political development, it is important to note how American
crops were a component of a global commodity chain that brought profits to
Europe. Indeed, C. L. R. James in The Black Jacobins cites the French socialist,
Jean Jaurés’s observation that ‘the fortunes created at Bordeaux, at Nantes, by the
slave trade gave the bourgeoisie the pride which needed liberty and contributed
Extraction, Expansion and Economies of Bondage 37
to human emancipation’ (1989, 47). It is this historical contradiction that James
set his sights on arguing about the economic importance of Caribbean colonies
to early French industrial growth. Developing this line of inquiry Eric Williams’
Capitalism and Slavery argues that the capital accumulation achieved via slavery
helped British agriculture, the growth and development of banking institutions,
insurance, and the initial industrial infrastructure. More recently, Sven Beckert shows how ‘the growth of cotton manufacturing soon made it the center of
the British economy,’ becoming ‘the driving commodity behind the Industrial
Revolution…there was of course inventiveness and innovation in other industries, but cotton was the only one with a global scope’ (2014). Accordingly, the
abolition of it in the British Empire might have taken the guise of a moral cause,
but it had more to do with economic rationalizations—and indeed one might
add once British naval power underwrote global trade, abolition was meant to
preserve British power through denying this cheap source of labour power to
other European states.
The Dutch’s presence having receded and the expulsion of the French following the French and Indian Wars gave Britain hegemonic control of North
America. But it also meant that the British tightened control over the colonies, partly to extract colonial wealth to fund the war effort, doing so by
implementing revenue generating administration like the Stamp Act of 1765.
This occurred against a backdrop where American colonial trade had become
vital to the British economy, growing from about £500,000 in 1700 to nearly
£3 million in 1770. But these two developments meant that the British need
for the American colonies was not reciprocated. With the removal of the
French, there was an opportunity to act on this asymmetry.
2.3 Intra-Ruling Class Struggle and Bargained Settlement
By 1760, stable local political and social elite had formed, with imperial loyalists and nationalist factions. Nationalists wanted to redirect much of the rebellious energy towards English imperial agents, whereas the imperial loyalists
wanted to suppress it. From a material vantage, the American Revolution was
a fraction of the local elite seeking to capture and consolidate power from the
British as well as thwart local rebellions from slave and underclass alike. The
goal was to install themselves as the ruling class and thus oversee land and
labour on their terms.
In the revolutionary movement, the key political battles were in the Northern
Colonial cities. Artisans were relatively easy to co-opt to the cause, as they were
interested in protectionism, and resented British competition. The propertyless population presented a different kind of problem, as following the French
and Indian Wars many were unemployed and starving, thus prone to mob violence and property damage. Practically, this necessitated finding a means by
38 Capital, State, Empire
which to bring these various classes together. Mostly it was accomplished by
attributing the cause of grievances to the British, arguing that poverty was the
result of imperial wars. Wary of a turn on local elites, this rhetoric deliberately
skirted how unlimited property accrual caused poverty. Polemic pamphlets
like Thomas Paine’s Common Sense forged this movement, although local elites
were cautious of the direct democratic impulse in the population. As a remedy,
they sought to constrain it by designing a strong central government so as to
project unity and common interest.
Waging the Revolutionary War proved difficult for the Colonists for several
reasons. First, because in the Southern Colonies militias were required to maintain control over slaves, where depending on the region comprised anywhere
between a quarter and half of the population in places. Wealthy Northerners,
who owned these slaves, were less inclined to use these resources lest they lost
their investments. At the time, approximately 10 per cent of the population
owned about half of the wealth in the country, and owned a seventh of the
population as slaves. Similarly, poorer southern colonists resisted revolutionary
mobilization, because ‘they saw themselves under the rule of a political elite,
win or lose against the British’ (Zinn 2003, 75).
Initially the militias drew from those that had property, but they had to supplement their numbers by commissioning the poor, some of whom joined
hoping that military service would bring income but also yield upward social
mobility. Despite the nationalist elite’s stake in the successful outcome of the
war, the poor did the majority of the fighting. When and where drafts took
place, there were provisions where the rich could pay to get out of their service,
or could provide a substitute.
The militias provided an additional benefit as a means of converting neutral
or reluctant colonists into believing in the grander cause, and to paper over
the continuing simmering class tensions that arose when, for instance, the
wealthy hoarded commodities. Still, as Zinn remarks, ‘when the sacrifices of
war became more bitter, the privileges and safety of the rich became harder
to accept’ (2003, 74). Altogether, these conditions led to several mutinies. In
response, some colonies made constitutional concessions, such as lowering
property qualification franchise thresholds, but this was only to the extent that
the prevailing rule remained.
A second set of difficulties emerged in the early part of the war when losses at
Bunker Hill and Brooklyn Heights among others revealed the colonists lack of
military power, let alone decisive power. Due to guns being unaffordable—costing at least several months wages—less than a fifth of eligible colonial citizens
owned firearms. Even when the Revolution began, the Continental Army were
under-armed, and this continued until Yorktown, where thousands of weapons
were captured. So while the colonists did have a few minor wins, it was only
when the French joined the war, providing a naval blockade limiting British
supplies and reinforcements, that the colonists were able to gain momentum.
Extraction, Expansion and Economies of Bondage 39
Ultimately, the nationalist’s victory can be attributed to geopolitical struggles,
and not the strength of the revolutionary force itself.
After the war, the prevailing nationalists redistributed land confiscated from
loyalists. They mostly allocated it to themselves, making a very wealthy ruling class. That said, they did use land allocation as a tool of support, particularly with smaller farmers, as well as reducing the number of tenant farmers,
who had been a political nuisance in the years before the Revolutionary War.
Nevertheless, despite these land allocations, the class structure itself remained
unaltered: Northern merchants easily moved into houses confiscated from the
Loyalist elite. Edmund Morgan’s analysis is that ‘the fact that lower ranks were
involved in the contest should not obscure the fact that the contest itself was
generally a struggle for office and power between members of an upper class:
the new against the established’ (1978, 178). The aforementioned rhetoric, military service, and land redistribution were techniques to disguise social inequality and rally support for an otherwise oppressive class structure. This is not to
indicate that there were no interclass conflicts in the new ruling class, but rather
there was broad agreement that they had installed desirable circumstances for
themselves. Through informal means if possible and formal means when necessary, the ruling classes’ interests were steadily upheld.
The nation state was a popular symbol of support that could create consensus
and consolidate rule for capitalists. As Zinn writes,
the manufactures needed protective tariffs; the moneylenders wanted
to stop the use of paper money to pay off debts; the land speculators
wanted protection as they invaded Indian lands; slaveholders needed
federal security against slave revolts and runaways; bondholders wanted
a government able to raise money by nationwide taxation, to pay off
those bonds (2003, 83).
This is a theme in American history, the mobilization of lower class energy
for upper class politicians to advance their narrow goals, wherein the ruling
class does recognize and attend to grievances only to the extent that recognising and addressing them is an effective tactic of rule, which then legitimated
and upheld the belief that the political representatives were attending to social
problems.
Within American cities like Boston, New York and Philadelphia, a workingclass consciousness was forming. Most of it was aspirational in character as
artisans sought democratization, with specific demands including a more
direct, open, and inclusive process of decision making, equitable taxes, price
controls, although there were some direct attacks on wealth and the right to
acquire unlimited property. This is particularly acute when one examines the
class rebellions that occurred from 1740 onwards. Zinn’s synthesis of evidence
shows that these rural rebellions were ‘long lasting, social movements, highly
40 Capital, State, Empire
organized…aimed at a handful of rich landlords, but with the landlords far
away, they often had to direct their anger against farmers who had leased the
disputed land from owners’ (2003, 59). In response, mild legislative reforms
were enacted, but so were penalties for contention. Again, this is indicative
of another theme in American politics, where distance, social or geographic,
means that protest and anger is misdirected, thus hindering the chance of
broader solidarity emerging.
The Revolutionary War had terrible consequences for Indians. With the British defeated, the Americans directed their attention towards the dispossession
of Indian lands. This process was often accompanied by genocidal violence,
which was a continuation of the tacit policy implemented by the British. Similarly, encroachment and displacement were practices that continued. Wealthy
Northerners encouraged poor Americans to push westwards into Indian Territory, hoping that their settlement would take the brunt of the Indian’s reprisals. This expansion reveals a contradiction where Americans fought an antiimperial war while simultaneously undertaking imperialist actions themselves.
By contrast, the war had mixed results for blacks. Many free blacks had fought
for the British so the colonial victory meant they fled to other parts of the
empire. In Northern states the practice of slavery declined, albeit slowly, from
30,000 slaves in 1810 to 1,000 in 1840. The free blacks in the North began to
petition for political rights and access to public programs; some were granted,
others denied. In the South however, slavery expanded as cash crop plantations
grew. Cotton production figures bear this out; whereas in 1790 there were a
thousand tons of cotton produced, by 1860 this had increased to a millions
tons. The number of slaves quadrupled, from 500,000 to 4 million in the same
period.
The outcome of the Revolutionary war cemented a foundation where blacks
were either slaves or occupied a lower social status, Indians were subject to
genocide, women were subordinate, the Southern property-less population
remained poor, and the Northern urban working class received minimal dividends, while merchants joined the ruling land holding class. The control that
the ruling class exercised on the social structure meant that formal elections
were insufficient to take on entrenched interests and the social inequality it
reproduced. Indeed, the purpose of the federal government was to enforce a
kind of law and order that favoured those with large property holdings. Ensuing this paramountcy involved co-opting small property owners to build a
broad base of support so that coercion could be kept at a minimum.
The next major political development, at least with respect to the shape of
the social structure, was an inter-class struggle to define which kind of capitalism would prevail in the US. The tension in the lead up to the American
Civil War was less between the working poor in the industrial North and smallhold farmers in the agrarian South than it was between expansionist Northern
capitalists who sought free labour and tariffs and Southern landowners who
Extraction, Expansion and Economies of Bondage 41
believed these changes would undermine their prosperity. Even so, these two
groups were financially interdependent upon one another. For example, Beckert shows how ‘the growth of cotton manufacturing soon made it the center of
the British economy,’ becoming ‘the driving commodity behind the Industrial
Revolution…there was of course inventiveness and innovation in other industries, but cotton was the only one with a global scope’ (2014). Most importantly,
however, in this system slaves were not only the means of production, but
functioned as financial collateral for expansion of the cotton industry, but also
industrialism. The role of mortgaged bodies accounts for why slavery persisted
even as the Northern workers were a more productive labouring class. Interdependency rests on revisionist historiography often initiated and undertaken by
scholars like Cedric Robinson among others, who stress the deep interconnection between slavery and industrialism, that these modes of production are not
only compatible, but complimentary in actually existing capitalism. Robinson
calls this ‘racial capitalism,’ drawing attention to bonded labour and the racialized positions of those recently dispossessed through exaggerated differences
that permitted targeted violence to ensure subjugation.
As an industrial scale conflict, the Civil War leaned on labour power: the
working class for the Union, and slaves for the Confederacy. This is evident
in the Emancipation Proclamation, issued in January 1863. Silent on slaves
in the Northern-affiliated states and so contrary to idealistic revisionism, the
proclamation sought to undercut the labour power of the South. (It was the
subsequent Thirteenth Amendment that declared an end to slavery). Later, W.
E. B. Du Bois noted how ‘slaves had enormous power in their hands. Simply
by stopping work they could threaten the Confederacy with starvation.’ (2013,
109) And indeed this was the consequence of about 500,000, or about 1 in 5
slaves, fleeing plantations. Many joined the Union forces, swelling the ranks
of the black component to 200,000 troops. Together, these developments were
decisive to the Union war effort.
As like the Revolutionary War, again the wealthy like J. P. Morgan, John
D. Rockefeller, Andrew Carnegie, and James Mellon could purchase military
exemption. Accordingly, the disproportionate burden placed on poor white
soldiers led them to resent fighting for black emancipation and capitalism,
and so led to several revolts in Northern cities in 1863. Similarly, in the South,
where about two thirds of the population did not own slaves, lived on subsistence wages and in squalor, there was marked social inequality with the richest families owning about half of the regional wealth. As and when Southern
soldiers realized they were fighting for the rich, this weakened their morale
thereby compromising their combat effectiveness.
In the immediate post-war era, overseen by occupying forces, Southern Blacks were able to elect Black representatives to state legislatures and
Congress, integrate schools and became politically active. Black women,
like Sojourner Truth, were active and asserted that they too required rights,
42 Capital, State, Empire
therwise they would be subordinated like slaves had been before. But while
o
there were formal improvements in status and legal racial equality, material
relations did not radically alter. For example, while some confederate land
was expropriated and sold at auction most of this was beyond the reach of
former slaves. Rather these auctions were a wealth transfer to Northern investors and speculators. Additionally, blacks were effectively made serfs through
various ‘black codes’ mechanisms. These enforced unfree labour conditions
reproduced black subordination.
Furthermore, Southern white oligarchy organized hate by creating the Ku
Klux Klan and similar terror organizations. The function of these groups was
to reduce Blacks to their pre-Civil War status. Lynching and raids, beatings
and burnings were widespread and commonplace. Courts refused to support
the goals of black civil rights and even permitted segregation (cf Plessy v.
Ferguson, 1896). Given these conditions, some blacks went north to escape
violence and poverty. Still, the North itself was not absent racism: several
states had differential property qualification thresholds for franchise between
blacks and whites that existed up to the Civil War, while many denied Blacks
the right to vote altogether. Eventually by 1900, segregation policies and practices were legal in many Southern states. Racism functioned to similar effects
in the North.
The post-war reconstruction saw a coalition of Northern Industrialists and
Southern businessmen-planters emerge, of whom many were worried that the
1873 depression would lead the existing riots of farmers and working class
escalating to threaten the existing economic order they headed. As Du Bois
wrote ‘in America in 1876 a new capitalism and a new kind of enslavement of
labour’. Solidified by the 1877 compromise, this new capitalism swapped the
withdrawal of occupying Union troops and political autonomy in the South for
support of the Northern political agenda and land speculation. Further, as Alabama, Tennessee and Georgia had coal and iron deposits railroads were built
to extract these resources. And depending on who was to be enriched, the land
on which the railways were to be built was bought above or below market rates.
As such, the purpose of the 1877 compromise was to manage inter-ruling class
conflicts peacefully, while managing and undermining working class rebellion,
while adopting policies that ensured the stability of the social structure, and
thus policy changes, if any, could be anticipated, and would not create major
deviations.
Between rural displacement and immigration, urbanization led to overcrowding in American cities. Compounded by economic crisis from industrialization, high food prices, slums and disease there was simmering discontent, and the white working class lashed out at blacks, and immigrants, in part,
because the use of black and immigrant labour drove down the cost of labour,
but also fragmented the working class. Though these conditions did spawn a
radical labour movement which directly attacked the idea of private property,
Extraction, Expansion and Economies of Bondage 43
courts declared trade unions to be illegal restraints on trade, although these
judgements were protested. And while throughout the Reconstruction Era,
presidential power authorized the military to use violence to break up national
strikes and marches on Washington, 1877’s nationwide strikes from railway
labourers signalled the extent to which the ruling class needed this compromise. Labour did organize and won victories through protracted strike action,
but overall, these concessions ensured that the order itself was preserved. It also
underscored for labour that they were not sufficiently powerful to defeat a capitalist state, particularly when divided by race, gender, and language. As such,
the 1877 compromise indicated capital’s advancement would come through the
intense exploitation of white, black, Chinese, immigrant, or female labour, each
rewarded and oppressed differently to create terraced segregation in the class
structure. So besides women, Indians, and immigrants, the white working class
were also not fully benefiting from reconstruction.
Concurrently with these politics, the Reconstruction Era saw steam and
electricity displace human labour, the creation of a rail network, and telephones and typewriters increasing the speed of business. Mechanization in
the agricultural sector displaced farmers to cities. Technical improvements
meant the deeper coal deposits could be extracted. Businesses merged to try
to impose monopolies, price cartels were established. There was an active
redistribution of wealth to the rich, facilitated by state legislators and federal
power. Indeed, the railway industry captured Interstate Commerce Commission, inverted its original purpose of consumer protection. This gave the
impression of government supervision, but in practice it was nominal. Similarly, the Fourteenth Amendment, established to protect blacks, was interpreted to provide protection for corporations. Furthermore, the post-1877
compromise was the creation of a ‘steel navy’, which entailed buying steel
from Carnegie at artificially inflated prices. As these examples show, corruption at all levels of government, intense exploitation of labour, and dispossession facilitated the creation of fortunes.
Reconstruction saw many working class rebellions, national strikes, industrial sabotage, and tenant struggles. The labour movement, with vital female
involvement, won concessions in the late 1880s for shorter working hours and
higher wages, establishing new norms for the workplace. Labour candidates
did win in city mayoral elections. Guided by socialist principles, this labour
insurrection was more organized in the 1880s and 1890s than the spontaneous
ones in 1877. But labour fights were vicious, and the police killed members
of the radical labour movement at regular intervals. Outside of urban areas
and between 1860 and 1910, the US Army systematically waged war on the
Indians on the Great Plains as a prelude to the railways expropriating land for
their purposes. The Indians resisted this advance as well as they could given the
preceding centuries of genocide. While hegemonic, capitalism’s power was not
total nor without resistance.
44 Capital, State, Empire
2.4 Consolidation and Collapse, Contention and Cooperation
At the beginning of the twentieth century, the consolidation of industry and the
introduction of new machines by large capital investment meant that bankers
controlled the American economy. But repeated financial collapses and crises
meant that the rate of profit tended to fall, so capitalists sought to improve
productivity through instituting Taylorist principles in the workplace, which
as Harry Braverman indicated, was to make labourers interchangeable, particularly suited to immigrant labour, further divesting the division of labour
in production of any trace of unique humanity. Pressures for increased productivity came at the expense of workplace safety standards. In 1904, 27,000
workers were killed on the job, continuing from the previous century’s trends.
In 1914, the Commission on Industrial Relations found that 35,000 workers
were killed, and 700,000 injured. There was no compensation for families for
these accidents.
Due to racism and union leadership, especially in the American Federation
of Labour—who represented 80 per cent of unionized workers—blacks were
excluded from the same labour organizing efforts, which was particularly hard
as they earned about a third less than white counterparts. Leaders of the AFL
were co-opted by the ruling class, and used force to coerce its own members.
Du Bois in 1915 said ‘the net result of all this has been to convince the American Negro that his greatest enemy is not the employer who robs him, but his
fellow white working-man.’ Still other union activity from radicals, like Eugen
Debs and Mother Jones and others in and around the Industrial Workers of the
World, kept socialist politics going, aiming beyond higher wages to seize the
means of production.
Still, the 1893 depression underscored for the ruling class the overseas markets for US goods would relieve the problems of under-consumption and prevent another economic crisis that would fuel class war ‘from below’. So once
the North American continent was under American rule, capital needed to
expand elsewhere. The 1898 Spanish-American War was just such an exercise.
The event provided an opportunity to take territory from a European power
and establish an economy suited to the US ruling class’s interests, either as an
export market for goods, or as a place to trade goods like fruit and tobacco at
lower costs. Through a combination of annexation and peace treaties, the US
acquired Wake Island, Puerto Rico, Hawaii, and Guam, as well as the Philippines. With Cuba, the Plait Amendment forced Cubans to subordinate their
sovereignty to American military and economic interests, and so is a good
example of formal indirect rule. American Prosperity depended on extracting wealth from foreign markets, and as Woodrow Wilson said, it could be
accomplished either by ‘righteous conquest’ or by being ‘battered down’. The
result would be the same, ‘an open door to the world.’ (Wilson, various, cited
by Zinn, 2003, 339)
Extraction, Expansion and Economies of Bondage 45
The Spanish-American War also made the US ruling class acutely aware
that capital’s expansionist commodification exercises had to be securitized. As
Alfred Mahan argued, these newly acquired territories had to be supported by a
military infrastructure to connect markets and control the conditions of trade.
So extraction, exploitation and dispossession required not only the predominance of economic strength, the co-opting of local authorities, but coercion to
ensure that these practices continued on American terms. So much like how
the state security forces had been used to subordinate the American working
class, thereby catering to the interests of domestic free trade, so too was the
same logic applied to foreign trade.
The advanced capitalist countries in Europe were feeling similar pressures.
The decline of British hegemony stoked competition for control of territory
between advanced capitalist states, causing a resource acquisition race in
peripheral regions. Du Bois was very perceptive when he observed that the First
World War was over Africa. Much like how the British had to colonize North
America because it was what remained, so too was the war about late industrial
powers seeking sites of extraction for their own colonial system; Africa offered
much in terms of raw resources, cheap labour, and unexplored regions. Du Bois
also noted how colonial expansion, dispossession and exploitation was a means
of preserving rule and quelling social unrest by appeasing the working class.
Improved standards of living came from exploiting and repressing ‘the darker
nations of the world-Asia and Africa, South and Central America, the West
Indies, and the islands of the South Seas’. This surgically removed the radical
spirit of a working-class consciousness.
Formally, Woodrow Wilson sought to keep the US neutral, but there was
commercial advantage in selling military supplies to the British. Indeed, it was
imperative to do so given a recession in 1914 as growing industrial unemployment posed a political problem. From 1915 to early 1917, the US sold goods
worth $2 billion to the Allies. This industrial policy bound war and prosperity
together, but it also signalled a draconian approach to radical labour organizing. For instance, the Espionage Act (1917) was employed to quell dissent,
while the radical newspapers and magazines were barred from using mail services. Furthermore, the state undertook mass arrests of union leadership under
the pretence that radical labour was undermining the war effort. Irrespective of
whether this was true, the greater function was to remove sustained organized
opposition to the ruling class.
A similar pattern occurred in the Second World War. Initially the US sought
to profit off the conflict by selling weapons to the Allies and Soviets; their
involvement in the conflict occurred primarily because their economic interests were threatened. In line with this explanation, and as the Atlantic Charter illustrates, American involvement in the conflict occurred because the US
saw it as an opportunity to exercise some control and influence over the postwar international order. Indeed, this was an economic necessity as the Second
46 Capital, State, Empire
World War saw the rapid decline of British hegemony and the rapid rise of the
USSR, a state itself concerned with imperial ambitions. Lastly, both wars were
an opportunity to repress class struggle ‘from below’.
Returning to the pre-war period, one major development was that women
won the right to vote in 1920, but were divided along the existing party lines.
Concurrently the decade saw unemployment decrease and general wages
increase. Nevertheless, these positives papered over deeper systemic problems,
like for example, prosperity concentrated at the top echelons of society or mass
opinion controlled by large-scale publishing houses. With Andrew Mellon as
the Secretary of the Treasury under Harding, Coolidge, and Hoover, the top
income tax bracket fell from 73 per cent in 1920 to 25 per cent in 1928, with
capitalist newspapers cheerleading these politics.
Triggered by the stock market crash of 1929, The Great Depression revealed
the problems in the social structure, which included extremely high levels of
social inequality and economic misinformation. However, the biggest contributing factor was capitalism itself with its monistic drive for profit at the
expense of all other things. Mass unemployment followed as industries cut
back on production, farms turned to dust, and tenants evicted. Government
inaction contributed to Franklin D. Roosevelt winning the 1932 election. His
administration enacted the New Deal and other legislative reforms to reorganize capitalism to induce stability thereby removing the conditions for spontaneous rebellions and general strikes by the working class and avert a revolution. Although an incomplete appraisal of this development, Paul Krugman
nevertheless offers a good starting point for this particular discussion. In The
Conscience of a Liberal, he contends that Capitalists have waged a prolonged
and deep campaign to re-capture the state and to reclaim the economic wealth
that had been ‘taken from them’ by Roosevelt’s New Deal. At the time, the centrality of the market had produced a ‘vast inequality in wealth and power, in
which a nominally democratic political system failed to represent the economic
interests of the majority.’ The public policy interventions offered by the New
Deal and subsequently the Great Society programs attempted to overturn this
wealth distribution. For the most part, it was successful. Krugman writes that
the richest 0.1 per cent ‘owned more than 20 percent of the nation’s wealth in
1929 but only around 10 percent in the mid-1950s;’ and he calls this ‘the Great
Compression of income inequality’ (2007).
Notably, the New Deal ‘invigorated the economy’ through assisting the working class. Redistribution combined with war production created a ‘great boom
in wages’ that ‘lifted tens of millions of Americans…from urban slums and
rural poverty to a life of home ownership and unprecedented comfort.’ So high
was material prosperity that Peter Gomes wrote of ‘an era of unprecedented
economic growth and prosperity, where more people have more faith in the
chairman of the Federal Reserve Bank than in the president of the United
States’ (2000, xvi). Roosevelt Era Progressives were also in the business of fend-
Extraction, Expansion and Economies of Bondage 47
ing off socialism by removing the conditions that made their cause appealing.
So appealing was this that in 1910 Victor Berger was the first Socialist Party
member elected to Congressional office, and where soon after the Socialist
Party were able to make an inroad into municipal government, having 73 major
elected officials in 1911. Capitalism remained intact after the New Deal; the
rich still maintained the commanding heights. What appears to be the increase
of democratization, through for example, reforms to decentralize power at the
municipal and state level was but a way to install a slate of big business surrogates that were able to impose a consensus.
The Progressive Period was one of begrudging reform, to quiet protest not
making structural changes. Capital sought to co-opt labour and thus dissipate
the revolutionary energy in order to maintain the long-term stability of the
social structure. This involved providing workers with compensation and accident insurance, better occupational health and safety, often through state legislation, although the Supreme Court said these kinds of laws were an unconstitutional deprivation of corporate property without due process. This reveals a
fracture in the ruling class between those who wanted to maximize immediate
yields and reformists, who sought long-term stability even if it meant giving up
short-term profits. Emblematic of the reformist position was Harry Truman’s
Baylor speech where he tried (unsuccessfully) to argue for the creation of the
International Trade Organization (ITO), which while removing US domestic
economic protections and tariffs, would yield greater access to new markets,
facilitating capital accumulation. This cleavage represents the prevailing split
in the ruling class, the kind that developed in the twentieth century, and their
intermural disputes over the perverse calculus measuring the tolerance for
exploitation and extraction.
Despite the failure to create the International Trade Organization, the
reformists were able to somewhat quell the blunter and more brutal edges of
capital labour relations. Nevertheless, as C. Wright Mills’ New Men of Power
(1948), White Collar (1951), and The Power Elite (1956) collectively show, Postwar American society was organized around elitism, political apathy, technocracy, and oligarchy. In these books Mills describes the social structure of the
United States, where organized labour leadership traded the advancement of
their self-interest for representing their declining members against industrial
transformations, an expanding professional class sought to secure their social
and occupational status by embracing consumerism, and an overlapping elite
where democratic mechanisms barely blunted their desires and position.
As Tilly might argue American mass prosperity in the post-war period was a
result of social contention based primarily on the payback from labour power
for wartime military service. Even then, mass prosperity was white, male, and
geographically concentrated in major American centres. People outside of that
bracket did not really receive the dividends of growth, all of which underscores
how capital co-opted this segment of society to reproduce the social s tructure.
48 Capital, State, Empire
Still, due to protracted struggle, Civil Rights legislation was introduced to
counter structural racial prejudice, and involved removing barriers for blacks
to higher education, forced desegregation of schools and universities. Further
helped by The Higher Education Act of 1965—a needs-based federal financial aid—Black enrolments increased, and these students took the energy and
power of the Civil Rights Movement into the classroom. Beside counter-cultural forces and radicalism by students who did not have to work and had lots
of free time to organize, there was a dynamism on US campuses.
2.5 Neoliberalism and the Great Recession
Dissatisfied with the repercussions of the New Deal and the Great Society, and
concerned with their relative decline of power, the libertarian faction of the
US ruling class rallied, investing in the post-Eisenhower Republican Party.
Rationally exploiting sentiments in American politics, they sought to appear
anti-establishment, and built a broader coalition to mobilize religious and cultural commitments to their advantage, albeit with internment success in the
immediate post-war era. Still, they sought to frame the Civil Rights, feminist
and counter-cultural movements as threats to the established social structure.
Indicative of this view is Samuel Huntington. Commissioned by the Trilateral
Commission for a report, his assessment was that ‘the 1960s witnessed a dramatic renewal of the democratic spirit in American.’ Huntington characterized
‘the predominant treads of that decade involved the challenging of the authority of established political, social, and economic institutions’ including ‘a pervasive criticism of those who possessed or were even thought to possess excessive power or wealth.’ (1975, 59–60). As Huntington portrays it, social services
mandated by items like civil rights increased ‘governmental debt from $336
billion in 1960 to $557 billion in 1971’ creating ‘inflationary tendencies’. Similarly, unionization of governmental employees was a problem as governmental
officials were tasked to ‘avoid imposing higher taxes to pay for the higher wages’
(Huntington 1975, 103). Huntington leaves out how many of these governmental employees were black, for they were aided by justifiable affirmative action
that was absent from the private sector. The main problem, however was an
‘excess of democracy’; the solution was rule via expertise (1975, 113). He concludes his assessment with a revealing fatal conceit:
The vulnerability of democratic government in the United States thus
comes not primarily from external threats, though such threats are
real, nor from internal subversion from the left or the right, although
both possibilities could exist, but rather from the internal dynamics of
democracy itself in a highly educated, mobilized, and participant society. (Huntington 1975, 115).
Extraction, Expansion and Economies of Bondage 49
These remarks reveal the extent to which the ruling class see an informed and
active democratic citizenry as a threat to their social positions. Thus, from their
vantage point it is in their interest to weaken the education system more generally through underfunding and to cultivate political apathy wherever possible.
The libertarian wing had the best opportunity in the early 1970s. The cumulative effect of military defeat in Vietnam, economic stagnation, Nixon’s decoupling the dollar from the gold standard, as well as the oil crisis in response to
the 1973 Yom Kippur War along with several other factors, underscored the
need for the ruling class to reassert its control over the social structure. Waging
a long campaign—Jane Mayer’s Dark Money (2016) provides a case study of the
Koch family, one node in this general turn—and test-running economic policies in Latin America (see Peck 2010, Harvey 2007), Reagan’s election was the
defining moment for the reactionaries. This was because supply side economics
gained presidential affirmation. Krugman writes that supply side economics
‘claimed without evidence that tax cuts would pay for themselves’, but without
much support from ‘professional economic research’. In their implementation,
this economic thought has wrought considerable damage and harm, mostly by
diminishing the prospects for Americans for economic progress. By contrast,
‘if gains in productivity had been evenly shared across the work force, the typical worker’s income would be about 35 percent higher now [2007] than it was
in the early seventies.’ Increasing social inequality is a telling indicator of class
struggle ‘from above’.
Emblematic of the tone of the era, Charles Peters’s A Neoliberal’s Manifesto
(1982) described a movement that ‘no longer automatically favours unions and
big government or oppose the military and big business.’ Presented as a revolutionary project that rejected the politics of economic redistribution, this movement implemented a kind of public policy where the first impulse was always
to let social issues be addressed by market driven solutions, by for instance
the privatization of public goods. Herein neoliberalism can be understood as
a method of statecraft, one that certainly advances and caters to the interests
of the US capitalist ruling class, but perhaps most importantly redirects public
contention from specific and known rulers to abstract and impersonal markets
(see Krippner, 2011).
Throughout, these general developments severely weakened organized
labour’s position and jobs were outsourced to other parts of the world. The
ramification was to suppress uneducated wage labour. If the working class
hoped that the election of Bill Clinton was to reverse these actions, they
were sorely disappointed as his administration declared the ‘end of big
government’. Throughout this period, the productivity of graduates greatly
increased, the result of which was that middle-class prosperity without a
degree evaporated as social inequality accelerated. As wages for uneducated
labour declined, entry into the higher echelons of the workforce was predicated upon receiving a university degree—the cost of which is more than the
50 Capital, State, Empire
mean yearly income—university enrolments increased throughout the 1990s
and 2000s. Good portions of these admissions were by blacks and Hispanics,
who, because of structural injustice, were more likely to require Pell Grants.
The point is that debt bondage dramatically increased, thereby conditioning citizens to adopt an instrumental rationality in order to escape potential
bankruptcy. This ideology has little scope—or time—for contemplative dissent. Accordingly, it well serves the ruling class.
Turning to the efficacy of the campaign, Krugman cites figures that show that
in the 1920s, the top decile of income earners hoarded 43.6 of total income,
with the top one per cent hoarding 17.3 per cent. In 2010, after forty years
of prolonged political manoeuvre, the top decile hoarded 44.3 per cent, while
the top one per cent hoarded 17.4 per cent. In this fashion, it is a kind of rent
seeking and the arbitrary inequality comparable to that of the ancien régime. In
this respect, the reactionary movement is a revolutionary force, for it does not
intend to conserve or protect any particular institutions or values aside from
those that serve wealth.
These issues were leveraged to justify constructing a right-leaning economy. The purported economic goal of this project was to insulate wealth from
redistributive exercises, thereafter using re-regulatory efforts to implement a
‘trickle-up’ economic arrangement that divert the yield of economic growth
and advantages to designated population groups. Here, re-regulatory denotes
not the removal of stale policy and laws, but rather the attempt to change the
regulatory framework to make it more favourable to the ruling class. Deregulation is simply a rhetorical move that seeks to diminish concerns over the rise
of a new regulatory apparatus. In part this was to lift restrictions on capital, but
also to promote the capacity for flexible accumulation, that being the easier
entry and exit of capital to assist in attaining higher returns on investments.
Essentially, technocrat state officials and other agents of the ruling class used
macroeconomic policy sought to increase rates of return on financial assets,
but in doing so eroded the bargaining power of the American working class.
Explanations for the success of the reactionary movement either tend to
prioritize economic issues over social conservatism, or stress the role played
by evangelicals in electoral politics, or point to the manipulation of widespread racism. While there is something to these explanations, partisan advocates thereof primarily err by mischaracterising the central ideological axis
upon which the conservative imagination rotates. This rotation concerns the
belief that domination and hierarchy is just. The willingness to dominate others unites social and economic conservatives, as well as racists. It is accepted
because domination is a required characteristic to ensure accumulation
continues unabated. To bring several aforementioned observations together:
education is prohibitively expensive, and so in addition to existing class barriers and filters already safeguarding access thereunto, debt bondage is a technique of indirect rule, the aim of which was to hollow out radicalism thereby
Extraction, Expansion and Economies of Bondage 51
inducing supplication of the professional class, whose support is vital given the
marginalization of general labour. The backlash from general labour remained
mystified, and re-directed to minorities to aid in dividing those who otherwise
share an interest in emancipation.
Libertarians’ concerted push back has changed the American intellectual
landscape, particularly liberal thought. In their political retreat from New Deal
and Great Society social programs liberals have conceded, perhaps even capitulated to, the general political terrain to the libertarian agenda. Exemplary of
this trend is the career of John Rawls. A Theory of Justice (1971) is primarily
concerned with economic questions: the legitimacy of allocation, the moral
imperative of redistribution, and welfare are all efforts that require attention to
the consequences of property relations, the control of production, and assumptions informing distribution. Drawing upon Keynes, who argued that a private property-based market tended to be unstable due to high unemployment,
Rawls and fellow liberals came to doubt that it was an adequate foundation for
a stable, free society. Instead, their prevailing belief was that private property
crippled the working classes, rendered them bonded to the economic system,
created inequalities further alienating people from their liberty and thereby
hindered persons from selecting their own ends.
However, in the face of criticism, some legitimate, much less so, Rawls’s critics
pulled American political philosophy towards the management of apparently
intractable differences in culture, language, and religion. Administrative concerns displaced critical elements. Co-currently, difference increasingly referred
to identity, not social inequalities, while the encumbered debates over the priority of the right over the good obscured the right to goods. For wealthy cultural elites—left neoliberals—issues in personal aesthetics became problems to
study, the result of which was to convert private belief and practice into matters
of public politics, all the while ensuring that class became at best a subsidiary
concern in the high strata of US intellectual politics. In short, the emancipatory
necessity of understanding objective social relations was replaced by the reactionary urgency to mobilize subjective concerns.
Still, this is not to give post-war twentieth-century American liberal thought
a pass. One major problem with robust welfare state liberalism is that is often
preserves the class forces that seek to stop it from existing. From the vantage of
radical critique, not only does the liberal state provide insufficient freedom, it
is unstable and unable to maintain the affordances it does offer. Even then, it is
too susceptible to the pull of capitalist ideology. Here. By this, I mean that by
being receptive to the ideas that preserve incumbent interest, liberalism offers
a radical diagnosis but incremental change.
Incrementalism is present in Ben Bernanke and Mark Carney’s respective
recession assessments. In May 2013 they gave speeches conceding that the
presumed ‘end of monetary policy history’, a focus on macroeconomic stability above all else, contributed to the financial instability that caused the Great
52 Capital, State, Empire
Recession (Bernanke, 2013, Carney, 2013).15 Employment, output, the exchange
rate, credit and assert prices were, for example, considered only in relation to
this bearing and filled under ‘constrained discretion’. The downside was that
generally legislators, policy-makers, and central bank technocrats failed to link
liquid capital flows and financial imbalances in many advanced economies.
Initially the 2008 crisis was treated as a limited event. Most explanations and
analysis concentrated on micro factors such as rogue financial actors, shadow
banking enterprises, or the nature of markets themselves.16 But when ‘Echoes
of the Great Depression’, were observed, Carney writes, this:
motivated a swift and aggressive response. Major central banks provided hundreds of billions of dollars in extraordinary liquidity through
a combination of repo facilities, standing facilities, securities lending
and reciprocal swap agreements. (2013, 9)
These measures sought ‘to provide the stimulus to support activity and price
stability. The links between price and financial stability were increasingly evident.’ The collapse necessitated that,
In the fall of 2008, in response to the rapidly deteriorating conditions
in global financial markets, a weakening U.S. economy, and an abrupt
drop in commodity prices, G-10 central banks, including the Bank of
Canada, conducted an exceptional, coordinated interest rate cut of 50
basis points. (Carney 2013, 8)
The need for coordinated action like the move away from inflation targeting
to financial stability and expanding the role of central banks highlights how
interconnected the economic system is. Now central bankers have been tasked
to play a supervisory role, ‘it conceptualizes and carries out both its regulatory
and supervisory role and its responsibility to foster stability.’ Carney describes
this as the need to ‘complete the contract’ with a public at large (2013, 18).
When attempting to stabilize the post-Recession economy the US and
Canadian central banks focused on monitoring and evaluation exercises with
regulatory policy and practices to detect the financial vulnerabilities that exist
in deeply connected and systematically important financial systems. These
central banks also sought to understand how shadow banking, asset markets,
and the non-financial sector contributed to the collapse. Overall, Bernanke
and Carney agreed that better research and hypothetical stress tests could lead
to better management when these circumstances reoccur.
Notwithstanding these aspirations, the US Reserve Bank has to work with
indirect legislative frameworks such as the Dodd-Frank Act, which are statuary
designed to fail. For instance, the United States Government Accountability
Office suggests that Financial Stability Oversight Council mission is ‘inherently
challenging’, This is because:
Extraction, Expansion and Economies of Bondage 53
Although the Dodd-Frank Act created FSOC to provide for a more
comprehensive view of threats to U.S. financial stability, it left most of
the fragmented and complex arrangement of independent Federal and
State regulators that existed prior to the Dodd-Frank Act in place and
generally preserved their statutory responsibilities. As a result, FSOC’s
effectiveness hinges to a large extent on collaboration among its many
members, almost all of whom come from state and federal agencies with
their own specific statutory missions. (US Government Accountability
Office 2012, 8)
Perhaps for this reason, Carney observes that ‘Globally, central banks are now
being simultaneously accused of being ineffective and too powerful’ (2013, 3).
Accordingly, Bernanke and Carney suggest the need for a reconceptualization
of the practice of the reserve banks. Still, inflation targeting maintains rentier
income at the expense of employment policies. This is not so much irrational
exuberance as structural entrenchment.
Given the technical cloaking of these issues, Dean Barker is correct to note,
‘the public and even experienced progressive political figures are not well
informed about the key policies responsible for this upward redistribution,
even though they are not exactly secrets.’ (2011, 1). So these ameliorative, preventative, predictive, and re-conceptual approaches outlined above are likely
to be ineffective at averting capitalist economic crises as they lack a broader
historical understanding of capitalism itself and the indirect and invisible coercive mechanisms that support the reproduction of its expansionist tendencies.
‘It may be’, Ellen Meiksins Wood said twenty years ago, ‘that we are seeing the
first real effects of capitalism as a comprehensive system. We are seeing the
consequences of capitalism as a system not only without effective rivals but also
with no real escape routes. Capitalism is living alone with its own internal contradictions’ (1997, 558). Ominous and unsettling, Wood’s words speak to the
wider setting of US militarization, a topic I directly discuss in the next chapter.
CH A PT ER 3
Calculation, Computation, and Conflict
During the First World War, massive artillery barrages caused the majority of
causalities on the Western Front; indeed, many more soldiers were killed by
falling debris than small arms fire (cf. Middlebrook 1971).17 This was partly
due to the stable fronts that in turn compelled a change in military doctrine,
and so whereas artillery had once primarily supported infantry manoeuvres, in
stalemate warfare they became paramount elements in controlling battles. One
American observer wrote that,
the artillery has now reached such a position of importance that successful attack or defense is impossible without it…Infantry officers do
not hesitate to say that infantry should not leave its trenches until the
artillery preparation has really smashed all targets...also, the infantry
can advance only so far as their artillery can escort them with fire. (cited
by Grotelueschen 2001, 5)
As the Allied adage went, ‘artillery conquers, infantry occupies’.
This new doctrine quickly depleted Britain’s stock of shells and caused political scandal in 1915. In response, David Lloyd George was appointed as the
Minster of Munitions, but nevertheless the Asquith administration fell in 1916,
replaced by one headed by Lloyd George himself (see Adams 1978). One task
of his government was to better plan the strategic production and distribution of these shells. Britain would go on to produce nearly 260 million shells
through the course of the war, underscoring the importance of artillery dominance.18 Once having arrived at the Western Front via rail lines the shells were
distributed to gun crews and a different kind of calculability took over. Tactically the first gun in the battery would fire; forward observers would report the
landing and gun crews would recalibrate; the process was repeated until the
guns zeroed in on the target. To increase effectiveness, engineers and signal
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 55–76. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.d. License: CC-BY-NC-ND 4.0
56 Capital, State, Empire
corps installed telegraph or telephone lines for forward observers, but these
lines were often cut off by enemy artillery fire and would need to be repaired or
replaced – a task made hazardous by enemy snipers and rifle fire.
When the communication infrastructure was intact, the staff at the artillery
headquarters had to calculate targeting using variables like distance, elevation, charge, weather, height differences, and the distances between enemy and
friendly troops. Ordinarily it took anywhere from 15 minutes to 1 hour to coordinate artillery strikes: after the initial call for artillery from the front line
commander the signal went to the staff headquarters to calculate the trajectory
and who then relayed the information to artillery commanders. If any branch
of the established command was out of contact, it was difficult to get artillery
fire approved. Delayed and poor communication or incomplete geographic and
weather information could risk friendly fire incidents. Similarly, because of the
slow turnaround times front line commanders could not seize opportunities
as they might occupy ground set to be bombarded by their own side. So poor
communication of calculations reduced operational effectiveness.
After the war, there were several country specific approaches to this problem. Common was the allocation of mortars to infantry units for line of sight
operations, where teams could make accuracy corrections themselves, lessening their reliance on divisional command. The German and Soviet armies also
developed short-range line of sight guns to support infantry units. Germany
combined precision airpower with armour, and trained their officers to operate without divisional oversight to radically exploit battlefield opportunities.
France expanded their staff and added long-range cannons to divisional artillery units, but this proved unable to respond to rapid moving fronts in 1940.
Conversely, the British standardized their artillery and added mechanical calculation machines to allow artillery staff to calculate ballistics faster. The British
also sought to decentralize artillery command by providing radios to forward
observers to shorten the command structure.
While the US was a late entrant into the war, the American Expeditionary Force’s (AEF) frustration with trench warfare left a strong impression
within the US military. Whereas the AEF observed, adopted and incorporated elements of European artillery doctrine, their officers, especially General John Pershing, believed that this mode of warfare was ‘based upon the
cautious advance of infantry with prescribed objectives, where obstacles had
been destroyed and resistance largely broken by artillery.’ This over-reliance
on artillery produced a conservative infantry subject to ‘psychological effects’
that lacked the ability to create a decisive offensive. Drawing upon established
American military thought and practice in Mexico and the Indian Wars under
Manifest Destiny, and the conditions on the Western Front, Pershing advocated for aggressive infantry manoeuvres assisted by artillery to rout, pursue,
and destroy enemies. He called this ‘open warfare’, the purpose of which was
‘to bring about a decision the [enemy] army must be driven from the trenches
Calculation, Computation, and Conflict 57
and the fighting carried out into the open’ and ‘an aggressive offensive based
on self-reliant infantry.’ (Pershing as cited by Grotelueschen 2001, chapter 1).
Upon review of their combat performance, the US undertook several research
and development programs to make military power more effective. One initiative was to continue to develop armour, but as these weapons had to manoeuvre under battlefield conditions there were limits to the calibre of guns that
could be mounted on chassis. Another initiative installed automated analogue
computation equipment on battleships so that the rates of accurate fire could be
increased (see Mindell 2002, chapter 2), however the operational conditions of
land warfare differed from those at sea, so this solution was not easily transferable. One notable difference to other military reconfigurations was that the US
miniaturized radios to the point that they could be carried and operated by a
single person. Radios were deployed at the company level, so field officers and
NCOs could order artillery support, making them more self-reliant. To make
this system more effective, the US pre-calculated ballistics data for any given
scenario. This effort involved a small army of mathematicians and technical
staff aided by the ENIAC computer. Additionally, throughout the 1930s the US
Department of Defense (DoD) undertook a programme to land survey parts of
Europe to make extremely detailed and accurate maps. Altogether, this meant
that US artillery was able to respond quickly to calls for support than other
military peers.
This brief overview of the development of early twentieth-century artillery
warfare is indicative of several key initial developments in computational warfare in late capitalism: the general characteristics are the increase in scope and
scale of coordinated calculability between the strategic and tactical level. Building upon these insights, in this chapter I advance a working conjecture that the
development and expansion of detection and the tracking media facilitates the
social reorganization of coercive power that can in turn increase social stratification.
3.1 Cold War Social Science
The marriage of radio, surveying, and calculability was very successful for the
US military in the Second World War. In the post-war period, the US sought
to replicate the success of this kind of mapping and calculability of populations
in the ramp up to the Cold War. To counter a rising USSR, the US required
constant technological and intellectual innovation to compete and foster economic growth. One method to achieve this objective was to use universities
as the foundational research and development arm for blue-sky military and
corporate imperatives. The US government and subsidized industry investments in academia sought to create a stock of exploitable ideas as components
for strategic competitive advantage. Perceiving the character of this problem
58 Capital, State, Empire
requires setting aside the objectified private agendas of various stakeholders,
and instead seeing higher education as part of public and economic policy
about knowledge production to support imperial rule.
Roger Meiners (1995) points out ‘By 1950 over $150 million a year was being
spent by at least fourteen federal agencies, [while] over two–thirds of all budgeted university research came from federal money.’ Meiners continues,
Much of the initial funding for social sciences research came through
the Department of Defense. The Office of Naval Research sponsored
research in the fields of human relations, manpower, psychophysiology,
and personnel and training. The Air Force, through the RAND Corporation and the Human Resources Research Institute, sponsored studies
on topics such as group motivation and morale, role conflict, leadership,
and social structure in the military community.
The initial post-war boom in veteran students aided this research agenda as
over one million extra students enrolled in 1947. Meiners (1995) notes that in
1946, total university enrolment stood at 2.6 million students, double that from
1938, while from 1956 to 1966, federal spending increased by near $3 billion
(Brock 2010). Using the Servicemen’s Readjustment Act of 1944, the US subsidized about 2.2 million military personnel though higher education, many
of who would not have been able to attend otherwise (Olson, 1973). Costing
around $5.5 billion, this seemingly egalitarian public policy was designed to
create a staff for the Cold War industrial enterprise.
Within this broader transformation of American social science, one notable
initiative was the US funding of the Bureau of Applied Social Research (BASR)
at Columbia University. For example, Elihu Katz and Paul Lazersfeld attempted
to understand the behavioural influence of mediated messages in mass print
and broadcast communication to better influence target populations, irrespective of whether those populations were domestic or abroad (see Pooley 2008).
Presuming quantitative survey methods to be more rigorous than other kinds
of social inquiry, Katz and Lazersfeld began refining public opinion research
programs, and importing techniques from actuarial statistics to test difference
messages to detect whether the composition of content registered different
efforts or not.
In a similar vein, Daniel Lerner’s The Passing of Traditional Society underscored the belief held by many US media researchers in the early Cold War
that mass media could induce social transformations. Informed by his wartime
occupation as a propaganda analyst in the Psychological Warfare Division (Shah
2011), Lerner’s book was the product of an another notable BASR project, which
had been funded by the US State Department to assess the effectiveness of Voice
of America in influencing public opinion in the Middle East. Lerner advances
a psychosocial theory of modernization wherein groups moved ‘from farms to
flats, from fields to factories’ (1958 47). Urbanization would be a catalyst for the
Calculation, Computation, and Conflict 59
development of modern institutions, paramount of which was a market system.
When combined with high rates of literacy and contemporary media consumption, Lerner proposed that this would create ‘empathy’, an effect where behavior
becomes associated with Western beliefs and values. This geopolitical theory,
while being less rooted in European colonial assumptions about racial attributes
than pre-war social theorists, still nevertheless maintains sufficient residual trace
elements of racial superiority of the American variety, albeit coded in the language of cultural adaptability.
3.2 The Strategic Return to Centres of Calculation
While telling about the goals of the US, Katz and Lazersfeld’s as well as Lerner’s programs do not match the scale of the US Army’s Human Terrain System
(HTS). Initialled in 2006 and costing $725 million until discontinued in 2014,
HTS was the most expensive social science programme ever undertaken. (Most
of these funds went to two defence contractors, BAE Systems and CGI Federal).
Conceived at the US Army’s Training and Doctrine Command (TRADOC),
then headed by General David Petraeus, the programme embedded social scientists in combat brigades both to ensure better sociocultural understanding
of the populations under occupation as well as to address institutional racism in the US Army.19 Together this social scientific ‘soft power’ was meant
to aid counter-insurgency operations. Numbering more than 500 personal
at one stage, five person HTS teams were embedded collecting data, gathering information and undertaking psychological operations (See Nigh 2012,
Human Terrain Team Handbook 2008). To outsiders these teams presented
less lethal options to manage occupation, and fitted into the population centric counter-insurgency doctrine TRADOC was developing.20 Eventually 30
Human Terrain Teams were deployed in Iraq and Afghanistan, however many
personnel had inadequate language skills or lacked local cultural knowledge.
Moreover, the programme was beset by accusations of institutional racism,
ignoring sexual harassment, and of participating in interrogations (Varder
Brook 2013). These problems might have been tolerated had the programme
been an operational success, but brigade commanders found the HTS teams
ineffective (Clinton et al. 2010).
Post-surge, as the US Army reduced troops in Iraq and Afghanistan, the HTS
programme sought to retain relevancy by repurposing themselves to be able to
gather information about local populations in areas where the US Army anticipated conducting operations. But this redirection was not met with much enthusiasm as the US Army faced budget cuts and so the programme ceased being
funded. Roberto Gonzalez (2015) argues that another contributing factor was
HTS’s close connection with Petraeus, who lost power after he was dismissed
as the Director of the CIA following the Petraeus-Broadwell scandal. Still, the
decline of counter-insurgency operations and Petraeus’s scandal are secondary
60 Capital, State, Empire
reasons for the cancelation. Rather cancellation represents, as Gonzalez writes,
‘the broad shift in Pentagon priorities, away from cultural intelligence and
towards geospatial intelligence’ (2015). Notwithstanding the long association
between anthropology and the intelligence community documented by David
Price (2008, 2016), as one critical geographer writes, ‘It’s algorithms, not anthropology, that are the real social science scandal in late-modern war’ (Belcher
2013, 63). These priorities return intelligence collection to the strategic centre of
calculation and to the various agencies of the state. The proceeding sections are
case studies of drone warfare and mass surveillance and are used to analyse the
ramifications of covert computation.
3.3 Automated Lethal Robotics
All branches of the US military are researching or seeking to develop robotic
instruments of war. The US Navy is attempting to build armed submarines and
helicopters such as the Fire Scout. At the time of writing, the US Marines are
testing Gladiators, small tracked vehicles armed with machine guns that are
intended to operate in front of advancing troops, while the Army uses Packbots to assist in bomb detection and detonation. Using funds provided by the
Defense Advanced Research Projects Agency (DARPA), several companies are
iteratively making hominoid-esque robots like Boston Dynamics’ Atlas. Biomimicry extends to pack animals such as the BigDog and drones that look
like birds (McDuffee 2013). Suffice to say that even if the military budget were
to shrink, these kinds of robotic systems are deemed crucial pieces of future
military capacity, force, and planning. To examine this trend, I use the case of
drones. Here I follow Derek Gregory (2011) and understand these technologies
as part of a ‘scopic regime’, by which he means to draw attention to the specific
techno-culture manner of employing sensors and optics to display and coordinate warfare.
First used for tactical reconnaissance, drones have become a near indispensable battlefield technology with offensive capabilities. From 2002, when a couple
of strikes targeted Salim Sinan al-Harethi and Nek Mohammad—with an estimated High Value Target to Total Deaths ratio (HVT:TD) of 1:5—the offensive
use of drones escalated from 2005 onwards. Eventually, between 2009 and 2010,
there were 161 strikes, killing 1,029 persons with a HVT:TD ratio of 1:147, suggesting indiscriminate targeting (Hudson, Owens, and Flannes 2011). And still,
Gen former director of the NSA and CIA, General Michael Hayden, has said
that ‘Our tolerance for collateral damage is far too low.’
The most recent phase of the drone program is characterized by an increase in
attack frequency, sanctioning targets of opportunity, and likely larger payloads
exacerbating civilian deaths. From 2011, the Obama administration announced
plans to begin an aggressive new drone-warfare campaign in Yemen directed
Calculation, Computation, and Conflict 61
against al-Qaeda in the Arabian Peninsula, Somalia (Mazzetti 2011), as well
as providing drone support to foreign nations such as Uganda and Burundi in
addition to anti-piracy operations in the Indian Ocean (Turse 2011). Due to
the multiple areas of operation, state secrecy, and absent reports, it is difficult
to estimate the number of casualties drones have created.
Drone warfare has been marked by so-called ‘signature strikes’. Daniel Klaidman describes signature strikes as ‘targeting of groups of men who bear certain signatures, or defining characteristics associated with terrorist activity,
but whose identities aren’t known’, (2012) and Greg Miller describes them as
‘surgical, often lethal, and narrowly tailored to fit clearly defined U.S. interests.’
This is particularly distressing when the US military is testing software that
will program drones to automatically hunt, identify and engage targets without
a human pulling the trigger. (Finn 2011). Combined with revelations about
NSA mass surveillance there is little to inspire confidence that future signature
strikes will not automatically scrape big data gathered through data mining.
The Obama administration overruled the use of signature strikes, preferring instead Terrorist Attack Disruption Strikes (TADS). However, as Miller
reports, TADS are aimed at ‘wiping out a layer of lower-ranking operatives
through strikes that can be justified because of threats they pose to the mix of
U.S. Embassy workers, military trainers, intelligence operatives and contractors scattered across Yemen.’ But by that definition, it seems that TADS and signature strikes are practically one and the same (Miller 2012). And if anything,
one can infer from Miller’s report that the US has inserted trainers, operatives
and contractors into Yemen in an effort to erode the threat presented by AQAP
(al-Qaeda in the Arabian Peninsula) (but itself likely inducing blowback).
The American public is told that extrajudicial casualties from drones are primarily militants but these claims remain unsubstantiated and under investigated even as strikes have become routine (Sokol 2010). The Brookings Institute estimates that 10 civilians are killed for every militant. It seems the official
line is similar to that provided in the Vietnam War; ‘anybody dead was considered a VC.’ This method is used in areas as widespread as from Northern Mali
on the Islamic Maghreb and the Philippines’s Abu Sayyaf and Jemaah Islamiyah (Oumar 2012, Ahmed, 2012). The lack of judicial oversight, superseding
legal constraints, extra-judicial killings, massive collateral damage, secret ‘kill
lists’, and the uncertainty caused by the lack of transparency and accountability
leaves little information for a proper public debate. The Obama administration
claims they follow strict internal reviews to prevent abuses, but there is no way
to verify these claims. What has happened is the installation of an undemocratic and illiberal self-regulating centralized authority yielding lethal force.
Therefore, the intellectually responsible position is to be suspect of this politically centralized bombing.
The US state claims that greater transparency, while desirable, must be weighed
against revealing the sources and methods of the intelligence community, and
62 Capital, State, Empire
the ‘requirement of non-acknowledgement’. The former reason seeks to preserve
a tactical edge over enemies, but this does not explain why representatives or the
judiciary cannot provide oversight. The later reason indicates cooperation with
other countries whereupon operational involvement is unacknowledged, and
official credit of tactical successes are taken by the host country. Here the Yemen,
Philippines, and Mali governments insist they carry out strikes to preserve their
sovereignty, even while lacking the capability to do so (Booth and Black 2010).
However, by not acknowledging external involvement, this is withholding crucial information from their citizens.
Given the states in which they are used, drones destabilize already frail political systems by inflaming social volatility and isolating populations from political elites and governance structures that are seen as powerless to stop this terror
(Crilly 2011). In Pakistan, for instance, the CIA wants the drone campaign to
continue unabated, whereas the State Department argues that the drones risk
destabilizing a nuclear power (Entous, Gorman, and Rosenberg 2011). As it has
been conducted, drone warfare seems strategically misguided, lacks decisiveness and incurs significant political and diplomatic costs. Target populations
live in constant terror of being attacked. And non-combatants’ deaths and feelings of asymmetrical vulnerability, even if they are not ideologically sympathetic to local combatants, create incentives for the target population to retaliate against convenient targets. Altogether, drone warfare, rather than bringing
stability has simply compounded violence and instability. But it appears as if
this cost is acceptable because it gives an under-informed public the impression
that potential conflicts and attacks are being averted.
In 2011, the United States operated approximately 60 drone bases planet
wide (Turse 2011, Whitlock and Miller 2011), and the Obama administration
planned for more bases in Japan, South Korea, and Niger. Similarly, in the first
half of 2013, the US Navy on separate occasions successfully launched and
landed an automated X-47B drone from an aircraft carrier and its software is
being tested for inflight refuelling. These developments can increase surveillance and reconnaissance capabilities, but to see them as isolated or minor
events is to miss the point that they are a key part of a constantly expanding
project of global surveillance, one that involves a complex labour process. To
elaborate upon the last point, Gregory cites figures that 185 persons required to
support one Predator drone flight (2011, 194). So military labour power is still
required to man ‘unmanned’ weapons systems.
Despite requiring good operating conditions (Turse 2012), and being easy to
target necessitating deployment to safer operating areas, proponents promote
drone warfare as more precise and discriminating, hence more militarily effective and even ethically obligatory (cf. Strawer 2012). They cite additional benefits such as payload variability for weapons and surveillance, as well as their long
range and extended flight times all at a relatively low production and operating
cost, compared to manned aircraft (basic models cost $4.5 million). Proponents
Calculation, Computation, and Conflict 63
further suggest that the moral questioning of this mode of warfare is factually incorrect, confused, or misguided. For instance, Peter Beaumont does not
distinguish between which weapon has caused injury and death (Beaumont,
2012). He argues that the central question is whether a weapon system is used
in line with prevailing international conventions and norms:
In conflict, within the existing framework of international humanitarian law, whether an attack is justifiable and legal is defined both by the
nature of the target and proper consideration of whether there will be
civilian casualties and whether they are avoidable. (2012)
Therefore, Beaumont concludes, ‘the notion of drone warfare [is] not more
horrible than a Tomahawk cruise missile fired from a distant ship or a bomb
dropped indiscriminately on a village by a high-flying F-22 or MiG.’ By inference, what matters is the existence of a targeted killing programme, not the
instrument. Moreover, an excessive focus on the instruments blurs the key
issue, which is the willingness to use deadly force to further imperial aspirations. The right question to ask of drone warfare, Beaumont thinks, is whether
as a military tool, drone warfare is actually effective; whether its use is
justified when set against the political fallout that the drone campaign
has produced and whether drones have actually reduced the threat
posed by militants.
This subjective utilitarian view of military tools is not an engagement with morality and ethics, but simply a political calculation regarding technology use where
drones are just another tool to apply lethal force. In this respect, Joseph Singh,
a researcher at the Center for a New American Security sees no qualitative difference between drones and piloted aircraft in terms of the application of lethal
force. He writes, ‘any state otherwise deterred from using force abroad will not
significantly increase its power projection on account of acquiring drones’ (Singh
2012). Other commentators present the false choice between national insecurity
and assassinations as if there were no better ways to achieve security and peace.
Another kind of discussion that takes place is the presumption that Drones are a
moral imperative. ‘You can far more easily limit collateral damage with a drone’,
former Secretary of Defense Robert Gates declared in 2013, ‘than you can with
a bomb, even a precision-guided munition, off an airplane.’ (Gates cited by Wolf
and Zenko, 2016) But this is a falsehood. Using the publicly available data, Amelia Mae Wolf and Micah Zenko (2016) compared airstrikes and drone strikes,
finding that ‘drone strikes in non-battlefield settings — Pakistan, Yemen, and
Somalia — result in 35 times more civilian fatalities than airstrikes by manned
weapons systems in conventional battlefields, such as Iraq, Syria, and Afghanistan.’ The ground truth reveals the equivocation of these bulk moral arguments.
64 Capital, State, Empire
Opponents of drone warfare, like Michael Ignatieff, suggest that drone proliferation has changed the nature of warfare (2012). In a passage worth citing
at length, he writes
In his essay ‘Reflections on War and Death’ French philosopher
Jean-Jacques Rousseau “asks the reader what he would do if without
leaving Paris he could kill, with great profit to himself, an old mandarin
in Peking by a mere act of his will. Rousseau implies that he would not
give much for the life of the dignitary.” Imagine if great numbers could
so exercise their will. What violence would be unleashed, how many
prostrate bodies around the globe who never knew what hit them?
(Igantieff 2012)
The passage remarks that the ease of killing without consequence lowers the
threshold for public acquiescence to conflict. Reduced-risk operations lessen
political aversion to commission attacks in official and unofficial conflict areas.
This enables conditions where strikes become more frequent and militaries
less prudent in their use of force relative to the industrial mode of war. This,
in turn, contributes to and exacerbates existing conditions (such as political
repression and famine in the case of Yemen, sectarian turf wars in the case
of Pakistan, or a failed state in the case of Somalia) thereby producing more
enemies. The deception is that ‘these new technologies promise harm without
consequence’, but Ignatieff says, ‘there is no such thing.’ Gregory provides a harrowing aphorism ‘The death of distance enables death from a distance’ (2012,
192). Proponents of drone warfare miss the point that distance—physically and
psychologically—is an ethical matter.
In the final analysis, it appears as if foreign drone strikes serve two functions.
The first is to engender domestic political satisfaction amongst an otherwise
blasé public; the second is that the greater part of the Middle East is a laboratory for operational testing in advance of future conflicts. Not to put too fine
a point on it, the military adventurism in the Middle East is, in part, a technological proving ground for the other aspects of the New American Way of War.
The apparent ease of operational deployment means that missions can be run
with minimal accountability; hence, military force is more aggressive and less
discriminating. This is important to consider given that military technological
pathways are prone to becoming locked in by the market in one way or another.
There is little to suggest that effects from the efforts to robotize the battlefield
will be any different.
The current research agenda for drone includes automated lethality and
the capacity to operate from aircraft carriers as the development of X-47B
Unmanned Combat Air System demonstrates. To date, there has not been sufficient attention to the kind of battlespaces, the kinds of weapon systems that
could (and will be) deployed, nor the vanishing boundary between domestic
Calculation, Computation, and Conflict 65
surveillance and battlefield technology deployments by combat systems like the
X-47B. Absent too is a discussion of the extent to which the domestic deployment of drones as surveillance systems in combination with the de facto handheld computing devices acting as tracking devices, and how this might erode
liberties of all kinds. Another key area to see this domestic and foreign line
being erased is in the aforementioned cyber warfare.
To end this section, it is worth bearing in mind that while my discussion of
automated robotics warfare has focused on drones, their use on the ground
is as significant. The US Army (2017) has a Robotic and Autonomous Systems Strategy that describes how ‘Unmanned Ground Systems’ can complement existing military labour by improving soldiers’ situational awareness and
improve firepower. The mid-term goals of are to ‘Increase situational awareness
with advanced, smaller RAS and swarming; Lighten the load with exoskeleton
capabilities; Improve sustainment with fully automated convoy operations;
Improve maneuver with unmanned combat vehicles and advanced payloads’
(2017, 7). That most of these robotics are conceptually to attuned to operate
with ‘increased congestion in dense urban environments’ (2017, 1), it is telling
about the US militaries thoughts about the nature of future combat operations
and kill chains.
3.4 Extrajudicial Drone Strikes
Vincent Mosco describes drone warfare as ‘a global system combing electronic
surveillance and algorithmic decision making’. (2017, 2) As he correctly notes,
the development of automated lethality and the deployment of drones cannot
be disentangled from extrajudicial signature strikes in non-declared war zones
that often result in significant civilian casualties. To begin, while periodically
frowned upon, US Presidential sanctioned assassination was a common tactic throughout the twentieth century—Eisenhower on Lumumba, Kennedy on
Castro, and Johnson in Vietnam—it has now come out of the shadows and been
used to gain political capital and electoral clout. To justify this development, the
Obama administration has written legal opinions, but which it claims must be
necessarily secretive. What details have been made available are limited; President Obama has attempted to reassure citizens that drone targets must pose
‘a continuing and imminent threat to the American people’. The White House
maintains that ‘lethal force must only be used to prevent or stop attacks against
U.S. persons, and even then, only when capture is not feasible and no other reasonable alternatives exist to address the threat effectively’ (White House, 2013).
This carefully worded criterion does not differentiate between an American citizen and an enemy combatant. When questioned by Senator Rand Paul whether
the president could authorize a targeted attack against a US citizen in the United
States, Attorney General Holder replied that there could be:
66 Capital, State, Empire
an extraordinary circumstance in which it would be necessary and
appropriate under the Constitution and applicable laws of the United
States for the president to authorize the military to use lethal force
within the territory of the United States.
This reasoning implies that domestic drone strikes on American citizens are
permissible in certain conditions. Moreover, it is indicative of the state mentality which has sought to expand mass surveillance through legal contortion
which little resemble International norms for governance, transparency, and
accountability and which likely make John Yoo proud. Peter Van Buren puts it
brilliantly:
Prior to [al-Awlaki’s] killing, attorneys for his father tried to persuade
a U.S. District Court to issue an injunction preventing the government
from killing him in Yemen. A judge dismissed the case, ruling that the
father did not have “standing” to sue and that government officials
themselves were immune from lawsuits for actions carried out as part
of their official duties.
This was the first time a father had sought to sue the U.S. government
to prevent it from killing a son without trial. The judge did call the suit
“unique and extraordinary,” but ultimately passed on getting involved.
He wrote instead that it was up to the elected branches of government,
not the courts, to determine if the United States has the authority to
extrajudicially murder its own citizens.
The extrajudicial killing of an American citizen seemed to [the judge]
to be nothing but a political question to be argued out in Congress and
the White House, not something intimately woven into the founding
documents of our nation. (Van Buren 2014)
Equally worrying, is then Attorney General Eric Holder’s 2012 interpretation of
the Fifth Amendment, where he said,
that a careful and thorough executive branch review of the facts in a case
amounts to ‘due process’ and that the Constitution’s Fifth Amendment
protection against depriving a citizen of his or her life without due process of law does not mandate a ‘judicial process.’
Effectively, the standards for due process—which supposedly curb the abuses
and excesses of the state—are determined by the state itself, without judicial
oversight. As we shall see in the following section, these actions cannot be
disconnected from Holder’s extensive use of the Espionage Act to prosecute
whistleblowers (see Carr 2012), nor his prosecutors from seizing records from
journalists (see Bronner, Savage, and Shane 2013).
Calculation, Computation, and Conflict 67
3.5 The Order of the Internet of Things
The US’s attempt to weaponize communication has long been a part of postwar politics and has shaped the rule that the state imposes order. During the
Cold War, for example, J. Edgar Hoover’s Federal Bureau of Investigation (FBI)
deployed counter-intelligence programs to disrupt civil rights activists and the
peace movement. Agents collected information on targeted individuals (up to
half a million citizens) to discredit them. Pressured by the outrage following
revelations about the scope and centralization of this intelligence gathering, the
House and Senate Intelligence Committees became permanent features of Congress, and in 1976, Attorney General Edward Levi established guidelines to limit
federal investigative powers. But this oversight and curtailing of power was less
motivated by the revelations themselves, but rather because Hoover’s FBI turned
their powers inwards to the ruling class, transgressing the order of things.
The limitation on investigative power was temporary, and beginning in Reagan’s first term many suspended techniques were reauthorized in one form
or another. This continued irrespective of which party controlled the various
branches of power. For example, during the Clinton administration, the Communications Assistance for Law Enforcement Act (1994) required telecommunications companies to make their designs accessible via backdoors to law
enforcement surveillance. Following the Oklahoma City Bombing the Antiterrorism and Effective Death Penalty Act (1996) expanded this program authorising targeted surveillance based not upon investigating acts, but their associations. The response to 9/11 near completely remove all barriers to full-scale
total state organized data collection and created a funding boom as the newly
established Department of Homeland Security sought to coordinate and install
a digital surveillance apparatus. The Patriot Act (2001) allowed state agencies to
visit public events and collect information on persons and organizations, even
those that did not appear to have criminal intent.
The basic contours of the mature state security institution begun to be revealed
in a few years after 9/11. In October 2004, New York Times investigative reporters James Risen and Eric Lichtblau discovered the NSA’s domestic warrantless
surveillance programme. When asked for comment, the Bush administration
pressured the New York Times to hold the story, claiming national security. Bill
Keller, then executive editor, decided again publishing. It was only after learning that Risen planned to publish the article in a book—State of War—that the
newspaper published the story in December 2005. From Risen’s reports, the
decision involved deliberations that included Arthur Sulzberger Jnr talking with
President Bush in the Oval Office. Subsequently, Risen and Lichtblau’s reporting
was awarded a Pulitzer Prize, but the expansion of the security state continued
unabated. I now turn to provide a brief overview of that development.
While the NSA has a long history of information gathering, after 9/11 the
agency greatly expanded by building facilities in Georgia, Texas, Alaska,
68 Capital, State, Empire
Washington, and Utah, in addition to directing more resources to overseas
stations. The agency’s goal is to pre-emptively monitor and identify any individual’s ‘communications fingerprints’. Currently with a budget of $10.8 billion
per year and 35,000 workers, the NSA is a security leviathan. It undertakes
mass surveillance for the White House, Pentagon, FBI and CIA, but also the
Departments of State, Energy, Homeland Security, Commerce, and the United
States Trade Representative. But despite extensive service for these departments, there is a near total invisibility of these activities to the public, and is
the inverse of the NSA’s extensive efforts and ambitions ‘to answer questions
about threatening activities that others mean to keep hidden’ (NSA 2007).
The department’s intelligence programs include Social Network Analysis
Collaboration Knowledge Services, which attempt to register social organization hierarchies; Dishfire collects and stores text messages; Tracfin records
credit card transactions; Orlandocard installs skyware on personal devices.
These programs illustrate how surveillance has moved beyond the mandate
for a military advantage to encompass a survey of the general population,
home or abroad. Public records and third party record compliance from
banks, social media sites, and GPS location information can augment these
profiles (Risen and Poitras 2013a). Concern about these activities is downplayed as just ‘metadata’; still, even if just metadata, it is still very revealing as
basic data analysis can be used to infer a person’s associates, build behavioural
patterns, or predict actions. Indeed, General Michael Hayden, former director of the NSA and CIA, has said, ‘We kill people based on metadata’ (cited
by Cole, 2014, 1). This does not bode well given automated lethality discussed
above. As such, US mass surveillance has established new norms that other
states do and will follow, in effect making all traffic, private and public, on the
internet fair game. Intrusive surveillance of this sort directly creates conditions where citizens can easily be subjugated—the Snowden files show this is
not an abstract threat.
An internal NSA strategy policy document (2012) reveals that the agency
views its mission as ‘dramatically increas[ing] mastery of the global network’
and acquiring communication data the agency deems of strategic value from
‘anyone, anytime, anywhere’. Former NSA Director General Keith Alexander’s
motto ‘collect it all’ best captures this directive (Greenwald 2014, 95). To do so
the agency has petitioned for legal and policy accommodations and adaptions,
undertaken liberal interpretation of existing laws, or disregarded them altogether to pursue their objective. They have even spied on the standardization
bodies that set particular encryption specification. This aggressive surveillance
has been rebuked by Judges in the Foreign Intelligence Surveillance Court
(FICA), even while the court has authorized these programs. This is a secret
legal process, so citizens are unaware of the extent to which they were subject to
surveillance and their rights compromised. Nevertheless, all these actions are
justified by appealing to the demands of the information age:
Calculation, Computation, and Conflict 69
The interpretation and guidelines for applying our authorities, and in
some cases the authorities themselves, have not kept pace with the complexity of the technology and target environments, or the operational
expectations levied on the N.S.A.’s mission. (NSA 2012)
Still, the NSA has bragged about operating in ‘the golden age of Sigint’ (NSA
2012, 2). Similar to the Pentagon’s Human Terrain System—a militarized
anthropology whose ostensible purpose consists of a computerized system of
statistical demographic information on occupied populations with the aim
of providing actionable military intelligence—so too do NSA projects seek
to profile populations. One project, Mainway, in August 2011 was collecting
data from nearly 2 billion phone records per day. From what little is publically
known, this project used Section 702 of the 2008 FISA Amendments act to force
American service providers to give data on Americans’ calls to foreign nations.
The 2013 NSA budget requested funds to increase data collection capacities to
record 20 billion events per day as well as a system that can integrate different
data streams within the hour to create bulk data, then to share that data for
more effective analysis (Risen and Poitras 2013a). Little else is known because
FICA proceedings and rulings are classified.
To build upon this point, under current law, aspects of the NSA’s data-mining
practice is legally binding (cf. Smith v. Maryland 1979 and Patriot Act 2001)
and is understood by the NSA to apply ‘without regard to the nationality or
location of the communicants’ (as reported by Risen and Poitras 2013a). But
prima facie this scope presents a serious attack on free speech and liberty. As
Josh Levy crisply observes, ‘The chilling of free speech isn’t just a consequence
of surveillance. It’s also a motive’ (Levy 2013). The constant threat of direct
monitoring with privacy being de facto non-existent, and the affective anxiety
caused by it, is anathema to liberty. Authoritarians claim these measures are for
public safety, but in practice, surveillance is internally directed to preserve the
regime, not to ward off external threats. Such social conditions fracture civic
life as it is impossible to trust others. In addition, the prospect using evidence
acquired without due process, or trumped up evidence, in an attempt to forestall protest. The point is not whether this or that administration will or will not
act in this way, but rather that the infrastructure is in place with the implicit
latent rationale that it ought to be used; the state establishes an infrastructure
that it ‘won’t control’, rather than ‘can’t control’. These conditions are primed for
institutional abuse.
When these items are discussed in public, the US state opportunistically
mobilized a rhetoric of national security interests, cyber warfare and preventative security to exploit public fears of terrorism to install ever more monitoring devices to justify mission creep and security drift. Human rights language is also co-opted to justify security. But this is an inversion of what has
actually happened, as since launching the Global War on Terror, the US has
70 Capital, State, Empire
pushed aside legal safeguards that protected civil liberties, subordinating them
to the interests of the state. This has happened without public disclosure, nor
robust and informed debate about the desirability and consequences of these
goals and methods. This is near obvious when examining the proportionality of policy actions that what is taking place is systematic pervasive surveillance. Arguably, contemporary surveillance is more pervasive than under most
authoritarian and totalitarian regimes of the recent past. As Heidi Boghosian,
notes ‘corporations and our government now conduct surveillance and militaristic counterintelligence operations not just on foreign countries but also on
law-abiding U.S. citizens working to improve society’, and whole ‘lives are subjected to monitoring, infiltration, and disruption once they are seen as a threat
to corporate profits and government policies’ (2013, 21). Indeed, the NSA has
been collecting information in anticipation of discrediting dissidents, but this
collection fails to meet the standard of probable cause.
It would be unwise to underplay the danger and significance of this emerging capability to expand the range and kind of harm, and the implications for
national and international security (for an extended treatment of this issue see
Kello 2013), too much that remains unknown about technological volatility
and defence complications that could lead to strategic instability. Emblematically, there is tremendous confusion over Stuxnet, the first publicly disclosed
cyber weapon. Due to a lack of information about the weapon itself, there are
many unanswered questions about who deployed it, and the extent of sabotage
done to the Natanz uranium-enrichment plant and the IR-1 centrifuge control
system (Langer 2013). Mass surveillance and Stuxnet has initiated a cyber arms
race to build capacities, gather resources, and train staff. But this is a race with
no direction and without an understanding of pace.
Despite the NSA’s effort to reassure American citizens that its actions are not
as nefarious as press reports indicate, and that all data queries relate to foreign
intelligence efforts such as counterterrorism, counterproliferation and cybersecurity, time and time again, claims about the NSA’s lawfulness and conscientious protection civil liberties are demonstrated to be false. Similarly, its claims
of thwarting attacks are drastically overstated. Foreign Intelligence Surveillance
Court Judge John Bates in a recent ruling painstakingly catalogued ‘pervasive
violations’ of previous court orders, rampant ‘unauthorized electronic surveillance’ of US citizens, and a ‘history of material misstatements’ about how NSA
programs worked (Bates as cited by Gosztola 2013). So the agency has a credibility gap.
The danger of massive data gathering exercises takes on another dimension
as domestic government agencies begin acquiring drone programs to assist
with law enforcement. For instance, the FBI, Homeland Security, and Coast
Guard deploy these resources for border patrol and drug interdiction. It would
be an error to downplay these concerns as in previous instances the NSA has
shared criminal evidence with law enforcement agencies, who in turn then
Calculation, Computation, and Conflict 71
isattribute the source of their information to retroactively manufacture legal
m
chains of evidence to justify arresting a suspect (Menn 2013). This makes a
mockery of due process principles.
The NSA also partners with universities. Likewise, consider the Minerva
Research Initiative, a DoD research programme that funds university research
into population and media dynamics of civil unrest. With an allocated budget
of $75 million over 5 years, Minerva’s aim is to ‘to improve DoD’s basic understanding of the social, cultural, behavioral, and political forces that shape regions
of the world of strategic importance to the US.’ A typical example is a Cornell
based project that uses ‘digital traces’ to model ‘the dynamics of social movement
mobilisation and contagions’ to determine ‘the critical mass (tipping point)’. Case
studies include ‘the 2011 Egyptian revolution, the 2011 Russian Duma elections,
the 2012 Nigerian fuel subsidy crisis and the 2013 Gezi park protests in Turkey.’
Another project, based at the University of Maryland, aims to understand how
climate change influences civil unrest. These projects seek to conduct ‘study of
emotions in stoking or quelling ideologically driven movements to counteract
grassroots movements’. Most notably, in 2012 university-based researchers used
Facebook privacy policy to skirt informed consent and conducted an experiment where user’s timelines were modified to measure how ‘emotional contagion’ spreads (Kramera et al. 2014). One of the lead authors, Jeffrey Hancock had
previously worked on other Minerva funded projects like Modeling Discourse
and Social Dynamics in Authoritarian Regimes.21
Social media research is not limited to universities acting on behalf of the
security forces; sometimes they conduct this research directly. For example,
the Intelligence Advanced Research Project Activity programme examines
Twitter to predict civil disorder. General Michael Flynn, the then director of
the Defence Intelligence Agency, is on record as indicating that social media
has opened up new areas of inquiry. ‘The information that we’re able to extract
form social media’, he said, ‘it’s giving us insights that frankly we never had
before’ (see Tucker, 2014, 1). Each individual project looks inconspicuous,
but much like the development of military hardware at US universities during
the Cold War, when seen in totality it is anything but. To one analyst’s eyes,
‘Minerva is farming out the piece-work of empire in ways that can allow individuals to disassociate their individual contributions from the larger project.’
These cases show how the US continues to weaponize social science, using it
as an instrument of imperial rule. This practice has drawn criticism from the
American Anthropological Association who argue that the Pentagon lacks ‘the
kind of infrastructure for evaluating anthropological research’ in the case of
the HTS. They called for such research to be overseen by the National Science
Foundation (NSF). Accordingly, the DoD and the NSF signed a memorandum of understanding to cooperate on Minerva. But, as the AAA writes, this
arrangement ‘undermines the role of the university as a place for independent discussion and critique of the military’. But it seems the horse has already
72 Capital, State, Empire
bolted: the American Psychological Association has sought to protect James
Mitchell and Bruce Jesssen, psychologists who assisted the CIA in its torture
programme (in addition, members of the American Medical Association were
present at torturing).22 Republican Senator Tom Coburn had various proposals
to restrict political science research to areas that provided benefits for national
security.23 These developments wither social science.
The security forces have partnered with ICT companies to use their
resources, sometimes via political pressure to provide keys to their encryption,
other times via court orders to install backdoors into software. Still it is not just
overt; reports indicate that the CIA pays AT&T about $10 million for metadata
search series (Savage 2013). As AT&T provides infrastructure for other telecommunications companies, they are able to provide information of those that
use the infrastructure, not just their customers. As the CIA is prohibited from
domestic surveillance, the contact has ‘safeguards’ to ensure privacy protection
with international calls with one end in the US. AT&T is said to ‘mask’ several
digits of the phone numbers. But given database triangulation, this is hardly a
barrier. Besides, as Savage reports, there is still the possibility of inter-agency
cooperation where the CIA can refer these numbers to the FBI, which then
can subpoena AT&T for uncensored data (Savage 2013). AT&T has a history
of extensive cooperation with the state. It facilitated the Bush administration’s
warrantless wiretapping surveillance program, embedded employees with the
FBI and DEA.
Data companies collect and amalgamate online and offline information to
understand behaviour. ChoicePoint, owned by Elsevier maintains 17 billion
records on businesses and individuals. Or consider that one of the leading
companies in this area, Acxiom, processes about 50 trillion data transactions
per year, and averages 1,500 pieces of data per consumer. The pieces come
from tracked online information combined with public records such as credit
reports, criminal records, Social Security numbers, to build a profile of a person making genuine anonymity almost impossible. Reminiscent of Alexander’s
remarks above, Scott Howe, Axciom’s CEO, has said, ‘Our digital reach will
soon approach nearly every Internet user in the US.’
The scope of this information brokerage rivals that of the NSA, yet this business remains near entirely unregulated, and with little public understanding of
this business sector. Data collection happens through consent for direct data in
return for services, but also through the passive collection by private entities
by unknown, little known or involuntary means. It may seem as if the databrokers do not endanger human rights, at least relative to governmental surveillance, but this neglects that the US government, federal and local agencies
purchase data from these sources. In this respect, government access to customer data blurs the lines between agencies tasked with serving the public and
corporate profit seeking. The consequence of aligning consumer marketing and
state security is possible inference-based discrimination or police targeting.
Calculation, Computation, and Conflict 73
There are uncomfortable relationships between corporate surveillance of
consumers and workers, and the US government’s domestic surveillance of
citizens. Telecommunications companies and retailers routinely capture everyday consumer data and hand over to the state. In the wake of the Snowden
revelations, as a public relations exercise ICT companies proclaim they are
complying with the law, but as the AT&T-CIA case shows, voluntary cooperation does continue. Still, statements indicating legal compliance can be misleading insofar that broadly applicable laws have not been revised in light of
technical developments. Where there are revisions, the new statutes often cater
towards the ruling class’s interests. Consider that companies like Booz Allen
Hamilton sponsored legislation like the Digital Accountability and Transparency Act 2014 or the Cybersecurity Information Sharing Act, 2015. While there
has been targeted protest on bills like CISPA and SOPA, this activism has not
generally sought to situate this legislation as but the latest iteration of a drive
to formally entrench the security state. This is worrying, given that US legislators are woefully under-informed about mass surveillance, and so susceptible
to manipulation campaigns, it makes it difficult to justify this public policy as
having democratic legitimacy.
While the NSA has claimed great success, there is little evidence to support
these claims. As Democratic Senators Ron Wyden, Mark Udall, and Martin
Heinrich (2013) made clear in a New York Times op-ed,
The usefulness of the bulk collection program has been greatly exaggerated. We have yet to see any proof that it provides real, unique value in
protecting national security. In spite of our repeated requests, the N.S.A.
has not provided evidence of any instance when the agency used this
program to review phone records that could not have been obtained
using a regular court order or emergency authorization.
Despite the massive investment of funds and resources, investigations have yet
to say whether the NSA’s programs have yielded results that have stopped terror
activities. Using intensive and extensive surveillance in Afghanistan, there was
little tactical success nor enough insight to produce strategic success (Savage
and Weisman 2015).
However, even if mass surveillance did meet its ostensible goal, and even if there
was public oversight, principally it is right to oppose it. This is because it creates
docile, non-threatening and productive subjects. Glenn Greenwald puts it well:
The danger posed by the state operating a massive secret surveillance
system is far more ominous now than at any point in history. While
the government, via surveillance, knows more and more about what its
citizens are doing, its citizens know less and less about what their government is doing, shielded as it is by a wall of secrecy. (2014 208–209)
74 Capital, State, Empire
Debates about efficacy miss the point that mass surveillance unduly infringes
upon a person’s dignity. Constant surveillance and monitoring induces people
to performing a particular kind of subjectivity, limiting the scope for dissent
or plain difference of opinion. The shrugged response of ‘nothing to hide, they
have nothing to be afraid of ’ underestimates the extent to which people monitor their actions because they do not want to attract the attention of the state.
In other words, they go out of their way to do nothing contentious. But when
people face the prospect of authorities holding them accountable for specifically framed records, it is nothing less than a direct attack on their freedom of
speech, belief, consciousness: in short their very personhood.
As vast portions of people’s lives are mediated it is near impossible to live
without constant sharing of data, recording or conducting activities on digital
devices. The current Supreme Court ruling on data indicates that authorities
must obtain a warrant to search a cellphone, but Fourth Amendment ‘expectations of privacy’ are forfeited when this information is transmitted. With
real-time transmissions, this practically means that there is no expectation of
privacy and that the cellphone of every person is turned into a tracking device
making them susceptible to dragnet data collection. This underscores the point
that mass surveillance and the interception of communications is not selective.
It operates by the presumption of guilt, grants no respect for privacy rights
nor the need to justify interference, thus nullifying civil liberties. As networked
computing is central to economic activity and social life there is no practical
distinction between the offline and online world. In this respect, digital liberties are civil liberties and their widespread compromise is unacceptable.
Others acknowledge state monitoring, but downplaying the need for absolute
privacy. Indeed, it is seen as a negotiation of selective disclosure in exchange for
access to digital services. But this requires a person to be digitally literate about
the implications of what they are granting access to, and that opt-outs are available. Still, the worry is about breach of rights, undue pre-emptive data recording that tracks every aspect of a person’s life. Given that the value of data lies
in its secondary application, it is impossible to specify any one particular risk
at this point. That said, one can generally anticipate some: the consequence of
near continuous ever present surveillance through ubiquitiously handheld cellular devices, internet browsing, and sensors which have normalized a culture
of obedience are anathema to a democratic society and will ultimately prove
corrosive for meaningful social relations.
While their disclosures provide a partial overview of NSA’s operations,
whistleblowers like Edward Snowden and journalists like Risen reveal how the
security state, with the assistance of corporations such as AT&T, Facebook,
Google, and Verizon, has built an extensive intelligence-gathering infrastructure using programs like PRISM, XKeyscore and other strategic information
operations to build dossiers. When whistleblowers speak up or journalists
investigate these actions, agents of the state use intimidation tactics or character
Calculation, Computation, and Conflict 75
assassination. As C
helsea Manning, Julian Assange, Edward Snowden,
and Barrett Brown can attest, incarceration or exile are also viable options.
Consider the treatment of Risen. In State of War he details how Operation Merlin, a covert CIA operation undertaken in the Clinton administration to delay
the Iran nuclear programme had the opposite effect.24 Following publication,
both the Bush and Obama administrations undertook a protracted effort to
pressure Risen to reveal his sources. Using the Espionage Act of 1917, the Justice Department indicted Jeffery Sterling, a former CIA officer. While there was
evidence of correspondence between Risen and Sterling, pre-trail filings indicated that the Justice Department believed that to convict Sterling, they required
Risen to testify because Sterling revealed classified material in interviews, so
Risen was an eyewitness to the felony. After several years, Justice did eventually concede that Risen could avoid testifying about his source, this framing of
the case and protracted pressure infers that reporting on classified material is
deemed an act of co-conspiracy in espionage by the US.
Without a federal shield law, reporters claim First Amendment protection,
but Bransburg v. Hayes (1972) is often interpreted to mean that journalists have
no special right to testify in a criminal case.25 Justice Powell did indicate that
this privilege,
should be judged on its facts by the striking of a proper balance between
freedom of the press and the obligation of all citizens to give relevant
testimony with respect to criminal conduct. The balance of these vital
constitutional and societal interests on a case-by-case basis accords with
the tried and traditional way of adjudicating such questions.
This is hardly reliable protection, particularly when Eric Holder’s Department
of Justice prosecuted and imprisoned a number of people for disclosing classified information to the press, even if it was about matters of public interest like
warrantless surveillance or CIA torture programs. Indeed, these efforts found
the Justice Department had undertaken extensive wiretapping and recording
of Associated Press reporters to investigate leaks. Upon this becoming public
knowledge, in July 2013 the Justice Department issued new guidelines when
dealing with the press in investigations, but this was predicated upon protections only when reporters were undertaking ‘ordinary’ newsgathering, this
itself being undefined and so open to draconian law enforcement. This raises
the question of whether the DoD or the Justice Department considers protest
movements and social activism—which are normatively vital for a democratic
polity—a threat to national security.
To conclude, part of the success of the US security state has been its ability
to mobilize privately organized industrial strength, and has directed the dividends to new technological developments cementing state-capital relations in
the military industrial complex while periodically intervening into popular
76 Capital, State, Empire
culture to create soft power. The state’s control of data presents opportunities
to limit dissent and marginalize internal rivals, while commodification of data
points to the urgent need for sustained digital liberties activism. While one
should not discount the role and lobbying done by the emerging cyber-industrial complex, or the politics involved, it is clear that the US has ‘weaponized
the internet’ (Weaver 2013), making it an instrument of control and oppression. Therefore, it is important to underscore the point Zeynep Tufekci (2014b)
makes that ‘How the internet is run, governed and filtered is a human rights
issue.’ At stake is the very moral agency of people’s lives, and the infringement
of a person’s right by a state set on reducing citizens to nothing but subjects.
CH A PT ER 4
Internal Rule and the Other America
Identity cannot help but be a by-product of inequality and exploitation, of capital’s discretion to assert difference and distinction all the while maintained by
brute force or systematic racism. ‘Racial regimes do possess history, that is,
discernible origins and mechanisms of assembly. But racial regimes are unrelentingly hostile to their exhibition. This antipathy exists because a discoverable
history is incompatible with a racial regime’, Cedric Robinson says, and with
its ‘claims of naturalism’ (1997). Many strategies are used to install this regime,
including violence like assassinations and state repression of biracial unions.
The black experience in the US is of good example of this process.
Despite the US state’s attempts to justify police militarization, this kind of
targeted violence undergirds a system of domination – structured often along
race and class lines. Whereas the previous chapters addressed strategic calculation and rule, this chapter turns towards domestic issues detailing the status of
public institutions in the US and their relationship to the production of patterns
of subjugation. The specific cases are certainly not intended to be exhaustive of
all the institutional arrangements in the US state, but rather to be indicative and
emblematic of them. Continuing the theme of constraint, I examine who bears
the brunt of these efforts. In response to the recently highly publicized police
shootings of unarmed black people, social movements like #BlackLivesMatter—
now part of the Movement for Black Lives—have shown the extent of state sanctioned violence against black and brown bodies, where the torture and loss of
black life at the hands of the state is deemed acceptable, and where black people
are deprived of their basic human rights and dignity by a ‘blue wall of terror’.
These movements have also sought to demonstrate how these practices are themselves linked to broader structural injustices, such as the US prison industrial
complex, the militarization of inner city communities. So while police brutality
is a problem, it is best thought of as an indicator for greater troubles in the social
structure of the US. It is in this direction that this chapter will travel.
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 77–98. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.e. License: CC-BY-NC-ND 4.0
78 Capital, State, Empire
Throughout this treatment, I want to underscore that I am neither ‘speaking for’, nor ‘speaking of ’, but rather ‘speaking about’. This is because, as Linda
Alcoff notes,
speaking for others is often born of a desire for mastery, to privilege
oneself as the one who more correctly understands the truth about
another’s situation or as one who can champion a just cause and thus
achieve glory and praise. And the effect of the practice of speaking for
others is often, though not always, erasure and a reinscription of sexual,
national, and other kinds of hierarchies (1991, 32).
Furthermore, I am not attempting to define black thought, nor flatten it out, but
rather to find some interesting features that relate to recent historical-material
developments. Similarly, I want to avoid making selected members of community ventriloquists of black lived experience. In the exercise I am guided by
Alcoff ’s heuristic, will writing about state violence ‘enable the empowerment of
oppressed peoples?’ (1991, 32). I am reluctant to declare ‘yes’, for two reasons.
The first is because doing so strikes me as undue bravado, something Alcoff
warns about. The second is informed by the sheer contingency of empowerment, something the state wishes to mitigate in its favour. With this said, overall the goal is to reiterate the salience of structural racism, classism, and sexism in America, all the while demonstrating how the state is responsible for,
encourages, and condones this violence.
4.1 The Atrophy of Opposition and the Truly Disadvantaged
Racism is insidious, and is one prop of the American social structure. This is
evident in the vast disparities between blacks and other groups in health and
wellness (life expectancy, rates of major illnesses, suicide), economic (household income, property ownership, assets, unemployment,) and social indices
(educational attainment, incidence of poverty, incarceration). Involved in
these disparities is that cities and towns present residential segregation which
introduce school segregation. As Douglas Massey and Nancy Denton noted in
American Apartheid, ‘racial residential segregation is the principal structural
feature of American society responsible for the perpetuation of urban poverty
and represents a primary cause of racial inequality in the United States’ (1993,
viii). Lastly, there is a scarcity of blacks in the ruling class or in prestigious professional careers.
Nevertheless, scarcity does not mean total absence. There are successful
blacks, and indeed Barack Obama, who associates with the black community, won two presidential elections. Moreover, there have been black cabinet officials, mayors and Supreme Court appointments and indeed blacks are
important figures in athletics and the entertainment industry. For this reason,
Internal Rule and the Other America 79
in Obama’s first term, there was much public discussion about whether the
US was on the threshold of entering a stage of post-racial political development. Generally, the apologist argument went that race’s role in informing life
chances and prospects was declining; for if the US electorate could vote for a
black person, so the reasoning went, then there were considerably fewer discriminatory attitudes than, say the late 1950s when the Civil Rights Movement
was initiated. In short, the current social structure, while imperfect, was transcending past repressions.
Presented in self-congratulatory terms, and notwithstanding sociological evidence indicating otherwise, the post-racial society thesis invited poor
political analysis, the ramifications doing more harm than good. As opposed to
situating black people in a historically specific social structure, the thesis cast
black people as authoring their failures. This is irrespective of whether this is by
lapsed behaviour, poor morals or ethics: The negligent use of personal agency
explains the social disparity and the lack of individual upward social mobility,
and not structural oppression.
An added grotesque feature of this thesis is that by implication, the state
can suspend welfare targeted at racial redress, or establish a sunset clause for
affirmative action hiring policies. So, in practice, the thesis is less than noble,
because rather than champion and expand upon the few social gains made thus
far, it was instead used to challenge and justify dismantling the state’s capacity
to attend to discrimination. Put simply, the narrow elevation of an elite few
does little for the material conditions of many others.
Still, the black community is divided on the merits of the post-racial society
thesis. Consider Obama’s 2013 Morehouse ‘no excuses’ commandment speech
as emblematic of elite blacks focus on individual drive and ambition:
We’ve got no time for excuses—not because the bitter legacies of slavery
and segregation have vanished entirely; they haven’t. Not because racism
and discrimination no longer exist; that’s still out there. It’s just that in
today’s hyper-connected, hyper-competitive world, with a billion young
people from China and India and Brazil entering the global workforce
alongside you, nobody is going to give you anything you haven’t earned.
And whatever hardships you may experience because of your race, they
pale in comparison to the hardships previous generations endured—
and overcame. (Coates, 2013)
While Obama does not set aside the problems of race, nor the lack of sufficient redress, but in a sleight of hand, he—indicative here of wealthier blacks—
absconds and redirects blame to the poor. Ta-Nehisi Coates argues that Obama’s condescending tone is reserved for blacks, which is in poor taste given
that that constituency provided him significant political support and thereby
well-positioned him to address larger structural issues.
80 Capital, State, Empire
But more important than tone, Obama’s remarks reveal a contradiction.
Keeanga-Yamahtta Taylor describes this contradiction well when she writes that
‘For Black elites, in particular, their success validates the political and economic
underpinning of US society while reaffirming the apparent personal defects of
those who have not succeeded’ (2014, 8). Adolf Reed explains this contradiction by pointing to ‘the atrophy of opposition within the black community’. He
means that certain kinds of blacks have been pacified, such that ‘antagonisms
have been so depoliticized that they can surface only in alienated forms’ where
‘traditional forms of opposition have been made obsolete by a new pattern of
social management’ (1979). The reason for this is that capitalism adjusted to
black radical protest by co-opting blacks into the elite, and involving them in
restructuring capitalism. To this extent, this is similar to Derrick Bell’s (1995)
observation that the American constitution privileges property over justice:
His interest convergence theory proposes that racial advances and civil emancipation will only occur to the extent that they align with the interests of the
(white) elite. In other words, the neoliberal ruling class incorporated elements
of the black community to stall radical protest of the same social structure.
To link this back to the previous point, blacks are not responsible for their
own predicaments and plight, so there is no basis to claim that black culture, or
parts thereof, is at fault. Such attributions are a racist denial that culture is built
upon material conditions. This explanation is used to abscond from examining
the reason for the material conditions in the first place. But even if one were to
take on those terms, blaming black culture is akin to saying that blacks have not
integrated into the broader American society, which itself fails to acknowledge
how racism and economic imperatives have worked to keep blacks from integrating.26 So ultimately, this explanation preserves the American social structure while suggesting that blacks create their own burdens.
This is very different from the structural critiques advanced by the social
movements in the 1960s, including the Civil Rights Movement. Even if Reed
is correct when he suggests that these struggles for equality failed to produce
the solidarity required to carry and advance a broader ‘coherent opposition’
to the ‘administrative apparatus’, (1979) these movements nevertheless examined black poverty and disparity using an historical analysis of oppression and
exploitation of blacks.
Of course, black elites are still victims of discrimination, implicit and institutional. Indeed, they carry more debt and have less wealth comparatively to
whites. However, their economic resources still provide them a better position
from which to address racism or at least buffer themselves from racist social
structures. The reduction of formal racism, combined with apparent just desert
component of the post-racial society thesis, means that lower class blacks are
just that much more susceptible to the damages and harms produced by the
social structure, and especially so if the state withdraws from welfare provisions
or redistribution efforts.
Internal Rule and the Other America 81
A good portion of the affinity and subscription to the thesis turns on the
lived experience of class as it informs different political philosophies, actions
and conclusions, and it arises from the experience of different kinds, types,
and intensity of racial inequality and discriminatory actions. While an affluent
black family living in Bel Air undoubtedly experienced systemic racism it is of a
quantitatively different sort than that experienced by a black family from West
Philadelphia and the politics and worldview of these two families would reflect
that. This can explain why the black community includes theorists as far apart
as Cornell West and Thomas Sowell, or jurists Thurgood Marshall and Clarence
Thomas. So like all communities, one must resist reifying Black American as
a uniform mass, in part because of the pronounced social inequality between
blacks as well as different explanations for it.
To explain this divergent black politics, in The Declining Significance of Race
William Wilson argued that there was a historical transition ‘from economic
racial oppression experienced by virtually all blacks to economic subordination
for the black underclass’, the result of which was that ‘the Negro class structure has become more differentiated’ (1978, 152–3). In The Truly Disadvantaged (1987), he built upon this claim arguing that with the extension of civil
rights and the Great Society programs under advanced capitalism the urban
poor have come to suffer from both race and class subordination, inflected in
part by the history of marginality and redundancy where class markers start to
emerge in black society. Although the upper incomes of blacks trailed whites,
structural changes explain the split in black income where, in the late 1980s,
income inequality between blacks was greater than those between whites do.
In accounting for this growing social inequality, Wilson observed a meaningful connection between the declining economic prospects of young urban
black men. With brevity in mind, in 1950, about half of young black men were
employed as farm labourers in Southern agriculture. However, massive sectorwide mechanization meant that these jobs had near but vanished by 1970. For
these reasons, blacks migrated to northern industrial cities where they found
employment in the manufacturing sector in vehicle and steel production, partly
because these were jobs that, at most, required completing high school. But
deindustrialization and off-shoring of production facilities meant that many of
these jobs disappeared when the manufacturing sector contracted in the late
1970s and 1980s.
As cities became centres of financial and professional services, there were
fewer vocation and employment opportunities for the low-skilled uneducated
black men. These new jobs required more education attainment, something
their class background made difficult to attain. Concurrently, baby boomers and white women flooded the labour market. So with affirmative action
policies, necessary to help redress decades of discrimination, better educated,
higher class blacks were better positioned to take advantage of them. As a
result, they did relatively well in comparison to poorer blacks and so were thus
82 Capital, State, Empire
able to leave the cities like their middle-class white counterparts. Aside from
losing vital networks of support and community institutions, the poor were left
further behind in ghettos with concentrated poverty thus making it much more
difficult to compete for positions. Already precariously positioned, it is easy
to see how recessions and unemployment disproportionally affect black men.
This produced class-decomposition and the reduction of working class blacks.
Altogether, poor urban blacks were severely alienated.
Admirable for giving priority to material developments as opposed to explanations predicated solely upon racist attitudes or helpless dependency, Wilson
points out these critical economic structural changes produce the social relations in urban areas. What this means is that it was not that the Great Society social programs failed to reduce poverty so much as it did not anticipate a
changing economic base. Wilson concludes that tolerating high unemployment
rates does untold damage to the inhabitants of urban ghettos, and this indicates
that a fiscal policy that gives priority to rentier income over employment maintains the underclass. Therefore, the alienation of poor urban blacks is result
of deindustrialization of production, the financialization of the global process
of capital accumulation, and the fiscal withering of welfare programs through
intentional resource starvation by those that controlled the state.
Overall, this economic stratification and segregation are indicative of a social
structure in which blacks have greater obstacles, fewer life chances, more violence, and indignity; or what Oscar Gandy (2009) calls ‘cumulative disadvantage’. Due to class and racial positions, poor blacks’ prospects are bleak and
they are more susceptible to disasters, natural or economic. Illustrative of this
was Hurricane Katrina which ‘exposed our nation’s amazing tolerance for black
pain’, argues Jamelle Bouir, it ‘was one of the worst disasters in American history: It killed more than 1,800 Americans, displaced tens of thousands more,
and destroyed huge swaths of New Orleans’ (2015) It was not only a storm that
made landfall, but a social disaster (cf. Smith 2006,) thereby becoming a defining element within black political consciousness and indicative of the ruling
class’s indifference and neglect of poor black residents. The lack of provisions
and treatment plans are enduring aspects of black subjugation, which many
suspect would not have been the case had it been a white wealthy city. The
second example arises from the 2008 recession wherein blacks’ wealth was disproportionately tied up in homeownership some of which was the result of discriminatory and corrupt lending practices. Together, these cases set the stage
for black pessimism with institutional order, and where radical blacks make ‘no
excuses’ for the ruling class.
4.2 The War on Blacks
Dan Baum, writing in Harpers, claims that John Ehrlichman, Nixon’s White
House Counsel, admitted that the War on Drugs was a cynical political
manoeuvre. ‘The Nixon campaign in 1968, and the Nixon White House after
Internal Rule and the Other America 83
that, had two enemies: the antiwar left and black people’, says Ehrlichman. He
continues:
We knew we couldn’t make it illegal to be either against the war or black,
but by getting the public to associate the hippies with marijuana and
blacks with heroin, and then criminalizing both heavily, we could disrupt those communities. We could arrest their leaders, raid their homes,
break up their meetings, and vilify them night after night on the evening
news. Did we know we were lying about the drugs? Of course we did.
(cited in Baum 2016)
Subsequent administrations, Congress, governors and state legislative houses
have used the state crackdown on narcotics and the War on Drugs as a proxy
for their particular interests. But irrespective of the particular politics, the outcome was a social structure where mass incarceration of 2.3 million people and
governing through crime were key features.
To staff this apparatus, from 1992 to 2010, local and state police personnel
increased from 603,000 to 794,000, about two-thirds as many active-duty US
military personnel. Local police expenditures have increased from $40 billion
in 1982 to over $100 billion in 2012 (Justice Policy Institute, 2012). Including
federal spending on law enforcement by the FBI, ATF, and Homeland Security
the figure in 2015 was $265 billion (Bureau of Justice Statistics, 2015). FBI statistics show that crime fell 19 per cent between 1987 and 2011. This holds even
in cities where police forces have been subject to budget cuts. This funding
coincides with an increased use of ‘no-knock’ laws to conduct police raids, the
instances increased from thousands during the 1980s to 40,000 in 2005, to an
estimated 80,000 in 2013.
These harrowing figures are not coincidental, but reflect political choices.
For example, while Clinton’s administration inherited the War on Drugs, he
nevertheless oversaw and encouraged the largest ever expansion of the penal
system. This was because, in an attempt to counter the Republican ‘Southern
Strategy’ and win back white voters, Clinton era Democrats pursued a political
strategy that scapegoated and sacrificed urban black communities through an
extensive disciplinary regime that included the withdrawal of welfare and the
implementation of punishment. The tough on crime agenda coincided with an
economic collapse caused by offshoring manufacturing and deindustrialization
that had been particularly hard on urban African Americans and especially so
on young black men. This lack of decent work resulted in class decomposition
and a sharp rise in inner city crime, which was compounded by drug epidemics, and racially segregated jobless ghettos.
US legislators have also created a draconian and disproportionate punishment system that uses marginalized populations as inputs for the prison-industrial complex. Indicative of systematic over-imprisonment, in his 1994 State
of the Union address, Clinton advocated for a federal ‘three strikes’ law and
84 Capital, State, Empire
shortly thereafter signed the Violent Crime Control and Law Enforcement Act
(1994) that authorized $16 billion for police and prison system. This imprisonment of blacks leads to social stigma and economic exclusion, thus reduces
their life chances and prospects for rehabilitation.
Not only is there a pipeline from schools through the justice system to corporately owned prisons, but while imprisoned inmates are forced to labour
on behalf of their incarcerators under the guise of rehabilitation. Working for
excessively low wages, this involuntary labour can generate up to $30,000 a year
benefiting corporate prisons. Companies, such as Whole Foods, take advantage
of prisons that are little better then modern day poor houses. As Chris Hedges
notes,
The bodies of poor, unemployed youths are worth little on the streets
but become valuable commodities once they are behind bars… The
criminalization of poverty is a lucrative business, and we have replaced
the social safety net with a dragnet. (2013, 1)
For-profit-prisons have a stake in incarcerating citizens. This has led to about
2.2 million people imprisoned at any given time, a 500 per cent increase over
thirty years. The school to prison pipeline where minors are treated like adults,
shuttled from underfunded school to a prison complex is particularly egregious. Studies have shown that police and juries estimate black children to be
older than they are, and more readily try them as adults in court. These criminal records ensure that young blacks cannot enter adult life as a normal person,
and at a structural level, leads to political incapacitation.
It is often said that Bill Clinton reduced the unemployment rate. However,
this is a good example of defining the problem away as prisoners are not
counted in US statistics for poverty and unemployment rates. Thus record
low unemployment rates among African Americans are tied to record high
incarceration rates. In fact, as Michelle Alexander writes, ‘when Clinton left
office in 2001, the true jobless rate for young, non-college-educated black men
(including those behind bars) was 42 percent.’ Compounding these problems
was Clinton’s general redirection of $54 billion from welfare towards the
penal system. Amongst other things, this introduced means-testing, reduced
the public housing budget, eliminated Pell grants for prisoners, imposed lifetime bans on welfare for persons convicted of drug offences, and enabled
bureaucrats to evict families from public housing if a member had a criminal
history, such as an arrest. Consequently, ‘by the end of Clinton’s presidency,’,
Alexander writes,
more than half of working-age African-American men in many large
urban areas were saddled with criminal records and subject to legalized
discrimination in employment, housing, access to education, and basic
Internal Rule and the Other America 85
public benefits—relegated to a permanent second-class status eerily
reminiscent of Jim Crow.
In the 15 years since these actions, extreme poverty (an income of less than $2
per person per day) doubled to 1.5 million people. Instead of this vast penal system, this money could have been redirected to investments into urban communities to help carry the populations from industrial to service based economies.
In contra-distinction to nonsense theories like the ‘culture of poverty’
‘color-blindness’, or ‘post-racism’ a forthright historical materialism is a useful
approach to adopt when seeking to understand the current outcomes for black
people in the US social structure. It is against this backdrop that the militarization of law enforcement should be seen. Police militarization is most acutely
felt in what Martin Luther King Jnr. (1967) called the ‘other America’, where
instead of finding the ‘experience the opportunity of life, liberty, and the pursuit
of happiness in all its dimensions’, there is instead a ‘daily ugliness’.
Michael Brown’s killing is indicative of the intersection of police-citizen
encounters that these conditions of daily ugliness produce. It begins with conflicting reports of the events, the fact that the incident was not radioed in for
near to an hour, and that the body was left in the road for an excessive amount
of time, away from the Brown family. Police deployed SWAT teams who pointed
assault rifles at citizens so as to subdue the protesters who had assembled. In the
coming days, tear gas, stun grenades, and rubber bullets were deployed against
protestors. Journalists were threatened with violence and death (Davidson
2014), and over the next two weeks, over 100 people were arrested, nominally
under the pretence of refusing to disperse, but it is unclear whether there was
an order and whether it was lawful, and whether this was communicated to
protestors (Amnesty International 2014).
These actions were compounded by the Ferguson Police Department’s refusal
to release Darren Wilson’s name, an incomplete incident report, and interference with journalists trying to report on the event. It extends to the Ferguson
Police Department where, despite the municipalities population being about
two-thirds black, of about 55 officers only three were black. So there was an
existing alienated relationship between the police and the community.
This alienation is exacerbated by municipal police forces seeing citizens as a
source of revenue. The over-policing of municipalities—like Ferguson—relies
on revenue generated by fines and penalties for minor legal infringements such
as driving with a broken headlight. The cost of these fines and penalties, and
the additional imposition of legal fees, amounts to nothing less than a form of
government imposed debt bondage. As blacks are disproportionately poor, and
momentarily setting aside whether these practices were motivated by overt racism, they are severely affected by these institutional practices. This is the basis
for institutional oppression, the kind that can occurs independent of any overt
racist attitudes or actions of the people who enforce these policies.
86 Capital, State, Empire
4.3 The Daily Ugliness of Police Militarization
Sanctioned by the National Defence Authorization Act (1990), the Pentagon
has aided the militarization of society through an ongoing transference of
$4.3 billion worth of military grade weapons to the police department through
the 1033 programme. Since 2006 alone this Act has seen 432 mine-resistant
armoured vehicles, 435 other kinds of armoured vehicles, 533 planes and
helicopters, and near 94,000 machine guns (see Apuzzo 2014) transferred to
municipal police forces. Weapons and hardware, designed for and deployed on
battlefields against combatants are now being used in regular policing against
US citizens. This program has even reached US campuses where more than 100
campus police forces have received surplus military equipment (Gold 2014).
In a notable case, Ohio State received a 19-ton armoured vehicle designed to
protect military personal from roadside bombs (Stuart 2013).
As this militarization has become normalized, SWAT units now undertake
routine police work like patrols and executing warrants. This indicates a mission creep where these new resources allow the agencies to seek out, envision,
and undertake new actionable purposes. Having these weapons on hand introduces a moral cost that is often neglected, in that it elevates possibilities of
violent police-citizen incidents into probabilities. Police power is less informed
by principles of justice and keeping the peace and rather functions as an instrument of social pacification as it reflects the political goals of the War on Terror and the War on Drugs. In other words, these security agendas have meant
that there is a continuous blurring of the distinction between police and military tactics and behaviour, with countless examples of police using excessive,
unreasonable, and unnecessary force, acting like a standing occupational army.
This erodes the line between the police and the military, making them all state
security forces.27
As this military equipment belongs to the DoD, police forces cannot sell
it. Should police wish to return the items then layers of paperwork, delays in
communication, and making police departments carry costs, render the return
process burdensome in an effort to stall it. Lastly, the DoD has to approve the
return, but they have a vested interest in not carrying the maintenance nor storage costs (Redden 2014).
Advocates for tactical units and military grade equipment suggest these techniques are necessary for modern policing because law enforcement duties place
police officers in high-risk environments (cf. Skof 2014). In addition, as SWAT
teams impose excessive physical requirements this virtually excludes female
officers, subordinating them to support roles. (Dodge, Valcore and Gomez
2011). The combination of an abundance of caution, overwhelming force, and
hyper-masculinity is justified as being in the ‘public interest’, but aside from
the nebulous nature of the ‘public interest’, the approach always presumes a
worst-case scenario rather than reasonably judging the likelihood of that
Internal Rule and the Other America 87
kind of outcome. This rationality is how events where 24 police officers with
an armoured vehicle were tasked to collect a fine from a 75-year-old man in
Stettin, Wisconsin occur, simply because the litter on his property was an
apparent eyesore (Chan 2014). This needless aggression is indicative of a social
structure where the craft of violence is bifurcated when personal safety is disconnected from the larger social forces that initially produce violence.
Even if one grants that SWAT teams are useful for narrow purposes, the
application of extraordinary tactics to ordinary police work creates a climate of
fear among citizens and police officers. It is also worth noting that the militarization and the general acquisition of military equipment has occurred without
input, consultation, or oversight from the communities that would be policed
by this tactic. Indeed, this points to the prime problem; the 1033 programme
has been used to deploy military grade weapons to police in case there are radical revolutionary groups, drug dealers, or fundamentalism where extreme force
is required. However, not only does this not reflect the situational needs of most
police forces, but these purported dangerous groups simply do not have the
power that one might presume. This is not the threat is made out to be, so it is
but a pretence that reveals the absence of basic democratic governance norms.
As an example of absconding from democratic norms, consider the common
enough tactics of forced entry by battering ram to serve warrants. These raids
are often predicted upon weak evidence and the fact that a good portion of
these people are not charged with a crime mocks the principle of the presumption of innocence. As Tom Nolan explains, ‘People who have been charged with
no crime aren’t only treated like they’re guilty; they’re made to endure a violent intrusion into their home based on the mere suspicion of low-level crimes’
(2014, 1). Furthermore, there are regular reports of bystanders, often African
Americans, being hurt in police raids. This is coupled by civil forfeiture and the
seizure of assets.
The American Civil Liberties Union (ACLU) (2014) report, War Comes
Home, is testament to these aforementioned norms. They examined over 800
SWAT incidents between 2011 and 2012, nearly two thirds were for drug
searches, while less than one tenth were responses to hostage situations. Part
of the reason for this is because of neoliberal public sector resource starvation.
To attain funding, police departments have to meet quotas for drug arrests to
win federal grants.
When the ACLU requested open records for their report on police militarization, some Massachusetts SWAT teams declined to cooperate, claiming that
they operated as law enforcement councils and as such were private entities.
Incorporated as 501(c)(3) organizations, they used this legal status to say they
are private corporations, not government agencies, and so do not have to comply with open record requests. For example, the North Eastern Massachusetts
Law Enforcement Council has about 50 member agencies. They have a wide
range of capabilities: As well as a SWAT team METROLEC, has a canine unit,
88 Capital, State, Empire
computer crimes unit, motorcycle units, and armoured vehicles. They even
applied to the FEA for a drone licence. The ACLU reports that,
Approximately 240 of the 351 police departments in Massachusetts
belong to an LEC. While set up as “corporations,” LECs are funded by
local and federal taxpayer money, are composed exclusively of public
police officers and sheriffs, and carry out traditional law enforcement
functions through specialized units such as SWAT teams.
And:
Police departments and regional SWAT teams are public institutions,
working with public money, meant to protect and serve the public’s
interest. If these institutions do not maintain and make public comprehensive and comprehensible documents pertaining to their operations
and tactics, the people cannot judge whether officials are acting appropriately or make needed policy changes when problems arise (2014).
Meanwhile, reminiscent of the Massachusetts Law Enforcement Council hiding behind their incorporation papers, local authorities use corporate nondisclosure clauses as reasons not to respond to judicial requests for information
about the various technological devices use in police investigations. For example, between 2008 and May 2015, the NYPD used Stingrays— ISMI catchers—
over 1,000 times in local domestic politicking. They did so without a formal
policy, nor warrants (New York Civil Liberties Union 2016). The manufacturers,
Harris Corporation, sells these products with a non-disclosure clause so it is not
known how much they are used. In Baltimore’s case, they cited dropped charges
rather than disclose their policing techniques and technological capabilities.
This is a system where legal and market institutions are used to shield public
officials when abusing their power.
Using open source data collection methods, the Justice Policy Institute estimates that police killed 587 people in 2012. In these shootings, young black
men were 21 times more likely to be shot than white counterparts. Federal data
reports that were collected demonstrated that between 2010 and 2012 there
were 1,217 deadly police shootings. Furthermore, of,
[these] 1,217 deadly police shootings from 2010 to 2012...blacks, age 15
to 19, were killed at a rate of 31.17 per million, while just 1.47 per million white males in that age range died at the hands of police. (Gabrielson, Grochowski Jones, and Sagara 2014)
This data points to the double standard of policing in the US where various
agents of the state continue the long chain of suffering that black people have
experienced at the hands of the state. Michael Dyson calls this ‘America’s blue
Internal Rule and the Other America 89
wall of terror’ (2017). Still, there is an ideological tendency in parts of the
American public imagination wherein taking crime seriously requires unconstitutional policing and inhumane sentences.
Institutional racism sees a willingness of police to use harsh measures to
terrorize people of colour. Combined with the widespread criminalization of
young black males, the possibility of building trust is squandered when police
do kill innocent people. Instead of apologizing and trying to make amends
with the families, the police slander their victims, labelling them criminals or
thugs. This situation is the antithesis of a civilian police force concerned with
safeguarding a democratic polis. Therefore, African Americans’ distrust of the
police and the criminal justice system as portrayed in Elijah Anderson’s Streetwise (1990) or Alice Goffman’s On The Run (2014) is more than reasonable.
When faced with public evidence of wrongdoing, police lie, obfuscate the
truth, stonewall investigations, or in the case of New York, the police union
threatens labour boycotts, essentially holding cities hostage and applying political pressure to hinder investigations. There are suspicions that prosecutors also
collude with police to thwart indictments. Consider that federal indictments by
a grand jury are granted in 99.993 per cent of case, but when police are involved
it drops to 1.2 per cent. Also consider that about 95 per cent of police shootings are ruled as ‘justified’, even as body counts rise. Even then, if a case does
make it to court, laws forbid prosecutors from informing juries about proper
police training and protocols. This means juries do not have resources to judge
whether the police action was a deviation from approved behaviour and interaction. This rampant impunity deprives the victims of police homicide the
right to a fair public trial.
What these cases show us is that where there is a tendency towards a disproportionate use of force, it is all too often reserved for use against the underclass.
There is no due process, and death is deemed acceptable. In the face of such
violence, the public use smartphones to record police encounters. However,
despite the right to record police action, the police too often confiscate the
video footage, or threaten witnesses with arrest. Even when video evidence of
unnecessary police brutality against those who do not pose a threat is secured
and circulated via social media networks it does not seem to matter. In the
case of Eric Garner, whose tragic death was captured on video, the police were
seen to choke him into submission—a method prohibited by New York Police
departmental policy. Yet even in this case, with video evidence and a coroner
report ruling the death a homicide, there was no accountability or punishment
for police officer crimes.
There have been suggestions that equipping police with body cameras will
limit the abuse of power. Police departments and some reformers are allied on
this front. But absent genuine accountability, it is unlikely to have much effect.
Consider, for example, the recent history of dashboard cameras: one investigative reporting team examined 1,800 Chicago Police Department maintenance
logs (Kongol and Biasco 2015) only to reveal that between September 2014 and
90 Capital, State, Empire
July 2015 there were 90-recorded incidents where there were no functioning
microphones in police vehicles. What is particularly troubling about this is that
police technicians attribute about 80 per cent of silent audio in dash-cam videos to ‘intentional destruction’ and that there is a backlog to fix them. There are
also records of several vehicles failing to capture video. Even setting aside the
lessons from dashboard cameras, where effectiveness depends so much on the
police departments’ institutional culture and proper archival procedures, this
technology has mostly helped police. For example, body cameras have been
used to identify and find protestors. With increased computing power and
refinements in facial recognition software, this will only become easier. Indeed,
it might signal the end of the mob as a historical concept. Reformist aspirations
that are devoid of any understanding of power or interest, seemingly unable
to recognize that the tools, platforms, and techniques they were celebrating
as emancipatory, can be turned against activists, dissidents, or the very causes
they are trying to promote.
Nevertheless, given how biases are often encoded into software, given already
existing institutional racism, it is likely that software will be used to racial profile populations. Racial profiling is obviously wrong; it presumes a predictive
power of race, itself an implicit bias and racially motivated prejudice, and is
thus too simplistic for investigative purposes. Not only are these distortions
present when arresting, as to are the over-reliance on them, but so are increases
in police brutality such as humiliating harassment and verbal abuse. This affects
every aspect of a community, especially when the police steal and destroy the
property of the people they stop and frisk. The police are rife with misconduct,
brutality, and corruption—and they are armed with the tools of war. This simple case demonstrates how technical solutions will not solve social injustice.
These developments require us to consider how technological implementations
can introduce social problems.
Several of the aforementioned themes can be seen in Chicago’s Black Sites.
Between 1972 and 1991, more than 100 people were tortured at these sites.
This was done with the explicit knowledge of the former Chicago police
commander Jon Burge. Mostly African American men were tortured using
mock executions, electric shocks, and sleep deprivation. These actions show
the institutional willingness to be brutal to the poor and to blacks. In 2003,
Governor George Ryan pardoned four of ten death row inmates who say they
were subject to torture. Burge was dismissed in 1993 after an internal investigation and convicted in 2010 of perjury during civil proceedings. Involved
in those crimes was Chicago detective Richard Zuley. Zuley is notorious
for being an interrogator at Guantanamo Bay in 2002. His plan for torturing Mohamedou Ould Slahi was personally signed off by Donald Rumsfeld.
Spencer Ackerman’s review of court documents filed in Chicago, interviews
with Guantanamo Bay prisoners, and Slahi’s Guantanamo Diary ‘suggest a
continuum between police abuses in urban America and the wartime detention scandals’ (Ackerman 2015a, 1).
Internal Rule and the Other America 91
Burge and Zuley both began their service with the Chicago Police Department in the 1970s, rising through the ranks. Assigned to different areas—Burge
on the south side, Zuley on the north—there is no evidence-showing cooperation between the two. This is perhaps more disconcerting than if they had, for it
indicates that impunity is not confined to a select group of officers, but diffused
in a system that condones it.
Sadly, Spencer Ackerman’s reporting has found that the Chicago Police
Department continues to operate an ‘off-the-books interrogation compound’
at Homan Square on Chicago’s west side. Witnesses or suspects, some as young
as 15, are detained at the site. As they are not booked at a precinct, there is no
public record of these suspects being in custody (Ackerman 2015b). This is
akin to the rendition practiced in the early years of the War on Terror. Lawyers
and families who have tried to enter Homan Square are turned away, while
their clients and relatives are subjected to a routine violation of their rights to
legal counsel and coercion into providing statements.
Both are clear violations of the Fifth and Sixth Amendments. Chicago civil
rights lawyer Flint Taylor, who has been in practice for 45 years, has said that
‘I have reached the conclusion that Chicago police violence is systemic, fundamentally racist, and disproportionally impacts the poor and communities of
color’ (Taylor in Ackerman 2015c, also see Taylor 2013). This is not an anomaly.
It was designed. As Du Bois noted in Black Reconstruction in America, ‘The
whole criminal system came to be used as a method of keeping Negroes at work
and intimidating them. Consequently, there began to be a demand for jails and
penitentiaries beyond the natural demand due to the rise of crime.’ That Du
Bois’ words still capture many blacks’ lived experience is indicative of the salience of this oppression in the development of the American social structure.
This ‘daily ugliness’ reveals the extent to which the US is a political order
structured around violence. Authoritarian and mechanistic in tone, this governance demonstrates how the annihilation of the other is a functional principle of institutional practice that punishes the poor and provides profits for
the security-surveillance industry. That these repressive policies are utterly disconnected from human rights shows a militarized police who rarely question
the limits of their formal authority because informally they have been tasked
with playing a key role in the process of commodifying the bodies of the poor
who would otherwise be abandoned due to withdrawn welfare and redistribution services. Left to confront repression by themselves, this one-dimensional
understanding of personal safety precludes a social component.
4.4 The Universality of Black Lives Matter
The preceding sections in this chapter addressed how the truly disadvantaged are
created by enduring structural injustice. It has also illustrated that co-currently
blacks are managed by a method of selectively co-opting a narrow band of blacks
92 Capital, State, Empire
into the elite to deflate and diffuse political opposition as well as a kind of rule
predicated upon inducing and reproducing weaknesses in poor blacks. The second movement has been aided by off-shoring manufacturing jobs, leaving poor
blacks as surplus labourers, partly to undercut any chance of contention, and
partly efforts to extract fines and rents by local governments who are themselves
operating under neo-liberal resource starvation. Nevertheless, central to these
actions is a logic of repression.
The introduction of new modes of repression also opens up new opportunities for a ‘double movement’ from activists. Whereas, in the late 1970s political
scientist Adolf Reed lamented how the US state had adjusted to 1960s black
radical protests by incorporating agitators, these new modes of repression
bring with them other counter movements. One of these counter movements
is Black Lives Matter.
Black Lives Matter, an activist social movement emerged as American citizens saw the death of Trayvon Martin, Michael Brown, Eric Garner, and Tamir
Rice as indicative of structural injustice put in place by the racial capitalism
discussed in Chapter 1. In combination with the local struggle of Black people
in places like Ferguson, where protests lasted more than 100 days, Black Lives
Matter sought to blunt racist policing practice across the nation. These needless
deaths were emblematic of a nationwide endemic that coalesced into a nationwide demand for justice and the remedy of structural injustice against blacks.
An immediate goal of the movement is to stop the criminalization of black life
and end the endemic of police harassment, brutality, corruption, and murder.
As Christopher Lebron makes clear, ‘the consistent death and abuse at the
hands of the police to which blacks have been subject constitutes a form of terrorism under the guise of democratic governance.’ Highlighting the ‘disturbing
parallels between plantation slavery and prisons and correctional facilities convict leasing’ Lebron indicates that systematic oppression is in the structure of
the US, and that the most recent expressions in stop and frisk, redlining, voter
suppression, the War on Drugs is but a continuation of this violence where
African American lives are criminalized (2014, 1). African Americans, who
as a permanent underclass due to systematic racism, are the main victims of
this system. This dehumanizing trauma indicates that blacks’ personhood is
not recognized nor acknowledged.
Black Lives Matter, and local protestors in Ferguson and elsewhere, are using
a ‘digital repertoire of contention’, to protest and explain American political
economy, show the flaws in post-racial theories, and advocate against unlawful extra-judicial police killing and social inequality. These deaths and others reveal that black’s everyday life is grounds for suspicion by agents of the
state. Granted, the proliferation of cellular devices with internet access, cameras, and broadcast social media platforms add new tactics to the repertoire of
contention. These devices can reduce the lag between an incident and public
awareness, or undercut fabricated official statements and thus contesting the
Internal Rule and the Other America 93
narrative frame. This is important in Ferguson where cable broadcasters and
national newspapers initially ignored the death of Michael Brown. But, while
social media is certainly important to the rise of Black Lives Matter, it is neither
necessary nor sufficient to explain the politics of this moment and the social
dynamics.
Over and above technology, material conditions explain black uprisings.
For example, during the Great Recession post-2008, blacks disproportionately
suffered versus their white peers, losing an estimated $10 billion. Most of this
was due to predatory sub-prime lending practices that targeted aspiring black
homeowners who banks suspected would foreclose on mortgages (Henry,
Resse and Torres, 2013). Near a quarter of a million blacks did, while others
are at risk. As a result, what little blacks had managed to accumulate through
intergenerational labour evaporated almost overnight. The ramification is
downward social mobility and pauperization. American banks have yet to face
indictment for this fraud.
The outcome of the Great Recession was to see even more wealth concentrated in the 1 per cent as the Obama administration did little to redistribute or
redress this economic hoarding. As egregious, throughout Obama’s presidency,
black unemployment was above 10 per cent, while in 2014 black college graduates’ unemployment rate was 12 per cent, more than double the white college
graduates whose unemployment rate was approximately 5 per cent. Furthermore, since the Recession, median black income fell by near 11 per cent to
$33,500, while whites incomes have fallen 3.6 per cent to $58,000, near a third
of blacks live in poverty, and over a quarter of blacks are food insecure. Put
simply, blacks experience tremendous poverty.28 Perhaps the biggest indicator
of this crushing and systemic poverty is Mariko Chang’s shocking and morally
indefensible finding that ‘While white women in the prime working years of
ages 36–49 have a median wealth of $42,600, the median wealth for women of
color is only $5’ (2010, 3). This is one of the reasons why black women—who
carry the consequential burden of the relentless assault on their children, families, and communities—are using coalitional politics guided by labour, feminist
and queer theory to undertake the work of liberation.
In Dissent, Barbara Ransby (2015) highlights the broad agenda of Black
Lives Matter, an umbrella organization seeking a ‘bold confrontation with state
power’, because ‘there can be no real economic justice without racial justice.’
Adamant that ‘the concerns raised by the Black Lives Matter movement reflect
the experiences of most black Americans’, Ransby says ‘they also extend beyond
these communities’ (2015). The goal of this social movement is less a singular
pursuit of representation and diversity in the ruling class, but rather a total
revision of the social structure itself to make it more equitable and egalitarian.
In other words, this not merely a problem of access to the upper reaches of
the social structure, otherwise the Obama administration’s legacy would not be
so abysmal, rather it is a structural issue that requires structural and material
94 Capital, State, Empire
changes. To that effect, the movement is a ‘class based struggle’ which aims to
address salient features of racial capitalism.
The various biographies of leading members demonstrate the extensive, deep,
and long-standing commitments to social activism and community organization, much of which is explicitly tied to labour and economic issues. Consider
Alicia Garza, Patrisse Cullors, and Opal Tometi, women who, following George
Zimmerman’s acquittal for Trayvon Martin’s death, created and circulated the
#BlackLivesMatter hashtag. Ransby portrays them as ‘professional organizers
working with domestic workers, with immigrants, and against prisons respectively’ (2015, 1). Garzam, Cullors, and Tometic are not isolated examples, but
show how women are key organizers in the coordination of black resistance
and protest. From Marcia Chatelain’s vantage, this is an intergenerational participation, and one that includes queer scholars and activists, as they understand how bodies are disciplined. Indeed, as Black Lives Matter promotional
material makes clear,
beyond the narrow nationalism that can be prevalent within Black communities, which merely call on Black people to love Black, live Black and
buy Black, keeping straight cis Black men in the front of the movement
while our sisters, queer and trans and disabled folk take up roles in the
background or not at all.
As Ransby describes the project, ‘This is an unapologetic intersectional analysis
reflecting the work of black women radicals and feminists such as Sojourner
Truth, Angela Davis, Audre Lorde, Barbara Smith, bell hooks, Kimberlé Crenshaw, Beth Richie, Cathy Cohen, and Beverly Guy-Sheftall’ (2015, 1). Ransby’s
listing of this diverse set of scholars and activists is not an imposition to minimize
the range and kinds of thoughts amongst those on the list, hide inter-personal
rivalries, disagreements, politics or the like. Instead, this kind of grouping is
a programmatic spirit orientated towards broad-based emancipation, thereby
demonstrating continuity of key elements of late twentieth-century black feminist thought. Angela Davis says as much in her acknowledgements in Are Prisons Obsolete? (2003):
I should not be listed as the sole author of this book, for its ideas reflect
various forms of collaboration over the last six years with activists,
scholars, prisoners, and cultural workers who have tried to reveal and
contest the impact of the prison industrial complex on the lives of
people. (2003, 7).
Davis then lists many people and organizations that helped theorize or collect data that informs the project. This wide collaboration with a community
of academics and activists is a political and intellectual strength of the prison
Internal Rule and the Other America 95
abolitionist movement, a body of theory that has had profound influence on
the shape and concerns of the Black Lives Matter movement. As such, Marcia
Chatelain notes that
Black Lives Matter is feminist in its interrogation of state power and its
critique of structural inequality. It is also forcing a conversation about
gender and racial politics that we need to have—women at the forefront
of this movement are articulating that “black lives” does not only mean
men’s lives or cisgender lives or respectable lives or the lives that are
legitimated by state power or privilege. (Marcia Chatelain and Kaavya
Asoka 2015)
On a similar note, consider that in her project to curate black feminist scholarship, Patricia Hill Collins was sensitive to the inclusion of many African
American women who’s ‘multiple voices highlights the diversity, richness, and
power of Black women’s ideas as part of a long-standing African American
women’s intellectual community.’ The centre of the analysis is thus the division
within the black women’s experience and is meant to counter ‘the tendency of
mainstream scholarship to canonize a few Black women as spokespersons for
the group and then refuse to listen to any but these select few.’
Much like Reed’s analysis of black co-option, selective inclusion is an attempt
to curtail access to those scholars seeking redress for social injustices that their
work highlights. Indeed, the tokenistic elements are but ways to buy off or
stall contention, and so it is but a method to avert greater sharing of resources
with subordinate groups in the hope that selective access will stifle and disrupt
concerted contention, and possibly invite intra-group scrappy battles around
respectability politics and submission by those invited into ruling class or cannon. Moreover, as Collins makes clear, ‘assuming that only a few exceptional
Black women have been able to do theory homogenizes African-American
women and silences the majority.’ (2000 viii)
Likewise, Black Lives Matter organizers sit at confluence of the personal and
political that seeks to overcome oppressive state apparatus. As Collins explains,
Like African-American women, many others who occupy societally
denigrated categories have been similarly silenced. So the voice that I
now seek is both individual and collective, personal and political, one
reflecting the intersection of my unique biography with the larger meaning of my historical times. (2000, vi)
In her preface to the second edition of Black Feminist Thought, Collins makes
clear that ‘Black feminist thought’s purpose [is], namely, fostering both Black
women’s empowerment and conditions of social justice’ (2000 x). The method
of social analysis required to achieve this ‘place[s] Black women’s experiences
96 Capital, State, Empire
and ideas at the center of analysis.’ Collins readily acknowledges this approach
encounters hostility dressed up as epistemological and historical scepticism
that attempts to undermine the value of the scholarship: ‘For those accustomed
to having subordinate groups such as African-American women frame our
ideas in ways that are convenient for the more powerful, this centrality can be
unsettling’ (2000 vii). Even here,
Oppressed groups are frequently placed in the situation of being listened to only if we frame our ideas in the language that is familiar to
and comfortable for a dominant group. This requirement often changes
the meaning of our ideas and works to elevate the ideas of dominant
groups. (2000 vii)
The last component of Black Lives Matter that we will touch on here is the
way the movement employs Collins’s adage that ‘thought and action can work
together in generating theory’ as a central political tenet. This social moment
takes place with the help of academics, but not for academics. It is scholarly
without being beholden to (admittedly withering) disciplinary conventions
where self-alienation from subjects is supposedly indicative of good scholarship. In this respect, Black Lives Matter shows that while they will produce
good analysis, it is for the broader purpose of the radical overhaul of the social
structure. In other words, their analysis is practitioner based and community
orientated.
Black women alternate between being an afterthought in public policy, or
scapegoated as undeserving of welfare or governmental affirmative action position. Similarly, news media generally is indifferent to the fate of black women.
Notwithstanding similar ways and means of activism, the names of Michael
Brown, Eric Garner, Freddie Gray received considerable more attention and are
better-known than Rekia Boyd, Michelle Cusseaux, Tanisha Anderson, Shelly
Frey, Yvette Smith, Eleanor Bumpurs, and others.
The point is not to distract from normalized everyday police brutality, but
instead to acknowledge that black women are as susceptible, if not more so, to the
everyday violence by state sanctioned agents. They too are victims of shootings,
harassments, and racial profiling, while in metropolitan areas, black women are
as likely to be evicted as black men are to be imprisoned. As the adage goes, ‘black
men are locked up, black women are locked out’. These facts tend to inform the
prevailing orthodoxy and framing of police violence and its consequences. Nevertheless, black women too, are victims of domestically orientated imperial rule.
Keeanga-Yamahtta Taylor points to the deeper political and social stakes that
Black Lives Matter addresses. ‘African Americans, of course’, she says
suffer disproportionately from the dismantling of the social welfare
state, but in a country with growing economic inequality between the
Internal Rule and the Other America 97
richest and poorest Americans, austerity budgets and political attacks
on social welfare come at the peril of all ordinary people. (2016, 5)
She continues,
It is an example of how, counterintuitively, even ordinary white people have an interest in exposing the racist nature of US society, because
doing so legitimizes the demand or an expansive and robust regime of
social welfare intended to redistribute wealth and resources from the
rich back to the working class. (2016, 5)
For this reason, the ruling class have a stake in perpetuating backlash against
this movement.
It is also why police brutality is a good avenue to discuss the oppressive
nature of the social structure, something that is at play, but not as evident in
voter restriction laws and the efforts to roll back the Voting Rights Act. Acting
as the Attorney General within the Obama administration, Holder was proactive in attending to Republican state controlled legislatures efforts to strategically suppress voting rights and discriminatory voting restrictions targeted at
poorer and minority voters. He also sought to undertake a broad reform of the
criminal justice system seeking to lessen its institutional racism by, for example, supporting the Fair Sentencing Act that eliminated differential sentencing
for crimes involving crack and powder cocaine, which themselves skew along
racial lines. Another positive development was Holder’s role in reduction of
mandatory minimum sentences for some crimes, again hoping to ameliorate
certain kinds of racial injustice. Nonetheless, these laudable efforts to improve
and strengthen regulatory oversight, and anti-discrimination measures sit
beside the expansion of the state power detailed above.
What this indicates is that the appropriate target for reform of the social
structure requires curtailing then ending capitalism, paired with less imperial aggression abroad. Collins perhaps puts this well when she writes that ‘U.S.
Black women must continue to struggle for our empowerment, but at the same
time, we must recognize that U.S. Black feminism participates in a larger context
of struggling for social justice that transcends U.S. borders’ (Collins 2000, xi).
Yet, ever more as Black Lives Matter addresses the reproduction of capitalism’s
structures of exploitation and oppression, the movements and its members
become a target for capitalism’s surrogates, for their contention threatens the
established order of things.
While there is still a considerable way to go until liberation, Black Lives
Matter has had measurable effects, albeit recognizing, as criminologist David
Pyrooz and his colleagues write, ‘changes in crime trends are slow and rarely
a product of random shocks’ (Pyrooz et al. 2016, 1). Some municipalities now
require police to wear body cameras, and in other cases officers have been fired.
98 Capital, State, Empire
Additionally, there have been some changes in police practice. Most importantly, the movement has shifted the discourse on crime, police, race ensuring that, for the moment, these topics receive due attention. Likely activists in
this movement desire more improvements, but the pressure continues. Even
Obama has started to try a reform of the criminal justice system, and to attend
to voting rights (he did this at an NAACP national conversion). This is a direct
result of Black Lives Matter forcing the federal government to account for the
war against black life, to curb its internal state rule practices, and to lessen its
militarism.
There are a few key lessons to take away from this discussion. The first is
a reminder that surveillance technology disproportionately targets the most
vulnerable. The second is that racial subordination is rarely deemed important
enough to warrant due attention in mainstream political discourse. For example, to the extent that it is covered in the media, it is often a reaction to protests
framed around the legitimacy of protest rather than the structural injustice and
the grievances that motivated the protests. This raises a third point. Ever more
legitimate civilian political contention is presented as a threat to national security and established order. Fourth, as Wilson’s research in the 1980s indicates,
black women shoulder the brunt of poverty and discriminatory policies, and
even then, their voices and contention are only allowed an audience when they
articulate and describe black male suffering. In this respect, it is another point
of the dynamic of testimony where women both speak and are silent. These
circumstances underscore the importance of a fully-fledged intersectional
analysis; meaning that it is not race over class, class over gender, or gender over
race—but rather that a proper analysis pay attention to the totality of factors
that shape lived experience.
CH A PT ER 5
External Rule and ‘Free Trade’
From the Revolutionary War to the Second World War, there were over 100
US security force interventions abroad to secure American interests, most of
these on behalf of capitalists. Beginning as probes but gradually increasing in
intensity and duration, during these interventions the US acquired institutional
knowledge about how to use force to establish favourable ‘open door’ trade policies in Latin America and Japan for example. Actions in these places were ultimately a result of US foreign policy that was Eurocentric, either for commerce
or for confinement to limit European influence in the western hemisphere
(Stepak and Whitlack 2012). For example, the 1823 Monroe Doctrine proclaiming the entire Americas to be in the US sphere of influence was addressed
to a European audience. Thus European stability and economic growth was to
be balanced with a degree of military caution as European powers were prime
trading partners but also posed the greatest economic and security threats. As
interventions elsewhere in the world were attempts to bracket out European
influence, the supposition is that imperial actions in a place often have very
little intrinsically to do with that particular location; rather they are indicative
of politics orientated elsewhere. This is certainly the case of US involvement in
the Middle East against the backdrop of the Cold War or Africa in light of the
‘global power shift’ with China’s emerging power.
Whereas the previous chapter emphasized the extent to which the truly disadvantaged bore the brunt of dispossession and subjugation induced by internal US state coercion, in this chapter, I survey the role of military power and
the digital components of imperialism that protect resource extraction or the
creation of surpluses. The primary concern is with how militarization facilitates
the insidious creep of capitalism in international affairs. Here it is important to
examine the coercive elements of foreign labour regimes to illustrate that fully
functioning capitalism has a tendency to escape the dependence on free labour
power.29
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 99–124. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.f. License: CC-BY-NC-ND 4.0
100 Capital, State, Empire
5.1 Induced Under- and Combined-Development
Following the First World War, wherein oil became a strategic resource, imperial
powers jockeyed to control the source via dominating the states that emerged
from the collapse of the Ottoman Empire. Initially, Britain had an advantage
having occupied Baghdad and Mosul late in the war. Aided by an Arab insurrection and insurgency emanating from a promise of post-war independence, the 1916 Sykes-Picot Agreement between Britain and France outlined
the anticipated spoils of the Ottoman Empire, dividing the region primarily
between themselves, with a remainder for Russia. Later the League of Nations
provided a mandate system redistributing territory held by the defeated Germans and Ottomans. Mandates allowed colonial administration to continue,
but without formal annexation. Among other acquisitions around the world,
Britain received Palestine and Iraq, and France received Syria and Lebanon.
Blatant imperial action triggered a number of revolts across the Middle East,
but these were suppressed and dissenting nationalists exiled. Still, to deflect the
appearance of formal colonial incorporation, the British installed Emir Faisal
I as King of Iraq through whom the British were able to attain favourable treaties and concessions. After the Second World War, relative hegemonic decline
meant Britain had three primary objectives. The first was to extract as much
from the empire before these territories acquired independence. The second
was to bolster West Germany as it was a buffer to the USSR extending control
over Europe. The third was to manage the ascension of the US, particularly as
much British capital fled west just prior to and during the First and Second
World Wars (see Tooze 2006 and 2014 for details). Domination of the Gulf was
one area gradually ceded to US rule.
When nationalist leaders in Middle Eastern states opposed extraction and
exploitation, they were overthrown. The quintessential example is Mohammad
Mosaddegh in Iran in 1953, two years after he nationalized British Petroleum.
The only feasible options for these states were to align with the USSR, another
empire, and seek better terms, as did Gamal Abdel Nasser following his 1952
coup in Egypt and nationalization of the Suez Canal thereafter, or to play the
empires against one another. In response to this tendency, the US supported
the repression of nationalists in their client states, particularly by supplying
weapons after worker’s strikes in 1953 in Saudi Arabia and Iraq.
In Iraq, the terms of oil extraction concessions heavily favoured Western
conglomerations. As these conglomerations also had rights to many oil fields,
maximizing long-term profits determined when particular fields were development. With priority placed elsewhere, the conglomerations installations covered 0.5 of the Iraq concession with no foreseeable plans to expand. Out of
frustration, between 1958 and 1963, the Iraqi government asserted its political
independence. This involved removing the British right to operate the RAF
Habbaniya base and withdrawing the undeveloped concessions from Western
External Rule and ‘Free Trade’ 101
oil companies. Four days after Prime Minister Qasim announced the formation
of a state oil company he was overthrown in a coup.
Meanwhile, the conglomerations’ oil production did increase, but not nearly
to the extent it did in US client states, Iran, Kuwait, and Saudi Arabia. This
meant that Iraq’s yield from the concessions was insufficient to undertake
developmental projects and the economy stagnated. Having attained power via
a coup, the Ba’ath Party nationalized the conglomerations in 1972, and sought
technical assistance from the USSR. For the USSR, this was a good regional
development, for apart from extending a buffer to the US, Iraq had vast oil
reserves, unlike Syria their other regional client.
This nationalism is not without a broader context. Prior to these events, the
1967 Arab-Israeli War severed diplomatic ties between the US and Iraq, and
stoked Arab nationalist anti-Western sentiments. With a retreat from Vietnam, President Nixon’s decoupling the US dollar from the gold standard, and
in 1973 in the wake of the Yom Kippur War, in which OPEC countries asserted
their independence by instituting an oil embargo against the West unless
higher prices were paid. This resulted in an economic recession in 1974 and
1975. Throughout, sensing weakness, subordinate states—particularly in Latin
America and the Caribbean—sought to leave the US sphere of influence. As
such, the US caved to OPEC, but as a preventative move, the American ruling
class begun to take advantage of cheap labour and move some manufacturing
abroad to mitigate future boycotts.
The Gulf States’ ruling classes hoarded this new wealth, investing it in
Western banks, or purchasing treasury bills. So while the US paid higher
prices for oil, most of these funds returned to its financial sector. By contrast, Iraq directed the increased revenue to social spending through infrastructure projects and instituted a domestic industrial policy aimed to
lessen imports. It also purchased weapons and undertook a project of military build-up and chemical weapon armament in an attempt to become a
regional power. Throughout, the brutal dictatorship repressed dissidents. In
1979, when Saddam became president, military expenditures cost close to
9 per cent of GNP. Meanwhile, in Iran, Mohammad Reza Pahlavi was overthrown in a revolution increasing US concerns about a cascade of similar
events throughout the region.
The Iranian Revolution and the oil crisis underscored the rationality for US
capital to capture the Persian Gulf. Without such control, US capital accumulation would be vulnerable. In 1980, President Carter issued the Carter Doctrine,
which stated, that:
An attempt by any outside force to gain control of the Persian Gulf
region will be regarded as an assault on the vital interests of the United
States of America, and such an assault will be repelled by any means
necessary, including military force (Carter 1980).
102 Capital, State, Empire
Early in President Reagan’s first term, his administration upgraded a Joint Task
Force established by Carter to a theater level Command. Central Command
has an area of responsibility orientated on the trade flow through the Persian
Gulf and is dedicated to analysing and responding to conflicts in the Middle
East and East Africa. Initially, one of the Command’s primary planning events
was to stop the USSR from capturing Iranian oil fields. Since established, the
Command has managed major conflicts like the Iran-Iraq War, the Gulf War,
the Afghan War, and the Iraq invasion and occupation, as well as several other
smaller interventions to limit regional terrorism.
Returning to 1980, when Iraq invaded Iran, many Western companies used
it as a proverbial gold rush to sell weapons and military technology to arm
Iraq for this brutal conflict (see Timmerman, 1992). The US provided Iraq with
information on Iranian troop movements acquired by satellite reconnaissance.
Crucially, Iraq used chemical weapons on multiple occasions, although the US
voted against UN Security Council statements condemning use thereof. There
are also suggestions that the US provided battle plans, such as for the capture of
the Fao peninsula in 1988 which brought Iran to negotiation. US security forces
were even involved in attacking Iranian ships and oil platforms late in the war.30
Nevertheless, Iraq accumulated $80 billion in foreign debt to fund the war. This
figure gives some indication of the extent to which Iraq and Iran were socially
shattered by the war. Iraq especially had neglected social investment and development of the known existing oil fields had stagnated.
There were several reasons for the US supporting Iraq. The first was that Iraq
was a strategic retaining wall for Kuwait and Saudi Arabia, both US client states.
(The US arranged for these states to loan Iraq funds for war expenditures). Second, by stoking strategic attrition between Iran and Iraq, the US was able to
bleed their military capabilities and cripple the countries. Finally, by keeping
Iraq weaker than it would have been if it had not engaged in the conflict helped
to maintain conditions were it would be easier for the US to install a military
base in West Asia to check, if not shrink, the USSR’s sphere of influence. With
this regional consolidation, the US could advance its interest in dispossessing
Iraqi’s natural resource endowments.
Given their active role as a buffer for US client states in the region, after hostilities ceased the Iraqi regime presumed there would be debt relief from Gulf
States to reconstruct the Iraq economy. But this was not to be as other Arab
states increased their production, causing oil prices to dramatically fall, a continuation of a downward trend since 1986. As oil production was half of the
Iraqi GDP, this the country’s economy contracted. This increase in production
functioned to limit Iraq’s ability to rearm. Once it emerged the Kuwait was
slant drilling into the Rumaila oil field, essentially stealing Iraqi oil, Saddam’s
regime mobilized to invade Kuwait, using brinkmanship to try bargain debtforgiveness and curbing other Gulf states’ oil production to increase the price of
oil and thereby alleviate Iraq’s fiscal constraints. Seeing no movement on either
External Rule and ‘Free Trade’ 103
of these fronts, Iraq invaded Kuwait to dispossess assets and wealth, but this
miscalculation afforded the US the opportunity to create a broad-based coalition, including Arab states, such as Egypt, Syria, and Saudi Arabia, to uphold
the principle of sovereignty.
The US-led coalition began bombing Iraq in 1991. Using a broad definition
of military infrastructure, over several weeks the scope and scale of the bombing campaign indicated an agenda of systematic destruction. Once a retreat was
ordered, many Iraqi troops fled via Highway 80. In accordance with a standing order to destroy all Iraq military equipment, Coalition air forces bombed
and strafed a 60-mile stretch of the highway. Once the carnage was broadcast,
the event became known as the Highway of Death. After flying over the area
to head to post-war negotiations, General H. Norman Schwarzkopf, remarked
that ‘In every direction we could see the burnt out wrecks of military and civilian vehicles that the Iraqis had used to try flee.’ (1992, 482). One reason for the
disproportionate brutality of the war to test doctrine and militaries capabilities
that they had developed and purchased during the Cold War. How did it work?
‘Beyond our wildest expectation’ Schwarzkopf wrote (1992, 501).
Meantime, as Jean Baudrillard notes in The Gulf War Did Not Take Place
(1995), the military press briefings upon which the news media draw from for
broadcasting and publication did not correspond with the bigger reality of the
conflict, its scale, nor violence. It was a ‘dramatic ritual’, James Compton writes,
framed as ‘an emotional confrontation between good and evil, personified in
the characters of US President George [H. W] Bush and Iraqi President Saddam
Hussein’ (2004, 83). In addition, the media emphasis on laser-guided smart
bombs—for precise targeting supposedly to limit collateral damage, thus more
humanitarian—neglects that about 93 per cent of munitions were unguided,
carpet-bombing from B52s. Of the glide bombs, about 70 per cent missed their
target causing civilian casualties. Best known is the notorious bombing of the
Amiriyah shelter that killed more than 400 civilians in February 1991. (Laserguided bombs were used). This was but the worst horror of common occurrence (see Human Rights Watch, 1991).
Although there were several reasons for the US not to capture Iraq, chief
amongst them was caution at the impending collapse of the USSR. The US had
to ensure that there were sufficient troops and resources should they be required
for other kinds of missions. Furthermore, Dick Cheney argued, the Coalition
did not have enough military resources, nor adequate plans to occupy Iraq,
given that an occupation would likely lead to a civil war as the country fragmented: presumably the southern Shiite region would come under the sway of
Iran, while Turkey, another US client state, would never permit an independent
Kurdist state. Therefore, the US sought options to conclude the war satisfactory.
Throughout the conflict, the US mostly preserved the regime. One possible
explanation for this is that the US wanted to create conditions where members of the regime would depose Saddam and a settlement that favoured the
104 Capital, State, Empire
US reached. This would account for the concerted efforts to personify Saddam
Hussein as the regime. Be that as it may, Saddam Hussein was not deposed, and
so President George H. W. Bush called for an internal Iraq rebellion, hoping to
provoke the regime’s repression of subjects. It worked. When UNSC 688 (1991)
called for Iraq to stop repression, the US and Britain used the resolution as a
pretext to implement a no-fly-zone, which nominally limited the Iraq regime
from flying north of the 36th parallel or south of the 32nd parallel. The purpose
was to use daily bombings to stop Iraq from building air or ground defences in
these areas, thus ensuring that if an invasion were to come, it would be easier
to execute.
Authorized by UNSC 687, sanctions were to be enforced until Iraq could
demonstrate that it had dismantled and decommissioned its ‘weapons of
mass destruction’ and missile programs. These had to verified, thus ensuring a protracted process. Sanctions devastated Iraq: in 1993, the economy
was a fifth of that in 1979. This forced the Iraqi state to accept the terms of
UNSC 986—the ‘oil for food’ programme—but this limited the importing of
goods to maintain or restore the civilian infrastructure. Unsurprisingly, this
had had an awful cascade of consequences in the agricultural sector and rendered the civil services ineffective. Initially, the maximum amount of money
paid annually for oil was $170 per Iraqi, of which $51 was set aside for the
UN Compensation Commission, a fund created to compensate victims of
the Kuwait invasion. Lastly, a disproportionate amount was directed to the
Kurds. What little remained was insufficient for effective governance. Later
this cap was raised, but sanctions made the full rehabilitation of the Iraqi oil
industry near impossible.
Still, the culmination of sanctions had enormous costs, particularly in
human life. Inconclusive estimates range from 345,000-530,000 deaths
between 1990 and 2002. While there is considerable partisan disagreement
on the absolute numbers, methodology, data collection, generalizations, and
caveats respectfully, much of this debate seems to miss the point that quibbling
for 200,000 fewer deaths do not lessen the severity, redeem the harm, or rebut
the function of the sanctions. When asked about the weight of these deaths by
Lesley Stahl on 60 Minutes, US Secretary of State Madeleine Albright replied,
‘I think this is a very hard choice, but the price, we think the price is worth it’
(see Richman, 2004).
Sanctions presented the US with two binds. First, while they stopped other
international investments, they also stopped the exploitation of the existing
oil reserves, known to be about 115 billion barrels of oil, and estimated to be
twice that. Second, the longer the sanctions were in place, the more deaths
accumulated, thus increasing hostility to a US presence when it came. In a
Congressional testimony, General Anthony Zinni, then heading Central
Command, said that the US ‘must have free access to the region’s resources’
(Testimony to the Senate Armed Services Committee, 13 April 1999). ‘Free
External Rule and ‘Free Trade’ 105
access’ seems to mean direct control of the resources. The 2003 US invasion
of Iraq was the geopolitical calculus to ensure an ‘open door’ to exploit oil
but also precluding other states, hopefully at a time when US resentment was
manageable by an occupying force.
5.2 Contradictions of Global Rule
Concurrent with these Middle Eastern developments, in the early 1980s the
US involved itself in a proxy war in Afghanistan in an effort to undermine the
USSR, itself an imperial power. The USSR invaded to support a client regime
besieged by Islamic fundamentalists, lest the country end up improving ties
with Iran or China, or even give pause to other states in the Soviet sphere
to reposition themselves. Implementation of the Carter Doctrine began by
the CIA providing material support to Afghan insurgents. For the US, the
effort sought to maintain its Middle East footing and thus access to profitable
oil reserves. Alongside the Reagan administration’s decision to reinvest in US
armaments, thereby renewing the Cold War arms race that had been cooled
by detente, the insurgency was one of the leading causes for the collapse of
the USSR.
Still, during a decade of brutal war the USSR did incredible damage to
Afghanistan’s infrastructure and government, producing a failed state. Once
the Mujahedeen secured power, the country provided a conducive environment for fundamentalist terror networks to grow. One of these networks centered on Osama bin Laden. With the momentum of having defeated the USSR
and incensed by the presence of US forces in Saudi Arabia during the Gulf
War, plus the ties between the US and Saudi Arabia ruling class, bin Laden
funded and recruited fellow Islamic zealots to create al-Qaeda, a terrorist network. During the 1990s, al-Qaeda bombed the World Trade Center, hoping to
collapse the North Tower into the South Tower, as well as several terror attacks
in Africa including co-ordinated bombings of US embassies in Dar es Salaam
and Nairobi. In response, President Clinton authorized cruise missile attacks
on targets in Sudan and Afghanistan.31
Meanwhile, following the collapse of the USSR, the Bush administration had
tasked the DoD to review national security policy. Supervised by Paul Wolfowitz, then undersecretary of policy in the DoD, the final report Defense Planning Guidance (1992) indicated that US strategy ‘must refocus on precluding
the emergence of any potential future global competitor’ (DoD 1992). In the
1990s, the geopolitical policy introspection among the US ruling class and
their agents revolved not around whether imperial action was valid, but which
approach was best. Multilateralists argued co-ordinated actions helped legitimate imperial rule, and co-opted other countries into this system. Additionally,
the emphasis on human rights, promoting procedural democracy, soft power,
106 Capital, State, Empire
and ideology could work to sway other states from the inside out. By contrast,
unilateralists saw no need for legitimacy, and that indeed multilateral rule
and exercise were an unnecessary constraint that hindered flexible and rapid
deployment of resources of rule.
In practice, rule was accomplished using both kinds of approaches as the
circumstances and conditions dictated. Nonetheless, conspicuous in both
approaches was the emphasis on the removal and reduction of barriers to
capital. This process involved the creation of the World Trade Organization
to complete a regulatory trifecta including the World Bank and International
Monetary Fund to cement global capitalism and transfer the costs of economic
crisis to the under-developed world. These expansionary dynamics of capital
are consistent with long standing trends in the US social structure, like domestic uneven development. In this respect, neoliberalisation, geopolitical foreign
policy, and military actions are three different strategic appearances of the same
basic impulse catering towards capital accumulation.
While multilateralists and unilateralists debated, the US put economic distance on its rivals throughout the remainder of the twentieth century to reach
an unparalleled pre-eminence that allowed near free reign to pursue ambitions.
Zbigniew Brzezinski’s assessment was that ‘geopolitics has moved from the
regional to the global dimension, with preponderance over the entire Eurasian continent serving as the central basis for global primacy.’ The US, ‘with its
power directly deployed on three peripheries of the Eurasian continent’ was
well positioned to establish a ‘hegemony of a new type’, ascending as the ‘the
first and only truly global power’. (Brzezinski, 1997, 38, 39). These remarks are
indicative of the US ruling class conceiving of its agenda as planetary in scope,
and reflecting the accumulative imperative of capital.
The US was perhaps at the pinnacle of its power when bin Laden’s al-Qaeda
executed a devastating terror attack in New York on 11 September 2001. Trading on the stock market was suspended for four days. When it re-opened, the
Dow Jones Industrial Average fell by more than 7 per cent, the worse one day
drop up until that point. The US economy contracted by 1.1 per cent in the
third quarter of 2011. Still by October 2002, the Dow was down 30 per cent
from March 2001. The Institute for the Analysis of Global Security (nd) estimates that the property damage and lost production of goods and services
exceeded $100 billion, but factoring in near incalculable stock market losses,
the figure approaches $2 trillion.
In retaliation, the US invaded Afghanistan to attempt to kill bin Laden and
remove the Taliban government. The US installed Hamid Karzai to head a puppet government. Since 9/11, there has been a noticeable shift in the rhetoric
of American statecraft as the libertarian faction of the US ruling class consolidated its ascendance, and used the threat of terror to assert and justify the
expansion of overt US imperial power. One area where this is evident is in
the National Security Strategy of the United States (2002), which was moulded
External Rule and ‘Free Trade’ 107
along the DoD’s Defense Planning Guidance (1992) and Project for the New
American Century’s Rebuilding America’s Defenses (2000). In his preamble to
the document, President George W. Bush wrote that there was ‘a single sustainable model for national success: freedom, democracy and free enterprise’
(2002, 1). Invoking the common coded connotations for capitalism, President
George W. Bush implied that states that refused to integrate along this model
were suspect of being a security threat to the US and thus liable to ‘pre-emptive
strikes’.
The intellectual background to this unilateral policy comes from many
places, but several confluences can be represented by Richard Haass a member
of George Bush’s National Security Council. In 2000, prior to being appointed
Director of Policy Planning in George W. Bush’s State Department, he wrote
that ‘The fundamental question that continues to confront American foreign
policy is what to do with a surplus of power and the many and considerable
advantages this surplus confers on the United States’ (1999). His recommendation was for the US to openly embrace imperial logic, that being the establishment of a global order to accelerate capital accumulation.
Even liberal multilateral scholars like Michael Ignatieff who observe, ‘states
possess independence in name but not in fact. The reason the Americans are
in Afghanistan, or the Balkans, after all, is to maintain imperial order in zones
essential to the interest of the United States’ (2003a, 61), maintain that ‘America’s empire is not like empires of times past, built on colonies, conquest and the
white man’s burden’. On the contrary,
The 21st century imperium is a new invention in the annals of political
science, an empire lite, a global hegemony whose grace notes are free
markets, human rights and democracy, enforced by the most awesome
military power the world has ever known (Ignatieff, 2003c).32
Returning to Haass, he indicated that countries reluctant or refusing to integrate into the US designed world order and allow the exploitation of their
resources would be susceptible to ‘regime change’ and ‘nation-building’ As far
back as 1994, nation building for Haass involved, ‘defeating and disarming any
local opposition and establishing a political authority that enjoys a monopoly
or near-monopoly of control over the legitimate use of force’ (Hasss in Foster
2003). As well as creating a market for post-conflict social reconstruction, the
bigger prize was opening trade relations and extracting wealth on US terms.
Haass writes:
U.S. efforts to use force to bring about changes in political leadership
failed in the cases of Qaddafi in Libya, Saddam in Iraq, and Aideed in
Somalia. Force can create a context in which political change is more
likely, but without extraordinary intelligence and more than a little
108 Capital, State, Empire
good fortune, force by itself is unlikely to bring about specific political changes. The only way to increase the likelihood of such change is
through highly intrusive forms of intervention, such as nation-building,
which involves first eliminating all opposition and then engaging in an
occupation that allows for substantial engineering of another society.
(Hasss in Foster 2003)
The US has attempted to install markets economies in the Balkans, Iraq, and
Afghanistan. All three cases have involved ‘regime change’, to install client governments. In this respect, blatant militarism and state building are a deliberate
aggressive attempt to reshape a country to fit the needs of capital accumulation.
Both Haass and Ignatieff allude to the apparently appropriate use to employ
military force and hegemonic power to secure conditions for economic dominance and expansion. What difference there is between the two, is where Haass
sees no need to morally justify these actions, Ignatieff offers a legitimation exercise for ‘empire lite’ as ‘the lesser evil.’ (2003b, 2004) But irrespective of whether
there is a lack of pretence for those like Haass, or the easing of conscience for
those like Ignatieff, the outcome is the same: greater intervention to shape other
states to suit the needs of the US ruling class. In saying as much Haass and
Ignatieff recognize that the expansion of commodification is a feature of the
American social structure, and of capitalism in general. That these representatives of various wings of the ruling class agree effectively means that changing
electoral representatives will not necessarily blunt this drive. It might change
its character and appearance, its tone and rhetoric, but not the intention and
function. As 2004 Democratic presidential candidate, John Kerry indicated in
his particular campaign he would continue to advance the military occupation
of Iraq, but seek a multilateral approach, as if a shared security burden is somehow better for the people living under occupation.
As mentioned, the 2003 US invasion of Iraq was a timely resolution to install
a base and expand the US sphere of influence and their regime of extraction.
The George W. Bush administration used the opportunity afforded by 9/11 to
claim that Saddam Hussein’s regime had stockpiled weapons of mass destruction. Iraq sought to ‘deceive; not to disarm’ as Colin Powell said at the United
Nations (Powell, 2003). In a retrospective confrontation of his complicity, Powell admitted that prior to the UN presentation, the George W. Bush administration had already committed to using military force (Breslow 2016).
The US invasion was swift, and a new government was installed. It disbanded
the army, purged the civil service of Baath party members, and condoned reprisals. Mass unemployment and an eroding civic infrastructure put conditions
in place for the emergence of local sectarian self-defence groups, and resulted
in cycles of violence of incomprehensible complexity and politics, made more
difficult by Iran supporting factions, and an influx of fanatical ideologically
motivated combatants seeking to fight the US. This insurgency compounded
External Rule and ‘Free Trade’ 109
the developing civil war. Altogether, the invasion produced a failed state, and
over thirteen years led to the deaths of approximately 250,000 according to Iraq
Body Count. It was a total civic collapse.
To counteract the insurgency, through 2007–8 the US increased troop numbers in a ‘surge’, but most importantly undertook a program of mass bribery
and begun negotiations with Iran. A relative absence of public knowledge
about the second and third component has cultivated a myth about the ‘surge’.
As Daniel Larison points out,
The mythology is responsible for the hawkish delusion that the Iraq war
had been “won” before Obama “lost” it, which gave war supporters an
excuse to evade accountability for the catastrophic blunder of the invasion and occupation. (2015)
While somewhat successful in stalling the violence, nevertheless these actions
undermined the legitimacy of the new ‘democratic’ Iraq. Not helping matters
was Prime Minster Nouri Al-Maliki excluding and permitting state-based
reprisals to sectarians and dissidents. All of this ensured that Iraq was unable
to govern its territory.
In neighbouring Syria, the Assad family had reigned as brutal dictatorship
since 1970, exploiting sectarian divisions and USSR/Russian support to rule.
(Since 1971, the USSR, then Russia operated a naval supply base at Tartus, their
only Mediterranean facility). From about mid-2011, mass protests invoking
the sentiments of the Arab Spring threatened the Assad government, and cultivated fears of reprisals should it fall. Bashar al-Assad deployed the security
forces against demonstrators and executed political enemies. Initially the US
sought to arm factions opposed to Assad and exploit the opportunity to pry
another country from the Russian sphere of influence. While the factional alliances are impossibly complex to follow, what is important is that the country
collapsed into a civil war, causing millions of refugees to flee the region, many
heading to Europe producing the longest post-war mass migration.
As the Civil War unfolded, ISIS emerged as a leading faction somewhat able
to hold territory in both Syria and Iraq thus drawing support and allegiance
from other groups. For a variety of reasons, the Iraqi Army generally retreated
rather than engage in combat with ISIS. With minimal resistance, ISIS captured
Mosul in 2014 and territory in Northern Iraq, eventually threatening Baghdad. As of writing, alongside the US and North Atlantic Treaty Organization
(NATO), the United Arab Emirates and Saudi Arabia are bombing ISIS on a
daily basis. Canada and the US have Special Forces operators deployed. So
does Russia. Russia’s involvement is to maintain their client state lest the area
become occupied by US and NATO forces. Still, it is a challenging politics, for
both Iraq and Syria are failed states, and some members of the Gulf States ruling class fund ISIS. Currently, the US is in a predicament where it desires the
110 Capital, State, Empire
fall of the Assad regime, but is also committed to undermining the very forces
that could topple his rule.
The threat of ISIS has also provided a public reason to increase American
arms sales to US client states. US Arms sales in 2009 were $31 billion, then $21.4
billion in 2010, tripled to $66.3 billion in 2011, more than 75% of the global
arms trade (valued at $85.3 billion in 2011).33 In a distant second was Russia,
with $4.8 billion in sales. This increase is driven by an arms race in the Middle
East, as American client states—Saudi Arabia, the United Arab Emirates, and
Oman—respond to the Iranian nuclear enrichment program, ISIS, and internal
rebellions in the wake of the Arab Spring. Regarding Iran, these sales primarily
consist of aircraft—in 2011 Saudi Arabia purchased 84 advanced F-15s adding
to 70 F-15s; Oman bought 18 F-16 for $1.4 billion—and missile defence systems, such as the United Arab Emirates’ purchase of a Terminal High Altitude
Area Defense, a $3.49 billion advanced anti-missile shield that includes radars
and is valued at $3.49 billion (Shanker, 2012). The immediate goal is to build,
country by country, a regionally integrated missile-shield to protect key sites
like oil refineries, pipelines and military bases from missile attacks.
The regional fallout from the Iraq War and Arab Spring, the sectarian proxy
wars and the suppression of dissidents in the Middle East has led to more arms
sales, the most glamorous being the purchasing of US made aircraft and the
missiles to replenish a stockpile depleted from bombings in Yemen, Bahrain,
and Syria in 2014. In 2014, Saudi Arabia spent $80 billion on weapons, becoming the fourth largest market for armaments; while the Emirates spent about
$23 billion, triple what it spent in 2006. Indeed, American arms manufactures
have opened offices in the regions, hoping that sales here will offset shrinkage
resulting from a declining US defence budget (Mazzetti and Cooper, 2015).
Still, one US policy consideration of Middle East regional arms sales has been
to ensure despite sales to Arab states, Israel maintains ‘qualitative military edge’,
a long-standing commitment, but enshrined in law since 2008 (Naval Vessel
Transfer Act of 2008).
To conclude this section, in the early twenty-first century the US has sought
to consolidate a planetary empire, seeking to dispossess and extract has much
surplus value as possible from subordinate states, while cornering out rivals.
Still, this process has brought about a number of contradictions. The quintessential one, I believe, is capital having no option but to rule with and through
states, either by the use of military forces or regulatory bodies. As Ellen Wood
puts it,
The very detachment of economic domination from political rule that
makes it possible for capital to extend its reach beyond the capacity of
any other imperial power in history is also the source of a fundamental
weakness… National states implement and enforce the global economy,
and they remain the most effective means of intervening in it. This
External Rule and ‘Free Trade’ 111
means that the state is also the point at which global capital is most vulnerable, both as a target of opposition in the dominant economies and
as a lever of resistance elsewhere. It also means that now more than ever,
much depends on the particular class forces embodied in the state, and
that now more than ever, there is scope, as well as need, for class struggle
(Wood, 2001, 291).
However, the ruling class are seeking to reduce that scope. In reflecting upon
‘the indispensability of continued American leadership in service of a just and
liberal order’, and ‘America’s bipartisan commitment to protecting and expanding a community of nations devoted to freedom, market economies and cooperation’, Hillary Clinton believes there is ‘really no viable alternative. No other
nation can bring together the necessary coalitions and provide the necessary
capabilities to meet today’s complex global threats’ (2014). Reminiscent of
George W. Bush’s remarks in the National Security Strategy, what she means is
that there is no other social structure suitably amenable for a capitalist ruling
class; no other option but uneven development and dispossession will be permitted. Conditional concessions will likely occur, yes, but not at the expense of
perpetuating profit.
In pointing out that the US is qualitatively and quantitatively different,
Wood’s and Clinton’s remarks, in different ways and for different purposes,
highlight how the US is not only driven by the particular interests of capitalists, but it is burdened with the task of facilitating global capitalism in a world
divided into competing nation states. The genuine contradiction is that this
expansion appears necessary, but it could be otherwise as there is no natural
imperative to accumulate.
5.3 Bases for Commodities and Containment
The US emerged from the Second World War with a nuclear monopoly as well
as an extensive system of overseas bases, adding to those acquired during the
Spanish American War. As but two examples, Guantanamo Bay and Okinawa
have been in operation for near 115 and 70 years respectfully, demonstrating
how reluctant the US is to leave a base. It also bears testament to President Truman’s stance that in the post-war era, the US was ‘going to maintain the military
bases necessary for the complete protection of our interests and of world peace’
(1945). Indeed, this was more or less the case, particularly during the Cold War
when the policy of ‘strategic denial’, was implemented to limit withdrawal from
a base lest they become occupied by the USSR. After the end of the Cold War,
President George H. W. Bush reiterated that the ‘forward presence’ would be
maintained, but with a quarter fewer troops while the Clinton administration
addressed this problem by using shorter but more frequent deployments.
112 Capital, State, Empire
Bill Clinton’s administration oversaw the US establishment of bases in Central Asia, continued bombing Iraq, and intervened in Somalia, the Middle East,
the Caribbean, and Eastern Europe. In the last case, the Kosovo bombings were
formally to stop genocide; it did facilitate the installation of US troops to secure
bases in territory previously in Russia’s sphere of influence.
After 9/11 there was a rapid increase in bases, many nominally acquired
during occupation of Iraq and Afghanistan, elsewise establishing staging
posts in countries like Bulgaria and Uzbekistan for the War on Terror. In their
2009 Base Structure Report, the DoD indicated that they had 716 ‘sites’ in
38 foreign counties (2009, 7). While the majority of these were in Germany
(235), Japan (123), and South Korea (87), the locations of the remainder range
from the United Kingdom and Italy, to Egypt and Djibouti, Bahrain and
Oman and several others (see DoD 2009). These are the declared sites, and
do not account for CIA drone bases or Special Forces compounds (See Turse,
2015). Besides expected places like Afghanistan and Pakistan, one can cobble
together knowledge of drone bases in Burkina Faso, Chad, Djibouti, Ethiopia,
and Niger from press reports (See Whitlock 2011, 2012, 2014, Whitlock and
Miller 2013, Londoño 2014).
But as indicated above it is rare that the US willingly initiates a withdrawal,
which means that the latent reason for these bases is to expand a geographic
sphere of influence to establish favourable conditions for ‘free trade’. Much of
the base development in the early twenty-first century has been using the War
on Terror as an opportunity to consolidate capital accumulation in Eastern
Europe, as well as to initiate the same process in Central Asia to check China’s
westward sphere of influence. For example, bases in Iraq and Bulgaria seek to
limit Russian extraction in the Middle East and Eastern Europe respectfully.
But Russia and China have sought to counter these efforts. To take a Russian
orientated example, in 2014 the Kyrgyzstanian government evicted the US
from the airbase in Manas. Rented for $60 million a year, the air base was situated about 400km from the Chinese border and in an area previously part of
the USSR. The politics behind this eviction are clear: With the extent to which
Kyrgyzstan’s economy depends on remittance from and exports to Russia; Russia’s backing of Almazbek Atambayev in the 2011 election; as well as their 2012
offer to write off $500 million in debt in return for a base for 15 years, it is clear
Russia believed the US was encroaching on its ‘territory.’
While the US might have been checked in Kyrgyzstan, it does not mean they
have conceded the region. Given relatively more attention in Iraq, the absence
of the role of oil and natural gas has been overlooked in the media discussion
of the war in Afghanistan. War in this region and regime change has made the
construction of the Turkmenistan–Afghanistan–Pakistan–India pipeline politically possible. The deal for the pipeline was signed in 2002, and construction
set to begin in 2006, but was delayed due to Taliban control of the development
corridor. Following sustained military pressure by the US and NATO forces, it
External Rule and ‘Free Trade’ 113
was possible to begin construction in 2015, and set to be completed in 2019.
But like Iraq, without a permanent military presence, it would be near impossible to build a pipeline or further capital’s extractive ends; the goal is to siphon
resources from the Russian sphere of influence.
Following bases closures in Panama in 1999, and aware that domestic politics in Latin America states were not conducive to large military complexes,
the US used the War on Drugs as a publically palatable pretext to create many
smaller bases in Columbia. Known as ‘Plan Columbia’, this initiative has created ‘cooperative security locations’ in Ecuador, Aruba, Curacao, and El Salvador, as well as radar sites in Peru and Colombia. These join bases already in the
region in Soto Cano, Honduras, Guantanamo Bay, Cuba, and the Naval station
in Vieques, Puerto Pico, which trains Naval Battle Groups before they deploy to
the Mediterranean and the Persian Gulf. Elsewhere, the US military uses bases
belonging to Latin American security forces, like the Joint Peruvian Riverine
Training Center in Iquitos, Peru.
Bases can also be used to exert regime change. For example, and keeping
with the Latin America area, the US aided the overthrow of Honduras’ democratically elected president Jose Manuel Zelaya in 2009. The State Department,
under Hillary Clinton, sought to provide a legal justification for the coup, while
President Obama recognized the subsequently installed President Lobo.34 This
destabilization facilitated organized crime as a power vacuum led to violence
competition to control drug trafficking. Alongside state sponsored terror and
assassinations targeting journalists and human rights activists, the increase in
crime has resulted in Honduras having the highest murder rate in the world. In
2012, 87 Representatives from Congress petitioned Hillary Clinton to suspend
military and police aid, but she refused (Frank 2012). The reason for all this,
according to Dana Frank (2013), is Honduras is intended to be the first domino
to push back against the left-wing governments that swept to power in Latin
America from around 2005 onwards. Granted, within this wave, some governments, like Venezuela, are authoritarian and display low levels of institutional
investment and capacity building, but several, like Brazil, are democratically
legitimate.
Aside from security, citadel like bases cement a country’s status as a client while from a juridical standpoint sovereignty is preserved. Another
benefit of bases is the production of favourable military relationship produced through joint exercises and military assistance programs with the
host country’s security forces, thus functionally enmeshing them in the US
Empire. Bases also allow the US to undertake actions on these bases that
is otherwise prohibited in the US. Guantanamo Bay, where prisoners were
labelled enemy combatants and so could be held without charge or trial in
indefinite detention is the best example. The US can also use these bases to
warehouse rapid deployment equipment, for training and the testing of new
weapons systems.
114 Capital, State, Empire
There are drawbacks to foreign military bases. The most obvious is 9/11 and
the terror directed at the US and its allies. In this instance, the attacks were
nominally retaliatory for US bases stationed in Saudi Arabia. The bases are far
from populated areas to preserve the appearance of the House of Saud’s rule
and sovereignty, but Osama Bin Laden created a rhetoric wherein US security
forces presence was an occupation of sacred Islamic sites. There are other less
extreme examples too. In countries where US troops are allowed off base, like
Okinawa, particular merchants benefit from the commerce, but they do so at
the expense of other vulnerable members of the community through generating social problems like forced prostitution. There is therefore a tendency for
US bases to become an object of domestic politics, co-currently of opportunity
and scorn.
For these reasons, and with an eye to costs and returns, many new US bases
are rather minimalist outposts that can be built or discarded as required. Even
Afghanistan, where the American Army is expected to be deployed until 2024,
follows this pattern. As another example, the USS Ponce, a former transport
ship, has been refitted to become a floating forward operating base. Already
deployed to the Persian Gulf, capabilities include helicopter pads and maintenance facilities with the addition of underwater diver support, and barracks
to support several hundred Special Forces troops. The advantage of this platform is that it is not dependent on foreign nations to provide land for bases.
The Navy is requesting a further $1.2 billion in its budget for two similar but
purpose built vessels (Shanker 2012b). This is not to argue for the virtue of
American citadels occupying foreign soil, but rather to underscore the shift in
military planning where flexible base system and deployment schedule mirrors
that of ‘flexible accumulation’.
Another blowback results from the culmination of US actions in a particular
region. For example, the increased mass migration from Central and South
America to the US has much to do with the legacies of US occupation in Nicaragua and the Dominican Republic in the pre-war era, overthrow of governments in Guatemala and Chile in the post-war era, as well as the sponsorship of
the Salvadoran and Guatemalan militaries as they committed endless atrocities
in the 1980s. Much of this intervention was due to the combination of anticommunism to thwart nationalization of American business interests.
Poverty and crime are endemic by-products as conditions resulting from
‘open door’ principles for ‘free trade’ that in turn create uneven-development
and pliable client states. Responding to uneven-development and the market
for drugs, it was common to see Latin American special forces, many of whom
the US trained at the School of the Americas located at Fort Benning, establish
drug businesses. Los Zetas are but the most notorious recent incarnation of
this process.
While on the topic, in 2014 mass migration from Central America received
considerable media coverage due to approximately 70,000 unaccompanied
External Rule and ‘Free Trade’ 115
children, and another 70,000 families being smuggled via Mexico to the US
border. In 2016, of the unaccompanied children 28 per cent were from El
Salvador, 37 per cent from Guatemala, and 15 per cent from Honduras. To
stem this, the Obama Administration pressured the Mexican government
to increase the capacity of the Southern Border Plan to apprehend migrants
before they reached the US border; capturing about 170,000 people in 2015
alone (see Chishti and Hipsman 2016). Internally, the Obama administration
was legally limited from undertaking executive action to provide documentation to 5 million migrants who qualified under the Deferred Action for Parents of Americans and Lawful Permanent Residents program (see US v. Texas,
Liptak and Shear 2016). But while advancing that project is commendable, it is
hard to reconcile with that same administration’s mobilisation of the security
apparatus to intensify mass deportation – about 2.5 million since taking office.
The US international base system is one technique to maintain an economic
system predicated upon expanding exploitation and extraction without annexation or colonial settlement, but still exerts political controls over other states.
These bases also provide a general condition of coercion that maintain the currents in the existing international system, thus leaving few genuine options for
states and regions in the periphery. Overall, bases seek to maintain the political
economic hegemony of the US ruling class.
Michael Mann notes how the consequences of climate change will affect food
and water supplies, making for climate refugees and amplifying the stakes of
existing tensions, conflicts and crises (see Mann and Toles 2016). In the case of
crop failure, malnutrition and hunger will be leading drivers of conflicts. Mann
and Toles write that ‘Climate change will create more competition among a
growing global population for less food, less water, and less land—a prescription for a perfect storm of global conflict’ (2016).
To be sure, the goals of an integrative political economy and the accompanying blowback brings another contradiction into focus. Asked in 1998
whether he regretted supporting bin Laden’s insurgency in Afghanistan given
his subsequent turn against the US, Zbigniew Brzezinski, President Carter’s
National Security Advisor, responded, ‘What is most important to the history
of the world? The Taliban or the collapse of the Soviet empire?’ (Brzezinski
quoted in Gibbs, 2000, 241). Events such as 9/11 are by-products, probably
inevitable, of this kind of geopolitical exercise of power. Nevertheless, from a
cynical geopolitical calculus, perhaps Brzezinski might argue that the prying
of Central Europe and Central Asia from the Russian sphere of influence and
the creation of US bases in those regions was worth the risk of this blowback.
The result of these bases is that Russia is encircled, while China is nearly so.
But it comes at the expense of the US homeland being put in direct risk, in
effect unleashing a coercive power of the state directed as much internally as
externally. As Leo Panitch so eloquently puts it ‘the contradictions of ruling
the world are great’ (2003, 233).
116 Capital, State, Empire
5.4 Securing International Circuits of Production
In the post 9/11 world less than 1 per cent of Americans have served in the
military, these troops disproportionately drawn from economically vulnerable and impoverished communities. This ‘1% army’, has been equipped and
mobilized to protect and advance the interests of the economic 1 per cent, the
power elite who occupy key positions in the security state. But much how the
0.1 per cent, the super-rich, have an outsized role in shaping the economy, so
does 0.1 per cent of the military, Special Forces, have an outsized role in shaping military force. In this section I cover how US Special Forces help enforce
the prevailing international division of labour. It is this labour regime that
organizes ‘the production of information and information technology today’
(Fuchs, 2016b).
Since the end of the Gulf War, Special Forces have become a key foreign
policy instrument, with one analysis calling them the ‘most innovative, subtle, and adaptable instruments of national power’ (2016, 75). Excluding Iraq
and Afghanistan, in 2010 near 4,000 Special Forces troops were stationed in
approximately 60 to 75 countries, with efforts to expand both of those numbers. Bearing the hallmarks of a flatter organizational structure and close collaborations with intelligence agencies, these units are designed primarily to
respond in unilateral direct covert action. Training and joint operations with
security partners, frequently the focus of public attention, are legitimation exercises (Scahill 2010). As these forces are rarely accountable to other branches
of government, the effective result is a presidency and the security state are
consolidating a private military force, near 66,000 personal and expanding, to
complement the CIA (Schmitt, Mazzetti and Shanker 2012). This number has
doubled since 2001 and includes military personal and DoD employees, with
spending in the same period increasing from $4.2 billion to $10.5 billion. With
this funding, 12,000 Special Forces troops have been deployed every day since
2003, with four-fifths located in the Middle East conducting multiple raids each
week (Robinson 2012). Therefore, it is an uncontroversial observation that the
US state is relying upon Special Forces to an unprecedented degree, and this is
particularly fruitful in times of fiscal restraint.
As per Jeremy Scahill’s reporting, White House counterterrorism director John O. Brennan has articulated this agenda as the US ‘will not merely
respond after the fact’, but will ‘take the fight to al-Qaeda and its extremist
affiliates whether they plot and train in Afghanistan, Pakistan, Yemen, Somalia
and beyond’ (Scahill 2010). Bureaucratically, this traces to George W. Bush’s
administration order called the Al-Qaeda Network Execute Order that permits
Special Forces to deploy beyond the battlefield for lethal and covert operations
and sanctions cross-border operations. Reflecting on the pace of deployments,
General Tony Thomas, commander of US Special Operations Command
describes Special Forces as being,
External Rule and ‘Free Trade’ 117
very, very kinetic right now; very direct action because we are trying
to rectify five failed states and an extremist phenomenon that’s gone
rabid. Once we get that back in the box, eventually, I hope, we can have
the right sort of access, placement, connective tissue, to retain stability
(Thomas as cited by McLeary and Rawnsley 2016).
Similarly, General Donald Bolduc, commander of Special Operations
Command Africa is on record as saying that ‘terrorists, criminals, and nonstate actors aren’t bound by arbitrary borders’. Accordingly, he reasons that
this requires that Special Forces cannot organize nor recognize traditional
borders. ‘In fact’, he says, ‘our whole command philosophy is about enabling
cross-border solutions, implementing multinational, collective actions and
empowering African partner nations to work across borders to solve problems using a regional approach.’ Supporting African states that are waging
wars or fighting counter-insurgency, or rebel forces, Bolduc has said that these
forces operate in the ‘gray zone’, which he describes as ‘the spectrum of conflict
between war and peace’ (as cited by Turse, 2016).35 Due to social media, ‘secret
wars’ are better described as ‘low-visibility wars’; conflicts which attract intermittent attention, but which agenda setting minimizes.
Under President Obama, Special Forces have initiated and intensified these
‘gray zone’ activities. For instance, these forces operate in Somalia, attacking
al-Shabaab who have been added to the War on Terror. Around 1,500 disclosed Special Forces operators are deployed in Cameroon, Djibouti, Niger,
Egypt, and Libya, many directly in combat roles against African-based terror groups (Obama 2015). But many of these conflicts cannot be ‘solved’ by
military power, and US Generals realise this. For example, when testifying at
the Senate Armed Services Committee, the Commander of US Africa Command, General Thomas Waldhauser emphasized how economic scarcity drove
insurgencies and rebellions. This is particularly acute among African youth, of
whom over 40 per cent of the population is below 15 years of age. ‘To protect
and promote U.S. national security interests in Africa’, Waldhauser testified,
diplomacy and development are key efforts, and our partnership with
the Department of State and the U.S. Agency for International Development (USAID) is key to achieve enduring success. Together, we work
to address the root causes of violent extremism, lack of accountable
government systems, poor education opportunities, and social and economic deficiencies to achieve long-term, sustainable impact in Africa.
(Waldhauser 2017, 2)
Waldhauser is of the opinion that ‘soft power’, that is economic and cultural
hegemony was vital to combat African extremism. It is against that background
that Waldhauser illustrates the awareness of a ‘global power shift’:
118 Capital, State, Empire
Just as the U.S. pursues strategic interests in Africa, international competitors, including China and Russia, are doing the same. Whether with
trade, natural resource exploitation, or weapons sales, we continue to
see international competitors engage with African partners in a manner
contrary to the international norms of transparency and good governance. These competitors weaken our African partners’ ability to govern
and will ultimately hinder Africa’s long-term stability and economic
growth, and they will also undermine and diminish U.S. influence.
(Waldhauser 2017, 3)
This was a vital concept to keep in mind as President Trump’s budget sought to
significantly reduce funding to the State Department’s foreign aid and humanitarian budgets.
Military theorists generally presume that industrial democracies are loath to
become involved in protracted conflict. This is because citizens carry the costs
in the form of taxation or the loss of life as they directly participate in warfare.
This sentiment is attributed to General George Marshall that ‘a democracy cannot fight a seven-year war’. Therefore, democracies use representative oversight,
dissent, and protest to safeguard against needless military efforts. However,
should the security state desire protracted conflict; one method to alleviate protest would be to insulate the burden of war from the wider civilian population.
Ending conscription does so as a professional military removes the immediate
responsibility of war from citizens leaving them relatively untouched by combat. In many respects, a professional military suits the ruling class, military
officials, and the public. For the ruling class a professional army eases widespread resentment. For the military, it removes ill discipline and insubordination amongst the troops. And the public, professionals especially, would cease
to be unwillingly drafted.
Due to domestic politics, in August 2011, the Obama administration began
defence spending cuts totalling nearly half a trillion dollars over 10 years.36
In part, the latent rationale is to produce a military that is more efficient by,
for instance, eliminating obsolete procurement, closing unnecessary bases,
and streamlining commands. Included in this plan is a reduction of military
personnel by almost 100,000 by 2017, four fifths of which would be Army
personnel.
This budgetary squeeze coincides with the US’s reorientation from the Middle East to the Asia-Pacific region. While I will detail this development below,
put simply, it means that the US state will try to move beyond both counterinsurgency and counterterrorism operations and towards more strategic concerns. The ramification for the Army is its attempt to remain central to this new
strategic re-orientation while active involvement in major combat operations is
curtailed. But given the strategic reorientation, the former Army Chief of Staff
General Odierno conceded that the army will be side-lined and relegated to
External Rule and ‘Free Trade’ 119
conducting strategically secondary missions such as peacekeeping, regime stabilization, and counterinsurgency (Odierno 2012). Odierno predicts that these
operating environments will feature ‘regular military and irregular paramilitary or civilian adversaries, with the potential for terrorism, criminality, and
other complications’ (2012, 1).
To meet this diverse mission mandate, the Army is seeking to put logistic
hubs in key locations, while units seeking regional alignment will have specialist equipment, and be provided with linguistic and cultural training to attend to
different missions and different physical, political, and cultural environments.
The goal is to have an army that is used as a deterrent as part of a broader security plan. Odierno says ‘This means maintaining a force of sufficient size and
capacity so that potential adversaries understand clearly our ability to compel
capitulation if necessary.’ He continues, ‘we will increasingly emphasize activities aimed at deepening our relationships with partners and demonstrating our
country’s commitment to global security. Ideally, a focus on prevention and
shaping will keep future conflicts at bay’ (2012).
To supplement this regional realignment, the United States has used private
military contractors (PMCs)—mercenaries—as auxiliaries to publically claim
that they have fewer troops committed to an area of operations. In August
2011, for example, there were more than a quarter of a million mercenaries in
Iraq and Afghanistan (Commission on Wartime Contracting, 2011).
By using volunteers and contractors to undertake military labour, the conditions exist to go to war for extended periods without genuine accountability to
the public. Indeed, the security state can bypass attempts to garner public legitimacy for conflicts and military interventions. In other words, citizens’ views
are not central to ascertaining the costs of military adventurism and occupation. Moreover, a volunteer military tends to encourage the ideologically predisposed to sign up. This further distances the military from the values within
American society.
An additional feature of the Army recalibration of military planning and
operations are efforts to fully integrate technological capabilities into frontline
units, thereby extending advanced technology and the information revolution
to the individual solider. Although Odierno admits that goal is still years away
from operational deployment, certainly a research agenda involves the construction of an ‘operator suit’ to serve as an infantry force multiplier. Initial
specifications for this computerized suit include night vision and other tools to
enhance situational awareness, enhanced strength, ballistic protection, and a
life support infrastructure. This means that the state requires fewer soldiers to
deploy similar levels of force, effectively concentrating the skills and capability
of warfare with a selected and narrow warrior elite.
Internally, the state seeks to lionize the military in an attempt to forestall
critical appraisals of its activities. This is evident in the rhetorical pairing
and purposeful conflation of unreserved support of troops with unreserved
120 Capital, State, Empire
support for the operations in which they are involved. These moves seek to
quash criticism while ordinary people unreservedly repeat war apologetics, thereby capitulating to ideological dogma. Indeed, the military and its
personnel are publically positioned as beyond reproach. The military being
a prime delivery instrument of humanitarian aid and the subject of gaming
and cinematic narratives assist in internal public relations exercises. This
has been so successful that even allegations of atrocities are met with undue
suspicion and an unqualified blanket defence before an investigations take
place. Overall, this culture of solider worship blinds the public to the realities of war and occupation, obscuring rather than addressing the issue of
imperial conflict.
These forces have more presidential access under President Obama than
previous administrations, as he is allowing these forces to act in an aggressive,
secretive, and pre-emptive manner. Emblematic of this mode of operation is the
group formally known as Task Force 714, a ‘direct-action’ unit conducting ‘highintensity hits’ (Ackerman in Horton, 2010). One should not discount the policy
sway of Special Forces in advocating a move away from large missions to more
flexible operations (see Ackerman 2009). Special Forces Command has been
advocating for more autonomy to position troops and equipment as per their
judgement about global affairs (Schmitt, Mazzetti and Shanker 2012), ostensibly to be able to respond rapidly to broad and emerging threats, while avoiding
large-scale foreign interventions and occupations. Accordingly, Special Forces
are seeking new kinds of missions. However, there is dissent in some areas of
the Pentagon—particularly area commanders and the State Department—
that believe the request for more autonomy would bypass the Joint Chiefs of
Staff and the Defence Secretary, thus missing democratic oversight (Schmitt,
Mazzetti and Shanker 2012). This issue here is not legitimacy of using covert
forces, but who maintains authority.
The political turf wars seem to be regularly won by Special Forces. For example, then Defence Secretary Leon Panetta, upon the request of Special Forces,
broadened their operational purview by granting it a global combatant command. In addition to global responsibility, this command status effectively gave
Special Forces the ability to reallocate troops to regional commanders, bypassing Pentagon oversight.37 This modification grants Special Forces a greater
degree of autonomy to determine threats as per their intelligence operations,
although operations would still be directed by the president. This allows Special
Forces to conduct missions that could otherwise be stalled by the Pentagon,
effectively making them akin to the Praetorian Guard.
The dominant place and influence of Special Forces is so entrenched that the
US Army, in an effort to remain relevant, is seeking to train its general-purpose
units to provide logistical support, menial labour, and regional specialization to
Special Forces units (see Odierno 2012). Cheerleading this development Linda
Robinson (2012) remarks,
External Rule and ‘Free Trade’ 121
These changes will allow special operators to deploy in an integrated
fashion with other elements of the U.S. government, including conventional military forces, in well-thought-out campaigns that will last not
days but years and achieve durable positive effects.
Even as the military downsizes and refocuses on the Asia-Pacific region there
is no indication that the Special Forces budget will be reduced, or that unit
deployments will be curtailed. Rather it appears that their troop levels will stay
consistent, just reallocated to other regions (see Schmitt, Mazzetti, and Shanker
2012). It is envisioned that their missions will be to stay on call for direct action
against terrorist targets and hostage rescue operations. Further, using the pretence of training and liaison missions, they will be used to collect information
in unorthodox ways. In short, the Obama administration has made Special
Forces a central tool in enforcing global rule.
As mentioned, Special Forces operate on the African continent where one of
their main tasks is to protect international circuits of production. The conflicts
in the Great Lakes region and the Iraq War are associated—even driven to a
certain extent—in an international circuit of production that use conflict minerals to create networked and handheld computing (see Fuchs, 2014). These
devices are assembled in China using energy secured by the US in Iraq. Furthermore, the Great Lakes War is aided and abetted by arms manufacturers that
sell small arms to African countries as a business venture to keep states fragile,
and thus make it relatively easier to extract resources and wealth; deliberately
destabilized just enough to make resource extraction efficient. Lastly, these
international circuits of production have obvious racial significance.
5.5 The Military Response to a ‘Global Power Shift’
Given a ‘global power shift’, (Hoge 2004) US Foreign Policy is becoming Sinocentric. Arguably, the Nixon administration’s opening of relations with China
to exploit a Sino-Soviet split was the first step in the direction, but with the collapse of the USSR, Clinton’s administration deemphasized a Eurocentric posture, and undertook military planning with a rising China in mind (Stepak and
Whitlack 2012). This was a defence priority in the George W. Bush administration until 9/11 provided an opportunity to advance interests in the Middle East.
However, the Obama administration reinitiated a ‘pivot to Asia’.
This reorientation is present in the various Presidential and Pentagon Strategic
documents (see Department of Defense 2012a, 2012b, Daggett 2010, Obama
2007). In much the same way that the US viewed European economic growth
and trade as beneficial while being circumspect about security concerns, the
US has adopted the same stance to China in an attempt to cater simultaneously
towards strategic balancing and economic development. To accomplish this goal,
122 Capital, State, Empire
the US will continue trading with China while establishing and maintaining
military superiority (see Department of Defense 2012a, 2012b, Daggett 2010).
This military presence takes the form of large naval exercises with allies, redistributing troops from Japan and South Korea to the Philippines, and Australia,
and other parts of the region, and donating equipment (Burke 2013, Gonzanga
2013). Other actions include deploying littoral combat ships in Singapore. This
is because the Malacca Strait is an energy chokepoint for China: as the majority
of the country’s energy flows through this region, it is ripe for blockade. These
developments are acute additions to an existing infrastructure of bases in Japan
and South Korea, and aside to ongoing military support for Taiwan.
Given that much trade travels via sea, the orthodox understanding of global
trade is that it is underwritten by naval power. States that have the ability and
power to enforce the movement of goods in such a way that they are insulated
from regional violence are the economic hegemons. In line with orthodoxy,
the US deploys its Navy to enforce trade on its terms. This power is backed by
the ability to direct sustained combat operations on, over, under, and adjacent
to the sea using naval aircraft, marines, or missiles. China, while not yet possessing the naval presence or the force for direct confrontation nevertheless
has, the US believes, sufficient force to disrupt US hegemony in the Western
Pacific. This force is characterized by the deployment of the Liaoning, China’s
first aircraft carrier, which reports indicate became combat ready in November
2016. A second carrier is being built (CSIS 2016a). Although the Liaoning is
not as capable as US aircraft carriers, it can be supported by land-based aircraft. Finally, China’s military spending went from about 25 billion US dollars
in 1990 to over 200 billion by 2015 (SIPRI 2016).
In the 21st century the US stance towards China involves a combination of
engagement, interdependence and competition, with the US aware of Chinese
intentions to become the regional hegemonic power and so diminishing US
influence in the Western Pacific. Much of this comes to a head in the South
China Sea as China seeks to use the Spratly Islands to assert its claims within
the nine-dash line. Multiple states—like Philippines, Vietnam, and Malaysia—
have claims in the region, and these interests play off one another, increasing
tensions. As of late 2016 ‘China appears to have built significant point-defense
capabilities, in the form of large anti-aircraft guns and probable close-in weapons systems (CIWS), at each of its outposts in the Spratly Islands’ (CSIS 2016b).
The public analysis by the Centre for Strategic and International Studies indicates that,
China has nearly completed structures intended to house surface-toair missile (SAM) systems on its three largest outposts in the Spratly
Islands. The deployment of SAM batteries to Fiery Cross, Mischief, and
Subi Reefs would be in keeping with China’s efforts to extend its defense
capabilities throughout the nine-dash line. (CSIS 2017)
External Rule and ‘Free Trade’ 123
Periodically the US conducts freedom of navigation exercises with destroyers
in the South China Sea or training exercises with carrier battle groups in the
Western Pacific (Perlez 2016). Some of these exercises pass well within what
would be considered Chinese territory if the US legitimated the claims. The
stakes are significant: $5 trillion of trade passes through the South China Sea
each year. And so little surprise that the Chinese state spends $10 billion per
year on international public relations, some of this is used to recruit client states
to support China’s regional interest.
It is with strategic caution over economy hegemony that despite military
spending cuts, the Navy will not reduce any of its 11 aircraft carrier task forces
(New York Times Editorial 2012), while 34 of the 57 US nuclear submarines
are based in the Pacific (Heginbotham and Samuels 2016). Rather, there is
renewed investment into these kinds of military resources. Take for instance
the new Ford class carrier. This is the first new aircraft carrier class since the
USS Nimitz in 1968, and America’s first new carrier of any kind since the USS
George H.W. Bush was completed in 2003. At 47,000 tons this carrier class
features a redesigned flight deck to launch and recover aircraft far more efficiently than the currently operating Nimitz generation. Additional improvements include new designed propulsion systems, reactors, and radar (Terdiman 2013). Carrier groups are re-locatable airports, bases, and factories and
are used to coordinate force projection; a form of twenty-first-century gunboat diplomacy. At the same time, the development of three Zumwalt stealth
destroyers will cost approximately $22 billion, and the first is expected to be
combat ready in December 2019. Reportedly, these ships can fire precision
projectiles 70 miles.
The aforementioned orthodoxy holds that military pre-eminence yields significant economic benefits through reducing security tensions thereby assuring
safety to investors. That said, Dan Drezner (2013) is sceptical about the extent
to which this naval orthodoxy fulfils the promise of structured economic benefit. Roughly, his reasoning is that international security threats are less likely for
stable states, but rather more likely for failing states and those resisting global
integration, so there is no need for a sizable naval presence. Here US military
bases in the Middle East are intended to safeguard against energy insecurity
by countering the hegemony while concurrently deterring Russian or China
from entrenching their presence in the region. However, year by year the US
becomes less reliant on foreign oil supplies, in part through domestic fracking shale reserves. Presently, less than a quarter of gas consumed in the US is
imported, and of that figure less than a fifth comes from the Middle East. So
there may be some reconsideration about the degree to which the US needs to
secure this region. At the same time, both Russia and China will for the foreseeable future lack the capability to project more than token military power into
the Gulf. In Russia’s case this is because of domestic economic weaknesses, and
in China’s case, their present priority is the South China Sea. But even then, the
124 Capital, State, Empire
resources in this region are consumed more by China and India and decreasingly by the US—so there should be burden sharing.
Nevertheless, Drezner’s argument is one of degree, not one of kind. What I
mean is that he does acknowledge how the US Navy allows the US to dictate
the terms of global economic and political integration. The purpose of the US
Navy is not to expunge rivals, but to use the prospect of force to consolidate
control over economic activity, and the standards and norms that govern that
activity. David Graeber’s observations about military force and contemporary
international political economy complement this view. He argues that a state
can use their military power to control financial liquidity.
The essence of U.S. military predominance in the world is, ultimately,
the fact that it can, at will, drop bombs, with only a few hours’ notice,
at absolutely any point on the surface of the planet. No other government has ever had anything remotely like this sort of capability. In fact,
a case could well be made that it is this very power that holds the entire
world military system, organized around the dollar, together. (Graeber
2011, 365)
To elaborate, the US uses their money supply to act as an international reserve
currency. Much like how once Britain established the gold standard, the network externalities and path dependency of British imperial rule meant that
other states had to consider the benefits of monetary convergence, so too do
states have to weigh the incentives of monetary convergence on the US dollar. This technique is particularly effective when there is ‘gunboat’ issuing of
US treasury bonds as a form of tribute together with the aggressive deployment of financial instruments and institutions in rolling out and maintaining
US hegemony.
Considered from this vantage, what appears as the loss of centralized US control of capital is rather a strategy of indirect extraction that involves demanding
that other states pay tribute to the US. Within this order, transnational enterprises are enabled by US policy to further entrench indirect rule. In return, the
US, through the Navy and other agencies, provides security to corporationsto
do business. This is accomplished through either rigging international treaties,
capturing international organizations, or lobbying and bullying for favourable
business relations in host countries. In short, the US security state seeks to create global governing structures to maintain a rule in which other countries
must abide, and in which labour is suppressed, and surpluses are channelled
to the US.
CH A PT ER 6
Minds, Brains, and Disciplinary Programs
In this last chapter I discussed the general turn to quantified cognitivebehaviourism, particularly its combination of abstracted empiricism and psychologism, as it seeks to forge a ‘Grand Theory’ of the social sciences from the
mind and its genetic basis and then apply this model in matters of governance.
Accordingly, I want to consider the ideological assumptions that underwrite a
series of turns occurring in a broad range of fields, including behavioural economics, cognitive science, evolutionary psychology and information systems
as well as elements within artificial intelligence research as they seek to examine how the universally shared features of human cognition code and recode
historically specific forms of cultural practice. To their credit, proponents and
practitioners in these disciplines rightly do think that cognitive findings—when
put in their social, historical, and comparative context—are truly illuminating.38 Nonetheless, I argue that they fall foul of cognitive behaviourism because
they have a weak and unsustainable theory of the mind. My inquiry considers
the ramifications of these paradigms as they have sought to integrate with one
another based upon several common commitments to a kind of computational
economy in the brain, and that once understood, can be replicated in information systems, but can also explain historical and social development by referring to the brain. Indeed, despite these diverse elements, I argue that they are
manifestations of a definable core insofar that these disciplines share strong
claims are over-interpretations of small evidence and reflect more the prevailing ideological conditions than genuine insight. In the course of this chapter, I
explain why this intellectual artifice is not only an alienated understanding of
human beings, but one that when backed by institutional sanction via ‘nudge’
like programs, will create new techniques of oppression, ensure social stratification, and further legitimate exploitation.
Altogether, the goal in this chapter is to address several interrelated kinds
of questions, which include the evolution and social nature of the human
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 125–143. London: University of Westminster Press. DOI: https://doi.org/10.16997/
book6.g. License: CC-BY-NC-ND 4.0
126 Capital, State, Empire
brain, the possibility of embodied intersubjectivety through mirror neurons
and the extent to which social life has neuro supports, the neurosociology of
emotion and its relation to cognition and decision making, and the degree
to which consciousness is computational. What is more, this development
trades on the promise that it can reveal the cognitive continuities that underlie particular collective responses to cultural forms. In doing so, the project
seeks to explain how particular mental rules cross boundaries of time and
place and underlie perceptual and cognitive abilities. This implies that groups
of persons are not only historically socially situated, but historically cognitively situated. Underwriting all of this is the presumption of the convergent
combination of the cognitive-computational revolution that will be the most
far-reaching intellectual development of the early twenty-first century. Still,
I think there are several conceptual errors that require attention before one
wholeheartedly boards this train.
Animating my critique is a principled rather than practical end. To elaborate,
what I mean is that my critique does not aim at a premature project that has
not yet been able to deliver on its promises. Rather, this project is built upon
several suppressed contradictions that beget errors in axiomatic reasoning that
then accumulate. This is not a pedantic exercise: what is at stake is the interlinking nature of knowledge, cognition, and reality as they inform prospects for
human flourishing. By this, I mean how events are described and explained,
how factual reports are constructed and how cognitive states are attributed.
Too often mental states are said to orientate themselves to discursive constructions, themselves predicated upon an interplay between a person’s situated
cognition and material context; thus these are expressions of the context of
their occurrences. Therefore, to a speaker their own mind is unknown; but it is
available to the expert whose hermeneutic hammer beats down on a person’s
lived experience and intentions. This makes the analyst have final say over the
descriptions and meanings of social actions. To me, too much sway is given to
the discursive power of cognitive behaviourism. This dominant stage presence
in current intellectual inquiry is a peculiar naturalization that sidelines more
plausible explanations.
I begin by tracing some key developments in the attempts to date, on the
part of researchers and theorists, to constitute an interdisciplinary venture on
cognitive behaviourism axioms, and to develop links between different projects. I address both pioneering and transitional attempts to describe cognition
in terms of the computational process of coded symbols and the relation to
embodied experience. Thereafter I show how the accumulation of errors in axiomatic reasoning combined with unwarranted enthusiasm for cognitive behaviourism and cherry-picking evidence harms social science. These emblematic
cases seem to me to go most directly to the heart of what is at stake in the general turn to cognitive behaviourism. In this respect, I am interested in the social
production of the substantive claims.
Minds, Brains, and Disciplinary Programs 127
Much of this debate would be conceptual, except that cognitive behaviourism is already being used to guide policy makers. Although carried out in
technical terms, and so rendered neutral and natural, the implementation of
cognitive behaviourism functions to limit political struggle and judgements
about politics. As such, there is much at stake, particularly when one recalls
how many fashionable twentieth-century social policies appealing to rationality qua neutrality were extremely harmful. Similarly, this practice of presuming
that persons can be better understood and governed by social policy informed
by cognitive behaviourism is the application of misguided assumptions, which
once coded in bureaucratic decision systems would then condition much of
our life and leave little room to contend. To better understand this development, one needs some familiarity with post-war twentieth-century American
social thought.
6.1 The First AI Revolution and the Legacies of Political
Behaviourism
During the Second World War, political science in the United States came into
its own as the study of order. This meant that the study of politics was less
textual and canonical, leaving behind its philosophical and legal-historical
orientation, and instead was put in service of the state to understand political behaviour and social cohesion (Skocpol 1985, 4). This project even drew
in many of the European émigrés such as Theodor Adorno, Max Horkheimer,
Herbert Marcuse and other political refugees who proverbially ‘had to pay the
rent’ and spent their wartime activities modelling personality, propaganda, and
the influence of information exchange (Wilson, 2004, Chapter 2). This project
borrowed significantly from psychology and organizational economics, but it
was also influenced by nascent behaviourism.
Behaviourism, as practiced by B. F. Skinner, reduced behaviour to the simple
set of associations between an action and its subsequent reward or punishment.
This approach applied an empirical statistical analysis to predict the future as a
function of the past. Here ‘a vague sense of order emerges from any sustained
observation of human behaviour’. Furthermore, ‘direct observation of the mind
comparable with the observation of the nervous system has not proved feasible’. This brackets aside intentions, along with other ‘conceptual inner causes’
a valid science of behaviour (Skinner, 1953, 16, 29, 31). With its success, there
were spill over effects for other disciplines, and became the foundation of what
Robert Dahl (1961) called the ‘behavioural revolution’ in the social sciences.
This approach was meant to reconcile the differences between expectations
and practice with persons in organizational settings, and the extent to which
people did not follow rules and procedures, and how did they become influenced to do what actions as well as their attitudes to events. Part of this research
128 Capital, State, Empire
agenda was enabled by the technologies of mass public opinion surveying that
informed researchers of discrepancy between normative and institutional
rationality and people’s everyday decision-making practices.
The critical error that behaviourists of all kinds made was ruling out the
importance of subjective, mental phenomena simply because it was difficult
to observe or measure. Deficiency of method is insufficient grounds for a conceptual grounding; this points to the social setting of this idea. Accordingly,
Noam Chomsky’s 1967 critical review of Skinners’ Verbal Behaviour torpedoed Skinner’s attempt to explain linguistic ability by behavourial principles.
Instead, Chomsky (1959) argued that the human mind had a linguistic capacity
founded on a universal grammar which itself was innate. Languages could only
be developed if they conformed to the deep structure of the brain.
Along with advances in computer science, the computational turn reduced
behaviourism’s stranding in American social sciences. Following the Second
World War, computer scientists actively sought to build machines that could
compute rationally to mimic human cognitive processes. The computational
turn pulled from Alan Turing (1950) and the Claude Shannon’s (1948) information science—which itself relied upon formal mathematical logic developed
by Gottlob Frege and Bertrand Russell—whose work argued that computers
resembled the human brain, and that these machines would eventually manifest an artificial intelligence indistinguishable from human intelligence. In the
1950s, computer scientist John McCarty (1979) called the study of intelligence
and its replication of essential features on a computational system artificial
intelligence. The goal of this project was to create intelligent devices and robots
that could undertake labour while also demonstrating how biological intelligence functioned. Herein computation is understood as anything that can be
represented as information can be computed.
This project intersected with Chomsky insofar that his work uses natural attributes to explain ordinary language practice and linguistic ability. In
making the deep structure of the brain responsible for syntax, effectively giving it priority over semantics, Chomsky’s critics argued that he could not
account for meaning (cf. Searle 1972). This focus on the biological rather
than the social pushed both social sciences and cognitive scientists to shift
attention to trace the distinct patterns produced by the brain so that computers could replicate these patterns, hoping that this would replicate the form
of consciousness.
These successes, however, were arguably limited. This was because there were
severe errors with the foundational assumption about rationality. While computer programs could be written to manipulate symbols within logical finite
systems this was not successful outside those systems. The scope of comprehension for a computer using natural language was limited, and computer scientists encountered the same barriers as philosophers of language in the ideal and
ordinary language debates (see Rorty 1967).39
Minds, Brains, and Disciplinary Programs 129
A good demonstration of these conceptual inadequacies can be represented
by John Searle’s (1980) famous ‘Chinese Room’ argument wherein he presents a
strong case for the distinction between meaning making and information processing. Herein symbol manipulation via a set of predetermined logical rules
cannot match how humans relate symbols to meaningful events. This fits with
Chomsky’s conception of language wherein the complexity of internal representations is a result of a genetic endowment maturing in an environment.
This opens up the possibility of rich, creative, meaningful activity. This simply
cannot be reduced to computational associations as practiced by behaviourists. Chomsky’s approaches to the understanding of the mind are anathema
to behaviourism. Their emphasis on the internal structure and characteristics
enable it to perform a task is different from the external associations formed by
relying on patterns of past behaviour and the environment.
As meaning making is still out of reach of computation, Hubert Dreyfus has
good grounds to state that, ‘the research program based on the assumption that
human beings produce intelligence using facts and rules has reached a dead
end, and there is no reason to think it could ever succeed’ (1992 ix). In short,
the first artificial intelligence (AI) revolution was limited by an overly rational
model of mind wherein consciousness was understood as the computation of
information processing as opposed to making meaningful interactive relationships and associations with the world.
6.2 The Second AI Revolution and Embodied Computation
Following Chomsky’s critique of artificial intelligence and the jettisoning of
positivist logic methodology, there was an emergence of technological power
in the computation area. The aforementioned critiques of ‘good old fashioned
AI’ heralded a turn to probabilistic and statistical models and analysis. This was
in part attributed because advancements in engineering and robotics, achieving goals, being successful, was more professionally rewarding than addressing
fundamental scientific questions. This led AI researchers to use computers to
model the architecture of the brain. The advanced computing power allowed
models of networks rather than logical serial processing.
There was also an additional development where there was some limited
modification to the presumptions to the mind. Cognitive scientists tended to
understand a mind that is biological, embodied, and affective, that is linked
to thought processes that are apparently ‘illogical’ relative to previous models of the mind that stressed the separation of emotions from cognition that
was endemic to early cognitive theory. However, the empirical methodological
re-orientation of the second AI revolution saw mental processes classified as
information processing, and moreover, the best model for a cognitively active
human being is a computer running a program. This change is a selective
130 Capital, State, Empire
inversion of the where the mind does not pre-exist discourse or culture, but
rather is continually accomplished in and through its production and interpretation. This newer approach sought out alternatives to a strictly logical view
of cognition and incorporated findings and axioms from psychology, anthropology, and linguistics, in short stressing the network nature of cognition as a
computational problem.
These intellectual sentiments, supported by cognitive linguistics, demonstrate the complex and reciprocal relationship between culture and the embodied mind in forming the human subject; here the brain is the material site
where language, culture, and the body meet and form each other. These sentiments are present in Foucauldian philosophical anthropology regarding the
contextual shaping of cultural artefacts that then redirects questions about the
author’s cognitive process to questions of authorship in material culture more
broadly. An axiom in this analysis is that there needs to be a thorough understanding of the existence, circulation, and disciplining of a discourse within the
author’s material body. By inference, reading texts can reveal ideological formations, but also cognitive processes. There seems to be a contradiction between
the role given to the shaping power of culture on the brain, while seeking to
preserve and stress universal innate constrained cognitive actions that hold
across cultural and historical eras. A similar impulse is present in the Derridean
critique of rationalism, wherein rational thought is not a reflection of natural
functioning of human cognition. As Jacques Derrida argues, ‘there is nothing
outside the text.’ The key difference between post-structuralism deconstruction
and Chomskian cognitive science is where Derrida kept good portions of Saussurean arbitrariness, although making it less phonocentic, Chomsky argued
that meaning was not arbitrary, but rather motivated by innate characteristics
bounded by physical attributes that were refined by environmental factors.
From the Chomskian vantage, cognitive science embraces a framework
wherein culture intersects with human cognition and material forces as they
influence and shape each other. There is an emphasis on how human cognition
is deeply tied to materiality and embodiment, even to the extent that persons
are themselves unaware of the process by which the brain is the site where culture and biology meet and shape each other.
Nonetheless, current renditions of AI are little more than behavioural principles cloaked by sophisticated computational techniques. This can be seen in
the reliance on statistical learning techniques to better mine massive datasets.
Implicit in this endeavour is the assumption that with sufficient statistical tools
and enough data, interesting signals can be isolated from the noise of hereunto
poorly understood systems. While the urge to gather more data is strong, it is
not always clear whether this is a path to meaningful explication. What I mean
relates to the conception of the purpose of scientific practice and emblematic
of the struggle between the efficiency of using computing power to distinguish
between signal and noise, or whether it is more meaningful to find the essential
Minds, Brains, and Disciplinary Programs 131
basic principles that underlie and provide explanatory insights of the system.
This is reminiscent of Sydney Brenner’s dismissal of the sequencing revolution
in the biological sciences as ‘low input, high throughput, no output science’
(Friedberg, 2008). What the second AI revolution is attempting is to reverse
engineer systems and networks whose nature is a mystery, although it is not
always clear what theoretical framework this data fits. To paraphrase David
Berry, ‘the destabilizing amount of knowledge’ produced by this computational turn ‘lack the regulating force of philosophy’ (Berry, 2011). Appreciating
physical differences can help limit claims of the comparative similarity between
brains and computers.
Aside from the major difference that brains have bodies, while computers
are digital, brains are analogue. Neurons can fire in relative synchrony or relative disarray and fluctuating membrane potentials are a factor. Additionally,
computers use byte-addressable memory, but memory in the brain is associational. Another appreciable difference is that computers are modular and
serial whereas the brain has distributed and domain-general neural circuits.
For example, the hippocampus is important for memory, but also imagination,
navigation, and other functions. This means that unlike computers, processing
and memory are performed by the same components in the brain. Moreover,
the brain has no system clock akin to the speed of a microprocessor. Together
these differences show that synapses are far more complex than electrical logic
gates. Lastly, the brain can repair itself after injury. In this respect, the brain is
a self-organizing system and adapts to experience in ways that simply do not
happen with microprocessors.
In short, attempts to develop artificial neural networks to replicate the brain
are nowhere near like the actual intricate and massive connection of neurons.
This means that they are limited in how useful they are in testing theories about
basic cognitive functions. Moreover, there is a kind of paradox: the attempt to
prove that the mind is logically computational, and thus digitally replicable,
trades upon associational strategies, biases, and biological things.
6.3 The Role of Economics and Psychology
Reminiscent of ethnology, evolutionary psychology roughly states that the mind
is the way that it is because of adaptions to the environment, and that insights of
evolutionary biology can be used to bring new light onto the human brain, and
human behaviour more generally. These neo-Darwinists have sought to apply
natural selection to social organization much like Herbert Spencer’s meek justification that the social stratification and colonial domination of expansionist
industrial capitalism reflected natural selection. Evolutionary psychology takes
mundane observations—such as cells being spherical—to claim that physical
principles provide channels of development that extend up to individual action
132 Capital, State, Empire
and social organization. It does so by explaining human behaviour by referencing a competitive environment as understood by cost and benefits anchoring
in economic modelling. Here the presumption is that everyday human behaviour can be well explained by this framework, where replication of genetics is
the purpose of human beings, and that this action is guided by calculations
undertaken by the brain directly and indirectly largely at the unconscious level
regarding an economy of energy consumption and expenditure.
This has the hallmarks of Gary Becker’s project, which he described as ‘the
economic approach to analyse social issues that range beyond those usually
considered by economists’, (Becker, 1992) or as he said elsewhere, an ‘approach
to human behavior’ (Becker, 1976). However, the crucial oversight of this
project is that market rationality is substituted for pure rationality, meaning
that social interactions are assessed in relation to the market. This treats all
social interactions as transactions. Having set all relations to the market metronome, the market is presented as an omnipresent system of distributing goods,
rewards, and privileges. However, this presumption is unwarranted; rather a
case must be made for relating things to the market, not the other way round.
So the mistake is presuming what ought to be proven.
Construing ecology as economy does not explain much because there are
always retrospective appeals to the two principles of mutation and selection to explain humanity’s remarkable attributes. The paradigm is so flexible
that it is immune to experimental and observational tests. Therefore, when
evolutionary psychologists are found wanting they can simply weasel out by
saying that they now have more information at their disposal. In doing so
they seek to escape assessing, whether in principle their research agenda is
theoretically well grounded. This does not explain much and so is not satisfactory. Like Spencer, it is philosophically convenient for social Darwinism to skip over the political installation of institutions such as the market.
Instead, social adaption has less to do with natural and biological processes
than political and social processes.
To the extent that one can see the economic principles of Gary Becker’s project in evolutionary psychology, similarly one can see the economics of Daniel
Kahneman who sought to model the ‘intuitive mode in which judgments and
decisions are made automatically’ in affect theory (Kahneman 2002, 470). In
Kahneman’s theory, ‘an automatic affective valuation – the emotional core of an
attitude – is the main determinant of many judgments and behaviors.’ (Kahneman 2002, 470). As this applies to the affective turn, there is the latent promise
that it can account in some cases for how the material environment triggers
specific kinds of intensities of awareness which elude description, representation, or intentional formation, but which Kahneman speculates, developed in
‘evolutionary history’ (Kahneman 2002, 470).
Kahneman’s research demonstrated that persons are susceptible to anchoring, availability, and representativeness biases. When combined with a lack of
Minds, Brains, and Disciplinary Programs 133
knowledge in strategic settings, inertia, and sunk costs, the general claim is
people are fallible and do not act in accordance with strict rationality. Further
to that, one tenet of affective evolutionary psychology is that brains evolve to
develop and function in social networks and have an appreciation of the costs
of reproduction, and that these are impulses that shape our actions, oftentimes
which are not well understood by persons themselves, that there are pre-conscious motives that drive action.
This is hardly controversial—indeed, it can be understood as necessary
humanization of economic research to acknowledge that preferences are not
consistent. However, a quick follow up proposition is that persons are ‘predictably irrational’ to use Dan Ariely’s (2009) turn of phrase, and so they can
be systematically and strategically manipulated by savvy architects of choice.
These architects are often employers and governments—those with power—
and depending on their intentions, the architecture can be for social amelioration or exploitation.
The depoliticized language of ‘nudges’ cloaks this manipulation as if to connote mild direction rather than paternalistic intervention by the ruling class.
Proponents of nudges like Richard Thaler and Cass Sunstein point out that as
policy is the architecture of choice and so can be used to correct for a person’s
predictably irrational preferences (Thaler & Sunstein 2008). But people have
contradictory and inconsistent views and practices, so it falls to the nudges and
their preferences as to how they will design the architecture that informs the
setting of other’s choices: for if consistent preferences do not exist then there is
no way to nudge people to what they want or need; it can only be what paternalists think they want, which is but what paternalists want. In this respect, nudging is more than creating incentives that a person can then exercise options
over, but rather an intervention to try rig the system that triggers an affect in a
person so they then undertake the ruling class’s subjectively preferred behaviour. Additionally, as nudging is built into a social system it is a cost effective
means to shape subjects (See McMahon, 2015, Cromby & Willis Martin, 2014,
Leggett, 2014).
The ethics of this kind of governance warrant scrutiny. While Thaler (2015)
claims that there is little chance of manipulative nudges causing harm because
most nudges are visible, even if one suspends disbelief simply on his say so, his
defence neglects to incorporate the need for the transparency over, and indeed
justification for, active intervention to shape subjects. In doing so Thaler overlooks that the political purpose of nudging is to for policy to make itself inconspicuous and so circumvent a public gaze.
There are other problems here too. While certain decisions which were once
thought to be self-consciously produced are automatic, this does not mean that
all or most of our actions are automatically pre-conscious or without intent.
So when affective evolutionary psychologists use neuroscience to underwrite
behavioural economics they have little to say about the individual person or
134 Capital, State, Empire
even consciousness. Accordingly, when using the same axiomatic paradigm it
is unlikely to have anything valid to say about social organization and politics.
6.4 Computing Means and Social Ends
The social and political consequences of the computational turn have a near
unprecedented impact on governmental practice. Setting aside for present purposes the role of government in collecting information and creating profiles of
people—itself extremely problematic in nature—there are other kinds of insidious epistemic problems that skew the conception of persons and their actions.
In this section, I use the example of algorithmic regulation to demonstrate that
there are principled arguments for keeping neuroscience out of social policy.
Algorithmic regulation is an approach to governance that seeks to apply AI
learning principles to process the data produced by sensors to adapt to changing circumstances, induce stability, and shape social actions. The main promise
of algorithmic regulation is that it makes governance more effective, and thus
harnesses the state for democratic purposes by improving service delivery. This
is justified by harnessing ‘a deep understanding of the desired outcome’, as one
proponent calls it (O’Reilly 2013, 289). But make no mistake, algorithmic regulation is a political programme that seeks to quell politics.
Algorithmic regulation marries anticipatory adaption of the environment
with the various kinds of technologies of surveillance such as dynamic biometrics and smart environments of those same environments to guide public interventions according to what particular people are susceptible to do. It does so
to ‘nudge’ or influence a person’s decisions to adopt preferred social actions. In
doing so, it seeks to minimize the contingency of human actions for governors
to better stabilize their regimes. In other words, its target is to delimit what a
person could do and prevent those actions from being actualized.
It has a pre-emptive character that seeks to create affects or nudge persons
based upon an anticipatory evaluation of what a person could do and what
the political regime wants them to do. It then masks this gentle pressure as a
person’s agency to decide to act. This means that algorithmic regulation undermines the person as a moral agent because it seeks to even slightly displace
their preferences and intentions for the regime’s own.
The error here is disconnecting the means of doing politics from its ends,
and so reveals the several simplistic and naïve assumptions about politics
and power. The fault is presuming that behaviours discovered via data mining are independent of power, and overlooks how the process of politics
shapes the contents of politics. This political agnosticism can be seen in
cases where the imperative to evaluate and demonstrate efficiency, results,
and the like presupposes that the goal of policy is optimising the already
agreed upon, or already instituted. So positioned, algorithmic regulation is
Minds, Brains, and Disciplinary Programs 135
posed as politically neutral and thus able to generate objective and inoffensive universal remedies to social ills.
It neglects that most political discussions and struggles are about beliefs,
and so are not amenable to quantifiable. So the appeals to efficiency and
rationality in the form of ‘crunching numbers’ does not improve on weaknesses of human judgement, rather the profiling and digital transcription
enabled by predictive data mining bypasses human interpretation altogether.
This in turn changes a person’s relationship to knowledge as it is applied in
a social setting.
To be clear, the issue is not quantification, or statistics. Quantification
requires epistemic communities that evaluate interpretations, uses, and findings. By contrast, automated algorithmic regulation is not accountable to an
epistemic community at large. Rather it is privy to proprietary bureaucracies
whose programmers and administrators are not directly accountable to the
people they seek to nudge. The lack of transparency emerges again when dealing with methodological concerns. The absence of a broader epistemic community that is not employed by these bureaucracies means that there is no independent process of testing and evaluating the code.
The computational turn has a pretence to an analysis anchored in empirical
experiment and deductive–causal—logic. Rather it interpolates people through
induction as shadows of themselves. This indifference to causes in heterogeneous contexts has a direct impact on the presumed existence of causal interactions
particularly with how to understand a person’s actions and intentions. Algorithmic systems are appealing because it relieves governors from the burden of being
accountable and transparent in their assessments of people. This phenomenon
deflects attention away from causality and intentional agency or individual and
collective ability to give account of their actions and related encumbered meanings thereof.
In doing so, it is seen as the ability to disrupt existing deliberate governance,
and instead ‘hack’ people. Here, getting people to adopt a welfare program,
or forestall civil disobedience. The commonality between these two kinds of
actions is that they are treated as an equation that needs a solution suitable
to an epistemic government problem, the problem being inducing people to
be lessen radical indeterminacy and the incommensurability of contexts and
behaviours. In doing so, this upends existing conventions regarding the production and enforcement of norms.
One can contrast this to circumstances where persons encounter institutional due processes. This particular kind of interaction requires persons to use
intentional language to provide explanations and motivations for their actions.
In this respect, it is a moment for people to give account of themselves and in so
doing, the institution provides a moment for a person to challenge the norms
that organize that very process as the norms are relatively more visible, intelligible, and contestable. It is not automated and scripted by code.
136 Capital, State, Empire
As the purpose of algorithmic regulation is to assist bureaucracies anticipate
what bodies could do, and then nudge these bodies to undertake subjectively
desirable actions, this undermines the agency that is foundational to the person-as-citizen. Rather people are objectified, while the process itself is concurrently mystified and reified such that accounts for and about the data and
its uses are unexamined. This kind of regulation limits a person’s capacity to
develop as an autonomous agent who engages in collective action.
This has the hallmarks of Marcuse’s one-dimensional society. Recall that he
argued that the process of near total social integration due to consumer and
administrative driven logics flattens the scope for discourse, imagination, and
understanding. Instead what is substituted is the perspective of the dominant order which uses various mechanisms to create social closure. While the
mechanical forms he identified—punditry and media systems—are different,
the mechanical functional remains the same: the appearance of contentment in
service of capital, but not essential contentment independent thereof.
Rendering politics devoid of class concerns, the struggle for power to distribute goods, or disagreements about belief, relegates contention and confrontation to but accepting different unintentional driven tastes and preferences. I
cannot see how this could be considered emancipatory, for it renders democratic governance as aesthetic rather than normative.
6.5 Lazy Definitions and Weak Epistemology
In at least one strand of contemporary philosophy of mind, talk of perception
has fallen out of favour. Indeed, most writers deny perception altogether, or
claim it does not matter. Instead, they reduce perception to reality, or speak
of the ‘really real’. Perceptions are said to be ‘nothing but’ particles or waves
or structured brain events. Paul Churchland (1996) replaces the perceiver
with functioning biological bodies. The perceiver is reduced to an organized
body, mind becomes the brain, body motions become actions, man becomes
the person. Churchland redefines phenomenal qualities as being nothing but
properties of the brain. Cognitive events such as understanding, recognising,
feeling, and perceiving are replaced with neural analogues. Here psychological
events are treated solely as neural events. Here this is always already nothing
but the really real of matter and motion. And this is the prevailing view in
cognitive science.
These contemporary materialists have two claims. This first claim is that all perceptions can be explained in terms of or by reference to neural events and the like.
The second claim is that there are only neural events (and other physical events in
the environment). At the heart of the dismissal of perception is the combination
of two beliefs. The first is that science, especially neurological science, has access
to reality; and second, the distrust of perceiver-dependent events.
Minds, Brains, and Disciplinary Programs 137
The critique is that neuroscience practices an epistemology that seeks to
associate properties. Take connectomics for example. Here the goal is to map
the neurons in the human cerebral cortex as a preliminary step to digitally
reproducing that circuitry (see Alivisatos et al. 2012). Google Brain is a very
good example of this kind of project. Then again, this approach is an error: it
merely seeks the surface manifestation rather than the logic and operations that
performs the task, what is the brain actually doing. Therefore, it is difficult to
discover this by seeing where synaptic connections are being strengthened or
where there is neural activity. Information of this sort may well be useful, but it
does not address the fundamental question about mechanisms.
In part, this is because there are real problems with the working definition.
Describing consciousness as ‘the feeling of processing information’ cannot be
correct because it implies consciousness is perceived by something else. This
is a problem when trying to construct computationally based artificial intelligence: For unless a mathematical pattern can perceive its own existence, then
consciousness is but well described by that mathematical pattern.
Besides, considering humans’ have approximately 100 trillion possible
arrangements of synapses, even if were possible to map out the exact pattern of
brain waves that gives rises to a person’s momentary complex of awareness, that
mapping would only explain the physical correlate of these experiences, but it
would not be them. Experiences are irreducibly real, but different from brain
waves. Still, it is an error to mistake consciousness as being well described by
mathematics or computation for being mathematical or computational. Presuming otherwise is to reify a description. Overall, these are incomplete representations and partial understandings of physical, biological, psychological,
and social reality.
There are other methodological errors. Researchers rely upon fMRIs to compare brain activity with visual stimuli by examining increases in blood flow in
order to infer associations. But this neuroimaging is little more than neo-phrenology and misleading. Four points are relevant here. First, as Lilienfied et al.
(2015) point out, ‘the bright red and orange colors seen on functional brain
imaging scans are superimposed by researchers to reflect regions of higher brain
activation.’ Moreover, this increased illumination is not a direct measure of neural activity; rather ‘they reflect oxygen uptake by neurons and are at best indirect
proxies of brain activity.’ So changes in blood flow are not a clear indicator of
what the precise relationship between cerebral blood flow and neural activity
happens to be (Sirotin & Aniruddha, 2009). Besides, it is not as if other parts
of the brain are dimmed when there is a stimulus. As Lilienfied et al. write,
‘the activations observed on brain scans are the products of subtraction of one
experimental condition from another. Hence, they typically do not reflect the
raw levels of neural activation in response to an experimental manipulation.’ So
increased blood flow indicates little about what is occurring in other parts of the
brain that are active. So controversies regarding the assumptions read ‘into’ and
138 Capital, State, Empire
‘out of ’ brain scans are left unattended (see Dumit 2004), or dealt this at the level
of technical improvements of data capturing technology at the larger expense
of what is trying to be captured, in others words, a poor understanding of the
problem, hoping that the technical refinements will provide insights. However,
this largely leaves the question of how thoughts and consciousness relate to each
other under-attended.
One final point Lilienfied et al. raise is that ‘depending on the neurotransmitters released and the brain areas in which they are released, the regions
that are “activated” in a brain scan may actually be being inhibited rather than
excited.’ So functionally, it could be that these areas are be being ‘lit down’
rather than ‘lit up’. In other words, it is premature to try to isolate individual
components from a working whole. Even the most basic tasks require the
integrated unit.
Granted, researchers tend to study what they know how to study, but this
points to the deficiency of the developing experimental techniques or methods that seek to find the right target. While more data and better statistical
analysis can provide a better approximation to mapping mechanical relations,
it reveals little about the principles behind those mechanical relations. Statistical analysis is all well and fine, but one should not confuse understanding
what is happening for why it is happening. Moreover, one can be easily mislead by data mining that seems to work because one does not know enough
about what to look for.
A more appropriate approach is to understand the fundamental principles.
Take the example of medical practice. Without a strong grounding in biological
principles a doctor will not be able to examine and explain variations to bodies, all they will have is knowledge of techniques that come in and out of fashion, and while these techniques may be successfully applied, their use does not
demonstrate fundamental knowledge of a human body’s biological processes.
So their medical knowledge is predicated upon techniques rather than principles, which is a problem, should techniques change or a new kind of variation
is uncovered. Without fundamental knowledge of the causal processes, one is
only in the catalogue business, and this does not tell us about how structures
were acquired or developed. In short, one is dealing with a different conceptual
problem.
Probability theory and statistics are misapplied to biology and cognitive
science because they seek to find correlations within noisy data rather than
examining how biological and cognitive systems select and filter out the
noise; these systems are not trying to duplicate the noise, but rather to filter
it out. Using the example of human infants, although initially confronted
by noise, they reflexively acquire language because they have the genetic
endowment to do so.
In addition to theoretical problems inherent in using statistical induction,
practical problems emerge when researchers use or amalgamate large data sets.
Minds, Brains, and Disciplinary Programs 139
This is because of unknowns in the selection criteria and quality of data. These
limitations produce errors that compound upon each other and are rarely
acknowledged. So there are intrinsic limitations to data as well as interpretive
elements involved so it would be an egregious mistake to believe that quantification necessarily brings social science closer to objective truths.
A popular stance is the definition that assumes that all mental representations derive from brain activity, and so every mental state has an associated
neural state. The difficulty with this definitional understanding of consciousness is that it does little to aid and address the more relevant question, at least
for the present discussion, about how it arises. In avoiding the metaphysical
grounding of consciousness it becomes trapped in a circle where the contents of consciousness consist of whatever we happened to be aware of. In this
respect, the present generation of AI researchers are describing perception, not
consciousness.
Cognitive functionalists posit that ‘the mind is what the brain does’, as two
commentators put it (Kosslyn and Koenig 1992, 4), while Paul Churchland
explains this, ‘whether or not mental states turn out to be physical states of
the brain is a matter of whether or not cognitive neuroscience eventually succeeds in discovering systematic neural analogs for all the intrinsic properties
of mental states’ (1996, 206). But this way of understanding the mind is premature, for the model—the computational theory of mind—is hardly a settled
question in the philosophy of mind. It is rather, as Thomas Nagel has written a
kind of ‘physical-chemical reductionism’ (Nagel 2012, 5). To give some background, John Searle regards the mind body problem as resting upon the faulty
presumption that these terms reflect ‘mutually exclusive categories of reality.’ It
exists because there is a reluctance to see that ‘our conscious states qua subjective, private, qualitative etc. cannot be ordinary physical, biological features of
our brain.’ (Searle 2007, 39). Searle writes that if we drop the mutually exclusive
criteria then a solution is possible. To his mind,
All of our mental states are caused by neurobiological processes in the
brain, and they are themselves realized in the brain as its higher level or
system features. So, for example, if you have a pain, your pain is caused
by sequences of neuron firings, and the actual realization of the pain
experience is in the brain. (Searle, 2007, 39–40).
But, this introduces a problem insofar that it requires one to specify how conscious states come into being. This attends to not only questions of making
sense of perceptions and experience, but also the extent to which a person’s
consciousness is evoked by material circumstances independent to the body.
This defence requires us to defend the person as a perceiving agent; the nature
of the object of perception; the role of mental contents; and the causal and significatory relation between perceptions and objects.
140 Capital, State, Empire
Keeping these points in mind, it is worth returning to the AI research. These
efforts, as notable as they have been in their disciplines, are mimicking intelligence. In addition, AI is deterministic: if presented with the same inputs, it will
produce the same outputs if the program were run again.40 Beyond practical
problems, in principle there remains little understanding of the brain. Presently,
cognitive behaviourists describe intelligence in a way that boils down to ‘being
able to do everything person can do’. This circular reasoning demonstrates that
scientists do not know what these computations are trying to mimic. So even
once we set aside the hubris from executives who seek to sell software systems,
there is considerable distance between producing things that even remotely
resemble the breadth of actual human intelligence, let along consciousness. To
reiterate the points made above, without a principle-based understanding of
consciousness there is little way to know what you have designed to act in a
particular way is actually successful in being sentient. The working definitions
of intelligence in artificial intelligence are descriptive low bars and are nowhere
near self-awareness or consciousness.
In the attempt to remedy the faulty theory of mind, social scientists would do
well to reassess their relationship with metaphysics, and discard the coextensive
hyper-materialism that characterizes the AI researcher paradigm. Treating perceptions, ideas and emotions as little more than electrical impulses misses the
emergent properties where the whole is greater than the sum of its parts. This
perspective, it seems to me, stems from a cramped, hyper-reductive view of
causality: one that is materialist, but not historical, instead of viewing the mind
and its mental activity as distinct from mere and reductive material impulses.
So one needs to take seriously that minds are a distinct realm of existence that
cannot be fully explained by physicalists. In other words, there is a remainder after taking account of cognitive evolution, computational models, or the
economy of mind. Neither chemical reactions predicated upon a base economy
of natural selection can account for the creation of the mind. While physical
evolution is causally necessary, by itself it is an insufficient condition for consciousness. These bold claims about neurological support are but an epistemology of excessive reductionism.
There is one last bit of hubris where researchers believe that mathematically
based speculations resolve or dissolve long standing political conundrums, but
do so without seriously engaging with those philosophical debates. It is related
to the belief that all reality can be fully comprehended in terms of physics. But
this is a fantasy. While it is easy to understand, for instance, the interaction of
light and nerve impulses, this cannot account for the gaze outwards. Cognitive behaviourism falls at this first hurdle while still being far away from being
able to account for other aspects of human consciousness like the formation of
intentions and undertaking voluntary action. So if cognitive functionalism has
little to say about the person and consciousness, it is certainly not well positioned to claim relevant meaningful contributions to social policy.
Minds, Brains, and Disciplinary Programs 141
6.6 The Psychologism of Abstracted Empiricism
Having discussed potions of the intellectual inheritance of cognitive behaviourism from twentieth-century social thought, I now want to turn my attention
to a critical branch of sociological thought from the same period to assist in
analysing this set of ideas. C. Wright Mills worked in the immediate post-war
period as a research assistant to Elihu Katz and Paul Lazarsfeld’s research on
the media effects of mass communication. The majority of their work sought to
understand the persuasive influence of mediated messages in print and broadcast communication technologies to shape and control the ideas, attitudes, and
behaviours of members of a society. Mills thought that most of the findings
suggested that the media effects of mass communication sat in concert, if not
over-determined, by other factors like differentiated cultural practice of composite audiences and their agency. And for this reason, he never shook his distaste for behaviourism and its presuppositions.
Shaped by this post-war infatuation with coding mass behaviour and his critique thereof, in The Sociological Imagination, Mills identified the emergence
of Grand Theory (the term Mills used to mock Talcott Parsons’s work) and
Abstracted Empiricism (a comment on Daniel Bell’s work). Stemming from his
close experience with large public opinion survey research and alongside questions about the legitimacy of power, epistemologically, Mills was dissatisfied
with the attempt to induce correlative relations but at the expense of understanding social forces. With an excessive focus on individuals, these aforementioned studies did not consider social relations, real world politics, nor were
they well grounded in the sociological theoretical tradition. Altogether, this
reflected what Mills described as a pervasive ‘psychologism.’ What he meant by
this was ‘the attempt to explain social phenomena in terms of facts and theories
about the make-up of individuals’ (Mills 2000, 67 fn 12). He writes,
Historically, as a doctrine, it rests upon an explicit metaphysical denial
of the reality of social structure. At other times, its adherents may set
forth a conception of structure which reduces it, so far as explanations
are concerned, to a set of milieux. In a still more general way…pyschologism rests upon the idea that if we study a series of individuals and
their milieux, the results of our studies in some way can be added up to
knowledge of social structure. (Mills 2000, 67 fn 12)
Abstracted empiricists, had according to Mills, adopted a research approach
that sought to replicate the demonstrated success of the physical sciences,
but in doing so had prioritized method over substance. In this respect, it was
‘systematically a-historical and non-comparative’ (Mills 2000, 68). Quantitative survey methods were presumed to be more rigorous than other kinds of
social inquiry. But this kind of research was costly, required significant staff
142 Capital, State, Empire
to distribute, collect, and tally the findings in preparation for basic computational analysis. These actions required large budgets and resources, and so led
to the bureaucratization of social research that resembled industrial scale production. In this industrial scale, research the sunk costs of the scale of investment trumps self-critique and modification. This mind-set makes it difficult to
understand change and contradiction in social, economic, and political institutions let alone wider social and political development. As Mills observed:
one reason for the thin formality or even emptiness of these fact-cluttered
studies is that they contain very little or no direct observation by those
who are in charge of them. The ‘empirical facts’ are facts collected by a
bureaucratically guided set of usually semi-skilled individuals. It has been
forgotten that social observation requires high skill and acute sensibility;
that discovery often occurs precisely when an imaginative mind sets itself
down in the middle of social realities. (Mills 2000 70 fn 13)
Together, these enable the pre-conditions for the domestication of critique. So
being enamoured with cognitive behaviourism often leads to but one kind of
approach to the study of human action. But this has direct and distinct disadvantages because the information produced tends to be a-historical and decontextualized. This kind of theoretical mindset makes it difficult to deal with
change in social, economic, and political institutions.
Abstraction, without context, Mills believed, led to disengaged scholarship,
alienated from the true dimensions of the problems under investigation. Excessively functional, behavioural, and naïve empirical approaches fail to perceive the
wider social and political settings that organize those particular arrangements.
These approaches count the countable because they are easily countable. This is
not to elevate context above all else, but to suggest that historical circumstance,
contingency if one will, cannot be discounted in any analysis. So, the spirit of
Mills’ critique is perhaps as important now, given that there is a prevailing belief
that technological management is necessarily required given the rise of ever more
complex societies and the discussions over the selection of basic values is closed.
As I have demonstrated throughout this chapter, the psychologism produced
by Grand Theory and Abstracted Empiricism has come about through the dismissal of reasoning and intention. This is the product of two beliefs: the first is
that science, especially neurological science, has access to reality; and second,
the distrust of perceiver-dependent events. But this is little more than bringing
the hermeneutic hammer down on lived experience, holding that people are
not best positioned to relate to an observer their reasons for actions. Instead,
one has the judgement of the theorist or unaccountable bureaucratic code.
Moreover, it concedes that the investigation of social problems can be best
approached via methodologies defined by computation not humanism; this is
disciplinary supplication, not supplementation.
Minds, Brains, and Disciplinary Programs 143
All of this is to say that there is a tremendous intellectual stake in cognitive behaviourism being correct. So much so that criticisms are brushed away
and considered professional contrarians rabble rousing for their attention. This
neglects though that in the attempt to impose a synthesis on approximately 25
years of research, the hubris and generalisations that have emerged therefrom
there has been a significant intellectual citadel build upon a shaky foundation
of over generalized eclecticism. It has created a messy soup in which the ‘cognitive’ elements are insufficiently grasped by the technicians, and the technical
elements are insufficiently grasped by the social sciences, all of which creates a
few leads and insights but much commotion and confusion. While this piecemeal approach presumes as-yet-unconnected little particulars to be the whole,
it is rather nothing but a kind of naïve empiricism.
To conclude, capitalism’s rule requires more than military force, more that
favourable laws, more than coercion and legitimation. A dangerous, impoverished, exploited and oppressed, urban class requires the development of a
system of beliefs with several mechanisms to get the subjects themselves to
justify the prevailing social inequality and social order. Calculated nudges are
helpful in that regard. So, notwithstanding C. Wright Mills ‘well known critique
of methodological, conceptual, and organizational flaws American social science research has continued to accommodate the wishes of the US ruling class,
and has heeded calls to serve the state. Ultimately, and this is what is at stake
with this epistemology, is that the anticipatory uses of big data will destroy the
concept and practice of habeas corpus.
CON CLUSI ON
Digital Coercion and the Tendency
Towards Unfree Labour
Triumphant in the Cold War, wary of decline, and compelled by capitalism
to expand, the US’ imperialist inclination has expressed itself on continental,
hemispheric, and global scales. Still, the goal has not been to control but one
part, several parts, or even large parts of the globe. Rather is it the attempt to
control the planet itself. In this sense, US imperialism is a manifestation of
the desire to create space and mechanisms for the accumulation of value, a
more basic component of capitalism than profit. It concerns forming a world
dedicated to capital accumulation primarily benefiting the US ruling class, and,
as a secondary consideration, the ruling classes of tribunes and client states
such that they continue to support US rule. However, it is social structure that
also produces increasing inequality and authoritarianism almost everywhere,
whether that be in the America itself or other places in the international system. Thomas Jefferson called this the ‘empire of liberty’. But the rhetoric clouds
the extent to which dispossession, exploitation, and oppression are the mechanisms of this expansion.
Capitalism is a globally expansive system, one hierarchically structured
between metropole and hinterland, core and periphery; which seeks to open
up the later with its supply of cheap raw materials and labour for investment,
extraction of surplus value, and a site for exporting surplus goods. Since the
emergence of capitalism in Europe, economies in the periphery have been
restructured to meet the needs of the core, rather than their own needs, and
as but one example, this has resulted in debt bondage for poor states. Indeed,
capitalism requires an expansionary dynamic to postpone economic crises.
This postponement can be achieved by using indirect or direct coercion from
security forces, or the establishment of domestic and international institutions
to structurally adjust places to serve the interests of the US ruling class.
How to cite this book chapter:
Timcke, S. 2017 Capital, State, Empire: The New American Way of Digital Warfare.
Pp. 145–148. London: University of Westminster Press. DOI: https://doi.
org/10.16997/book6.h. License: CC-BY-NC-ND 4.0
146 Capital, State, Empire
Put in different terms, the US security state is the outcome of a capitalist state,
using its security forces to ‘accumulate by dispossession’, oversee the extraction
of commodities, and to enforce a global labour regime that to one degree or
another has an elective affinity with unfree labour practices. These are features
present in both internal and external components of the New American Way of
War. The harnessing of this labour power is used to extract surplus value that
in turn is converted into a ‘security surplus’ that is spent to enforce a global
imperial order that in service of the aforementioned regime of accumulation.
Politically, it is a system that no longer seeks the basic pretence of governing
with public accountability in mind. Militarily, it is a system with the capacity to
deploy force against internal dissidents and rivals at will. Internationally, it is a
system of indirect rule on a global scale.
So the more violence seems unavoidable and incomprehensible, the more it
is an expression of an underlying social structure, and irrespective of whether
it is carried out by security forces, or patterns of investment, the outcome is
to strengthen the position of the ruling class. When and where rulers have a
monopoly of force and can acquire their resources without necessarily bargaining with producers that rulers can extract at a rate of their discretion. This combination creates an unstable social system prone to inequalities. Domestically,
the struggle between subjects and rulers that led to democratization will likely
be eroded as increasingly portions of the subject-population cannot offer items
rulers require for their strategic pursuits. Therefore, these persons are deemed
politically dispensable and basic services and welfare provisions are curtailed
or withdrawn because this mode of accumulation has no functional need to be
accountable to those who provide the necessary labour power required to produce the state. Instead, the state will make strategic selections catering to those
it deems valuable or whose support it requires to continue ruling. This has
domestic as well as global ramifications for governance. If this social structure
continues, it is likely that arbitrary rule, militarization, and wide inequality will
be the order of the day. How this politics is meant to promote the well-being
and human flourishing of ordinary Americans and persons living elsewhere, is
unclear.
This is a good place to revisit the main topic of this book: the relationship
of capital to constraint. I have illustrated contemporary constraint as being
organized by a security state managing a particular labour regime (Chapter 1)
which itself has long institutional antecedents (Chapter 2), but which now
works through various mechanisms like calculated conflict (Chapter 3). One
can see the securitization dynamics internally, for instance in policing the most
vulnerable (Chapter 4), and externally, for instance in international unevendevelopment (Chapter 5). New techniques of ideological manipulation are
being developed to mystify this process (Chapter 6).
Common to all of these processes is the role of unfree labour. Indeed, given
the intensity and scope of exploitation in capitalism, the need for a reserve
Digital Coercion and the Tendency Towards Unfree Labour 147
army of labour, debt bondage, market dependency for social and personal
reproduction, and induced underdevelopment, without a doubt unfree labour
is a labour model in fully-functioning capitalism. One might say that there is a
tendency to replace free labour with unfree equivalents. This is telling about the
prospects for mass prosperity.
Amongst apologetic analysts, unfree labour is normally attributed to momentary instances of dispossession as previously unconnected parts of the globe
are being integrated into the global economy. In this kind of explanation, it is
temporary measure that will apparently subside, leading to free wage labour as
fully functioning capitalism takes hold. Setting aside the questionable assumption that dispossession and fully functioning capitalism are incompatible, the
main deficiency of this interpretation is that it neglects the extent to which
labour power is unfree precisely because of the capital accrued by the ruling
class, which itself is because of an extended period of accumulation by dispossession through extraction, expropriation and exploitation. Related, apologists
proclaim that the need for labour-power to be a freely traded commodity in a
capitalist economy. But nothing prohibits unfree labour from being bought and
sold. If anything, it is the preservation of this hard distinction that obscures one
from witnessing the mechanics of capital in places with unfree labour while
furthering dividing workers to ensure that they cannot form and then act upon
a proletariat class-consciousness. The exploitation of unfree labour then is a
sign of mature capitalism and is the imposition of class struggle ‘from above’
to ensure than labour-power is entirely directed by their discretion and intentions, and ultimately to keep value of commodities higher than the value of
labour.
The rise of unfree labour is related to two economic considerations. The
first is that unfree labour is easier to control than free labour, thus making it
cheaper to employ and reproduce. With global markets, ruthless competition,
and demands for maximum profit, unfree labour becomes an option to reduce
labour costs, perhaps even a preferred form of labour regime in the twenty-first
century in the absence of economic growth and with the rate of profit falling. To be clear: this does not mean that all labour will become unfree, rather
that first there are degrees of freedom, and second that the tendency to adopt
this practice when competition is most acute where class struggle ‘from below’
could jeopardize profit making.
Returning to the apologists for unfree labour, they claim that the remuneration in this set of production relations is beneficial to the worker, for at least it
provides some subsistence, thereby providing opportunities that those persons
might not otherwise had have, and indeed the possibility of increased status.
However, such positive appraisals wilfully dismiss the many reports about
working conditions in the garment industry in South East Asia, construction in
the Emirates, or assembly plants in China. Here, workers are worked to death,
in unsafe environments, and face sexual harassment with limited recourse to
148 Capital, State, Empire
report abusers. Still, it is telling about the apologists’ moral character to suggest
that even an oppressive subsistence job is sufficient for a person. However, aside
from this, the existence of unfree labour is a functional by-product of class
struggle ‘from above’ where capitalists seek to lower pay to increase profits.
Attention to the spectrum of free and unfree labour is vital for two reasons.
The first is the extent of coercion that hinders class struggle ‘from below,’ thus
limiting prospects for the development of not only class-consciousness, but
also the necessary organizing required to make this consciousness a prominent
political force able to contest for racial structural transcendence. Further to this
point, a labour regime that seeks to convert a workforce from free to unfree
needs to understand the conditions under which this is likely, and so informs
class struggle.
There are two problems here. The first is that the imposition of unfree labour
means that it is difficult for workers to form a proletariat class-consciousness;
instead their subjugation means that they defer to social pre-political identities that ensure their particularity and otherness. Here class identity is replaced
by an identity based in race, gender, sexuality, vocation, leisure, or nationalism. In this respect, one of the benefits of unfree labour is that capitalists can
stall, retard, or diminish the production or reproduction of class-consciousness. There other identities are reifications that displace a politics of society for
one of particularity. This is a form by which capitalists are successfully able to
restructure and thwart opposition; it is successful class struggle ‘from above.’
In the end, American imperialism is the net result of politics, policies, corporation actions, and trade relations, the nurturing of local collaborators in
dependent societies, and fiscal instruments to compliment security forces seeking to ensure that there are no insurmountable barriers to capital accumulation. Demilitarisation is a necessary step to reduce the power of fully functioning capitalism. Granted the orderly conversion and redirection of human and
material resources employed in military activities to human and environmental
development can do much to help the truly disadvantaged. While this process will have short-term costs, such as assisting industries in transition, the
‘peace dividend’ will be considerable. Ending unchecked US imperialism will
not issue in an era of global lawlessness and war. If anything, the opposite is
more likely because great wars are the result of uneven development. While
this will do much to limit the coercive constraints of capitalism, the elimination
of security forces is necessary but insufficient. Accordingly, it is vital to move
beyond a narrow understanding of demilitarisation and end the accumulation
drive itself. Doing so requires taking away the capitalist ruling class source of
power, the private ownership of property.
Notes
Data collected by the Centre for Responsible Politics, https://docs.google.com/
spreadsheets/d/1-7PdCI2NawSgP1QE-cGYVYedetYqepR-4jBweaJyqFo/
edit#gid=1782600961. Since 9/11, less than 150 Americans have been killed
by terrorist attacks, while 450,000 have been killed in domestic gun violence.
In 2015, there were about 165,000 separate gunshots recorded in 62 different
urban municipalities (Frankel, 2016).
2
Uber, Airbnb, YouTube, Snapchat, Instagram, Twitter, Fitbit, Spotify, Dropbox, WhatsApp, Tumblr, Pinterest are examples of billion dollar companies
created after 2005.
3
In March 2016, Google had 32 billion visitors, while Facebook had 30 billion (See Eavis 2016).
4
See http://www.bostondynamics.com/robot_Atlas.html.
5
By no means are these contradictions universal. Nor are they ‘necessary
inconvenient truths’ or general empirical facts about the unfortunate byproduct of economic development, but rather specific features of rule by
capital.
6
The DoD also manages 826,000 in the National Guard and a benefits program that serves over 2 million persons.
7
It is worth remembering that ‘Capital is dead labour that, vampire-like,
only lives by sucking living labour, and lives the more, the more labour it
sucks. The time during which the labourer works, is the time during which
the capitalist consumes the labour-power he has purchased of him.’ (Marx
1977, 342).
1
150 Capital, State, Empire
8 The mechanisms for producing this wealth, accumulation and inequality
involve a diverse number of causes. An abbreviated list includes how the
fall of the Soviet Union allowed capitalism to unilaterally dictate global
trade conditions, the deindustrialization of North America paired with
outsourcing to the Global South, the displacement of labour by automation, intensifying work concurrent with a general suppression of wages, the
developmental state capitalism of China with its vast cheap and unorganized labour pool lowering production costs, the induction of demand for
products through consumerism, re-regulation to create corporate financial
rentierism, and the creation of new markets in information and communicative technologies as the rate of profits fell in established sectors. Common to all of these mechanisms is widespread domination and exploitation,
oppression and coercion which comes at the expense of a more stable and
equitable economy. This points towards how production is controlled.
9 Although as Supreme Command of the Allied Powers, General Douglas
MacArthur, during the Occupation of Japan, can be considered as a Viceroy –
as can Paul Bremer in his role as Presidential Envoy to Iraq at the Coalition
Provisional Authority.
10 Genuine free labour implies: first, that workers chose their jobs voluntarily; second, that the terms are specified and well understood by each party;
third, that workers have unrestrained exit rights; and fourth, incentives are
financial rather than coercive. This is a standard that most jobs in capitalism fail to meet, because as Marx notes, almost all work in this social structure is really exploitation or subordination. What appears to be ‘freedom’ is
essentially coercion. But this coercion is mystified by the rise of a bourgeois
ideology.
11 Historically, dispossession was a feature of colonized territories were
destroyed by the forced labour or indigenous people, or importing slaves;
in Europe, industrialism required the destruction of traditional ways of life
to force a migration from rural areas to cities to create a new factory labour
force. Overall, colonialism and commodification were intertwined with the
continued strengthening in European societies creating new means for subjugating and governing populations all in the pursuit of profit.
12 The moral sanction and badness of theft hinges on depriving a person of the
means to reproduce their life, and this is particularly acute in circumstances
where a person’s labour was vital in producing the item. But the moral harm
is reduced with digital items because as they can be easily reproduced, no
thus one is deprived. Digital ownerships rights then are more a matter of
law, and less a moral bad.
13 Much of this theory develops out of the study of European polities. While
Tilly cautions against universalizing the European state-formation modal for
other spaces and times ‘our ability to infer the probable events and sequences
in contemporary states from an informed reading of European history is
Notes 151
close to nil’ (1975, 82)—he nevertheless thinks it is useful for regional and
historical comparative and contrastive work. He writes that ‘the European
historical experience, for all its special features, is long enough, well-enough
documented, and a large enough influence on the rest of the world that any
systematic conclusions which did hold up well in light of that experience
would almost automatically become plausible working hypotheses to be
tried out elsewhere.’ (Tilly, 1975, 13–14).
14 Notwithstanding the value that Polanyi offers by correctly rendering reciprocity and redistribution as social, he incorrectly fails to label the market
economy as stemming from the same social system. Instead he views it is as
disembedded and distinct and so able to devour the social.
15 The ‘end of monetary policy history’ was a commitment was to price stability above all else using inflation targeting at around 2 per cent to lower
market volatility. This was accomplished using an operationally politically
insulated central bank using one instrument (the short-term interest rate,)
for one objective (controlling inflation via a consumer price index,) over a
medium term (six to eight quarters,) using assert prices to detect emerging
financial imbalances thereby minimising excessive fluctuations. Transparent communications was deemed importance around the uses and rationale
of that instrument as a way to smooth out micro-fluctuations.
16 Abstractly, the Great Recession was just another partial capitalist economic
crisis that comes from the contradiction between the individual desire for
profit and the necessity of a social division of labour. Specifically, it was
caused by Wall Street using digital technical to implement 24-hour trading,
improve records management, and invest into emerging markets due to better oversight. Aside from the rapid inflows and outflows of capital causing
economic and social instability, the speculative investment into new online
businesses and enterprises eventually led to the 2000 dot.com crash that in
turn heralded a new regime of low interest rates. Bankers took advantage of
these conditions and invested into property speculation and debt, deliberately using sub-prime mortgages to financed people unlikely to pay them.
Returns on investments were good because of a high interest rate on the debt.
When defaults occurred, assets could be seized or refinanced, thus yielding
better returns. These financial instruments were bundled with other loans
and packaged as investment funds. While selling these products to clients,
banks themselves insured against these debts. Being so exposed to these
risks, when one financial house fell it had a cascading effect across the financial sector leading to a good portion of the economy falling into recession.
17 This is why from about 1915 onwards solders were equipped with metal
helmets to protect them from head injuries. This was one of many military changes that states made to adapt to the circumstances and conditions
of modern industrial warfare. A modern solder’s personal equipment still
more or less reflects this concern.
152 Capital, State, Empire
18 Comparatively, in the Second Boer War, 1899–1902, it is estimated that the
British Army fired 273,000 rounds. One outcome of the war was a rapid
modernization program to design and equip artillery as a good portion of
the guns fielded in the conflict had been in service in the Crimean War. The
new specifications were for a gun that could fire a 12.5lb shell 6,000 yards
(Norris, 2000, 164-165).
19 Petraeus was then appointed to command in Iraq, where he had some success. He was later appointed to command in Afghanistan to replace General
Stanley McChrystal, before making his way to the CIA.
20 Roberto Gonzalez (2015) argues that the program had an internal ideological function in that it sought to do public relations work with American citizens to convince then that there were humanitarian motivations attached to
the occupation, and that social science was being enrolled to limit the use of
force and limit cultural conflicts that might lead to unnecessary casualties.
It sought to counter the narrative and images of the US occupation as brutal
that emerged after Abu Ghraib.
21 See http://minerva.dtic.mil/funded.html, http://semantics.ling.utexas.edu/,
http://vivo.cornell.edu/display/grant72804.
22 See http://www.apa.org/news/press/statements/interrogations.aspx – also
see Senate Select Committee on Intelligence published a voluminous
account of the CIA‘s program.
23 See http://chronicle.com/blogs/conversation/2013/03/22/tom-coburndoesnt-like-political-science/ http://crookedtimber.org/wp-content/
uploads/2009/10/Coburn_NSF.pdf, http://www.nature.com/news/nsfcancels-political-science-grant-cycle-1.13501.
24 When Risen initially drafted the article in 2003 for the New York Times, he
asked the CIA for comment. In April 2003, George Tenet and Condoleezza
Rice, the director of the CIA and the National Security Advisor respectfully, met with Risen and Jill Abramson, the Times Washington bureau
chief. Appealing to national security and the possible endangering of a CIA
agent’s life Tenet and Rice requested that the Times hold the article. The
Times complied.
25 The Senate Judiciary Committee passed, by a bipartisan margin of 13–5,
such a proposed law, but it did not receive a Senate vote.
26 There is also something to be said about the latent presumption that Black
intergrate and adapt the behavioural norms associated with ‘whiteness.’
27 Granted, the 1033 program does also include the distribution of items like
blankets, office furniture, computers and so on. See http://www.dla.mil/
dispositionservices.
28 Relatively smaller compared to the great Recession, but still nevertheless
still worth noting, due to justifiable affirmative action the 2013 US government shutdown disproportionately affected Blacks. The shutdown was due
to a showdown over funding the Affordable Care Act (2010), legislation
Notes 153
which would have dramatically improved the conditions for at least 16 million people, most of whom are persons of color (U.S. Department of Health
& Human Services 2015).
29 One result of an unfree labour regime is that it generates a crisis of underconsumption, usually because it drives down wages or leads to job losses
in other contexts; thus the consumption practices of workers are affected
by this capitalist restructuring of the labour regime. In this respect, unfree
labour is a contributing factor in a capitalist economic crisis.
30 The US redacted 8,000 pages prior to non-permanent Security Council
member states viewing the report on Iraq’s weapon’s program.
31 A Hollywood film, The Siege, (1998) starring Denzel Washington and Bruce
Willis, revolved about a hypothetical situation where a terrorist leader
Ahmed bin Talal—a facsimile for bin Laden—was captured, kickstarting
terror attacks in New York.
32 Normatively, a coercive imposition of democracy is an intellectual contradiction in orthodox democracy theory.
33 With a combined profit of $16.2 billion, in 2014, the combined sales of
Lockheed Martin, Boeing, Raytheon, Northrop Grumman and General
Dynamics, five of the world’s largest arms manufacturers defence companies,
amount to $125 billion out of global combined arms sales of $401 billion,
account for about 0.001 per cent of the US $16.77 trillion Gross Domestic
Product (2013). Together they employ 450,000 people in the US and abroad.
While each company has multiple business lines ranging from electronic systems, to aeronautics, and naval systems, all aside from Boeing, receive the
majority of their business from arms sales, both domestic and foreign.
34 Few other heads of state did.
35 Special Forces have also supported the Drug Enforcement Agency in Latin
America (Scahill 2010) as well as conducting independent operations. For
example, in Honduras Special Forces use Forward Operating Base Mocoron to train counter-narcotics Honduran troops in counter-insurgency
tactics (Turse 2012). Even more worrying in some respects is that using
military forces in an international policing capacity, involves the militarization of police forces and other government agencies. For instance, there is
little to differentiate a DEA Foreign deployed Assistance & Support Team
agent from a Special Forces operator. The same has held for tactical units
in domestic policing for some time (Kraska and Kappeler 1997, Shank and
Beavers 2013).
36 Although discretionary spending is set to increase by approximately $109
billion, see http://www.whitehouse.gov/sites/default/files/omb/budget/
fy2013/assets/defense.pdf.
37 Regional commands could appeal to the Pentagon for adjudication, but
given that Special Forces are shielded by Presidential authority, the Pentagon’s scope for discretion is it is not yet clear.
154 Capital, State, Empire
38 While there are few critical, sociological engagements with the social shaping of neuroscience (cf. Pickersgill 2013), this is not to downplay or diminish the achievements of neuroscience research and its medical treatments.
It is the opposite. Efforts to treat neuroscience seriously involve ensuring it
does not become a discursive pawn to supplement ideological claims that
techno-shaman sell as they misinterpret medical research in an effort to
peddle their intellectually unsatisfying speculative philosophy.
39 The similarity I want to stress is disagreement as to whether the cognitive can be understood either through reforming models of cognition to
become more computational, or rather to pursue a better understanding of
the mind’s abilities.
40 One could quibble here and point to random numbers included in calculations and so on. However, this pseudo-randomness must be written into
code. If pseudo-random numbers were the same, the output would be the
same.
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Index
9/11 3, 67, 106, 108, 112, 114,
116, 121
1033 Programme 87
2008 Recession xiv, 2, 7, 9, 51, 82, 93
A
Acxiom 72
Adorno, Theodor 127
Affective Servitude 16
Affirmative Action 48, 79, 81,
96, 152
Afghanistan xi, 59, 73, 105, 107, 108,
112, 114, 115, 116, 119, 152
Afghan War 102
Africa 26, 34, 35, 102, 105, 117
Alabama 42
Albright, Madeleine 104
Alexander, Keith 68
Alexander, Michele 84
Algorithmic Regulation xvii, 23,
134, 135, 136
Al-Harethi, Salim Sinan 60
Alienation 82, 96
Al-Maliki, Nouri 109
Al-Qaeda 61, 105, 106, 116
Al-Shabab 117
Amazon 14
American Anthropological
Association 71
American Civil Liberties Union,
the 87
American Civil War xiv, 40, 41, 42
American Colonial Trade 37
American Expeditionary Force 56
American Federation of Labour 44
American Medical Association 72
American Psychological
Association 72
American Revolution 36, 37, 38
Amiriyah Shelter 103
Anderson, Tanisha 96
Antiterrorism and Effective Death
Penalty Act 67
180 Capital, State, Empire
Arab Spring 109, 110
Arpanet 9
Artificial Intelligence 129, 131, 134
Assad Regime 110
Assange, Julian 75
Atlantic Charter 45
AT&T 72, 73, 74
Authoritarianism 70, 113
Automation 22
B
Baghdad 100, 109
Balance of Power 6
Baltimore 88
Barker, Dean 53
Bates, John 70
Baudrillard, Jean 103
Becker, Gary 132
Beckert, Sven 37
Bell, Derek 80
Bernanke, Ben 52
Big Data xvii, 19, 20, 67, 72
Law Enforcement 70
Metadata 68
Mining 69
Policing 72
bin Laden, Osama 105, 106, 115
Bio-mimicry 60
Black
Culture 80
Elites 80
Emancipation 41
Political Consciousness 82
Poverty 42, 80, 93
Subjugation 82
Black Lives Matter 23, 77, 92, 93,
94, 96
Booz Allen Hamilton 73
Bordeaux 36
Boston 39
Boston Dynamics xiv, 60
Boyd, Rekia 96
Bransburg v. Hayes 1972 75
Brazil 34, 113
Brennan, John O. 116
British Army 152
Brown, Barrett 75
Brown, Michael 85, 92, 96
Brzezinski, Zbigniew 106, 115
Bumpurs, Eleanor 96
Bureaucratic Agency, the problem
of 4
Bureau of Applied Social
Research 58
Burundi 61
Bush, George H. W. 103, 104
Bush (George H. W.)
Administration 105
Bush, George W. 107, 111
Bush (George W.)
Administration 67, 72, 108,
121
C
Capital Accumulation xvi, 1, 2, 6,
7, 13, 37, 82, 106, 107, 108,
145, 148
Capital Flight 14
Capitalism 1, 24, 108, 145,
147, 148
Digital 13
English 30, 32
International Affairs 99
Problems of 24
Racial 41
Capital-State Relationship 4
Caribbean, the 35, 37, 101, 112
Carnegie, Andrew 41
Carney, Mark 52, 53
Carter Doctrine 101, 105
Carter, Jimmy 101, 115
Centralization of Power 3
Cheney, Dick 103
China 99, 105, 112, 115, 121,
122, 147
ChoicePoint 72
Index 181
Chomsky, Noam 128, 129
Churchland, Paul 139
CIA xii, 59, 62, 68, 72, 73, 75, 105,
112, 116, 152
Civil Rights xii, 48, 70, 74
Civil Disobedience 135
Digital Rights 13
Civil Rights Movement 48, 79, 80
Class Decomposition 14, 83
Class Struggle xiv, 31, 147
From Above 49
From Below 12, 44, 46
Climate Change xiii
Clinton Administration 67, 75, 83,
111, 121
Clinton, Bill 49, 83, 84, 105, 112
Clinton, Hillary 111, 113
Coates, Ta-Nehisi 79
Coburn, Tom 72
Cognitive Behaviourism 125, 126,
127, 140, 142, 143
Cold War 57, 58, 67, 71, 99, 103,
105, 111, 145
Colonialism 26, 31
in the Americas xvi
Commission on Industrial
Relations 44
Commodification 10, 31, 45, 108
Commodification of Data 76
Communications Assistance for Law
Enforcement Act 67
Compton, James 103
Computation 57, 60, 129, 137, 142
Computational Turn, the 128,
131, 135
Confederacy 41
Consumerism 47
Counterterrorism 70, 118
Cuba 44, 113
Cusseaux, Michelle 96
Cybersecurity 70
Cybersecurity Information Sharing
Act 73
D
Dar es Salaam 105
DARPA 22
DARPA (Defense Advanced Research
Projects Agency) xiv, 60
Data
Commodification 21
Labour market 21
Metadata 72
Mining 21, 61, 134, 135, 138
Datafication 20
Debt Bondage 50, 85, 145, 147
Decentralization of the
Workplace 15, 16
Defence Intelligence Agency 71
Deferred Action for Parents of
Americans 115
Demilitarisation 148
Democratization 15, 30, 39,
47, 146
Department of Defense 57
Department of Homeland
Security 67
Deregulation 50
Derrida, Jacques 130
Deskilling 15
Digital Accountability and
Transparency Act 73
Digital Coercion xiv, 23
Digital Divide 14
Digital Mode of Production 8, 13
Digital Repertoire of
Contention 23, 92
Displacement 36
Dispossession xiv, xvi, 7, 26, 31, 40,
45, 99, 111, 145, 146, 147
Division of Labour 30, 44
International 116
DoD xiii, 71, 75, 86, 105, 107, 112,
116
Dodd-Frank Act 52
Dow Jones Industrial Average 106
182 Capital, State, Empire
Drone Warfare 60, 61, 62, 64
Du Bois, W. E. B. 41, 42, 44,
45, 91
Dutch East India Company 34
Dutch West India Company 34
Dyson, Michael 88
E
East Asia 26
Economic Crisis 42, 44, 106, 145
Economies of Bondage 8, 25
Egypt 100, 103, 112, 117
Ehrlichman, John 82
Elsevier 72
Emancipation Proclamation 41
Emerging Market Economies 14
Empire
American 106, 107, 108, 110, 145
British 31, 32, 34, 37, 40, 100
Dutch 34
French 37
Rule in 6
Spanish 32, 34
Systematic Cooperation 6
USSR 100, 115
English East India Company 34
English, the 35, 36
Enron 16
Equality of Opportunity 21
Espionage Act
1917 45, 66, 75
Europe 26, 36
European xvi
Exploitation 26, 104
F
Facebook xiii, 20, 71, 74
Fair Sentencing Act 97
Fall of the Berlin Wall 12
FBI 67, 68, 70, 72, 83
Federal Reserve Bank 46
FICA 69
Fifth Amendment 66
Financialization 82
Financial Stability Oversight
Council 52
First World War 45, 55, 100
FISA 69
Flynn, Michael 71
forced labour tradition 36
Foreign Intelligence Surveillance
Court 68, 70
Fourteenth Amendment 43
France 34, 56, 100
Free Blacks 40
Free Labour 7, 40, 99, 147, 150
Free Trade 112
Frege, Gottlob 128
Frey, Shelly 96
Fuchs, Christian 9, 14
G
Garner, Eric 89, 92, 96
Genocide 3, 40, 112
of Native Americans 43
violence 40
Georgia 42
Germany 56, 100, 112
Global South 12
Global War on Terror 69
Google 20, 74, 137
GPS 22, 68
Gray, Freddie 96
Great Depression 46
Great Society 48, 51, 81, 82
Greenwald, Glenn 73
Guantanamo Bay 90, 111, 113
Gulf War 7, 102, 103, 105, 116
H
Haass, Richard 107
Hay, Colin 4
Hayden, Michael 60, 68
Hegemony 34, 59, 76, 115, 123
American 124
British 45, 46
Index 183
Western Pacific 122
Heinrich, Martin 73
Higher Education Act, The
of 1965 48
Highway of Death 103
Historical Materialism 11, 85
Holder, Eric 65, 66, 75, 97
Honduras 113
Hoover, J. Edgar 67
Horkheimer, Max 127
Human Terrain System 59, 69
Huntington, Samuel 48
Hurricane Katrina 82
Hussein, Saddam 103, 108
I
Idealism, in Communication
Studies 11, 12
Ignatieff, Michael 64, 107
India 8, 34, 35, 56, 112
Indigenous Populations 33, 34
Industrialization 25, 42
Industrial Revolution 37, 41
Industrial Workers of the
World 44
Institutional Oppression 85
Intellectual Property 13
Intelligence Committees 67
International Humanitarian Law 63
International Monetary Fund
7, 106
International Trade 12
Internships 17
Interstate Commerce
Commission 43
Iran 75, 100, 101, 102, 103, 105,
108, 109, 110
Iranian Revolution 101
Iraq xi, 59, 100, 101, 102, 103, 104,
105, 108, 109, 110, 112, 116,
119, 121, 153
Iraqi Army 109
Iraq invasion 102
ISIS 109
ISMI catchers 88
J
James, C. L. R. 32, 36
Japan 62, 99, 112, 122
Jessop, Bob 4, 6, 7
Joint Task Force 102
Justice Department xii, 75
K
Kahneman, Daniel 132
Katz, Elihu 58, 59, 141
Keller, Bill 67
Kerry, John 108
Keynes, John Maynard 51
Krugman, Paul 46
Ku Klux Klan 42
Kuwait 101, 102, 104
L
Labour
Military 119
Labour Power 1, 7, 28, 36, 99, 147
Labour Regimes xvii, 14, 22, 116,
146, 147
Change 35
Docility 16, 22
Emerging 9
International 146
Reserve Army of Labour 147
Rotating labour force 16
Unfree 153
Union membership 22
Latin America 33, 49, 99, 101, 113
Lazarsfeld, Paul 58, 59, 141
Lerner, Daniel 58
Levi, Edward 67
Libya 117
Lichtblau, Eric 67
Lloyd George, David 55
Los Zetas 114
184 Capital, State, Empire
M
Madison, James 36
Mahan, Alfred 45
Management Revolution, Critique
of 19
Manifest Destiny 56
Manning, Chelsea 23, 75
Marcuse, Herbert 127, 136
Marshall, Thurgood 81
Martin, Trayvon 92
Marxist Political Economy 25
Marx, Karl 1
Mass Communication 141
Mass Deportation 115
Mass Protest 8
mass surveillance 60, 61, 66, 68
Mechanization 15, 43, 81
Mellon, Andrew 46
Mellon, James 41
Mercenaries 119
Middle East 58, 64, 99, 100,
102, 105, 110, 112, 116,
118, 121
Miliband, Ralph 3
Militarization 10, 99, 146
Mills, C. Wright 2, 47, 141, 142
Minerva Research Initiative 71
Mohammed, Nek 60
Monroe Doctrine 99
Morgan, J. P. 41
Mosaddegh, Mohammed 100
Mosul 100, 109
N
Nagel, Thomas 139
Nairobi 105
Nantes 36
National Capitalism, decline of 13
National Science Foundation 71
National Security Strategy 106, 111
NATO 109, 112
Neurosociology 126
New American Way of War xv,
64, 146
New Deal 46, 48, 51
New York 39, 89, 106
Niger 62, 112, 117
Nixon Administration 121
Nixon, Richard 49, 82, 101
NSA xi, 61, 67, 68, 69, 70, 71, 72,
73, 74
Nudges 133
O
Obama Administration 60, 61, 62,
65, 75, 93, 97, 115, 118, 121
Obama, Barack 78, 79, 98, 113, 117,
120
Occupy Movement 23
Odierno, Raymond 118, 119
Okinawa 111, 114
Oklahoma City Bombing 67
Oman 110, 112
OPEC 101
Operation Merlin 75
Ottoman Empire 100
P
Pakistan xi, 62, 64, 112, 116
Panette, Leon 120
Patriot Act 67
Paul, Rand 65
Pentagon, the 23, 60, 71, 86, 120,
121
Pershing, John 56
Persian Gulf 113, 114
Petraeus-Broadwell scandal 59
Petraeus, David 59, 152
Philadelphia 39, 81
Philippines 44, 61, 62, 122
Plait Amendment 44
Police
Brutality 77, 89, 90, 92, 96, 97
Racial Profiling 90
Police Militarization 85, 86, 87
Index 185
Policing
Labour boycotts 89
Post-Racial Society Thesis 79, 80
Poverty xiv, 8, 46, 82, 84
PRISM 74
Procedural Democracy 105
Progressive Period 47
Psychological Warfare Division 58
Psychologism 125, 142
Q
Quantification 135, 139
R
Racial Inequality 8, 81
Racism 50, 78, 80, 85, 97
Institutional 89, 92
Systematic 81
Rawls, John 51
Reagan Administration 105
Reagan, Ronald 49, 67, 102
Reconstruction 43, 91
Reed, Adolf 80
Refugees 109
Rent Economy 13
Republican Party 48
Reserve Army of Labour 17, 22
Resistance 29, 30, 32, 56
Revolutionary War 38, 39, 40, 41, 99
Rice, Tamir 92
Risen, James 67
Robinson, Cedric 41
Rockefeller, John D 41
Roosevelt, Franklin D. 46
Rorty, Richard 128
Rule of Law 22
Ruling Class 2, 22, 111, 133, 146, 147
American 23, 42, 101, 106, 108,
143, 145
Ideology 36, 73
Neoliberalism 48
Spanish 33
Rumaila Oil Field 102
Russell, Bertrand 128
Russia 100, 109, 110, 112, 115
S
Saudi Arabia 100, 101, 102, 103,
105, 109, 110
Schiller, Dan 7, 10
Schwarzkopf, H. Norman 103
Searle, John 129, 139
Second World War xiv, 45, 57, 99,
100, 111, 127, 128
Security State xvi, 3, 5, 8, 23, 67, 73,
74, 116, 118, 119, 124, 146
Securocrats 5
Segregation 43, 78, 82
Senate Armed Services
Committee 104
Servicemen’s Readjustment Act
1944 58
Shannon, Claude 128
Silicon Valley xiii, 9, 16
Skinner, Burrhus Frederic 127
Skocpol, Theda 3, 4
Slave Rebellions 36
Slavery xiv, 26, 36, 38, 40
British Dependence upon 32
Smith, Yvette 96
Snowden, Edward 23, 68, 73,
74, 75
Social Inequality xii, 8, 27, 39, 40,
46, 49, 81, 92, 143
Social Policy 127
Neuroscience 134
Nudges 133
Social Reproduction, struggle of 13
Social Stratification 21, 57, 131
Somalia 61, 64, 112, 116, 117
South Africa 12
Southern Border Plan 115
South Korea 62, 112, 122
Sowell, Thomas 81
Spanish 111
186 Capital, State, Empire
Spanish-American War 45
Special Forces
Africa 121
Stamp Act 37
State Department xii, 62, 107, 120
State Formation xvi, 4, 26, 28,
29, 32
Stuxnet 70
Sudan 105
Supreme Court of the United
States xiii, 47, 74
Surplus Value 26, 145, 146
Surveillance
Capitalism xv, 21
Chilling Effect 69
Combat 62
Corporate 22, 73
Counterintelligence operations 70
Digital 67, 74
Global 62
in Afghanistan 73
Law Enforcement 67
Mass 65, 68, 75
SWAT Teams 86, 87
Syria xi, 100, 101, 103, 109, 110
T
Tax Havens 14
Tennessee 42
Terrorist Attack Disruption
Strikes 61
Thirty Years’ War 34
Thomas, Clarence 81
Tilly, Charles 27, 29
Timmerman 102
Tobacco Cultivation 34
Training and Doctrine
Command 59
Trilateral Commission 48
Truman. Harry 47
Truth, Sojourner 41, 94
Tufekci, Zeynep 20
Turing, Alan M. 128
U
Udall, Mark 73
Uganda 61
UN Compensation
Commission 104
Under-Consumption, crisis of 153
Uneven Development xvi, 1, 5, 25,
106, 111, 148
Unfree Labour xvii, 26, 42, 146,
147, 148
United Arab Emirates 109, 110
United States xiii, 13, 66, 106, 127
United States Government
Accountability Office 52
United States Reserve Bank 52
UNSC 687 104
UN Security Council 102
Urbanization 30, 42, 58
US, Arms Trade 110
US Army 43, 59, 60, 114, 118, 119
US, bases in Saudi Arabia 105
US, Involvement in Afghanistan 105
US Marines 60
US Navy 22, 60, 62, 124
USSR 46, 57, 100, 101, 102, 103,
105, 109, 111, 112, 121
US Strategy 107
US, support of Iraq 102
V
Value Theory 9
Verizon 74
Vietnam 8, 49, 61, 101
Violent Crime Control and Law
Enforcement Act 84
Virginia Company 34
Voting Rights Act 97
W
Wage Labour 25, 30, 49, 147
War
Invasion of Afghanistan 106
Index 187
Invasion of Iraq 108
Low-visibility 117
On Drugs 82, 83, 113
Washington 167
Welfare State Liberalism 51
West, Cornell 81
whistleblowers xii, 23, 66, 74
Wilson, Darren 85
Wilson, William 81, 82
Wilson, Woodrow 44, 45
Wolfowitz, Paul 105
Worker Analytics 21
Working Class 28, 40, 49
American 50
Consciousness 39, 45
Rebellion 39, 42, 43, 46
World Bank 7, 106
World Trade Organization 7, 106
Wyden, Ron 73
X
XKeyscore 74
Y
Yemen 60, 61, 62, 64, 66, 110, 116
Yom Kippur War 49, 101
Yoo, John 66
Z
Zinn, Howard 34
Zinni, Anthony 104
CAPITAL, STATE, EMPIRE
T
he United States presents the greatest source of global geo-political
violence and instability. Guided by the radical political economy
tradition, this book offers an analysis of the USA’s historical impulse to
weaponize communication technologies.
Scott Timcke explores the foundations of this impulse and how the
militarization of digital society creates structural injustices and social
inequalities. He analyses how new digital communication technologies
support American paramountcy and conditions for worldwide capital
accumulation. Identifying selected features of contemporary American
society, Capital, State, Empire undertakes a materialist critique of this
digital society and of the New American Way of War. At the same time it
demonstrates how the American security state represses activists—such as
Black Lives Matter—who resist this emerging security leviathan. The book
also critiques the digital positivism behind the algorithmic regulation used
to control labour and further diminish prospects for human flourishing for
the ‘99%’.
Capital, State, Empire contributes to a broader understanding of the
dynamics of global capitalism and political power in the early 21st century.
COMMUNICATION STUDIES | POLITICAL ECONOMY | MEDIA STUDIES
CDSMS
C R I T I C A L D I G I TA L A N D
SOCIAL MEDIA STUDIES
THE AUTHOR
Dr Scott Timcke is Lecturer in Communication Theory, Department of
Literary, Cultural, and Communication Theory, The University of West
Indies, St Augustine, Trinidad and Tobago.
uwestminsterpress.co.uk